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Supersymmetry. Theory, Experiment, and Cosmology

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Avoiding instabilities in the flat directions of the scalar potential 169

tan β

 

No Mixing

 

 

 

tan β

 

 

 

 

 

 

10

 

 

 

 

 

 

10

 

 

Excluded

 

 

 

 

 

 

by LEP

 

 

 

 

1

 

 

 

 

Theoretically

1

 

 

 

 

 

Inaccessible

 

0

20

40

60

80

100

120

140

 

 

 

 

 

m(GeV/c2)

 

mh°-max

 

 

 

 

 

 

 

Excluded

 

 

 

 

 

 

by LEP

 

 

 

 

 

Theoretically

 

 

 

 

 

 

inaccessible

 

 

 

 

 

0

20

40

60

80

100

120

140

 

 

 

 

 

 

m(GeV/c2)

Fig. 7.5 Exclusion plots for mh at 95% confidence level in the MSSM for the no mixing (left) and the maximal mixing (right) scenarios. Shown in light grey is the theoretically inaccessible region and in dark grey the experimentally excluded region. The dashed lines indicate the boundaries of the regions expected to be excluded on the basis of Monte Carlo simulations with no signal [271].

Higgstrahlung process e+e→ h0Z0. For lighter mA, the modification of couplings compared to the standard case leads to a reduction of the Higgstrahlung process. This is compensated by an increase of the so-called associated production e+e→ h0A0.

Negative results from the search of both of these processes at LEP have led to the exclusion plots presented in Fig. 7.5 in the plane (mh, tan β). As is traditional, one has separated the two cases of “maximal mixing” and “no mixing”, the latter being the more constraining one. For low values of tan β above 1, the Higgstrahlung process is the decisive one: it excludes values of mh lower than 114 GeV. For higher values of tan β, the associated production takes over but it excludes only values of mh lower than 91 GeV.

7.3Avoiding instabilities in the flat directions of the scalar potential

The most remarkable feature of a supersymmetric potential is the presence of flat directions. These are valleys where the potential vanishes and thus where global supersymmetry is not broken. Since in global supersymmetry, the potential is a sum of F -terms and D-terms, one refers to them as F -flat or D-flat directions. For example, if W (φi) is the superpotential, the equation Fi = ∂W/∂φi = 0 defines a direction in scalar field space which is a F -flat direction.

Flat directions are characteristic of supersymmetric theories and they have many interesting properties which we will discuss in the following chapters. But they represent a potential danger for phenomenology. Indeed, they are lifted once supersymmetry is broken, in particular by scalar mass terms which may lead to instabilities (if a squared mass turns negative). Such instabilities are used to spontaneously break the

170 Phenomenology of supersymmetric models: supersymmetry at the quantum level

electroweak symmetry but they might lead also to undesirable charge or color breaking minima (we know that the quantum electrodynamics U (1) or the color SU (3) are good symmetries).

To simplify the discussion, we disregard the family structure and consider a single family (which could be any of the three; but since Yukawa couplings are larger for the third family, we choose it for illustration). The superpotential reads (cf. equations (5.1) and (5.2) of Chapter 5)

W = µH2 · H1 + λb

Q3 · H1Bc + λt Q3 · H2T c + λτ

L3 · H1T c

 

 

(7.48)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

T

, L3 =

Nτ

 

 

 

 

 

 

 

 

 

H10

 

 

 

with obvious notation: Q3 = B

T

 

and as seen earlier H1 = H1

,

 

 

 

H2+

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

i

|

 

|

2

 

H2

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

=

∂W/∂Φi

 

.

H2 =

 

0 . One easily extracts the F -term part of the potential: VF

#

 

 

 

The D-term part of the scalar potential reads explicitly7

 

 

 

 

 

 

 

VD

= 8

 

3 |t˜L |2 + |˜bL |2

 

3 |t˜R |2

+

 

3 |˜bR |2

− |ν˜τL |2 + ˜L |2 + 2˜R |2

 

 

 

 

 

g 2

 

1

 

 

 

 

 

 

 

 

 

 

 

 

 

4

 

 

 

2

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

+|H2 |

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

g2

 

 

2

+ H2

 

H2

 

− |H1

| − H1 H1

 

 

2

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

0

 

 

+

 

 

 

 

0 2

 

 

 

 

+

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

˜

 

˜

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

+

82

q˜3L τ q˜3L + l3L τ l3L + H1τ H1 + H22τ H2

 

 

 

 

 

 

 

 

 

 

 

+

g3

 

q˜

λaq

 

 

t˜ λat˜

˜b

λa˜b

.

 

 

 

 

 

 

 

(7.49)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8

 

 

a

 

3L

 

3L

R

R

 

R

 

R

 

 

 

 

 

 

 

 

 

 

 

Finally, the soft terms read, as in equations (5.12) and (5.55) of Chapter 5,

 

 

 

 

 

Vsof t = mH2

1 H1H1 + mH2

2 H2H2 + (BµH1 · H2 + h.c.)

 

 

 

 

 

 

 

 

 

 

 

 

+m2

 

t˜ t˜

 

+ ˜b ˜b

 

 

+ m2 t˜ t˜ + m2 ˜b ˜b

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2 3

L

 

L

 

L

L

 

 

 

T

2R

R

 

 

B R

R

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Q

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

+mL3

 

ν˜τL ν˜τL + τ˜L τ˜L

 

+ mT τ˜R τ˜R

 

 

 

 

 

 

 

 

 

(7.50)

 

 

 

 

 

 

+

 

 

 

 

 

 

H

˜

 

 

 

 

 

 

 

 

H

˜

+ A λ

˜

H τ˜ + h.c. .

 

 

 

 

 

 

 

A

 

 

 

t +

 

 

λ q˜

 

 

b

l

 

 

 

 

 

 

 

λ q˜

 

 

· 2 R

 

A

 

 

 

 

1 R

 

τ τ 3L ·

1 R

 

 

 

 

 

 

 

 

 

 

t

 

t 3L

 

 

 

b

b 3L ·

 

 

 

 

 

The tree-level potential V (0) = VF + VD + Vsof t must be complemented at least by the one-loop corrections. As we have seen in the preceding section, the complete one-loop potential reads, in the e ective potential approximation,

 

 

 

V1(Q) = V (0)(Q) + Ve(1)(Q),

ln

 

 

 

 

(7.51)

 

 

 

(1)

 

1

 

(1)2si (2si + 1) mi4

m2

3

 

(7.52)

 

 

 

Ve

(Q) =

 

 

i

 

,

 

 

 

64π2

i

Q2

2

 

 

 

 

a

a

 

 

 

 

 

 

 

 

 

λa /2

 

7Note that in the last term, the generators of SU (3) for the charge conjugate scalars are

 

 

R

e−iα

 

 

R

 

 

 

 

 

 

 

 

 

since, e.g. t˜

 

 

λ /2t˜ . We then use the hermiticity of the Gell-Mann matrices to write:

t˜R λa t˜R = −t˜R λat˜R .

 

 

 

 

 

 

 

 

 

Avoiding instabilities in the flat directions of the scalar potential 171

where m2i is the field-dependent eigenvalue corresponding to a particle of spin si and Q is the renormalization scale8.

We will identify a F or D flat direction by specifying the supermultiplets which have a nonzero vev along the direction. In other words, along the direction (Φ1, Φ2, ..., Φn), the scalar components φ1, φ2, . . . , φn acquire a (possibly) nonvanishing vev.

Including the one-loop corrections is important in order to minimize the dependence on the renormalization scale Q : most of the dependence cancels between the running scalar masses which are present in the tree-level potential V (0) and the oneloop correction Ve(1) [173]. However, instead of using the full one-loop potential, we will use the following approximation scheme [71]: we take as a scale Q the largest field-dependent mass mˆ (φi) present in (7.52) in order to minimize the value of the one-loop correction. We then use the tree-level “improved” potential V (0) (mˆ (φi)).

We note that mˆ is in general the largest of the following two scales: a typical supersymmetric mass mSUSY (usually a squark mass) or a field-dependent mass in the form of a (gauge or Yukawa) coupling times the nonzero vev along the flat direction considered. For example, in the case of a direction which involves the field H20, we would have mˆ = λt H20 if we consider very large H20 vevs, and squark mass mSUSY otherwise (i.e. if H20 < mSUSYt).

Before discussing the potentially dangerous flat directions, let us review the case of the direction (H10, H20). This direction has already been considered in equation (5.15) of Chapter 5 for the discussion of electroweak symmetry breaking at tree level. The

condition of D-flatness imposes that

 

H0

 

2

 

 

H0

 

2

2

 

simply reads along this direction

 

 

1

 

 

=

 

2

 

 

≡ a and the potential then

V (0)(Q = mˆ ) =

m12 + m22 + 2Bµ cos ϕ a2,

(7.53)

as in equation (5.15) of Chapter 5 (m21 and m22 are defined as in (5.14) there and ϕ = Arg H20/H10 ). The condition for stability in this direction is the positivity condition:

S ≡ m12 + m22 2 |Bµ| > 0.

(7.54)

Remember that this is evaluated at a scale Q of order λta (as long as Q is larger than mSUSY). If we start at the unification scale (or the scale of the underlying theory) MU , this constraint should be valid (otherwise the breaking occurs already in the underlying theory). When we go down in scale, we will eventually encounter the scale Qs where S becomes negative; we then have a Qs/hT .

Let us note that, if we were working solely with the tree level potential, the condition S < 0 would be the sign of a potential unbounded from below9. But this is obviously not the case here: for larger values of a (hence of the renormalization scale Q) the condition (7.54) is no longer satisfied. This is just a reflection of the fact that, had we worked with the complete one-loop potential (7.51), the large logs coming from (7.52) would prevent the field vev from going to infinitely large values.

8For obvious reasons we refrain from calling it µ in this Section

9This is why the type of direction that we study is often called an “unbounded from below direction” and denoted UFB [71]. We will refrain from doing so here.

Phenomenology of supersymmetric models: supersymmetry at the quantum level

172

We will consider here only two of the better known and most constraining flat directions. We start with the direction (T, H20, T c) [165]. In order to cancel the D-terms

 

˜

|

2

˜

|

2

0

2

2

. Then the potential reads

 

in (7.49), we must have |tL

 

= |tR

 

= |H2 |

 

= a

 

 

V (0)(a) = M 2a2 2 |Atλt| a3 + 3λt2a4,

(7.55)

where M 2 ≡ mQ2

3 +mT2 +m22 and we have chosen the field phases in such a way that the

coe cient of the A-term is negative. One easily checks that, when |At|2 > 8M 2/3 > 0, a nontrivial minimum appears:

a0 =

3 |At| +

3(3At2 8M 2)

.

(7.56)

 

12

λ

t|

 

 

"

 

|

 

This represents the true ground state if V (a0) < 0, i.e. |At|2 > 3M 2. We must thus impose the condition

 

 

|At|2 < 3 mQ2

3 + mT2

+ m22 .

 

 

 

(7.57)

Next we consider the direction

10 (B, Bc, H0

, N

) [258]. The conditions of D-flatness

 

 

 

 

 

 

 

 

2

 

 

 

 

τ

 

 

 

 

 

 

 

 

 

 

read:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

˜bL

 

2

 

˜bR

2

 

 

 

 

 

 

 

 

 

˜

 

 

2

 

2 =

 

,

 

 

 

 

 

 

 

 

 

 

 

+

 

˜

0

 

=

 

 

 

 

2

,

 

 

 

 

 

(7.58)

 

 

 

bL

 

 

H

2

 

ν˜τL

|

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

|

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

0

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

and the condition of F -flatness (FH1 = 0):

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

µH20 + λb˜bL ˜bR

= 0.

 

 

 

 

 

 

(7.59)

Up to some phases, it is solved as follows:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

˜

 

 

 

˜

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

bL = bR

=

λb

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

H20

=

a2µ

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

λb

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

µ

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

a"1 + a2.

 

 

 

 

 

 

 

 

 

 

ν˜τL =

| |

 

 

 

 

(7.60)

 

 

 

 

 

λb

 

 

 

 

We then have

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

V =

a2 |µ|2

m2

 

+ m2

 

 

 

a2

+ m2

 

+ m2

+ m2

.

(7.61)

λb2

 

 

 

 

 

 

 

H2

 

L3

 

 

 

 

 

 

 

Q3

 

 

 

B

L3

 

 

The potential is stabilized at large values of a if:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

m2

+ m2

> 0.

 

 

 

 

 

 

 

 

(7.62)

 

 

 

 

 

 

H2

 

 

 

 

 

L3

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

This turns out to be the most constraining relation arising from this type of constraints.

10Often referred to as UFB-3 [71].

High-energy vs. low-energy supersymmetry breaking 173

Finally, a word about cosmological arguments. It has been argued that, even in the cases where a charge or color breaking minimum deeper than the electroweak minimum appears, the time it takes to decay into this true vacuum ground state might be longer than the age of the Universe [77]. This indeed would make most of the problems discussed in this section innocuous and the corresponding bounds nonapplicable. One should, however, be guarded against cosmological arguments in the context of this discussion. In fact, as long as the cosmological constant problem is not solved, it is unadvisable to take at face value the expression of the potential in a (global or local) minimum. Whatever is the mechanism that is flushing (most of) the vacuum energy, it is di cult to imagine that it would distinguish between the electroweak symmetry breaking minimum and any other charge or color breaking minimum. Of course, this puts the whole issue of comparing ground states on somewhat shaky grounds. But, in the preceding analysis, we did not rely on any specific value of the vacuum energy whereas estimates of tunnelling e ects do. Other arguments that the system might choose the right minimum in the early Universe because of temperature corrections [265] would however be more reliable.

7.4High-energy vs. low-energy supersymmetry breaking

7.4.1Issues

As emphasized many times earlier, the issue of spontaneous supersymmetry breaking is central to this field: supersymmetry is not observed in the spectrum of fundamental particles. This means that, should supersymmetric particles be observed in high energy colliders, the focus of high energy physics would be to unravel the origin of supersymmetry breaking. We are not at this point yet but it is important to prepare the ground for such a task by studying general classes of supersymmetry breaking in order to understand their main experimental signatures, and how one can discriminate between them.

There are already quite a few constraints that a supersymmetry breaking scenario must obey. One may thus see how each scenario fares with respect to them. It is fair to say that not a single scenario passes all these tests magnum cum laude. We will return to this in more details in Chapter 12 and will only comment here on the possibly sensitive issues for each class of models.

7.4.2Gravity mediation. The example of gaugino condensation

We have seen in Chapter 3 that it is phenomenologically undesirable to couple directly the source of supersymmetry-breaking to the quark and lepton fields. One is thus led to the general picture drawn in Fig. 7.6: an observable sector of quarks, leptons and their superpartners, a sector of supersymmetry breaking and an interaction that mediates between the two sectors.

In Chapter 6, the mediating interaction chosen was gravity. This has the advantage of really hiding the supersymmetry breaking sector: the coupling to the observable sector is the gravitational coupling κ1 = mP l2. A standard example is provided by the simple Polonyi model described in Section 6.3.2 of Chapter 6. In this model, the soft supersymmetry breaking terms are universal, i.e. they do not depend on the flavor. This is a welcome property because this satisfies more easily the constraints on flavor-changing neutral currents discussed in Section 6.7 of Chapter 6.

174 Phenomenology of supersymmetric models: supersymmetry at the quantum level

 

Mediator

Observable

SUSY-breaking

sector

sector

Fig. 7.6 General picture of supersymmetry breaking.

The rationale behind universality is the fact that gravity is flavor blind. In explicit theories that unify gravity with the standard gauge interactions, this is often not the case. We will return to this below. For the moment, we will describe a rather generic model of gravity mediation where supersymmetry is broken in the hidden sector by gaugino condensation.

Let us consider a theory where the gauge kinetic term fab is dynamical. To ensure universality (and gauge coupling unification), we assume that it is diagonal and expressed in terms of a single field S: fab = ab. In other words, the gauge kinetic terms read, from equation (6.25) of Chapter 6,

Lkin =

1

aµν

a

1

aµν ˜a

(7.63)

4 Re S F

 

Fµν +

4 Im S F

Fµν .

We will encounter such a field in the context of string models: it is the famous string dilaton. As in the string case, we assume that S does not appear in the superpotential. For the time being, we just note a few facts:

The interaction terms (7.63) are of dimension 5. This means that there is a power

mP 1 present which has been included in the definition of S (S is thus dimensionless). In other words, the S field has only gravitational couplings to the gauge fields, and to the other fields through radiative corrections.

The gauge coupling is fixed by the vacuum expectation value of Re S:

1

 

¯

 

 

 

=

S + S

 

.

(7.64)

g2

2

 

 

 

 

 

Obviously, this only provides the value of the running gauge coupling at a given scale, typically the scale of the fundamental theory where the field S appears. Because of our assumptions, this corresponds also to the scale where the gauge couplings all have the same value, i.e. are unified, and we will denote this scale by MU .

Since S does not appear in the superpotential, any minimum of the scalar potential is valid for any value of S: it corresponds to a flat direction of the potential. Hence the ground state value S remains undetermined: we may as well write it S, as long as some dynamics does not fix it.

We then assume that the theory considered involves a asymptotically free gauge interaction of group Gh under which the observable fields are neutral: the corresponding gauge fields Aµh and gauginos λh are part of the hidden sector.

As shown on Fig. 7.7, the associated gauge coupling explodes at a scale which is approximately given by

2

2

2

¯

 

(7.65)

Λc = MU e8π

/(b0g

) = MU e4π

(S+S)/b0

,

High-energy vs. low-energy supersymmetry breaking 175

g2(µ )

_

2/ S+S

Λ c

MU µ

Fig. 7.7 Evolution of the hidden sector gauge coupling with energy.

where b0 is the one-loop beta function coe cient associated with the hidden sector gauge symmetry considered and we have used (7.64). At this scale, the gauginos are strongly interacting and one expects that they will condense (we will develop in Chapter 8 more elaborate tools to study such dynamical e ects). On dimensional grounds, one expects the gaugino condensates of the hidden sector to be of order

 

 

2

2 ¯

 

 

Λc6 MU6 e24π S+S /b0 .

(7.66)

λ¯hλh

 

It is clear that the replacement (7.66) in the supergravity Lagrangian induces some nontrivial potential for the S field: typically the four gaugino interaction present in the supergravity Lagrangian yields an exponentially decreasing potential for S. A safe way to infer the e ective theory below the condensation scale is to make use of the invariances of the complete theory [2, 353].

The symmetry that we use is K¨ahler invariance. We have seen in Chapter 6 that the

¯ full supergravity Lagrangian is invariant under the K¨ahler transformation K F + F

if one performs a chiral U (1)K rotation (6.24) on the fermion fields. Choosing simply F = 2, this simply amounts to a R-symmetry11 where

ψµL = eψµL , λL = eλL , ΨL = e−iαΨL .

(7.67)

This is, however, not a true invariance of the theory because it is anomalous. If we consider only the hidden sector, the divergence of the U (1)K current receives a contribution from the triangle anomaly associated with the gaugino fields:

 

µ

K

=

1

 

b0

˜µν

+ · · ·

(7.68)

 

Jµ

 

 

 

Fhµν Fh

 

3

16π2

11R-symmetries are global U (1) symmetries which do not commute with supersymmetry: supersymmetric partners transform di erently under R-symmetries. We have encountered them in Section 4.1 of Chapter 4 and will discuss them in more details in the next chapter, since they play, as we already see here, a central rˆole in the study of supersymmetry breaking. The transformation laws of the fields of a chiral supermultiplet are given in equation (C.43) of Appendix C (we take here r = 0).

176 Phenomenology of supersymmetric models: supersymmetry at the quantum level

where b0 has been defined in (7.65) and the dots refer to the contributions of the observable sector. Performing a K¨ahler rotation thus induces an extra term in the Lagrangian

δL =

1

 

b0

˜µν

 

 

 

α Fhµν Fh .

3

16π2

This may be cancelled by making a Peccei–Quinn translation on the field S

 

 

 

 

 

 

S → S − i

1

 

b0

α

 

 

 

 

 

 

 

 

 

 

3

 

4π2

 

 

 

 

 

 

 

˜µν

through (7.63)

 

 

 

 

 

 

since ImS couples to Fhµν Fh

 

 

 

 

 

 

 

 

δ

L

=

1

b0

α F

hµν

F˜µν , δ

L

+ δ

L

= 0.

3

 

16π2

 

 

 

 

 

h

 

 

 

 

(7.69)

(7.70)

(7.71)

Hence the full quantum theory is invariant under the combination of the R-symmetry U (1)K and the Peccei–Quinn transformation (7.70). This symmetry should remain intact through the condensation process. This allows us to determine the e ective superpotential W (S) below the condensation scale: just as for a standard R-symmetry, it must transform as W → e2W . Hence, in the e ective theory, the superpotential includes an extra term

W (S) = he24π2S/b0 .

(7.72)

Thus spontaneous supersymmetry breaking lifts the degeneracy associated with the field S, i.e. the flat direction of the scalar potential.

Unfortunately, this leads to a potential for S which is monotonically decreasing towards S → ∞ where supersymmetry is restored ( FS e24π2 S /b0 0). We thus have to stabilize the S field since we need a determination of the gauge coupling (7.64). As we will see in Chapter 10, this problem is very general to string models, to which we borrow this example, and is known as the stabilization of moduli.

A first solution, known as the racetrack model, is to consider multiple gaugino condensation [262]. If the gauginos of two gauge groups (with respective beta function coe cients b1 and b2) condense, then the superpotential of the e ective theory includes the terms:

W (S) = α1b1e24π2S/b1 − α2b2e24π2S/b2 ,

(7.73)

with α1 and α2 constants of order 1. This superpotential has a stationary point at:

S =

1 b1b2

 

 

ln

α2

.

 

 

(7.74)

 

 

 

 

 

 

 

 

 

24π2 b1 − b2

 

 

 

 

 

α1

 

 

 

At this point, the superpotential is nonvanishing:

 

 

 

 

 

 

 

 

 

 

 

 

 

1 b1+b2

 

 

 

 

 

 

 

α1

2

b1

−b2

 

 

W = (b1 − b2)α1α2

.

(7.75)

α2

 

 

 

 

 

 

High-energy vs. low-energy supersymmetry breaking 177

Supersymmetry is

broken through F

S

K

 

W = 0: the scale of supersymmetry

K/2

 

 

S

 

breaking is m3/2 = e

|W |. One thus still has to specify the K¨ahler potential. In

the case of the string models, to which we borrow this example, the S dependent part

is simply K(S) = ln

 

¯

 

 

 

 

S + S .

 

and

 

(7.75) that one may generate a large hierarchy between m

 

One sees from

 

 

 

 

3/2

 

MU or MP by having for example, if α1 < α2,

 

 

 

 

 

 

0 < b1 − b2 b1 + b2.

(7.76)

For example, in the case where there is no matter in the hidden sector and the gauge groups are respectively SU (N1) and SU (N2), the beta function coe cients are simply bi = 3Ni (see equation (9.42) of Chapter 9). Writing N1,2 = N ± N , we see from (7.73) that m3/2 /MU scales as exp(8π2S/N ). Since the condition (7.76) imposes to take large values of N (∆N is an integer), we see that one generates a low energy scale if S is large, i.e. if the gauge coupling at unification is small. This is di cult to reconcile with indications that the coupling at unification is of the order of unity. One thus has to appeal to more elaborate models [70] (see for example Exercise 2).

Another way to stabilize the field S is to advocate the presence of a constant term in the e ective superpotential [115]:

W = c + he24π2S/b0 .

(7.77)

The origin of this constant could be:

The field strength hMNP of the antisymmetric tensor bMN present in the massless sector of any closed string [see Chapter 10, equation (10.116) ]. In the context of the weakly coupled heterotic string, one may associate the constant term c with the condensation of the “compact” part of hMNP [103]:

hijk = cMP ijk,

(7.78)

where the indices run over the three complex dimensions of the six-dimensional manifold. It should be noted that c obeys in this case a quantization condition found by topological arguments similar to the ones that lead to the quantization of a Dirac monopole [324].

The contribution to the superpotential of a gauge singlet scalar field acquiring a large vacuum expectation value [89].

In any case, the superpotential (7.77) yields a contribution V (S) scalar potential which reads (using (6.31) of Chapter 6)

V (S) = eK c + h 1 +

24π2

(S + S¯)

2

 

 

e24π

S/b0

b0

¯ ¯

≡ F S g ¯F S to the

SS

.(7.79)

This contribution has a supersymmetry-breaking ground state at a finite value S : V ( S ) = 0 but m3/2 ( S ) = 0. The potential vanishes also for S → ∞ where global supersymmetry is restored. It turns out [34, 35] that, in the case of a no-scale model where V (S) is the only contribution to the scalar potential once the other fields are

178 Phenomenology of supersymmetric models: supersymmetry at the quantum level

set to their ground state values, all soft supersymmetry-breaking terms vanish at tree level. One then has to go to the one-loop level to compute the soft terms, which thus arise through radiative corrections.

Finally, it has been proposed to use a nontrivial K¨ahler potential to stabilize the

S field. In string theories, the simple dependance K = ln

 

¯

receives nonper-

 

S + S

turbative corrections which may play a rˆole in dilaton

stabilization [20].

 

 

 

 

Let us return to a discussion of the universality of the boundary values for soft supersymmetry breaking terms. We take the example of the gaugino masses. Quite generally, the gauge kinetic terms (7.63) are related by supersymmetry to the

terms

1

¯a

 

 

 

Lm =

a

+ h.c.

(7.80)

4

FS λR

λL

which yield a universal contribution of order FS to the gaugino masses. The universality of this contribution is due to the fact that there is a single field which couples in the same way to all gauge supermultiplets.

However, it is absolutely possible to have gravitational corrections through terms which involve a set of nonsinglet fields Φab (to stress the gravitational character of this interaction term, we write the Planck scale explicitly):

 

=

1 ReΦab

F aµν F b

+

1 ImΦab

Lkin

 

4

 

MP

µν

 

4

 

MP

and their supersymmetric completion:

 

=

1

 

FΦab

λ¯a

λb

+ h.c.

 

 

Lm

 

4 MP R

L

 

aµν ˜b

F Fµν

(7.81)

(7.82)

which obviously gives a nonuniversal contribution to gaugino masses12.

A second example is more directly related to superstring models. Indeed, in most models, the dilaton coupling (7.63) receives corrections from superheavy thresholds and takes the general form:

4

Re S + ∆a T, T¯ F aµν Fµνa ,

(7.83)

1

 

 

where ∆a is a function of a generic modulus field13 T . By supersymmetric completion, one obtains

1

FS +

a

FT λ¯Ra λLa + h.c.

(7.84)

4

∂T

which thus leads to nonuniversalities.

12As an example, take a SU (5) grand unification theory (see Chapter 9): the gauge fields belong

to a 24 of SU (5) and thus gauge invariance of (7.81) implies that Φab belongs to 1 + 24 + 75 + 200. The case of a singlet Φab (1) corresponds to universality whereas the others (24, 75, 200) generate nonuniversal masses.

13As we will see in Chapter 10, an example of a modulus field is a radius modulus whose value fixes the radius of a higher dimensional compact manifold. The masses of heavy Kaluza–Klein states are then radius-dependent, which explains the presence of T in formulas of the e ective low energy theory such as (7.83). See Section 10.4.4 of Chapter 10 for details.