
Supersymmetry. Theory, Experiment, and Cosmology
.pdfNo-scale models 149
6.12No-scale models
In the context of electroweak symmetry radiative breaking, we have seen that the electroweak symmetry breaking scale comes out naturally small compared to the Planck scale. This however does not determine the gravitino mass which fixes the masses of the supersymmetric partners. Indeed, only dimensionless quantities such as mass ratios (e.g. gaugino mass over m3/2 ) or A-terms play a rˆole in the determination of the electroweak scale. However, if we do not want to destabilize the electroweak vacuum through radiative corrections, the overall supersymmetric mass should be a low energy scale. It is thus desirable to look for a determination of the scale m3/2 through low energy physics.
Obviously, in this case, the gravitino mass should remain undetermined by the hidden sector: in other words, it should correspond to a flat direction of the scalar potential. Let us get some orientation with a hidden sector reduced to a single field z [92]. For the time being, we ignore low energy observable fields. The scalar potential may be written from (6.37)
V (z, z¯) = 9 e4G/3Gz−z¯1 ∂z ∂z¯e−G/3. |
(6.133) |
It vanishes for ∂z ∂z¯e−G/3 = 0, i.e. |
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G(z, z¯) = K(z, z¯) = −3 ln f (z) + f¯(¯z) . |
(6.134) |
One notes that the corresponding curvature, defined in (6.51), is proportional to the K¨ahler metric, i.e. Rzz¯ = − 23 Gzz¯. This property defines an Einstein–K¨ahler manifold.
One may redefine the coordinates on the K¨ahler manifold by performing the replacement f (z) → z. Then,
K(z, z¯) = −3 ln (z + z¯) . |
(6.135) |
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The corresponding Lagrangian is restricted to a nontrivial kinetic term: |
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In order to discuss the symmetries associated with such a Lagrangian, we define z = (y + 1)/(y − 1) such that L = 3 ∂µy∂µy/¯ 1 − |y|2 2, which is invariant under:
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This defines the noncompact group SU (1, 1) [72, 92, 131, 132]12 |
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In terms of the variable z, this SU (1, 1) symmetry reads |
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αz + iβ |
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12A representation of this group is provided by the matrices ¯ which, acting on vectors , b a¯ y2
leave invariant the quadratic form |y1|2 − |y2|2 (to be compared with |y1|2 + |y2|2 for the compact group SO(2)).

150 Supergravity
This includes:
˜ →
(i) imaginary translations, forming a noncompact U (1)a group: z z + iα;
(ii)dilatations: z → β2z;
(iii)conformal transformations: z → (z + i tan θ)/(i tan θ + 1).
The complete supergravity Lagrangian is invariant under this symmetry, except
the gravitino mass term (6.45): |
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This is invariant under Ua(1) but not under dilatations since it has dimension d = 3 (see Section A.5.1 of Appendix Appendix A), nor on conformal transformations (under which the gravitino and the Goldstino transform di erently). This term thus breaks
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SU (1, 1) down to the noncompact Ua(1).
Because, by construction, the tree level scalar potential is flat, we must rely on
quantum fluctuations to determine m2 = eG : since supersymmetry is broken, these
3/2
radiative corrections should lift the flat direction. If only light fields (with a mass of order MW or µEW as defined in (6.85)) contribute, then one expects m3/2 to be of the same order. On the other hand, if superheavy supermultiplets of mass of order MU (with mass splittings of order m3/2 ) contribute, then one expects a vacuum energy
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of order m3/2 MU |
towards MU .
We thus need to find models where superheavy matter supermultiplets do not feel supersymmetry breaking. We construct in what follows such models [130]. Let us
consider for this purpose the following generalized K¨ahler potential |
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G = −3 ln z + z¯ + h |
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¯¯ı |
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where h is a real function of n chiral supermultiplets (i = 1, . . . , n). We note φ , I = 0, . . . , n the scalar fields φ0 ≡ z and φI=i ≡ φi. The scalar potential then reads, from (6.37), setting κ = 1,
V = eG &GI GIJ¯GJ¯ − 3' + |
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(Ref )ab DaDb. |
(6.141) |
2 |
From the explicit form of the K¨ahler potential, we deduce that Gi = G0hi, G¯ı = G0h¯ı and
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(6.142) |
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where hi¯h¯k = δki . One thus obtains |
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Hence the scalar potential (6.141) is reduced to its D-terms and is flat along the D-flat directions.

Exercises 151
One may check that there is no mass splitting between the bosonic and fermionic components of the chiral supermultiplets. In order to see this, one may compute the supertrace (6.51), which reads, in this case where we have n + 1 chiral supermultiplets [209],
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= 2 eG [n + |
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IJ R |
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Using the explicit form (6.140) of the K¨ahler potential, one obtains (see Exercise 6)
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TrM 2 = |
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4eG = |
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4m2 . In other words, STrM 2 |
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2TrM 2 |
theory, which confirms the absence of splitting between the supersymmetric partners of the chiral supermultiplets.
Of course, this situation is not completely satisfactory since we wish to see some sign of supersymmetry breaking at low energy, in order to fix the gravitino mass through radiative corrections. This is done by giving a mass to gauginos through supersymmetry breaking: this communicates a nonzero mass to scalars at low energy through the renormalization group evolution.
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metry that is responsible for the F -flat direction [130]. Indeed, writing |
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φi = |
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(6.146) |
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the K¨ahler potential reads (6.140) reads |
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G = −3 ln 1 − yI y¯I¯ + 3 ln 1 + y0 + 3 ln 1 + y¯0¯ , |
(6.147) |
where the last two terms can be cancelled by a K¨ahler transformation. The corresponding K¨ahler metric shows that the scalar fields yI , I = 0, . . . , n parametrize the coset space SU (n, 1)/SU (n) × U (1).
Further reading
•P. van Nieuwenhuizen, Supergravity, Physics Reports 68 (1981) 189.
•P. Bin´etruy, G. Girardi and R. Grimm, Supergravity couplings: a geometric formulation, Physics Reports 343 (2001) 255.
Exercises
Exercise 1 Compute the number of on-shell degrees of freedom for a massless gravitino and a massless graviton field in a D-dimensional spacetime (D even), following the counting performed in Section 6.4 for D = 4.
Hints: In a D-dimensional spacetime, a Majorana spinor has 2D/2 × (1/2) degrees of freedom; a massless vector has (D − 2) degrees of freedom; hence for the gravitino (D − 2)2D/2/2 minus 2D/2/2 since the gauge condition γ.ψ = 0 suppresses the spin 1/2 component, i.e. (D − 3)2D/2/2.
For the graviton, the symmetric and traceless hµν has D(D + 1)/2 − 1 components; the gauge conditions fix the D components ∂µhµν ; the residual gauge symmetry takes care of another D − 1 components. Hence D(D + 1)/2 − 1 − D − (D − 1) = D(D − 3)/2.

152 Supergravity
Take D = 10: the gravitino has 112 degrees and the graviton 35. The mismatch indicates that the gravity supermultiplet must include other dynamical fields (see Chapter 10).
Exercise 2 One consider a single (gauge singlet) chiral superfield z coupled to super-
gravity, with generalized K¨ahler potential G as in (6.23) (κ = 1).
√
(a) Writing its scalar component z = (A + iB)/ 2, show that
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∂2V |
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TrM02 ≡ mA2 + mB2 = 2Gzz−¯1 |
∂z∂z¯ |
min |
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where V is the scalar potential.
(b)Using the explicit form (6.37) for the scalar potential and the minimization condition, show that
TrM 2 |
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(c) Deduce the formula (6.51). |
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Hints: (c) Because the Goldstino does not appear in the physical spectrum, the super-
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Exercise 3 We wish to show that the solution to the system (6.117) is given by (6.118).
(a) Introduce the functions fb,t(t) defined by
∆Zb,t(t) = ∆Zb,t(t0) + Yb,t(t)ft,b(t).
Deduce from (6.117) the di erential equations satisfied by ft(t) and fb(t).
(b) Solve for ft(t) − fb(t) and then for ft(t) and fb(t) separately.
Hints: (b) (ft − fb) (t) =
10 (∆Zt(t0) − ∆Zb(t0)) e−2 0t dt1[Y (t1)−g32(t1)/(3π2)] t dt1e2 0t1 dt2[Y (t2)−g32(t2
0
Exercise 4 Using the methods of Section 6.9, prove equation (6.124).
Hints: start by solving (6.113) for Zb and Zt. For Yt(0) g32(0)/(16π2),
Zb(t) = Zb(0) − |
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γ34 − 1 , |
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Then extract m2H2 from m02H2 in (6.116).
Exercises 153
Exercise 5 In the model described by the superpotential (6.128) and the K¨ahler potential (6.129), show that, in the limit κ → 0, the e ective scalar interactions are described by the Lagrangian (6.132).
Hints: Start from the supergravity scalar potential (6.36). Writing the full K¨ahler
metric |
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gpq¯ κXp¯ |
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where gpq¯ = gp(0)q¯ +κgp(1)q¯ +κ2gp(2)q¯ (gp(iq¯) is the metric associated with the K¨ahler potential K(i)). The inverse metric then reads:
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Exercise 6 For the no-scale model described by the K¨ahler potential (6.140), |
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Hints: (b) Use (6.143) to show that the first term in (6.149) does not contribute to
ST rM 2.

7
Phenomenology of supersymmetric models: supersymmetry at the quantum level
Since the Standard Model has been tested to a level where quantum corrections play an important rˆole, it is expected that any theory beyond it will have to be tested at the same level. From this point of view, the odds are in favor of supersymmetric theories since supersymmetry has been constructed from the start to control quantum corrections. Since this chapter deals with the confrontation of supersymmetry with the real world, we first discuss in some detail this important issue of stability under quantum corrections.
Obviously, supersymmetry is broken. The way supersymmetry is broken should have some decisive impact on the search of supersymmetric particles. We thus review the main scenarios of supersymmetry breaking, mostly from a phenomenological point of view. More theoretically oriented issues are postponed till Chapter 8.
We conclude this chapter by a concise review of the search for supersymmetric particles. Since this is constantly evolving with the accumulation of new data and the progress on collider energies, I have taken the conservative approach to give the limits obtained at the LEP collider, except otherwise stated. The reader is referred to the proceedings of recent summer conferences for updated values.
7.1Why does the MSSM survive the electroweak precision tests?
In view of the many successes of the Standard Model under precision tests (see Section A.4 of Appendix Appendix A), it might come as a surprise to realize that the MSSM is also surviving these tests. Indeed, most of the theories beyond the Standard Model fail to do so because the extra heavy fields that one introduces induce undesirable radiative corrections. Supersymmetry has been introduced in order to better control these radiative corrections. It is thus not completely surprising that it fares better in this respect. It actually does so much better than other theories that it is often stated that the more standard the theory of fundamental interactions seems to be, the more likely it is to be supersymmetric (spontaneously broken). Although we will see in Chapter 12 that such a statement has its limits, this is the reason why

Why does the MSSM survive the electroweak precision tests? 155
supersymmetry is considered as the most serious candidate for a theory beyond the Standard Model.
One of the predictions of the Standard Model that is most di cult to reproduce is the fact that the ρ parameter defined as
M 2
ρ = W , (7.1) MZ2 cos2 θW
has a value very close to 1. Indeed, this value of 1 is predicted at tree level (see equation (A.136) of Appendix Appendix A) and receives only corrections of a few per cent from radiative corrections (see Section A.4 of Appendix Appendix A). To discuss departures
from the tree level value ρ = 1 it proves to be useful to use a global symmetry known as the custodial SU (2) symmetry. This concept was developed [341] in the context of technicolor theories for which this test proved to be very damaging. It can be used to discuss radiative corrections to the ρ parameter in the framework of the Standard Model as well as of any theory beyond the Standard Model.
This custodial SU (2) symmetry is a global symmetry under which the gauge fields Aaµ, a = 1, 2, 3 of the SU (2) symmetry of the Standard Model transform as a triplet: as we will see in the next Section, the presence of such a symmetry ensures that the parameter ρ is 1. Deviations from 1 are associated with the breaking of this symmetry: for example, (t, b) is a doublet of custodial SU (2), and the fact that the top mass is much larger than the bottom mass is a major source of breaking. The precision tests from the LEP collider have taught us that the breaking of custodial SU (2) in the Standard Model is in good agreement with the one observed in the data. We develop these considerations in the next two sections.
7.1.1Custodial symmetry
We first prove the following statement:
In any theory of electroweak interactions which conserves charge and a global SU (2) symmetry under which the gauge fields Aaµ, a = 1, 2, 3 of the SU (2) symmetry of the Standard Model transform as a triplet, one has ρ = 1.
A mass term for the gauge bosons Aaµ necessarily transforms under this custodial SU (2) as1 (3 × 3)s = 1 + 5. In order not to break the global SU (2) the mass term must be a SU (2) singlet and the corresponding mass matrix is simply of the form
M 2δab.
We then add the U (1)Y gauge field Bµ. Since charge is conserved, there is no mixed term of the form AaµBµ, a = 1, 2, in the mass matrix (cf. (A.114) of Appendix Appendix A). Thus the complete mass matrix for the electroweak gauge bosons in the basis A1µ, A2µ, A3µ, Bµ is of the form:
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156 Phenomenology of supersymmetric models: supersymmetry at the quantum level
Clearly, M 2 = M 2 |
the mass of the charged gauge bosons W ± = (A1 |
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This proves the statement above.
This has many interesting applications:
(i)Strong interactions conserve electric charge and strong isospin. We may thus choose strong isospin as our global SU (2). For it to be a symmetry in the presence of the gauge fields Aaµ, we must transform these fields under this global symmetry. We conclude that the relation ρ = 1 remains true to all orders of strong interaction. On the other hand, weak interactions violate strong isospin and we expect violations of order g2 GF MW2 .
(ii)Let us consider the Higgs potential ((A.127) of Appendix Appendix A):
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which shows that V is invariant under O(4) SU (2) × SU (2). This symmetry
√
is spontaneously broken into O(3) SU (2) by φa = δa0 v/ 2. Thus ρ = 1 to all orders of scalar field interactions. This remains true for any number of Higgs doublets (since one can redefine them in such a way that a single one acquires a vacuum expectation value). On the other hand, in presence of a triplet of Higgs, O(3) is broken down to O(2), which is insu cient as a custodial symmetry: ρ = 1.
Why does the MSSM survive the electroweak precision tests? 157
(iii)We next turn to Yukawa couplings. We will consider only the third generation since it corresponds to the largest Yukawa couplings and thus to the largest source of violation of custodial symmetry. We have, following equation (A.139) of Appendix Appendix A,
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LY = λbψ¯tΦbR + λtψ¯tΦtR + h.c. |
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where ψt = bL |
. Writing Φ as in (7.7), in the case where λb |
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= λt = λ, we
(7.9)
which is explicitly invariant under SU (2) × SU (2) (as in the sigma model, see equation (A.208) of Appendix Appendix A). Spontaneous breaking leaves intact the custodial SU (2). Thus, in the limit λt = λb, we have ρ = 1 to all orders in the Yukawa couplings.
However, because the top quark is heavy, its Yukawa coupling λt is expected to be larger than λb, which leads to violations of SU (2) custodial symmetry of
order2 λ2t − λ2b GF (m2t − m2b ), where we have used v−2 GF (cf. (A.151) of Appendix Appendix A).
To recapitulate, we expect that, in the Standard Model, the main violations of custodial SU (2) symmetry are of order:
ρ − 1 = O GF MW2 + O GF (mt2 − mb2) . |
(7.10) |
This can be compared with the result of an exact calculation, as given in equation (A.205) of Appendix Appendix A, where we have neglected the bottom mass.
7.1.2Electroweak precision tests in supersymmetric theories
If one considers radiative corrections to the propagators (oblique corrections), the most significant contributions come from the third generation, through the left-handed
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squark mass di erence mt˜L |
− m˜bL |
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+ MW cos 2β and the trilinear At term |
and they are usually down by some powers of the squark masses (thus decoupling for large squark masses).
Thus if the squarks of the third generation are not too large, one may obtain predictions for sin2 θW or MW which are sensibly di erent from their Standard Model values. Hence the interest of obtaining more precision on the W mass in order to start discriminating between the Standard Model and the MSSM. However if the squarks of the third generation are heavy enough (the squarks of the first two generations and the sleptons being within their experimental limits), the MSSM is di cult to distinguish from the Standard Model.
2The violations are quadratic in the Yukawa couplings because in the gauge field propagators, such as Fig. A.8 of Appendix Appendix A, the fermions appear in loops, which involve two Yukawa couplings.

158 Phenomenology of supersymmetric models: supersymmetry at the quantum level
To conclude, the MSSM with heavy enough squarks of the third generation, chargino and stop masses beyond the experimental limit and heavy enough pseudoscalar A0 (that is heavy enough charged Higgs) looks very similar to the Standard Model in electroweak precision tests.
7.1.3b → sγ
The rare decay b → sγ is a good test of the FCNC structure of the Standard Model: it vanishes at tree level and appears only at one loop; see Fig. 7.1, diagram (a). It is of order G2F α whereas most of the other FCNC processes involving leptons or photons are of order G2F α2. It thus provides as well a key test of theories beyond the Standard Model.
The corresponding inclusive decay B → Xsγ has now been measured precisely: its branching ratio is found to be B [B → Xsγ] = (3.55 ± 0.32) × 10−4 (Belle Collaboration, [261]) or (3.27 ± 0.18) × 10−4 (BABAR Collaboration, [16]). The Standard Model prediction, including next to leading order QCD contributions, electroweak and power corrections is B [B → Xsγ]SM = (3.70 ± 0.30) × 10−4. This does not leave much room for new physics.
In fact, supersymmetry prevents any magnetic operator, i.e. any operator of the
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[159]. For example, in the case of supersymmetric QED [363], the |
form Ψσµν ΨF |
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one-loop contribution present in the Standard Model (see Fig. 7.2 a) is cancelled by new graphs involving sfermions and gauginos (see Fig. 7.2b,c and Exercise 1). Thus, in the supersymmetric limit B [B → Xsγ]SU SY = 0. In the more realistic case of broken supersymmetry, this leaves open the possibility of partial cancellations.
In a general supersymmetric model, the one-loop contributions to the b → s transition can be distinguished according to the type of particles running in the loop (see Fig. 7.1) [32]:
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Fig. 7.1 Penguin diagrams inducing a (b → s) transition (a) in the Standard Model and
(a)–(d) in supersymmetric models (the vector line, which represents a photon or a gluon, is to be attached in all possible ways).