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7 PEGylated Nanocarrier asaPromising Tool forSite-Specic Delivery ofTherapeutics
Fig. 7.8 Copolymers of PEG with mobile side groups
207
PEG- DEX in protein uptake, despite non-covalent complexes with proteins like lysozyme, panitumumab, and insulin (Andrianov 2023).

7.5 Various Targeting Strategies

7.5.1 Active Targeting

EPR effect or passive targeting of the drugs alone cannot guarantee a successful cancer treatment since the drug may not reach the desired site in the intended or therapeutic concentrations, leading to therapeutic insufciency of the drug. For an active targeting strategy, the cancer cells having many receptors that are overex­pressed on their surface favor meeting enhanced demand of micronutrients and other factors required for the growth and survival of the cancer cells (Russell- Jones etal. 2004). For active targeting of the drugs, the backbones of the drug substances can be covered with a variety of ligands such as proteins, hormones, vitamins, and growth factors that are recognized by the cancer cells (Nateghian etal. 2016). For the cell-specic uptake, the surfaces of NPs are coated with specic ligands that can easily recognize and bind to the cell surfaces, as shown in Fig.7.9 (Gajbhiye etal.
2020). The drug enters the tumor cell in one of two ways, depending on the linker
molecule. The rst one is receptor-mediated internalization of the entire prodrug by endocytosis and subsequent degradation by endosomal/lysosomal pathway or the second way is receptor-independent internalization of the drug into targeted cells after extracellular cleavage (Mishra etal. 2016). Table7.1 below contains various active targeting strategies found in literature, along with the target receptors and intended use.
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Fig. 7.9 Active targeting of PEGylated nanocarriers
Table 7.1 Various active targeting strategies
Target receptor Several
receptors
Microtubule receptors
HER2 Adenovirus PEG Metastatic cancer
Transferrin Several
Folate receptors
Ligand Spacer Use
Antibodies and peptides
Paclitaxel PEG,
anti-cancer drugs Doxorubicin PEG Cancer therapy McNeeley etal.
PLA-PEG Targeting of thiol
group containing drugs
Anti-cancer therapy Rompicharla
PAMAM
therapy
PEG Cancer therapy Choi etal. (2010)
S. Acharya et al.
References Betancourt etal.
(2009)
etal. (2019) Kim etal. (2011)
(2007)

7.5.2 Passive Targeting

Passive targeting in the case of cancer tissue is mainly due to the EPR effect (Fig.7.10). The EPR effect consists of two mechanisms by which the tumor vascu­lature shows a leaky nature, viz.
1. Enhanced permeation due to the increased pore size on the tumor tissue surface.
2. Increased retention of the substances in the tumor region because of the compro-
mised lymphatic drainage system.
The EPR effect, along with the characteristic cancer features such as increased acidity and unique tumor microenvironment can also serve as a guide to developing the tumor-targeted formulations. The EPR effect leads to the increased hydraulic conductivity of the tumor tissue, which enables macromolecules to freely cross
7 PEGylated Nanocarrier asaPromising Tool forSite-Specic Delivery ofTherapeutics
Fig. 7.10 Passive targeting of PEGylated nanocarriers
209
through it. Normal tissues have lesser permeability, so the formulation may not accumulate in non-tumor regions (Mozar and Chowdhury 2018). PEGylation enhances the drugs’ solubility, molecular mass, size, and serum stability (Mishra etal. 2016). Nanoparticles are more suitable for administration for tumor delivery because they can use the leaky vasculatures and compromised lymphatic drainage system of the solid tumors and hence enable them to passively accumulate into the tumor sites specically. This also increases the retention time of the nanoparticles inside the tumor.
The PEG-modied nanoparticles possess advantages over uncoated nanoparti­cles such as:
1. Increased biocompatibility.
2. Diminished biological response.
3. Enhanced stability.
4. Delayed clearance by the MPS system (Wongpinyochit etal. 2015).
The size of the drug carrier has been controlled to achieve EPR-mediated deliv­ery of the drugs, as the size of the molecules to permeabilize the vasculature varies from 200 to 800nm. The EPR approach for targeting the drugs to tumor requires the macromolecular drugs and the drug delivery systems to possess the property of long circulation, i.e., stay in the body for longer periods without getting eliminated, so that the drug gets accumulated in the desired targeted organ. A simple approach to keep the drug at the target site is to mask it with the help of PEG moiety or with certain water-soluble polymers. Table7.2 below includes some important applica­tions of PEG moieties for passive targeting (Torchilin 2011).
The PEGylation approach for these purposes is successfully employed for lipo­somes, although it is thought to work with other drug carriers too. The important
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S. Acharya et al.
merit of prolonging the circulation of the drug and the carriers of the drug in the body is that it helps to maintain the desired therapeutic drug concentration at the target site. This approach is also useful for areas with limited blood supply and for ligand-mediated targeting of the drug molecules. It can also help to attain a suf­cient amount of the drug in areas where it takes more time to achieve the targeted concentration (Kang etal. 2020).
7.5.2.1 PEG Dilemma
The surface aqueous phase formed by the PEG moiety inhibits the interaction of the gene carrier with the tumor cell surface. As a result, cellular uptake is decreased to a large extent. Furthermore, PEGylation also improves the stability of nanoparti­cles, which results in poor endosomal escape because of the membrane fusion and the degradation of the cargoes in lysosomes or the digestive compartments. This issue sometimes arises with the use of the PEG moiety for gene delivery in cancer treatment and it is known as the “PEG dilemma.”
The PEG dilemma can be successfully reduced by:
1. Using specic ligands, i.e., active targeting.
2. Cleavage of PEG from the carrier system.
3. Speeding up fusion or disruption of the membrane (Hatakeyama etal. 2011).
7.5.2.2 Challenges inDrug Delivery by theEPR Effect
There are some challenges in the delivery of PEGylated nano-formulations through passive targeting mode (Nakamura etal. 2016), some of which are indicated in Fig.7.11.
Table 7.2 Key applications of PEG moiety for passive targeting
Spacer
Drug substance Protein and peptide
macromolecules -asparaginase PEG Increase the half-life, for the treatment of
Interferon PEG Immuno-stimulator Anti-cancer drugs PEG,
Doxorubicin PEG Liposomes to treat hepatocellular carcinoma and
Paclitaxel PEG Increase in AUC and decrease in half-life DNA-related products PEG Tumor-specic delivery of siRNA
moiety
PEG Anti-cancer properties by evading the MPS
HPMA
Applications
lymphoma and leukemia
Cancer therapy by using paclitaxel and doxorubicin
T-cell lymphoma
7 PEGylated Nanocarrier asaPromising Tool forSite-Specic Delivery ofTherapeutics
211
Fig. 7.11 Challenges in passive targeting of PEGylated nanocarriers
7.6 PEGylated Nanocarriers andTheir Types Used
forTargeted Drug Delivery
The drugs that are administered systemically need to remain in circulation for a substantially longer period of time to accumulate in the targeted tissues at concen­trations that are appropriate. But proteins and peptides are quickly broken down and removed from the blood; therefore, methods for extending circulation duration are required. Also, the reticuloendothelial system (RES) is a signicant barrier for nanocarrier systems as it clears them out before reaching the site of action. This system quickly removes nanoparticles from circulation, especially hydrophobic particles, which causes their build-up in the liver, spleen, or bone marrow (Vllasaliu etal. 2014).
One such method involves coating the therapeutics’ surface with an inert poly­mer that prevents interactions with the constituents of the bloodstream and confers it with stealth qualities. PEG is the most commonly utilized stealth polymer for drug delivery. PEG has been incorporated into drug delivery systems to improve the pharmacokinetic prole of both macromolecular therapies and particulate formula­tions. This increases the stability, and biocompatibility prole of the nanoparticle
212
S. Acharya et al.
along with increased capability to infuse into the biological membranes and decreases the toxicity of drugs. PEGylation prevents aggregation, opsonization, as well as phagocytosis of nanoparticles by protecting the surface and extending circu­lation time (Suk etal. 2016). The diagrammatic representation of different types of PEGylated nanocarriers is shown in Fig.7.12 below.
Fig. 7.12 Various PEGylated nanocarriers designed to enhance drug delivery and targeting. The types shown include (a) PEGylated liposomes, (b) gold and (c) silver nanoparticles, (d) den­drimers, (e) hyaluronic acid, (f) chitosan, (g) dextran nanocarriers, (h) carbon nanotubes, (i) quan­tum dots, and (j) antibody-conjugated albuminnano carriers
7 PEGylated Nanocarrier asaPromising Tool forSite-Specic Delivery ofTherapeutics
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7.6.1 PEGylated Liposomes forTargeted Drug Delivery
PEGylated liposomes as shown in Fig.7.12a are recognized to be very promising nanocarriers for drug delivery applications, particularly for chemotherapeutics. PEGylated liposomes were used in an intriguing investigation to conceal and unmask a targeted ligand coupled to liposomes. It was possible to protect folate­modied liposomes against clearance from the RES, extend their circulation, and passively target tumors by using the cysteine-cleavable phospholipid-PEG5000. Experiments on tumor absorption in mice with articially produced brain tumors (targeted liposomes containing DOX were administered, following a cysteine infusion) have veried the improved transport of folate-anchored targeted liposomes.
Kizelsztein etal. prepared PEGylated liposomes with entrapped antioxidant tem­pamine, which was tested for its ability to arrest the development of experimental autoimmune encephalomyelitis (EAE) in mice. According to the study, over 3% of the PEGylated liposome injection dose made it to the EAE mice’s brains. The results obtained indicated that PEGylated liposomes reduced the severity and dura­tion of EAE in this animal model (Kizelsztein etal. 2009).
Ghosh et al. in their study co-loaded vincristine in the clinically available PEGylated liposomal DOX and targeted against triple negative breast cancer and non-small cell lung cancer both invitro and invivo. It was concluded that the for­mulation signicantly enhanced G2/M phase cell cycle arrest with consequent apoptosis and decreased cell viability in both tumor cell lines. In comparison to liposomal DOX, this carrier showed comparable acute toxicity, pharmacokinetic, and tissue distribution characteristics with a signicantly higher rate of tumor regression. Thus, the treatment efcacy of doxorubicin and vincristine combined in clinically utilized PEGylated liposomal formulations against both cancers was dra­matically enhanced (Ghosh etal. 2021).
7.6.2 PEGylated Gold Nanoparticle forTargeted Drug Delivery
Gold NPs (AuNPs) have unique optical, electronic, sensing, and biochemical prop­erties and have been potentially applied for medical imaging, drug delivery, and tumor therapy in the early detection, diagnosis, and treatment (Kong etal. 2017). Smart drug delivery systems with gold nanoparticles are recent approaches for tar­geted therapy of life-threatening diseases such as cancer and cardiovascular dis­eases. Stimuli-responsive on-demand release of therapeutic agents at the diseased site can signicantly limit serious adverse effects (Refaat etal. 2021). Due to their unique near-infrared (NIR) plasmon resonance, AuNPs are promising tools for early-stage cancer diagnosis and photothermal therapy. Their action is mediated by light-induced localized hyperthermia that in turn results in cell death and tumor inhibition (Sun etal. 2013). To achieve targeting for cancer diagnosis and therapy, it needs to be ensured that the activity of ligands such as antibodies (Abs) is stably retained (Day et al. 2010). For example, immunoglobulins (IgGs) have been
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S. Acharya et al.
immobilized on AuNPs at the Fc region mediated by a cofactor. This yields highly efcient and versatile immunoconjugated AuNPs. Ordered antibody immobiliza­tion can be achieved by IgG-binding proteins such as Protein-A (ProA) and Protein-G (ProG). Sun etal. (2013) successfully anchored in immobilizing IgGs on the AuNPs via PEGylation with orthopyridyldisulde-polyethylene glycol­succinimidyl valerate, (OPSS-PEG-ProG), as shown in Fig.7.12b. Efcient abla­tion upon laser irradiation was observed when the HER-2 antigen on SK-BR-3 breast cancer cells was targeted with IgGs. Based on ELISA, a 75% retention of anti-HER-2 binding activity of ProG was observed after PEGylation. The results indicated that localized hyperthermia of the AuNP/light interaction led to a loss in the cell membrane integrity when the nanoparticles were bound to the cell membrane.
7.6.3 PEGylated Silver Nanoparticles forTargeted Drug Delivery
Silver nanoparticles (AgNPs) have received particular attention due to their poten­tial utilization in the treatment and diagnosis of cancer as well as in antibiotic resis­tance. However, some bacteria often show resistance towards AgNPs. To overcome this, PEGylated AgNPs have been investigated. Zhao et al. synthesized stable PEGylated AgNPs loaded with graphene oxide (GO) nanocomposite (GO-PEG-Ag) as shown in Fig.7.12c, with strong antibacterial properties, high biocompatibility, and effectiveness over time. The addition of PEG to the nanocomposite signicantly increased its stability in physiological uids. Consequently, even after centrifuga­tion, the GO-PEG-Ag may readily distribute in different media, which would sig­nicantly aid practical applications. The antibacterial test ndings show that the GO-PEG-Ag demonstrated potent antibacterial activity towards bacteria (E. coli and S. aureus) carrying the MCR-1 (mobilized colistin resistance) gene encoding resistance to colistin, which is regarded as a last resort antibiotic against multidrug­resistant bacteria (Zhao etal. 2017a, b). In another study, Abdelfattah etal. con­structed DOX-loaded PEGylated AgNPs and it was reported that the prepared nanoparticles showed sustained release with fewer side effects (Abdelfattah etal. 2022).
7.6.4 PEGylated Dendrimer forTargeted Drug Delivery
Dendrimers provide an ideal platform for the delivery of bioactive agents as they represent a well-dened, highly branched nanoscale architecture with dened molecular weight and availability in multiple generations determined by the number of branches built around the core with several modiable surface groups. However, the real potential of dendrimers is limited by toxicity considerations. PEGylated dendrimer-mediated drug delivery overcomes the shortcoming of dendrimer reticu­loendothelial system (RES) uptake, and drug leakage, and enhances the solubiliza­tion. Drugs with poor water solubility can be loaded in the internal pockets of dendrimers. On the other hand, its peripheral shell can be modied with a variety of
7 PEGylated Nanocarrier asaPromising Tool forSite-Specic Delivery ofTherapeutics
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surface functional groups. Several targeting ligands and moieties can be conjugated to these functional groups (Thakur etal. 2015).
Biotin (vitamin H) has shown great promise in cancer therapy. Biotin receptors are overexpressed by proliferating malignant cells to meet their biotin uptake. This afnity has been investigated for the development of several biotin-conjugated nanocarriers. This strategy results in enhanced drug uptake by multiple cancer cells. Rompicharla et al. (2019) developed PEGylated biotin-modied multifunctional Poly(amidoamine) (G4 PAMAM) dendrimers for effective delivery of Paclitaxel (PTX) (refer Fig.7.12d), a chemotherapeutic drug, specically to the cancer cells by following active-targeting approach. G4 PAMAM has been PEGylated and tagged with Biotin, an essential micronutrient for cellular functions. To avoid the toxicity of dendrimers due to their cationic nature and to prolong the systemic cir­culation of the conjugate, PEG has been attached. PTX was covalently linked to the surface of the G4 PAMAM dendrimer using a succinate linker. This study con­rmed that biotin-tagged conjugate displayed superior penetration, and inhibition of the growth of cancer cells in comparison to the treatment with non-targeted conju­gate and free drug.
Glioblastoma multiforme (GBM) is a serious form of brain cancer that is detri­mental to the anatomy and physiology of the brain. GBM-bearing brain expresses an extensively large number of low-density lipoprotein receptors (LRP) on the lumi­nal endothelial plasma membranes. Angiopep-2, an LRP ligand, has been reported to possess high perfusion capability and brain permeability in mice. Based on this theory, Parashar etal. (2018) designed PEGylated polypropyleneimine (PPI) den­drimers functionalized with Angiopep-2. PEG-2000 modication was intended to neutralize the positively charged dendrimer surface. Paclitaxel-loaded PEGylated dendrimers were then delivered to the brain glioma by receptor-mediated endocyto­sis (RME).
Further conjugation of these multifunctional nanocarriers with Angiopep-2 (ANG-PEG-PPP) resulted in the drug-loaded dendrimers demonstrating a superior anti-glioma effect when compared to the free drug. This was ascribed to enhanced drug delivery across the blood-brain barrier (BBB). Authors have developed PEGylated biotin-modied multifunctional Poly(amidoamine) (G4 PAMAM) den­drimers for effective delivery of paclitaxel (PTX) (Refer Fig.7.12d), a chemothera­peutic drug, through active targeting.
Cancer cells overexpressing vitamin uptake receptors have been targeted by biotin- functionalized dendrimers. A succinate linker was used to covalently bind PTX to the surface of the G4 PAMAM dendrimer. The dendrimers were then PEGylated to extend systemic circulation as well as to minimize toxicity stemming from their cationic nature. Glioblastoma multiforme (GBM) is a serious form of brain cancer that is detrimental to the anatomy and physiology of the brain. GBM­bearing brain expresses an extensively large number of low-density lipoprotein receptors (LRP) on the luminal endothelial plasma membranes. Angiopep-2, an LRP ligand, has been reported to possess high perfusion capability and brain perme­ability in mice.
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S. Acharya et al.
Based on this theory, Parashar etal. (2018) designed PEGylated polypropylenei­mine (PPI) dendrimers functionalized with Angiopep-2. PEG-2000 modication was intended to neutralize the positively charged dendrimer surface. Paclitaxel­loaded PEGylated dendrimers were then delivered to the brain glioma by receptor­mediated endocytosis (RME). Further conjugation of these multifunctional nanocarriers with Angiopep-2 (ANG-PEG-PPP) resulted in the drug-loaded den­drimers demonstrating a superior anti-glioma effect when compared to the free drug. This was ascribed to enhanced drug delivery across the blood-brain bar­rier (BBB).
7.6.5 PEGylated Hyaluronic Acid forTargeted Drug Delivery
Hyaluronic acid (HA) is a naturally occurring polysaccharide present in the extra­cellular matrix alongside synovial uids of the body. It is capable of binding to different cancer cells which overexpress CD44, a HA receptor. Because of this property, it has been used as a targeting moiety for cancer treatment. However, due to the cellular uptake by phagocytic cells of RES, it gets accumulated in the liver and the efcacy of HA-nanoparticles is reduced. To overcome this problem, Choi etal. synthesized PEGylated HA-nanoparticles labeled with cyanine 5.5 uorescent dye. The results obtained indicated that the PEGylation of HA-NPs (Fig.7.12e) decreased their cellular absorption invitro, and more nanoparticles were absorbed by cancer cells that overexpressed the HA receptor CD44 compared to regular bro­blast cells. Following intravenous injections of Cy5.5-labeled PEGylated HA-nanoparticles into healthy mice, exvivo ndings of the organs utilizing optical imaging technology showed that PEGylation successfully decreased liver uptake of nanoparticles and extended their circulation time, and the brightest uorescent sig­nals were found in the tumor site suggesting their promising tumor targetability (Choi etal. 2011).
Zhang etal. developed a cleavable PEGylated hyaluronic acid nano-drug deliv­ery system (HA-mPEG2k-DOX) that utilizes a tumor microenvironment pH­responsive imine bond for enhancing active tumor targeting, tumor cell uptake efciency, and circulation duration of doxorubicin (DOX). The results obtained from this study indicated that HA-mPEG2k-DOX may self-assemble into stable nanoparticles. Additionally, the pH-responsive, cleavable PEG shell may be removed under weakly acidic conditions, thereby promoting the cellular uptake of HA-DOX nanoparticles in CD44-positive CT26 cells (Zhang etal. 2020).
7.6.6 PEGylated Albumin forTargeted Drug Delivery
Formulators have gained interest in human serum albumin (HSA)-based nanopar­ticles after the approval of paclitaxel-bound nanoparticle Abraxane® by USFDA, to treat patients with metastatic cancer of breast and non-small-cell lung carcinoma (NSCLC) (Zhao et al. 2015). Albumin, which carries drugs for binding and