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The Outside-in Draf III Procedure

11
Peta-LeeSacks , KachornSeresirikachorn , andRichardJ.Harvey
Key Points
• The Draf III procedure is an important technique for accessing the frontal sinus
and can be useful in some situations as a primary surgery and in recalcitrant frontal sinusitis.
• The outside-in approach is a method to approach the frontal sinus that relies on
landmarks and uses near-straight instrumentation to avoid entry into the frontal sinus until the end of the procedure.
• The outside-in technique may be particularly useful in situations where frontal
recess anatomy is complex or there is a substantial disease or tumor burden.
Supplementary Information The online version contains supplementary material available at
https://doi.org/10.1007/978- 3- 031- 89191- 5_11.
P.-L. Sacks (*) Department of Otolaryngology, Macquarie University Hospital, Sydney, NSW, Australia
K. Seresirikachorn Department of Otolaryngology, Faculty of Medicine, Chulalongkorn University, Bangkok, Thailand
R. J. Harvey Rhinology and Skull Base, Applied Medical Research Centre, St Vincent’s Hospital, Darlinghurst, NSW, Australia
Department of Otolaryngology, UNSW and Macquarie University, Sydney, NSW, Australia e-mail: richard@richardharvey.com.au
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2025 J. T. Lee et al. (eds.), Advances in Surgical and Medical Interventions for Recalcitrant Chronic Rhinosinusitis,
https://doi.org/10.1007/978-3-031-89191-5_11
115
116
P.-L. Sacks et al.

Background

The modied endoscopic Lothrop was initially performed for salvage surgery but over the past two to three decades, with the advancement of endoscopic endonasal surgery, it has become a commonly performed operation both for access in neoplastic and inammatory disease as well as in anterior skull base reconstruction. Draf III procedures are important techniques for accessing the frontal sinus, the purpose of which depends on the pathology or anatomy involved. Classically, the Draf III was an operation that typically took a pro­longed period of time and required multiple angled instruments, angled endos­copy, and curved powered instrumentation. The evolution of anterior skull base surgery created the need for the Draf III procedure to be just a small part of the surgery and therefore needed to be performed more efciently and with a lower risk of complications.
The traditional approach to the Draf III focused on the identication and dissec­tion of the frontal recess using angle endoscopes and early entry into the frontal sinus cavity in order to complete the bone removal. This is often referred to as the “inside-out” approach and the technique has been well dened by Wormald, etal. [1], who is often credited as bringing the original “lothrop” into the modern endo­scopic era.
The outside-in approach does not require navigation of complex and variable frontal recess anatomy. Rather, it relies on anatomic landmarks, of the nasofron­tal beak and anterior cranial fossa, that serve as boundaries for creating a com­mon cavity. The limits of the endoscopic Lothrop cavity are well recognized. Laterally, these are the orbital plates of the frontal bone and periosteum of the skin over the frontal process of the maxilla laterally. Posteriorly, the rst olfac­tory neuron on each side demarcates the forward projection of the olfactory bulb. Anteriorly, the dissection is taken to the plane of the anterior table of the frontal sinus [2].
This approach both utilizes a straight or zero-degree endoscope and near­straight instrumentation and avoids entry into the frontal sinus where mucosa is often inamed and risk of intraoperative bleeding is higher, until very near the end of the procedure. It also successfully avoids the need for dissection of the frontal recess, until the end of the procedure, and this is particularly useful where frontal recess anatomy is complex and signicant disease or tumor burden is present. The technique allows a signicantly quicker operative time with bone drilling usually less than 30min [2]. The evolution of the modied endoscopic Lothrop procedure to an Outside-In approach has allowed for a frontal recess­independent orientation, safer and more efcient Draf III common sinusotomy of frontal sinus to be performed. Indications for the outside-in Draf III are listed in Table11.1.
11 The Outside-in Draf III Procedure
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Table 11.1
– Alternative to external access to frontal sinus – Frontal sinus intraoperative access where: Drilling in the frontal sinus is required Access to anterior skull base Lateral access within the frontal sinus Bimanual dissection in the frontal sinus – Frontal sinus post surgery access for: Access for topical therapies Prevent mucus plugging Overcome mucostasis—From disease or treatment (e.g., radiotherapy) Disease surveillance Rarely utilized for simple frontal sinus ventilation which is adequately achieved with
Surgical indications for the Outside-In Draf-III
Draf IIa or IIb for all but very complex anatomy

Surgical Technique

Patient Positioning andPreparation
The patient is positioned with the head extended using an under-shoulder support cushion. The surgical bed is placed at 20 degrees reverse Trendelenburg. The endo­tracheal tube is placed towards the right side. Nasal preparation is adrenaline based. The authors’ preference is to use topical 1% ropivacaine and 1:2000 adrenaline on neurosurgical cottonoids. The surgical eld is inltrated with 10mL comprised of 8mL 1% ropivacaine, 1ml adrenaline 1:10,000 adrenaline and 1mL of 100mg/mL of tranexamic acid which is inltrated locally into the septum, lateral nasal wall down to the inferior turbinate and anterior to the piriform, and middle turbinate. The patient should be given a bradycardic (HR< 70 pbm) anesthetic with the use of either total intravenous anaesthesia or the use of a beta-blocker and clonidine.
Surgical Steps
Often a complete sphenoethmoidectomy will be performed; however this is not always essential and would be dictated by the indication for the Draf III procedure. At a mini­mum, the osteomeatal complex is dissected in order to dene the medial orbital wall.
Large inferior based lateral wall aps are created that commence at about the root of the middle turbinate, superiorly in the apex of the nasal cavity and then down the piri­form bone edge. The incision on the lateral wall begins high above the axilla at the nasal roof by needle-point diathermy, setting 12 (0016AM Megadynne, NJ, USA).
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The posterior incision, at a depth of the middle turbinate insertion, is carried vertically down to the middle turbinate. The superior incision is carried at the very apex of the nasal cavity forward to the pyriform aperture and then vertically down, just behind the pyriform aperture, to a level approximating the midpoint of the middle meatus. These incisions are to the bone, and the inferior-based lateral wall mucosal ap is elevated subperiosteally, with the ap retracted down and exposing the axilla and lateral wall bone (Fig.11.1). The septal window mucosa is often removed anterior enough to allow a direct approach to the anterior aspect of the nasofrontal beak or frontal sinus. This septal window can be extended to include any superior septal deviation but is usually less than one third the height of the septum. The mucosa on the septum is folded back to the olfactory cleft. A small emissary vein is usually seen prior to the rst olfactory neuron running in a lateral direction. The rst olfactory neuron is more adherent to the skull base and denes the posterior limit of dissection. It is only in the midline where inadvertent entry into the anterior cranial fossa can potentially occur and so it is vital that the surgeon expose the rst olfactory neuron to prevent posterior dissection.
Once the olfactory neuron is identied, a superior septectomy is performed with a 2mm 40 degree Kerrison rongeur. A full thickness incision is made in the antero­inferior location. The rongeur is placed in the anteroinferior opening and taken to the
abc
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Fig. 11.1 Large inferior-based lateral wall aps, septal window creation, and rst olfactory neu­ron identication. (a) The posterior incision of left lateral wall aps is carried vertically down to the middle turbinate. The superior incision is carried at the very apex of the nasal cavity forward to the pyriform aperture (white arrow) and then vertically down, just behind the pyriform aperture, to a level approximating the midpoint of the middle meatus. (b) The inferior-based lateral wall muco­sal ap is elevated subperiosteally, with the ap (asterisk) retracted down and exposing the axilla and lateral wall bone. (c) The septal window mucosa is folded back to the olfactory cleft. (d) Right inferior-based lateral wall aps (asterisk) (e) The right rst olfactory neuron is dened as the pos­terior limit of dissection. (f) The left rst olfactory neuron is dened
11 The Outside-in Draf III Procedure
119
anterior limit on the oor of the frontal sinus. The septum is then resected up to the skull base as drilling will start at the septal attachment to the oor of the frontal sinus. A 4 or 5mm 15 degree high speed rough diamond bur is used to remove the bone.
Drilling proceeds with a zero-degree endoscope and 4-mm 15° diamond burr, at 30,000 revolutions-per-minute (Straightshot M5 Micordebrider, Medtronic, FL, USA), removing the entire axilla-agger nasi-maxillary-frontal process complex. The bone is removed laterally to dene the periosteum overlying the maxillary pro­cess of the frontal bone. The lateral limits are the periosteum and nasolacrimal sac at the level of the frontal process of the maxilla. Identication of these landmarks allows for maximal widening of the surgical eld. Drilling then proceeds to remove the entire axilla lateral to the middle turbinate insertion. This denes the lateral boundary of resection. As the lateral boundary is approached, there is a transition in color from the yellow hue of bone to the white of the periostium. The bone lateral to the middle turbinate, anterior to the frontal recess, and medial to the periosteum is referred to as “Ritter’s triangle” and needs to be removed until the mucosa of the frontal recess is “blue lined” before the nasofrontal beak is removed (Fig.11.2).
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Fig. 11.2 Drilling and ap and free graft replacement steps. (a) Drilling removes the septal bone attachment to the oor of the frontal sinus. (b) Drilling removes the entire axilla-agger nasi-max­illary-frontal process complex. The lateral limits at the level of the frontal process of the maxilla bone are the periosteum (black arrow) and nasolacrimal sac. Then, drilling proceeds to remove the entire axilla, lateral to the middle turbinate insertion. The bone lateral to the middle turbinate, anterior to the frontal recess, and medial to the periosteum is referred to as “Ritter’s triangle (dash line triangle).” (c) The nasofrontal beak bone centrally is drilled away. (d, e) Complete resection of the bone anteriorly to the level of the anterior table of the frontal sinus and laterally to remove bone in order to “square off” the common frontal sinusotomy and be able to visualize the orbital roof (white arrow). (f) The right (white dash arrow) and left (black dash arrow) thin free mucosal grafts are placed to cover exposed bone. Posterior table of left frontal sinus (number sign)
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Once both the posterior (rst olfactory neuron and frontal recess mucosa) and lateral limits (periosteum) have been dened, all the bone centrally is drilled away. It is preferable to avoid entering the frontal sinus itself until late in the dissection in order to prevent any mucosal bleeding due to mucosal inammation in the cavity. The bone being drilled is the bone of the frontal beak. The frontal recess and the frontal sinus itself lies between the anterior nasal beak and thus protects against entry into the anterior cranial fossa as long as the surgeon remains anterior to the rst olfactory neuron.
Complete resection of the bone anteriorly to the level of the anterior table of the frontal sinus and laterally to remove bone in order to “square off” the common fron­tal sinusotomy and visualize the orbital roof.
Once the bone between the surgical cavity and the frontal recess is thinned, the remaining thin bone is removed with a 2mm 40 degree Kerrison rongeur, either from above down or from below up. The frontal recess partitions are removed with the 2.5-mm 45° cutting forceps and 4.3 m quadcut straight microdebrider (Straightshot M5 Microdebrider, Medtronic, FL, USA). The 5-mm 70° Hosemann frontal sinus punch can complete the removal of bone edges.
The use of both inferiorly based lateral wall aps and free mucosal grafts can aid in remucosalization of the exposed frontal bone at the anterior aspect of the dissec­tion cavity and minimize osteoneogenesis. The free mucosal grafts are best har­vested from the soft tissue posterior ends of the inferior turbinates. It is important to ensure that the submucosa of the graft is excised to create a thin graft (Fig.11.3). Multiple techniques for vascularized aps have been described [3].
Once all grafting materials are placed, the Draf III cavity is packed. The authors prefer to use a silastic sheet template that is fashioned (0.51 mm Medtronic, Jacksonville, FL) into the frontal sinus cavity. This is then supported in situ by either carboxycellulose foam (nasopore, stryker, MI) with or without hyaluronic acid gel (Bioregen, Changzhou, China). Alternatives include drug-eluting frontal stents or nger-in-glove Merocel packs (Video 11.1).
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Fig. 11.3 Postoperative view of outside in Lothrop cavity. (a) Postoperative view from the left nasal cavity. (b, c) Postoperative view from the right nasal cavity. Anterior nasal beak that covers with free mucosal graft (white arrow), anterior edge of the septal window (white dash arrow), right middle turbinate (black dash arrow), posterior edge of the septal window (black arrow), posterior table of the left frontal sinus (number sign)
11 The Outside-in Draf III Procedure
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Post-Operative Management
Patients are often discharged on the day of surgery. Amoxicillin/ clavulanic acid is given for 10days, and prednisone was given at 25mg maximum daily for 7–21days to reduce edema/congestion and varies on pathology. Nasal saline irrigations com­mence day 1 postoperatively and are performed twice daily. The silastic template and any residual packing is removed after 3–4weeks post-operatively (Video 11.2).

Reported Outcomes

Patient Reporting Outcome Measures
Disease-specic quality of life scores (SNOT-22 and nasal symptom score) and global nasal function have been shown to have signicant improvement following the Outside-In Draf III in a retrospective study [4]. Similarly, olfactory function has been shown to have improved signicantly following surgery [4]. The olfactory neuroepithelium of the septum and superior turbinate is protected throughout the procedure and hence may explain these outcomes.
Operative Time
The Outside-In approach to Draf III procedure has been demonstrated to be an ef­cient technique for nding the frontal sinus regardless of pathology. Chin etal. dem­onstrated a mean time to frontal sinus oor discovery of 7.82+/ 6.79min and to completion of cavity of 26.92+/11.20min. For endoscopic skull base surgery and chronic rhinosinusitis without nasal polyposis, the mean time to completion was
18.45 and 24.66min respectively and was signicantly faster then when it was per­formed for chronic rhinosinusitis with nasal polyposis with a measured mean time of 33.32min (p=0.02) [2].
Complications
Potential complications include CSF leak, orbital or intracranial complications, bleeding, infection, and stenosis. Serious complications are rare. Chin etal. found one patient with early post-operative skin edema which settled over 1week without intervention but no other complications recorded [2]. Takeda reported a single case of inadvertent CSF leakage where the rst olfactory neuron was dened intraopera­tively but the anatomy of the anterior cranial fossa was aberrant and the point is made that a pre-operative CT scan in a sagittal view is important to ensure the valid­ity of the rst olfactory neuron as a landmark to the posterior table of the frontal sinus [5].
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Failure of Draf III procedures includes neoosteogenesis and stenosis. This can be dramatically reduced by the use of free mucosal grafting and vascularised aps with success being reported as high as 97% [6]. If hypertrophic soft tissue is present at the anterior limit of the common sinusotomy at 3months post-op, then 0.2–0.4mL of triamcinolone (40mg/mL) is injected with 1 mL syringe and long (1.5 inch) 25G needle.
Tips and Pearls
• The septal window can be variable but is rarely much more anterior than the
bone-cartilage junction.
• The septal window should incorporate any high septal deections and the septal
swell body.
• Trim the middle turbinate root back to just posterior to the posterior septal win-
dow and both of these are just anterior to the rst olfactory neuron exit point.
• Remove all of Ritter’s triangle and see the “blue” of the frontal recess before
continuing the superior bone removal.
• When removing the bone, do so on a broad front and avoid tunneling.
• Square off the opening to ensure that the orbital roof can be visualized.
• Very large and broad inferior based lateral wall aps provide better access and
healing.
• Soft tissue of the interior turbinate tail is a low morbidity option to harvest for
free mucosal grafting. Stay outside the bone/inferior turbinate artery when
harvesting.
• Leave silastic sheeting or other packing in for at least 3–4 weeks
postoperatively.

References

1. Wormald PJ. Salvage frontal sinus surgery: the endoscopic modied Lothrop procedure.
Laryngoscope. 2003;113(2):276–83.
2. Chin D, Snidvongs K, Kalish L, Sacks R, Harvey RJ.The outside-in approach to the modied
endoscopic Lothrop procedure. Laryngoscope. 2012;122(8):1661–9.
3. Oostra A, Koutsarnakis C, Georgalas C.Advances in vascularized aps for skull base recon-
struction. Curr Opin Otolaryngol Head Neck Surg. 2021;29(1):36–43.
4. Wong EH, Do TQ, Harvey RJ, Orgain CA, Sacks R, Kalish L. Patient-reported olfac-
tion improves following outside-in Draf III frontal sinus surgery for chronic rhinosinusitis.
Laryngoscope. 2019;129(1):25–30.
5. Takeda T, Omura K, Torng H, Ebihara T, Aoki S, Tochigi K, etal. Frontal sinus "hump": an ana-
tomical risk factor for anterior Skull Base injury in the endoscopic modied Lothrop approach
(outside-in frontal drill-out). Case Rep Otolaryngol. 2021;2021:3402496.
6. Illing EA, do Cho Y, Riley KO, Woodworth BA.Draf III mucosal graft technique: long-term
results. Int Forum Allergy Rhinol. 2016;6(5):514–7.
Part III
In-Office Procedures for Recalcitrant
Chronic Sinusitis, Chronic Rhinitis,
and Chronic Nasal Obstruction

Balloon Sinuplasty

12
AngelaM.Donaldson
Key Points
• Chronic rhinosinusitis is a common condition impacting 28 million adults.
• Most patients may successfully treat symptoms with medical therapy. However,
despite appropriate medical therapy, some patients have persistent or progressive
disease requiring surgical intervention.
• Balloon sinuplasty is a treatment option for patients with limited chronic rhino-
sinusitis without nasal polyps and those with recurrent acute rhinosinusitis.
• This technique was a rapidly accepted procedure based on its short procedure
time, recovery time, and exibility to perform the procedure in the ofce.

Background

Chronic rhinosinusitis has an estimated prevalence of 2.1–13.8% in the United States. While medical therapy is successful in most cases, approximately 320,000 endoscopic sinus surgeries (ESS) are performed each year [1]. Balloon sinuplasty (BSP) is a minimally invasive technique in which the device microfractures and thus dilates the natural ostium of the maxillary, frontal, and/or sphenoid sinuses. The major benet of this technique is that bone and soft tissue are displaced without
Supplementary Information The online version contains supplementary material available at
https://doi.org/10.1007/978- 3- 031- 89191- 5_12.
A. M. Donaldson (*) Department of Otolaryngology Head and Neck Surgery, Mayo Clinic Florida, Jacksonville, FL, USA e-mail: Donaldson.angela@mayo.edu
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2025 J. T. Lee et al. (eds.), Advances in Surgical and Medical Interventions for Recalcitrant Chronic Rhinosinusitis,
https://doi.org/10.1007/978-3-031-89191-5_12
125