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6 Advancements andInnovations inSleep Surgery
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49. Liu SYC, Huon LK, Ruoff C, Riley RW, Strohl KP, Peng Z.Restoration of sleep architecture after maxillomandibular advancement: success beyond the apnea-hypopnea index. Int J Oral Maxillofac Surg. 2017;46(12):1533–8.
50. Boyd SB, Chigurupati R, Cillo JE, Eskes G, Goodday R, Meisami T, etal. Maxillomandibular advancement improves multiple health-related and functional outcomes in patients with obstructive sleep apnea: a multicenter study. J Oral Maxillofac Surg. 2019;77(2):352–70.
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Chapter 7
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Oral Dysplasia
LiorAljadeff andAnthonyB.Morlandt
Terminology
The term “precancer” was initially introduced in 1805 when a panel of physicians in Europe suggested that some benign disease can progress to invasive malignancy if given enough time [1]. Over time, the terms “precancer,” “premalignancy,” and “precursor lesion” have become synonymous with oral dysplasia. However, during the 2005 WHO workshop (published in 2007), a panel of experts proposed replac­ing these terms with the more precise term “oral potentially malignant disorder” (OPMD) [2]. This term is dened as any “clinical presentations that carry a risk of cancer development in the oral cavity, whether in a clinically denable precursors lesion or in clinically normal oral mucosa.” [3]. The reasons for this shift were mul­tifold. For one, the phrase “potentially malignant” highlights the fact that not all patients diagnosed with an OPMD will develop an oral malignancy. The new term implies that there is an unknown potential for carcinogenesis, rather than framing it as inevitable given enough time. Additionally, the term “disorder” highlights the fact that patients diagnosed with an OPMD have an increased risk of developing carcinoma anywhere in their mouth over their lifetime. Data show that patients can develop oral squamous cell carcinoma in sites that are separate from the mucosal changes of their OPMD [2]. This reinforces the importance of shifting our view of OPMDs from “precancerous lesions” to disorders that represent a eld of molecular mucosal changes in which cancer is more likely to develop [4, 5]. Recently, a newer term, “potentially premalignant oral epithelial lesion (PPOEL),” has emerged in the literature to replace OPMDs. However, the 2020 WHO working group rejected this terminology because the term OPMD is now well-established in the literature since
L. Aljadeff · A. B. Morlandt (*) Department of Oral and Maxillofacial Surgery, Section of Oral Oncology, University of Alabama at Birmingham, Birmingham, AL, USA e-mail: laljadeff@uabmc.edu; amorlandt@uabmc.edu
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023 J. C. Melville et al. (eds.), Advancements and Innovations in OMFS, ENT, and Facial Plastic Surgery, https://doi.org/10.1007/978-3-031-32099-6_7
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its introduction in 2007, and they felt PPOEL neither added nor changed anything signicant [6, 7].
Fundamentally speaking, OPMD is a broad term that encompasses anything that has a risk of progressing to oral cancer, including clinically normal oral mucosa. OPMD includes both strictly clinical conditions (e.g., leukoplakia, erythroplakia, and erythroleukoplakia) and a variety of diagnoses that have well-established clini­cal and histologic characteristics (e.g., submucous brosis, dyskeratosis congentia, smokeless tobacco keratosis, chronic candidiasis lichen planus, discoid lupus ery­thematosus, syphilitic glossitis, and actinic keratosis). In contrast, dysplasia is a histological diagnosis that describes “abnormal growth” at the cellular level, as its name implies. The WHO denes oral epithelial dysplasia (OED) as “a spectrum of architectural and cytological epithelial changes caused by an accumulation of genetic changes, associated with an increased risk of progression to squamous cell carcinoma” [3]. The distinction between these two is important.
OPMDs carry a risk of malignant transformation; however, they may or may not contain histological evidence of the epithelial dysplasia. In fact, although OED is a common nding in erythroplakia and erythroleukoplakia, it is only present in a minority of leukoplakias, despite the malignant potential of many leukoplakic lesions. The presence of dysplasia is important because it has been shown to carry prognostic signicance in predicting malignant transformation, even in clinically normal appearing mucosa. Thus, any lesion with dysplasia is, by denition, an OPMD (although the converse is not true). However, OPMDs can progress to oral squamous cell carcinoma (OSCC) without any previous histological evidence of dysplasia. Chaturvedi etal. demonstrated that a substantial proportion of cancers (39.6%) arose from lesions histologically classied as nondysplastic [8].
The diagnostic criteria for epithelial dysplasia includes both architectural and cytological epithelial changes that serve as evidence of the cellular misbehavior that is thought to progress to oral squamous cell carcinoma (OSCC). However, although a plethora of grading scales, models, and biomarkers exist, no one has been able to reliably predict if and when epithelial dysplasia will traverse the basement mem­brane and invade the underlying connective tissue to progress to OSCC.This leaves clinicians with a difcult conundrum in the management and surveillance of these historically controversial conditions. Before surgeons can intelligently use the most recent data and technology to personalize treatment plan for a patient with OPMD or OED, they must have a clear understanding of the terminology described above.
L. Aljadeff and A. B. Morlandt
Oral Potentially Malignant Disorders
It is outside the scope of this chapter to discuss all OPMDs; however, leukoplakia, erythroplakia, and erythroleuoplakia are the most common, controversial, and con­fusing OPMDs and are thus included herein.
First, it is important to understand that leukoplakia, erythroplakia, and erythro­leukoplakia are clinical terms that simply describe a lesion as “white plaque,” “red
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patch,” or a predominantly white plaque with red areas, respectively. To be clear, these are not histologic diagnoses. In fact, there is a broad range of conditions that can present as a white plaque in the oral cavity, many of which have well­characterized clinicohistopatholgic ndings that allow for a formal diagnosis. These include frictional keratosis, lichen planus, oral candidiasis, and white sponge nevus, to name a few. Thus, the term leukoplakia can rst be used as a provisional diagno­sis at the time of detection if nothing else on the list of differential diagnoses appears more likely. However, a biopsy is indicated to rule out the many other well­established diagnoses that present as white plaques of the oral cavity in order to establish oral leukoplakia as the diagnosis of exclusion [9, 10]. The same is true for erythroplakia and erythroleukoplakia.
Oral leukoplakia is the most common OPMD with a prevalence of 1–4% [10]. The published malignant transformation rate of oral leukoplakia is highly variable, ranging from 0 to 36%, largely due to differences in geographic region, population risk proles, denitions, and study design [8]. Iocca etal. recently published the most thorough systematic review and meta-analysis on OPMDs to date, and they calculated a malignant transformation rate of 9.5% with an annual transformation rate of 1.5% [11]. Waldron and Shafer studied 3256 cases of oral leukoplakia and reported that 19.9% had some degree of epithelial dysplasia [12]. Risk factors for malignant transformation of oral leukoplakia include: (1) female patients, (2) non­smokers, (3) longstanding lesions, (4) oor-of-mouth and tongue subsites (5) non­homogeneous leukoplakia, (6) presence of Candida albicans within the lesion, and (7) presence of epithelial dysplasia in the lesion [13]. Proliferative verrucous leuko­plakia (PVL) is an aggressive and problematic subtype of leukoplakia that is most common in elderly women with a malignant transformation rate of approximately 50% and an annual malignant transformation rate of 9.3% [11, 14].
In 1911, Vincent Jules Louis Queyrat, a French dermatologist, described a bright­red precancerous lesion of the glans penis, which he termed “erythroplasie,” and is known today as Erythroplasia of Queryat [15]. The term was subsequently adapted to “erythroplakia” and used to describe potentially premalignant red patches of the oral cavity that were thought to be analogous to the already well-described poten­tially premalignant white plaques of the oral cavity, leukoplakia. Years later, the term “erythroplakia” was recognized to be a misnomer because, in contrast to leu­koplakia, erythroplakia does not typically form plaques at all but are more erosive or atrophic-appearing lesions that are continuous with or even depressed below the surrounding mucosa [13, 16]. Over the years, the denition of oral erythroplakia has changed; however, the most widely accepted denition today was proposed by Pindborg and colleagues in 1997: “a ery red patch that cannot be characterized clinically or pathologically as any other denable lesion” [17]. An array of lesions with overlapping clinical appearances have since been described, and terms such as erythroleukoplakia, erosive leukoplakia, leukoerythroplakia, and speckled erythro­plakia were coined, which further complicated the literature.
Shafer etal. has shown that 51% of homogenous erythroplakia had evidence of invasive carcinoma at the time of biopsy, and 40% showed carcinoma in situ [18]. Furthermore, Iocca etal. have shown that the rate of malignant transformation of
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oral erythroplakia, even without any prior evidence of dysplasia, was still as high as
33.1% [11]. Although poorly understood at the molecular level, clinical evidence of erythroplakia represents an ominous disease process that should be managed more aggressively than its more common and benign counterpart, leukoplakia.
L. Aljadeff and A. B. Morlandt
Oral Dysplasia: Grading andClassication
In 1957, Slaughter popularized the principle of “eld cancerization,” which stated that if carcinogens caused clinically detectable premalignant or malignant changes in one part of the oral cavity, there is equal risk of it causing those changes in other parts of the oral cavity that were exposed to those carcinogens as well [19]. This concept helped reconcile the rising number of synchronous and metachronous tumors that were being observed and reported in the literature. Ultimately, it shed light on the existence of subclinical lesions that made the entire oral cavity, espe­cially high-risk sites such as the tongue and the oor of the mouth, susceptible to malignancy. Years later, in 1996, Califano and colleagues published their landmark description of the genetic progression model for head and neck cancer. This model proposed a “genetic pathway to malignancy.” They proposed that mutations begin in clinically and histologically normal mucosa and accumulate to cause phenotypic changes at the microscopic and/or clinical level that eventually culminate in the development of dysplasia and cancer [20]. This model lay the foundation for our current understanding of oral epithelial dysplasia as a continuum of cytological and architectural changes in epithelium that may progress to oral squamous cell carci­noma. Califano’s model also provided a molecular explanation for the “eld cancer­ization” that Slaughter carefully observed and described [19].
The challenge that continues to plague clinicians, scientists, and ultimately patients is predicting which dysplastic lesions will progress to carcinoma and when. Over the years, many methods have been proposed and tested to predict the progres­sion from dysplasia to carcinoma; the most well-known of which is histological grading.
Smith and Pindborg were the rst to describe a classication system for grading epithelial dysplasia of oral mucosa in 1969 [21]. They evaluated 13 histologic fea­tures, which were standardized by a set of photographs. After comparing the slides with the photographic standard, each feature was graded as absent, slight, or marked and given a score. The scores were then added to produce an epithelial atypia index (EAI) (which could range from 0 to 75). A score of 10 or less was considered non­dysplastic, a score between 11 and 25 was considered mild dysplasia, a score of 26–45 was considered moderate dysplasia, and a score above 45 was considered severe dysplasia.
Currently, the most widely used grading system for dysplasia is the one rst proposed by the WHO in 1997 and revised in 2005 and then again in 2017 [22]. In 1967, the WHO established a Collaborating Center for Oral Precancerous Lesions in Copenhagen, Denmark that set out to characterize and dene oral lesions that
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Table 7.1 1978 WHO criteria for oral epithelial dysplasia
1. Loss of polarity of basal cells
2. Basaloid appearance in more than one layer of cells
3. An increased nuclear-cytoplasmic ratio
4. Drop-shaped rete pegs
5. Irregular epithelial stratication
6. Increased number of mitotic gures
7. Mitotic gures in the supercial half of the epithelium
8. Cellular polymorphism
9. Nuclear hyperchromatism
10. Enlarged nucleoli
11. Reduction of cellular cohesion
12. Keratinization of single cells or cell groups in the prickle cell layer
Data taken from: WHO (1978). Collaborating Centre for Oral Precancerous Lesions. Denition of leukoplakia and related lesions: an aid to studies on oral precancer. Oral Surg Oral Med Oral Pathol Oral Radiol Endod 46:518–539
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should be considered “precancer” and to determine their relative risk of becoming malignant. They published their rst report in 1978, which dened 12 characteris­tics of epithelial dysplasia (Table7.1), and graded it as mild, moderate, or severe based on whether dysplastic features were restricted to the lower third of epithe­lium, involved the middle third as well, or went all the way to the upper third, respectively [23]. In 2005, the classication was expanded to ve stages based on the level of architectural and cytological alterations that were present. Briey, these were squamous hyperplasia, mild dysplasia, moderate dysplasia, severe dysplasia and carcinoma in situ (CIS) [2]. In 2017, the WHO dropped the terms “squamous hyperplasia” and “carcinoma in situ” from their classication system (Table7.2) and made minor changes to the diagnostic criteria [3].
Unfortunately, data have shown that the inter- and even intra-observer reproduc­ibility of this classication system is poor [2426]. A study by Brothwell etal. showed that when three oral pathologists were asked to simply identify the presence or absence of oral epithelial dysplasia in 64 slides, the inter-observer agreement was only moderate with a kappa score of 0.51 [24]. The intra-observer agreement was extremely variable; one pathologist had a kappa score of only 0.22, which means he had only mild agreement with himself. Other studies have shown equally poor inter­ and intra-observer agreement using the WHO classication with one reporting a kappa agreement scores as low as 0.15 between six pathologists reviewing 150 slides [25]. This lack of consistency in the diagnosis and grading of oral epithelial dysplasia signicantly confounds the data on the prognostic implications of dyspla­sia and makes it highly controversial [26].
In 2006, Warnakulasuriya etal. sought to address this problem by proposing a two-tier classication for lesions: low risk (no dysplasia, questionable dysplasia, or mild dysplasia) versus high risk (moderate or severe dysplasia) for undergoing malignant transformation [27]. They felt this would have better reproducibility and clinical utility. Kujan et al. argued that the binary system has superior
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Table 7.2 Comparison of the evolving WHO classication for oral epithelial dysplasia
1978 classication 2005 classication 2017 classication Mild dysplasia Squamous hyperplasia Mild dysplasia
Mild dysplasia Moderate dysplasia Moderate dysplasia Moderate dysplasia Severe dysplasia Severe dysplasia Severe dysplasia
Carcinoma in situ
1978 WHO Classication taken from: WHO (1978). Collaborating Centre for Oral Precancerous Lesions. Denition of leukoplakia and related lesions: an aid to studies on oral precancer. Oral Surg Oral Med Oral Pathol Oral Radiol Endod 46:518–539 2005 WHO Classication taken from: Warnakulasuriya S, Johnson NW, van der Waal I.Nomenclature and classication of potentially malignant disorders of the oral mucosa. J Oral Pathol Med. 2007;36:575–580 2017 WHO Classication taken from: Reibel J, Gale N, Hille J, etal. Oral potentially malignant disorders and oral epithelial dysplasia. In: El-Naggar AK, Chan JKC, Grandis JR, Takata T, Slootweg PPJ, eds. WHO Classication of Head and Neck Tumours. 4th ed. Lyon, France: IARC; 2017: 112–115.
L. Aljadeff and A. B. Morlandt
reproducibility and a similar prognostic ability when compared to the three-tier WHO system; however, when they tested this binary system with four architectural and ve cytological criteria for dysplasia, they still only demonstrated a moderate inter-observer agreement (κ of 0.5) [28]. Nankivell etal. tested the binary system with four architectural and four cytological features and had a slightly higher inter­observer kappa of 0.59 [29].
Oral Dysplasia: Detection andDiagnosis
As mentioned early, oral epithelial dysplasia is a histological diagnosis and thus requires tissue biopsy. Furthermore, current guidelines suggest that a biopsy is also indicated to make the provisional diagnosis of leukoplakia or erythroplakia a deni­tive one by excluding other conditions. However, there has a been a strong practical and nancial incentive to identify minimally invasive adjunctive tests that can be used to either screen for dysplasia or further characterize lesions with a suspicious clinical appearance. Additionally, they can help guide clinicians in selecting a spe­cic location to obtain their tissue biopsy.
Although it is outside the scope of this chapter to review the ever-evolving land­scape of chairside adjuncts developed for oral epithelial dysplasia and OSCC, we will briey review some important principles about using them and a few of the most common types.
First, it is important to understand that adjuncts are not intended to replace tissue biopsy when a lesion appears frankly invasive or even highly concerning for dyspla­sia [30]. Second, it is important to understand that there are two main ways to use these technologies: as a screening test or a “case-nding” test [30]. Lingen and col­leagues, citing the WHO Public Health Papers from 1968, say that a screening test
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is dened as a test used for “people who are apparently free from the disease in question in order to sort out those who probably have the disease from those who probably do not. The important factor is that screening involves checking for the presence of disease in a person who is symptom free.” Meanwhile, they dene a case-nding test as a test that is “applied to a patient who has abnormal signs or symptoms in order to establish a diagnosis and bring the patient to treatment.” These distinctly different applications of a technology have signicant implications for the test’s sensitivity, specicity, positive predictive value, and negative predictive value. Unfortunately, there is a lot of literature that confuses these terms and even uses them interchangeably, which confounds epidemiologic data and emphasizes the importance of critically evaluating the literature supporting an adjunct before incor­porating it into a practice [30].
A conventional oral examination with special attention to high-risk subsites has long been the standard of care method to screen for oral cancer and dysplasia. A large meta-analysis done by Downer etal. calculated a sensitivity of 85% and a specicity of 97% [31]. Furthermore, Kerala etal. conducted a randomized con­trolled trial that was initiated in 1995 and involved over 130,000 individuals ran­domized into two groups (screening or control) with results presented at 3, 6, and 9years. At 9years, although there was no increase in survival observed for the overall population, they found a decreased mortality among males who were using tobacco and alcohol and received oral cancer screening.
Light-based detection systems have been studied as both screening tests and case-nding tests. There are two main categories of light-based detection tests: tests that assess tissue reectance (e.g., ViziLite Plus and MicroLux DL) and tests that assess tissue autouorescence (e.g., VELscope). Tissue reectance was being used as an adjunct in cervical mucosa long before it was used in the oral cavity. In the oral cavity, these tests begin with a 1% acetic acid solution pre-rinse that is thought to remove surface cellular debris and cause mild dehydration of epithelial cells to increase visibility of their nuclei. A blue-white LED light is then applied to the oral mucosa, and normal tissue absorbs it, causing it to appear dark, whereas abnormal tissue reects it, causing it to appear white. However, there is no data to demonstrate that this technology can identify mucosal abnormalities not already detected by visual examination. Furthermore, there is no data to show it can reliably predict histopathological abnormalities in clinically suspicious lesions identied by visual exam [30].
Tissue autouorescence is based on the principle that cellular alterations in dys­plasia and carcinoma change the concentration of uorophores in tissue, which affect the way abnormal tissue scatters and absorbs certain wavelengths of light. Tissue autouorescence technology does not require the use of a pre-rinse. The VELscope uses a blue light (with a wavelength of 400–460nm) to excite the tissue. Normal oral mucosa emits a pale green autouoresence when viewed through a narrow-band lter in the handpiece. In contrast, abnormal tissue has less autouo­resence and appears dark in comparison to the bright surrounding normal mucosa. When used as a case-nding test (on suspicious lesions that were detected by visual exam under incandescent light), one study showed a high sensitivity (98%) and high
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specicity (100%) in discriminating mucosa with histologic evidence of carcinoma or dysplasia from mucosa that is histologically normal [32]. However, the data is mixed with one systematic review reporting sensitives as low as 15.3% and speci­cities as low as 30% [33]. Furthermore, there is no good evidence to show tissue autouorescence can reliably identify histopathologically abnormal mucosa that is not detectable by clinical oral exam, which limits its use as a screening test [30].
Another popular adjunct is brush biopsy. This technology is used as a case­nding test and works by allows clinicians to collect exfoliated cells in a clinically suspicious lesion. The cells are then xed on a histology slide and undergo special­ized computer-aided analysis. Because the test evaluates individual cells, its assess­ment is based solely on cellular atypia. Thus, it cannot evaluate epithelial architecture and cannot differentiate dysplasia from invasive carcinoma. It was introduced in 1999 and marketed as a minimally invasive adjunct that could further characterize innocuous appearing lesions that clinicians would not normally biopsy. If the test resulted as “abnormal” or “positive,” clinicians are encouraged to follow up with a formal scalpel biopsy for denitive diagnosis. The data on this has been mixed as well with sensitivities and specicities ranging from 71% to 100% and 32% to 100%, respectively [30]. However, Lingen and colleagues argue that this adjunct may be helpful in patients with multiple lesions throughout the oral cavity who are not willing to undergo scalpel biopsy for all of them.
A third main category of adjuncts is dyes, most commonly toluidine blue, which have a high afnity for nucleic acids and thus presumably stain dysplastic and malignant tissue because of their high DNA content. Toluidine blue has been used for decades in other countries as both a screening test and case-nding test for oral cavity dysplasia and cancer [34]. Surgeons have also used toluidine blue to decide on margins for excision of a lesion [35]. Although a lot of data exist on toluidine blue, there is none that supports its use as a screening test. Overall, its sensitivity and specicity for detecting oral cancer ranges from 78% to 100% and 31% to 100%, respectively [30].
In summary, these adjuncts may have a role in the detection and diagnosis of dysplasia, but only in the hands of informed clinicians who understand their indica­tions and use them appropriately.
L. Aljadeff and A. B. Morlandt
Oral Dysplasia: Management (Treatment andSurveillance)
Treating dysplasia before it progresses to oral cancer can be lifesaving; however, there is still no way to accurately predict which dysplastic lesions will progress and when. Furthermore, because dysplasia is a disease that is restricted to the epithe­lium, there are many different management options including observation, topical therapy (retinoids and vitamin A), cryotherapy, laser vaporization, and surgical excision. Each of these have different levels of morbidity, rely on different amounts of patient compliance, have different costs, and require different expertise and equipment from clinicians. Additionally, unlike oral squamous cell carcinoma, there
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is no consensus or data-drive guidelines to follow. Thus, the management of dyspla­sia has become a matter of surgeon preference and a source of signicant controversy.
For purposes of this chapter, we will review a few algorithms that help provide a framework for managing patients with oral epithelial dysplasia. In 2015, the University of Liverpool published an algorithm that divides epithelial dysplasia into two main categories: mild or moderate/severe/CIS [36]. This is based on strong data that lesions with a higher degree of dysplasia have a higher tendency to undergo malignant transformation [37]. Specically, a meta-analysis conducted by Iocca etal. showed that the “the odds of malignant transformation in moderate/severe dysplasia are much higher than mild dysplasia (OR 2.37, 99% CI 1.47–3.79)” [11]. They calculated an annual malignant transformation rate of 1.7% for mild dysplasia and 3.57% for severe dysplasia. Furthermore, Speight has shown that while less than 5% of mild dysplasia will undergo malignant transformation, up to 50% of severe dysplasia will [37]. In the Liverpool algorithm, mild dysplasia gets moni­tored for 5years by a specialist and then discharged to their primary care for surveil­lance, whereas moderate and severe dysplasia gets treated, re-biopsied, or closely observed long term by a specialist. The only exception to this is that mild dysplasia that has a concerning clinical appearance or exists in a patient with signicant risk factors gets managed more vigilantly along the moderate/severe dysplasia pathway of the treatment algorithm.
In 2018, Awadallah and colleagues published their own algorithm for managing dysplasia [38]. Similar to the Liverpool algorithm, their algorithm was based on risk stratication; however, they proposed a unique treatment for moderate dysplasia rather than grouping it with severe dysplasia and CIS.Interestingly, they excise severe dysplasia and CIS with 5mm margins and moderate dysplasia with 2 mm margins and combine excision with laser ablation. Although there is no strong data to support their selection of margins, it reects their concern that lesions with severe dysplasia and CIS identied on biopsy are more likely to have a focus of Squamous cell carcinoma (SCCa) that may be identied after complete excision. Additionally, the surveillance is different for moderate dysplasia versus severe dysplasia/CIS.The surveillance for severe dysplasia/CIS closely mimics the regimen outlined by the National Comprehensive Cancer Network (NCCN) for head and neck cancer, again, reecting the concern that severe dysplasia and CIS are most likely to undergo malig­nant transformation. Meanwhile, mild dysplasia in patients with clinically innocuous lesions and no risk factors undergo “conservative management,” whereas higher-risk patient undergo excision with or without laser ablation. The long-term follow-up they propose for mild dysplasia is similar to their follow up for moderate dysplasia.
Ultimately, both the Liverpool and Awadallah algorithms focus on two main modalities of treatment: surgical excision or CO2 laser ablation. The main advan­tage of surgical excision over CO2 laser ablation is that it provides a specimen for histopathological analysis that may affect treatment (for example, if a focus of car­cinoma was found in the specimen). However, laser ablation is often less morbid that surgical excision and can be used in lesions that are not amenable to excision either because of location or distribution.
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