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64 Chapter 4 Classification, Assessment and Diagnosis, and Intervention
of newborn infants and after-school programs connected to the positive youth development framework that focus on strengthening ethnic identity, social support, and prosocial activities.
Secondary prevention has to do with interventions
that are implemented following early signs of distress and dysfunction, before a disorder is clearly established in the child. One example of this kind of prevention involves identifying children who, with their caregivers, are exposed to adverse childhood experiences (ACEs). As summarized previously in Chapter 3, children who are exposed to multiple risks are much more likely to struggle than children who experience fewer risks. Health care providers and mental health professionals are working to identify high-risk children, sometimes using risk calculations, in pediatricians’ offices, schools, and community settings so referrals can be made and treatments can be offered before children’s safety and well-being are further compromised (MacNeill et al., 2021).
Another example of secondary prevention is the Mental Health, Earlier project (Wakschlag et al., 2019). For this project, researchers are focused on young children who display atypical irritability (emotion dysregulation) coupled with exposure to environmental adversity. The goal is to intervene before problem behaviors increase and are more difficult to treat. Like other prevention efforts, assessments are made in primary care settings such as pediatric clinics to engage caregivers in familiar settings and increase access to services.
Tert iar y prevention has to do with responding to
already present and clinically significant disorders. Both secondary and tertiary prevention are focused on restoring healthy functioning and minimizing future impairments. Indeed, most of what mental health professionals do involves secondary and tertiary prevention. As with primary prevention, abundant research and clinical data suggest that these are effective interventions.
Ethical guidelines for prevention science are essential. These involve consultation with communities, institutions, and public agencies about the selection of specific interventions; forming collaborative relationships with communities and institutions; implementation of interventions for marginalized and disadvantaged groups that respect sociocultural differences and value and empower individuals and families; and maintaining transparency and addressing data privacy and confidentiality concerns (Leadbeater et al., 2018).
Working with Parents and Families
In addition to working directly with children and adolescents, mental health professionals also work with other individuals and in settings that impact youth distress and dysfunction. Because parents are usually responsible for recognizing the need for intervention and following through on treatment plans, factors that influence recognition and help-seeking are important. One example of an innovative approach to increasing recognition of potential problems
and help-seeking involves attention to how important information is shared with parents. When infographics are used to provide facts about substance use in adolescence, compared to written descriptions, parents with concerns about their adolescents were much more likely to seek additional information and treatment options (Becker et al.,
2020). Intentional communication that involves easily understood information and clear suggestions for action are straightforward ways to improve access to care.
Parent expectations, motivations, treatment choices, and engagement in treatment are all important to consider. Numerous actual and perceived barriers to treatment, such as economic hardship, long waiting lists, and the belief that therapy is unnecessary or ineffective are related to not seeking treatment and/or dropping out of treatment. Self-doubt about parenting and concerns about the therapist blaming a parent for a child’s difficulties also influence treatment decisions (Eaton et al., 2020). Meaningful collaborations between parents and mental health professionals need to include an awareness of what is already in place to support positive outcomes for children and adolescents (Shonkoff et al., 2021).
Parents and families require individualized helping strategies. Some need information and education about typical and atypical development. Others need emotional support to care for struggling children. Still others need assistance to deal with their own adversities, both personal, such as trauma and mental illness, or environmental, such as unemployment, housing instability, or the experience of interpersonal violence.
Parents are often included in comprehensive treatment plans. Many interventions for young children, for example, focus on supporting attachment and sensitive caregiving. Large-scale studies designed to prevent maltreatment provide information about growth and development; emotion socialization and communication; positive discipline; and self-care for parents. Parent-focused prevention efforts are frequently delivered at key developmental transitions timed for the most positive impact: at birth, early or middle childhood, and early adolescence (Morris et al., 2020). For all caregivers and families, the overall goals are the same: to create and sustain environments that are conducive to children’s and adolescents’ growth and well-being.
Working with Schools and Communities
Acknowledgment of widespread need and disparities in children’s developmental outcomes has influenced the expansion of mental health programs in schools and communities. Because teachers frequently refer children and adolescents for assessment and treatment and because difficulties are often displayed in the school setting, it makes sense that many interventions take place in schools with the cooperation of school personnel and parents. For these interventions to be successful, it is important for mental
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Intervention 65
health professionals to pay attention to the ecological context of schools and the central role of teachers. Mental health professionals and child advocates also must be well versed in relevant legislation, including the many federal and state laws, regulations, and requirements related to access to school services for children with various kinds of disabilities. For example, psychologists are often consulted by school personnel during the design of an Individualized Education Program (IEP), an education plan that is required for each child in public school who is eligible for special education services.
School-based mental health services may include prevention-focused programs such as those designed to promote learning and achievement; to decrease bullying, racism, and discrimination; and to buffer the effects of risk and adversities on health and well-being. In addition, like interventions that support parents so they are able to support their children, interventions that support teachers also influence the well-being of youth. Teacher wellness and an organizational culture that prizes teachers contribute to protective effects that support resilience in students experiencing distress and dysfunction (Luthar et al., 2019).
Schools may also be places where other kinds of interventions (e.g., family-based interventions) begin, such as the “Family Check-Up” intervention, aimed at engaging at-risk families in the middle school years to decrease rates of antisocial behavior and substance use (Stormshak et al.,
2011). Schools as settings for mental health care are also important for global health efforts as spaces for education and
empowerment and as safe centers for children and families (Regan et al., 2020).
After-school and summer school programs, often located in schools and recreational settings, are examples of community intervention efforts, as are social safety net programs that target early education, economic support for families, food and housing security, and heath care (Slopen & Williams, 2021). Whole community approaches, such as the Carolina Abecedarian project, are often systemwide interventions targeting families, childcare settings, schools, and communities (https://abc .fpg.unc.edu). The Carolina program has been adapted and is now established in several countries. Another example of a whole-community intervention involves community networks focused on ACEs, trauma, and resilience (ATR networks)—multidisciplinary, multi-level interventions targeting individual, family, and community change (Rog et al., 2021).
The final community contexts for child and adolescent interventions are found in child welfare and juvenile justice settings. Treatments that involve out-of-home or out-of­school placements will be discussed in later chapters. Overall, our consideration of clinical intervention efforts reflects our consideration of developmental principles and practices. The focus of intervention must be on developmentally salient tasks and issues, and it must focus on multiple levels of development—the child, the child as part of a family system, and the child in the context of school, community, and culture.
Key Terms
Assessment (55) Diagnosis (56)
Classification (51) Categorical classification (51) Diagnostic and Statistical Manual (DSM) (51) Reliability (52) Interrater reliability (52) Cross-time reliability (52) Validity (52) Internal validity (52) External validity (52) Externalizing dimension (52) Internalizing dimension (52) Heterogeneity (54) Comorbidity (54) Transdiagnostic symptoms (54) Research Domain Criteria (RDoC) (55) Hierarchical Taxonomy of Psychopathology (HiTOP) (55)
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Differential diagnosis (56) Diagnostic efficiency (57) Interviews (59) Standardized tests (60) Projective measures (60) Observations (61) Individuals with Disabilities Education Improvement
Act (IDEA) (61) Outcome research (63) Process research (63) Primary prevention (63) Universal preventive measures (63) Selective preventive measures (63) Indicated preventive measures (63) Secondary prevention (64) Tertiary prevention (64)
66 Chapter 4 Classification, Assessment and Diagnosis, and Intervention
Chapter Summary
Classification systems group individuals with similar patterns of disorder. Effective classification systems help organize symptom patterns into meaningful groups, facilitate communication among professionals, and inform research and treatment efforts.
The most used categorical (clinical) classification system with adults and children is the Diagnostic and Statistical Manual of the American Psychiatric Association (DSM­5-TR). This type of classification identifies types of disorders and then specifies the defining symptoms of the disorders.
Dimensional classification systems are an especially useful way to consider the development of psychopathology. This approach is based on statistical techniques that identify key dimensions of children’s adaptation and maladaptation, with the assumption that all children can be meaningfully described along these dimensions.
Two useful and well-researched clinical dimensions are the externalizing dimension, with undercontrolled behaviors such as oppositional or aggressive behaviors; and the internalizing dimension, with overcontrolled behaviors such as anxiety or depression.
The integration of developmental perspectives with classification systems is an ongoing concern in the field of developmental psychopathology. Many research and clinical efforts emphasize the integration of information about typical development, age-salient challenges and expectations, and developmentally informed assessment and diagnosis.
Heterogeneity within classification categories involves the ways in which children and adolescents with the same diagnosis display somewhat different sets of symptoms or difficulties.
Comorbidity is the occurrence of two or more disorders in one individual. There are several reasons for comorbidity. Some of these are the result of imperfect classification systems. Others relate to the ways in which disorders develop and play out over time.
Transdiagnostic symptoms are patterns of emotion, thought, and behavior that cut across classification categories or diagnostic boundaries.
Alternative approaches to classification include the Research Diagnostic Criteria (RDoC), a set of neurobiological and behavioral dimensions that underlie typical and atypical development and outcomes, and the Hierarchical Taxonomy of Psychopathology (HiTOP), another dimensional classification model.
Psychological assessment involves the systematic collection of relevant information. Assessments help clinicians differentiate between everyday problems and psychopathology and make accurate diagnoses.
Assessment methods, including interviews, standardized tests, projective measures, and observation, all contribute to a diagnosis. Differential diagnosis is making a decision about which of several diagnoses best describes an individual.
Research on psychotherapy generally focuses on either outcome or process. Outcome research has to do with whether, at the end of treatment, children and adolescents have improved relative to their pretreatment status and compared to others who have not received treatment. Process research has to do with the specific mechanisms and common factors that account for therapeutic change.
Interventions can vary in their focus (child, parent, or school) and timing (primary, secondary, or tertiary), depending in part on whether they are designed to prevent or treat psychopathology.
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Disorders of Early Childhood
Chapter Outline
5
Developmental Tasks and Challenges Related to Physiological Functioning, Temperament, and Attachment 68
Physiological Functioning Temperament Attachment Temperament, Attachment, and Psychopathology
Disorders of Early Development 76 Avoidant/Restrictive Food Intake Disorder 76
The Case of Jalen The Case of Grace Developmental Course Etiology Assessment and Diagnosis Intervention
Sleep–Wake Disorders 78
The Case of Mia
Learning Objectives
1. Summarize the tasks and challenges related to physiological functioning and sleep in early development.
2. Describe the constructs of reactivity and regulation in temperament.
3. Compare and contrast the dimensional and typological approaches to temperament pathways.
4. Summarize the tasks and challenges related to the development of attachment.
5. Explain how the constructs of temperament and attachment contribute to developmental pathways that reflect positive versus negative outcomes.
6. Summarize the clinical presentation, developmental course, etiology, and interventions for feeding disorders in early development.
Developmental Course
Box 5.1 Emerging Science:
Reconsidering What “Evidence-Based” Means Etiology Assessment and Diagnosis Intervention
Disorders of Attachment 80
The Case of Andreas The Case of Lily Developmental Course
Box 5.2 Risk and Resilience:
Orphanages: Risks, Interventions, and Outcomes Etiology Assessment and Diagnosis Intervention
7. Summarize the clinical presentation, developmental course, etiology, and interventions for sleep–wake disorders in early development.
8. Summarize the clinical presentation, developmental course, etiology, and interventions for reactive attachment disorder.
9. Summarize the clinical presentation, developmental course, etiology, and interventions for disinhibited social engagement disorder.
10. Appraise the ways in which research from the Bucharest Early Intervention Program helps to understand pathways and outcomes in typically-developing and atypically­developing children.
Early Childhood Intervention:
Children in Romanian
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67
68 Chapter 5 Disorders of Early Childhood
Contemporary perspectives on the mental health, well­being, and disorders of very young children are influenced by the pioneering work of many clinicians and researchers. Much of this work focused on better understanding of temperament, attachment, and the centrality of the caregiving relationship in early development. With respect to temperament, current investigators build on the foundation provided by psychologists Mary Rothbart and Jerome Kagan and the longitudinal studies of Alexander Thomas and Stella Chess (Thomas & Chess, 1977; Chess & Thomas, 1984). For attachment, Rene Spitz’s studies of institutionalized infants, John Bowlby’s (1953, 1961) reviews of maternal deprivation and infant mourning, and Barbara Tizard’s reports on children in residential nurseries (Tizard & Hodges, 1978; Tizard & Rees, 1975) contributed compelling data on disrupted or troubled parent–child relationships. In this chapter, we examine the early patterns of adaptation and maladaptation that reflect emerging disorders or an increased risk for later disorders.

Developmental Tasks and Challenges Related to Physiological Functioning, Temperament, and Attachment

Physiological Functioning
From birth onward, infants interact with their personal and material worlds in ways that promote physical, emotional, intellectual, and social development. This growth is marked by three biobehavioral shifts that signal important intrapersonal and interpersonal changes (Emde, 1985). The first of these biobehavioral shifts occurs between two and three months of age, after infants and caregivers have negotiated the transition from intrauterine to extrauterine experience via rhythmic routines of feeding, dressing, and comforting. Later in the first year, between seven and nine months, another shift takes place. By this time, most babies communicate their feelings and intentions through gestures and vocalizations, play with toys, and have a number of daily and nightly schedules. The third shift occurs between 18 and 20 months. By then, toddlers are walking and talking and are increasingly independent explorers of their many environments. These accomplishments—involving new, challenging, and sometimes stressful events—are no less astounding because they are common outcomes. Indeed, these achievements reflect the remarkable capacities of the typical newborn.
One physiological system that undergoes dramatic change over the early months and years of life is the sleep–wake system. The sleep–wake system is tied to brain maturation, organization, and function, and the child’s consolidation of sleep into the nighttime hours is a much-anticipated event by parents and caregivers. High­quality sleep (i.e., enough sleep and restorative sleep) is
associated with cognitive development and behavior and emotion regulation as well as well-being across the lifespan (El-Sheikh & Sadeh, 2015; El-Sheikh et al., 2019). Parents, of course, play the key role in structuring and supporting infant and child sleep. Positive relationships, bedtime routines, sleep environments, and consistency are associated with better sleep (El-Sheikh & Riley, 2017; Hoyniak et al.,
2020). Sociocultural factors such as beliefs about sleep and preferences for children sleeping together or apart from parents also influence the development of sleeping patterns. We note here that mothers and fathers are not necessarily the only caregivers for infants and toddlers. Day care providers, grandparents, older siblings, and other relatives and adults may all participate in the everyday lives of young children and contribute to pathways of adaptation and maladaptation.
Sleep quality, the amount of sleep, and the timing of sleep changes over the course of childhood and adolescence. Many children and adolescents have clear preferences for when they go to sleep and when they wake up (Shimizu et al., 2020). Racial and ethnic sleep disparities are observed. White youth, for example, have more sufficient sleep compared to Black and Hispanic youth. Many factors contribute to these disparities, including adverse environmental situations (Guglielmo et al., 2018).
Caregiver-reported sleep problems in typically-developing children, including difficulties falling asleep and difficulties staying asleep, vary from infancy to later childhood (Williamson et al., 2019; refer to Figure 5.1). Sleep and mental health are linked throughout the lifespan. Although this chapter is focused on disorders in early development, we will return repeatedly to the ways in which sleep impacts the course of specific disorders across childhood and adolescence in upcoming chapters.
Temperament
Many researchers and clinicians have spent decades working to meaningfully describe the variations in newborns’ styles of attention, activity, and distress that underlie the construct of temperament. The definition of temperament that will be used throughout the text is provided by Shiner (2015, p. 86): “Temperament traits are early-emerging basic dispositions in the domains of activity, affectivity, attention, and self-regulation, and these dispositions are the product of complex interactions among genetic, biological, and environmental factors across time.”
Much of the research to date on temperament has focused on two broad dimensions. Reactivity involves the infant’s excitability and responsiveness. For instance, some infants may become quite agitated while being passed from relative to relative during a family reunion. Other infants may accept strangers’ kisses, hugs, and peekaboo games in stride. Regulation involves what infants do to control their reactivity. Some distressed infants seek and receive comfort from a parent and quickly settle down; others may wail and
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Developmental Tasks and Challenges 69
45
Child age
Prevalance at each age (%)
Sleep problems
Not happy to sleep alone
Figure 5.1 Prevalence of caregiver-reported sleep problems and sleep behaviors from birth through middle childhood
40
35
30
25
20
15
10
5
0
0–1 years 2–3 years 4–5 years 6–7 years 8–9 years 10–11 years
Source: Williamson, A. A., Mindell, J. A., Hiscock, H., & Quach, J. (2019). Child sleep behaviors and sleep problems from infancy to school-age.
thrash about and take much longer to recover. Reactivity and regulation are complex constructs, with genetic, physiological, and relationship factors that influence processes and outcomes (Rothbart, 2007). Reactivity and regulation are not experienced in isolation from one another; there is a constant back-and-forth as children engage with
2020). These profiles include groups of infants and toddlers who display (a) typical patterns of emotion, activity, and regulation; (b) high reactivity + high negative affect + regulation difficulties; (c) high reactivity + high fear + regulation difficulties; and (d) high reactivity + positive affect + a range of regulation responses. Patterns of negative
Trouble getting to sleep
Waking overnight
others and the environment (White et al., 2012; refer to Figure 5.2).
In addition to the broad constructs of reactivity and regulation, numerous researchers have also examined dimensions of temperament that re f lect t he combined influence of genetics, physiology, and the maturation and increasing coordination of physiological and psychological systems. The temperament dimension of surgency reflects infant and toddler sociability and positive emotionality. The temperament dimension of negative affectivity reflects
Figure 5.2 Factors that contribute to reactivity and regulation in young children
Environment
Development and
biological maturation
infant and toddler predispositions to experience fear and frustration/anger. The temperament dimension of effortful control reflects infant and toddler attempts to regulate stimulation and response.
Typological (or categorical) approaches offer a different perspective than dimensional approaches. Typological approaches to temperament explore categories or groups of children where a collection of traits—a temperament profile—provides meaningful information above and
Temperamental
Reactivity
Neurobiology Limbic regions
Amygdala Striatum
Neurochemistry Dopaminergic system
Serotonergic system
Temperamental
Regulation
Neurobiology Prefrontal cortex
Lateral PFC ACC
Neurochemistry Dopaminergic system
Serotonergic system
beyond the traits or dimensions themselves. This approach is exemplified by the easy temperament, slow-to-warm-up temperament, and difficult temperament groups described
Expression of
Te mperament
decades ago by Thomas and Chess.
Depending on the statistical analyses used, between four and six temperament profiles are identified (Beekman et al., 2015; Gartstein et al., 2017; Planalp & Goldsmith,
Source: White, Lamm, Helfinstein, & Fox (2012). Neurobiology and neurochemistry of temperament in children.
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70 Chapter 5 Disorders of Early Childhood
Temperamental characteristics, such as negative affectivity, are significant factors in later child and adult personality.
affect may include more frequent and more intense anger/ frustration experiences or combinations of fear, sadness, and frustration/anger.
Temperament profiles are associated with current and later adaptation as well as current and later difficulties. For example, infants and toddlers who display high reactivity and high fear are more likely to display behavioral inhibition or withdrawal and to be more difficult to soothe. Infants and toddlers who display high reactivity and high negative affect are more likely to become upset when they are prevented from reaching a goal and are more difficult to calm (Beekman et al., 2015; Gartstein et al., 2017; Planalp & Goldsmith, 2020).
Across both dimensional and typological models, temperament provides a compelling example of “dynamic biology-environment interplay” leading to “individual differences in neurobehavior that support emotion, cognition, and behavior for years to follow” (Ostlund et al., 2021, p. 1585). There is abundant evidence that genetics and physiological processes related to both reactivity and regulation influence the development and stability of both dimensions and profiles of temperament (Buss & Qu, 2018).
In addition to individual differences related to genetics, physiological processes underlying temperament are influenced by a range of biobehavioral factors. Some of these are prenatal risks. The development and functioning of infants’ and toddlers’ physiological reactivity and stress response systems, including the behavior activation system,
the HPA-axis response, and attentional and effortful control processes are each influenced by prenatal poor nutrition, maternal stress, and exposure to alcohol, other substances, and environmental toxins (Gartstein & Skinner, 2018).
In a review of quantitative and molecular genetic studies, researchers highlighted the gene-by-environment-by-time processes that contribute to the emergence of temperament traits, with genes switching on and off in the presence of particular environments (Saudino & Wang, 2012). Shared environmental factors did not appear to have much impact: “Growing up in the same family does not make family members resemble each other in temperaments” (p. 319). Instead, there were substantial nonshared family effects, underscoring the need for researchers to look for child differences within (rather than across) families.
Parents, of course, contribute to child temperament in multiple ways. Parent characteristics such as personality and parenting practices, for example, help explain early individual differences in infant and toddler reactivity and regulation as well as more stable temperament traits (Bates et al., 2019). The most important dimensions of parenting, in terms of impact on temperament, are warmth (connected to the child’s needs for affection, soothing, protection,
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belonging, learning, and efficacy) and positive and negative control (connected to the child’s needs for autonomy and
self-regulation) (Bates et al., 2014).
Caregiver influence is especially noteworthy on the development of infant and toddler regulation. This is because caregivers both respond to infant and toddler emotionality and support infants’ and toddlers’ own attempts at self-regulation. Caregivers regulate their infants by responding to their signals of discomfort, such as intervening during rambunctious sibling play or rocking tired babies to sleep. Caregivers help babies by providing shoulders to cry on, blankets to cuddle in, and stories and lullabies at bedtime. In each of these instances, infants, caregivers, and their relationships benefit from successful regulation.
Beginning in infancy and continuing through childhood and adolescence, emotion regulation experiences—focused on the modulation of the occurrence, duration, and intensity of feeling states and physiological processes— provide an important window into adaptation and maladaptation. Several mechanisms that contribute to early emotion regulation capacity and skills are the child’s observation of the parent’s regulation of emotion; emotion­related parenting practices (e.g., labelling emotions, emotion coaching and problem-solving, comforting), and the emotional climate of the family (Morris et al., 2017). Setting aside for the moment extreme adverse experiences (such as maltreatment), typical variations in emotion­related parenting practices influence a range of brain­behavior processes (e.g., structural connectivity, attentional processes) and socioemotional outcomes. The key finding from many investigations is that positive parenting helps protect against emotional overarousal (Tan et al., 2020).
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Goodness of fit refers to the complementary relationship between infant temperament and parenting.
Thomas and Chess (1977) and Chess and Thomas (1984) describe goodness of fit as the interplay between infant temperament and parenting. Some of the more frequently mentioned combinations include well-matched pairs (e.g., easygoing babies with easygoing parents and exuberant babies with exuberant parents) and less well-matched pairs (e.g., easygoing babies with exuberant parents and exuberant babies with easygoing parents). It is important to understand that the goodness of fit between infants and their caregivers is not an all-or-nothing situation. For any infant–caregiver pair, there are both matches and mismatches, with some mismatches associated with growth and the broadening of the infant’s set of experiences (Stern,
1985). For example, parents might offer an encouraging smile to wary toddlers as they struggle to approach a lamb at the petting zoo. Indeed, children who display atypical fear responses are likely to benefit from moderate challenges and extra support as they navigate the wider world. More problematic are infant–caregiver pairs with more numerous or more extreme mismatches and frequent overcontrolling or intrusive behaviors (Barnett & Scaramella, 2017).
When exploring goodness of fit, “difficult” temperaments are often highlighted, with descriptions of babies who are quickly aroused, emotionally intense, and hard to soothe. The assumption is that infants and toddlers who are highly reactive and difficult to calm are challenging for any kind of parent, and that is almost certainly so. Keep in mind, however, as noted in Chapter 2, differential susceptibility suggests that infants and toddlers with “risky temperaments” are both more likely to be negatively affected by problematic parenting and other adverse external contexts and to be positively impacted by responsive parenting and positive external contexts (Zhang et al., 2021).
Research on gender and temperament is plentiful. Data suggest that boys are more likely to score higher on scales measuring surgency while girls score higher on measures of effortful control; there are fewer differences related to negative affectivity (e.g., Gagne et al., 2013). Research on culture and temperament provides evidence for complex
Developmental Tasks and Challenges 71
models of the ways in which parents from many societies differentially shape child temperament and temperament pathways (Gartstein & Putnam, 2019).
Understanding temperament in young children is the first step toward understanding the development of personality. Thinking about how surgency, negative affectivity, and effortful control map onto later personality characteristics may provide important information about children’s risk and resilience over time (Bates et al., 2010; Shiner, 2015; refer to Table 5.1).
Given connections bet ween temperament and personality, we expect to see evidence of temperamental consistency across a variety of situations and stability across time. And
YAKOBCHUK VIACHESLAV/Shutterstock.com
that is what we find: Temperament traits are consistently displayed and progressively more stable over development, with moderate stability by preschool and increasing stability over childhood. The most extreme temperament profiles exhibit the most stability (Beekman et al. 2015; Gartstein et al., 2017; Planalp & Goldsmith, 2020).
Attachment
Babies arrive with their own temperaments, their own minds, and their own challenges. For all of these babies, there are also many kinds of caregivers and many kinds of caregiving relationships. By the end of the first year, most infants— together with their caregivers—have accomplished several key formative tasks. These include the development of an attachment relationship, a rudimentary sense of self, and a basic understanding of others and the world. Attachment relationships reflect the degree to which infants experience safety, comfort, and affection. Sense of self comprises the earliest set of cognitions and emotions focused on the infant as a separate being (e.g., Who am I? Am I likeable? Am I good?). Understanding of others and the world includes early beliefs about unfamiliar adults and children along with the new situations in which infants so often find themselves.
Most infants thrive in homes that provide for their needs and desires in ways that are mostly sensitive, reasonably consistent, and usually warm. Over time, most infants come to understand, in a fundamental way, that they will be cared for, that they are worthy of care, and that the world around them is a pleasant place with interesting people, objects, and activities. This understanding—experienced and expressed emotionally, cognitively, and behaviorally—is the basis of attachment. According to attachment theorists (Ainsworth, 1969, 1979; Bowlby, 1982; Main et al., 1985; Sroufe & Waters,
1977), the development of an attachment relationship is the significant psychological achievement of late infancy.
The most critical advantage of attachment, from an evolutionary perspective, is to ensure the protection and the survival of the infant (Bowlby, 1982). Protection and survival are linked to several defining features of caregivers: (1) providing a safe haven, a person to whom the in fant can turn to for comfort and support; (2) allowing for proximity maintenance for an infant who seeks closeness and resists separation; and (3) establishing a secure base, a person whose presence serves as
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72 Chapter 5 Disorders of Early Childhood
Table 5.1 Temperament and Personality Characteristics over Time
Big Five Dimension Childhood Adolescence Adulthood
Extraversion Increases over the first year
Negative emotionality and neuroticism
Agreeableness Stable over adolescence. Increases across
Effortful control and conscientiousness
Openness to experience
Source: Bates et al. (2010). Temperament and personality through the lifespan.
and then decreases from early to middle childhood.
Negative emotionality decreases.
Effortful control increases. Mixed findings for
Mixed findings. Increases in early
a source of security from which children venture out to explore the world and to which they can reliably return.
In their daily interactions with caregivers, infants and toddlers share a variety of positive and negative experiences and exchange relevant emotions, actions, and appraisals (e.g., moving closer to a parent for comfort during a thunderstorm). Infants and toddlers also balance their wishes to explore with their ongoing concerns for maintaining interpersonal connections. For example, very young children may play with other children and toys in an unfamiliar home so long as a parent is nearby. When a parent moves farther away or leaves the room, keeping the parent within view or reestablishing closeness may become more important than exploration. In more challenging or stressful circumstances, such as the birth of a sibling, a difficult illness, or family stress after a parent loses a job, attachments provide a deeply rooted sense of safety and security.
Whi le the typical proce sses of attachment can b e described as they unfold over months of caregiving (Ainsworth et al., 1978; Bowlby, 1982), there are also distinctive patterns in children’s attachments. Individual differences emerge from particular caregiving and relationship histories that become internalized early in development; similar patterns are observed in all countries and cultures (Posada et al., 2013; Stern et al., 2021). Caregiver sensitivity, availability, and responsiveness—or insensitivity, unavailability, or unpredictability—contribute to infants’ and toddlers’ emotionally salient beliefs and expectations related to self (“I am worthy/not worthy of care,” “I am/am not lovable”), significant others (“I can/cannot trust that you will respond to me in appropriate ways”), and the world (“The world is/is
Social dominance increases and shyness decreases; other aspects of extraversion show stability.
Mixed findings. Neuroticism decreases
conscientiousness.
Mixed findings, but in general, extraversion decreases over the course of adulthood.
beginning in late adolescence/early adulthood.
adulthood.
Conscientiousness increases across adulthood.
adulthood and decreases in later adulthood.
not safe and pleasant”). These patterns of attachment can be broadly characterized as secure or insecure.
Patterns of secure att achment, in general, ref lect care giving histories in which the caregiver responds sensitively, consistently, and appropriately to an infant’s physical, emotional, and social needs. In contrast, patterns of insecure attachment develop over time as a result of inconsistent, inadequate, or unavailable care, with such caregiver characteristics sometimes interacting with particular infant traits and/or environmental stressors. Patterns of insecurity are usually described in terms of resistant, avoidant, and disorganized attachments. It is important to emphasize that child-caregiver attachment patterns are relationship-specific. This means that, depending on their relationship history with a caregiver, children may display one pattern with one parent or caregiver and another pattern with another parent or caregiver.
Resistant attachment (or anxious/ambivalent attachment)
is generally related to inconsistency or unpredictability. Mothers may respond to an infant’s signals for affection and attention with delight on some days and ignore or dismiss those signals on other days. Fathers may comfort a fearful toddler in one circumstance and make fun of that toddler’s distress in another instance. These types of on-again, off­again caregiving environments are confusing and frustrating. Depending on the kind and the degree of inconsistent care, very young children with resistant attachments often appear unsure and anxious about themselves, their caregivers, and their situations. These children may be very vigilant about a parent’s location or availability, or may not feel comfortable enough to explore a new playground. These children may or
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Although specific child-rearing practices may vary across cultures, the importance of a secure attachment relationship to healthy psychological development is universal.
may not settle down with a familiar babysitter when mom runs a few errands. And these children may or may not happily reconnect with parents when they return.
Avoidant attachment (or anxious/avoidant attachment)
is generally related to inadequate care. Caregivers who are less competent, overwhelmed, or resentful may repeatedly fail to protect or nurture thei r children. In addition, intru sive, excessively controlling care may influence the development of an avoidant attachment. With inadequate care, very young children appear emotionally constricted and distant, with a sense of themselves as being less worthy of care and concern. Individuals in the child’s immediate and wider social settings may be perceived as unfriendly and not especially responsive. These children may explore their environments more independently, with less concern about danger or venturing far from adults. With intrusive care, children may avoid overstimulating interactions, blunt their emotional displays, attempt to care for themselves, and look to persons other than their caregivers for comfort.
Disorganized attachment signals a pattern of care in
which the caregiver is perceived as frightening, frightened, malicious, or a source of alarm. This pattern may also be observed in young children who have experienced long or repeated separations from a caregiver (Granqvist et al., 2017). With disorganized attachment, the attachment conflict is centered on the caregiver, who is experienced as both a source of comfort and a source of anxiety. Children display— especially in times of stress—behaviors and emotions that are disorganized with regard to establishing or maintaining a sense of safety or security. The absence or breakdown of a set of attention, emotion, and behavioral strategies is reflected in undirected or misdirected behaviors, behavioral freezing or stereotyped movements, and/or expressions of fear and apprehension. Although many children may display one or more behaviors associated with disorganized attachment at one time or another, the consistency and intensity of the pattern—the conflicted behaviors, disorientation, and fear—leads to the disorganized classification (Hesse & Main, 2006; Granqvist et al., 2017).
Developmental Tasks and Challenges 73
Numerous factors have been identified that influence the kind of care that infants receive and the attachment patterns that children develop. Parental sensitivity—the ability to accurately interpret infant needs and to respond promptly and appropriately—is usually viewed as the single most important factor. Other parental factors receiving theoretical and empirical attention include emotional availability, the attachment histories of the parents, loss and trauma experiences, and the parents’ psychological well­being and/or psychopathology.
Although undoubtedly important, sensitive caregiving accounts for a limited amount of the variance in attachment outcomes, especially in families experiencing economic
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disadvantage. The parent’s provision of a secure base, in which the caregiver responds to both sides of the attachment-exploration continuum, may be more predictive of attachment status (Woodhouse et al., 2020). Research on secure base provision is focused on caregiver responses when the infant cries (distress situations), with less emphasis on responses to fussiness or bids for connection (nondistress situations). Lack of parental response when the child seeks interaction but is mostly calm and regulated is less critical compared to appropriate parental responses when the child is distressed. From this perspective, more meaningful learning about relationships occurs in stressful situations. Successful resolutions (soothing and comforting) in these stressful contexts contribute to secure attachment outcomes.
Both sensitivity and secure base provision are embedded in a network of caregiver social activities (King et al., 2021; Stern et al., 2021). Caregivers are individuals with multiple social roles (parent, romantic partner, friend, employee, parent to other children) involved in multiple social processes. These processes contribute to children’s experiences of affiliation and attachment, social communication, the perception and understanding of self, and the perception and understanding of others (refer to Figure 5.3).
Caregiving environments are multidimensional. In addition to variation related to sensitivity and secure base provision, we can examine variation related to the neglect-enrichment continuum (King et al., 2019). Within this framework, environments differ with respect to emotional input and cognitive input provided by caregivers. Emotional input includes affective information provided by facial expression, touch, and tone of voice. Cognitive input includes talk, visual stimulation, and teaching. Both the quantity and the quality of emotional and cognitive input are enhanced when they are sensitively provided.
Similar to findings related to temperament and nonshared family effects, it is important to note that child-caregiver attachment patterns may be dissimilar within families. Caregivers have specific relationships with individual children. Those relationships may be differentially influenced by parent characteristics, child characteristics, changes in family circumstances, and many other factors.
Copyright 2024 Cengage Learning. All Rights Reserved. May not be copied, scanned, or duplicated, in whole or in part. Due to electronic rights, some third party content may be suppressed from the eBook and/or eChapter(s).
Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.