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5 PEGylated Nanocarriers forSolubilization
147
Fig. 5.6 Solubility of noncovalently uorescein-PEG functionalized C nanotubes at different pH values [(Nakayama-Ratchford etal. 2007), with permission]
nanoparticles functionalized with a hydrophobic zinc phthalocyanine (Camerin etal. 2016). Also, water-soluble gold nanoparticles functionalized with a thiolated PEG were synthesized (Penon etal. 2015) in addition to water-soluble, PEGylated multifunctional antibody–porphyrin gold nanoparticles for targeted photodynamic therapy (Penon et al. 2017). Furthermore, water-soluble gold nanoparticles entrapped within PEG-modied polyethyleneimine were prepared and have poten­tial use for blood pool and tumor computed tomography (CT) imaging (Zhou etal.
2014). In all of these cases, PEGylation achieved an increase in the water solubility
of the nanoparticles.
On the other hand, a study has described the development of a novel PEG-b­PAMA, poly(ethylene glycol)-block-poly((2-N,N-dimethylamino)ethyl methacry­late) water-soluble polymer that was used to modify the surface of gold nanoparticle rendering them completely dispersible under physiological conditions with high dispersion stability (Miyamoto etal. 2008).
Metal oxide nanoparticles, such as alumina, silica, iron oxide, gadolinium oxide, and cerium oxide, can function as controlled drug-delivery systems and magnetic
148
R. S. H. Mansour et al.
contrast agents, in addition to therapeutic and diagnostic materials in cancer. The use of iron oxide nanoparticles, also known as magnetite nanoparticles such as Fe3O4 and substituted iron oxides (MFe2O4 where M=Co, Mn, Zn or Mg) for bio­medical applications, has been studied extensively (Laurent etal. 2008). For exam­ple, iron oxide nanoparticles have demonstrated a potential for various nano-biomedical applications, including the hyperthermia treatment of tumor cells, magnetic drug targeting, and magnetic contrast age (Pankhurst etal. 2003; Lu etal.
2007; Salunkhe etal. 2014; Kallumadil etal. 2009; Banerjee and Chen 2007).
In several cases, magnetic nanoparticles were successfully PEGylated to enhance their aqueous solubility. Excellent stability and solubility were obtained in aqueous dispersions and physiological media (Umut 2013). In one of the reported cases, magnetic iron oxide nanoparticles were PEGylated, and their solubility was noticed to increase as a function of the molecular weight of PEG from 550 to 5000. Unfortunately, the increase in solubility was associated with an increase in particle size in addition to a loss of the magnetic properties of the nanoparticles. Another study showed that the solubilization kinetics of PEGylated supramagnetic iron oxide nanoparticles was dependent on the conformation of the used PEG, even though the extent of solubility was comparable. Dendritic PEGs resulted in a sig­nicantly higher rate of solubilization than linear PEGs. The former nanoparticles were suspended in water within seconds, whereas the latter nanoparticles required hours. Additionally, some of the nanoparticles functionalized with linear PEG exhibited substantially reduced aqueous solubility after freeze-drying. The different solubility behavior between linear and dendritically stabilized nanoparticles was attributed to the differences in the conformation of the dry shell of the nanoparticles. Upon drying, the linear polymer chains of neighboring particles are likely to inter­digitate, resulting in smaller interparticle separations and consequently increasing van der Waals interactions, hence, the reduced dispersion rate. Contrastingly, the dendritic conformation forms a more compact shell (Gillich etal. 2013).

5.4.4 Water-Soluble PEGylated Dendrimers

Dendrimers are nanostructures composed of hyper-branched polymers of homoge­neous composition with an overall compact globular structure formed by layers emanating from the center to the surface (Aranda-Lara etal. 2021).
Dendrimers have favorable applications in biomedical and pharmaceutical areas, such as bioimaging and tissue engineering, in addition to drug and gene delivery (D’Emanuele and Attwood 2005; Kimura etal. 2000). Nevertheless, several limita­tions, including hydrophobicity, restrict their use. In general, PEGylation of the terminal groups of dendrimers can overcome these limitations, including their solu­bility. It can modify the solubility prole of dendrimers, making them a more solu­ble system (Sideratou etal. 2001; Gajbhiye etal. 2007; Quintana etal. 2002; Lee etal. 2005; Luo etal. 2002). PEG chains that are coupled to dendrimers are pro­posed to form unimolecular micelles (Yang etal. 2004), thus aiding in the solubili­zation of the dendrimers.
5 PEGylated Nanocarriers forSolubilization
149
Fig. 5.7 Water-soluble PEGylated 4,4-bis(4-hydroxy phenyl)pentanol dendrimer in the form of unimolecular micelle [(Liu etal. 2000), with permission]
Covalently PEG-functionalized Poly-amidoamine (PAMAM) dendrimers were found to possess desirable characteristics such as nonimmunogenicity, nonantige­nicity, noncytotoxicity, biocompatibility, and high water solubility (Barraza etal.
2016; Jiang etal. 2010; Luong etal. 2016; Ryan etal. 2008; Thakur etal. 2015).
Similarly, the hydrophobic dendritic hypercores made from 4,4-bis(4-hydroxy phe­nyl) pentanol were coupled with PEG as a hydrophilic shell, thus forming water­soluble dendritic unimolecular micelles (Liu et al. 2000) (Fig. 5.7). Moreover, diamino butane poly(propylene imine) dendrimers were PEGylated to enhance their hydrophilicity and modify their encapsulating properties and stabilizing ability (Sideratou etal. 2001).

5.4.5 Water-Soluble PEGylated Polymeric Micelles

Polymeric micelles are spherical nanoparticles that are thermodynamically formed from copolymers. The hydrophobic ends of the copolymers intertwine and form a nucleus, whereas the hydrophilic ends are exposed on the surface. Polymeric micelles have potential pharmaceutical and biomedical applications that are similar to those of dendrimers (Aranda-Lara etal. 2021).
150
Fig. 5.8 Formation of PEGylated polymeric micelles [(Liu et al. 2014), reproduced with permission]
R. S. H. Mansour et al.
Block copolymers containing PEG have been widely used and considered highly soluble in water. Coupling of PEG with polycationic polymers such as poly(-lysine), polyspermine, and polyethylenimine has been done to improve their solubility, conse­quently forming PEG-coupled copolymers that are reported to be capable of forming self-assembling highly soluble complexes (Bhadra etal. 2002; Rackstraw etal. 2002) in the form of polymeric micelles. PEG-poly(lactic-co- glycolic acid) (PEG-PLGA) block copolymer forms an amphiphilic polymeric micelle in which PEG exists as a hydrophilic corona while PLGA serves as a hydrophobic core (Mozar and Chowdhury
2018). PEG and arginine-grafted reducible poly(disulde amine) self-assembling
micelles were also prepared (Nam etal. 2012). These polymeric micelles were suit­able candidate nanocarriers for the delivery of the hydrophobic drug paclitaxel. PEGylated poly(β-benzyl -aspartate) polymeric micelles were also prepared and showed a completely transparent aqueous solution (La etal. 1996).
In the other direction, a novel PEGylated polymer micelle formed from an amphi­philic block copolymer, PEG-b-poly(4-vinylbenzylphosphonate), spontaneously self­assemble in aqueous solutions into nanoparticles and was designed for bioimaging applications (Kamimura et al. 2011). Other novel PEGylated polymeric micelles (Fig.5.8) composed of an amphiphilic copolymer and PEG-grafted- polyethyleneimine/ amide were described for anticancer drug delivery (Liu etal. 2014).

5.5 Hydrated or Hydrophilic PEGylated Drug Nanocarriers

5.5.1 Hydrated PEGylated Lipid Nanocarriers

The degree of hydration on the membrane surface of liposomes plays a crucial role in their aggregation. The liposome shell membrane should be satisfactorily hydrated to reduce liposome aggregation and phagocytic cell uptake. The early attempts to increase liposomal membrane hydration were performed in the 1980s. This was accomplished by coating the membrane surface with hydrophilic polymers (Kraft etal. 2014). In 1995, the US Food and Drug Administration (FDA) approved the rst liposome drug-delivery system for human use. It was marketed under the name of Doxil and constituted of PEGylated liposome-encapsulated doxorubicin (James 1995, p.201).
5 PEGylated Nanocarriers forSolubilization
151
Surface modication of lipid nanoparticles such as liposomes by PEGylation is performed in a similar manner to PEGylation of proteins (Beauchamp etal. 1984). PEGylated liposomes, also referred to as sterically stabilized or stealth liposomes, were rst described by Allen and Chonn (1987). PEG is estimated to occupy an additional hydration thickness of 5nm on the surface of the liposomes, which also depends on the length and density of the PEG polymer (Woodle etal. 1992) without signicantly modifying the overall charge property of liposome membranes (Kraft etal. 2014).

5.5.2 Hydrophilic PEG-Coated Zein Nanocarriers

Zein is the main protein from corn and possesses a hydrophobic character. It is insoluble in water and classied as a GRAS substance (Irache and González­Navarro 2017; Penalva etal. 2015). Zein nanoparticles have the potential to be used for oral drug delivery. Nevertheless, the surface of zein nanoparticles is considered hydrophobic, thus denying them mucus-permeating properties. In an attempt to PEGylate the surface of these nanoparticles with PEG 35000, their surface hydro­phobicity was signicantly reduced, and the enhancement in hydrophilicity was associated with increased mobility in pig intestinal mucus. The hydrophobicity of the surface of the nanoparticles was inversely proportional to the PEG:zein ratio, as shown in Fig.5.9. For example, the hydrophobicity of the nanoparticles prepared at a PEG:zein ratio of 5% and those prepared at + a ratio of 75% were 60% and 25% of that of the bare nanoparticles, respectively (Reboredo etal. 2021).
Fig. 5.9 Surface hydrophobicity of PEGylated zein nanoparticles, normalized relative to that of the bare nanoparticles, as a function of the PEG:Zein ratio [(Reboredo etal. 2021), with permission]
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R. S. H. Mansour et al.
5.6 Drug Solubilization Propensity
ofPEGylated Nanocarriers
As mentioned earlier, good water solubility is a prerequisite for the therapeutic util­ity of bioactive. Poor aqueous solubility limits the application or delivery of hydro­phobic drugs as the release of the drug will be inadequate, consequently decreasing its bioavailability and therapeutic effect (Yiyun and Tongwen 2005; Shadrack etal.
2015; Prajapati etal. 2009; Sacchetti and Nejati 2012). It is estimated that 40% of
the new chemical entities have low water solubility, which limits their clinical utility (Savjani etal. 2012; Sareen etal. 2012). There are various approaches to increase the solubility and bioavailability of drugs, such as comminution (particle size reduc­tion), salt formation, complexation, co-crystallization, metastable forms, surfac­tants, and co-solvents. PEGylation of drugs and drug nanocarriers has emerged and is employed to enhance drug solubility (Fig.5.3). Concerning this topic, most of the discussion hereby is dedicated to dendrimers as the literature mainly focuses on the PEGylation of this type of nanocarriers for modifying the solubility of hydropho­bic drugs.
5.6.1 Survey ofNanocarriers Utilized inHydrophobic Drug
Solubility Enhancement
Complexation of drugs with dendrimers has been performed to enhance their solu­bility (Shadrack etal. 2018). In the late 1970s and early 1980s, the discovery of dendrimers (Vögtle 2003; Tomalia et al. 2012) provided the basis for utilizing PAMAM dendrimers in biomedical applications as solubility enhancers of poorly soluble actives (Shadrack etal. 2015; Prajapati etal. 2009). PEGylation of den­drimers can additionally increase the solubility of hydrophobic drugs carried on the dendrimers, among other improved properties (Gajbhiye etal. 2007; Luong etal.
2016; Yuan et al. 2010; Barraza et al. 2016; Jiang etal. 2010; Ryan et al. 2008;
Thakur etal. 2015; Diaz etal. 2018).
Generally, dendrimer’s ability to enhance drug solubility arises from their spheri­cal shape, very low polydispersity, and accessible terminal groups (Gajbhiye etal.
2007). Their solubility enhancement effect depends on several factors, including
their core (Hawker etal. 1993), branching units (Ooya et al. 2003), terminal end groups (Beezer etal. 2003), generation (Devarakonda etal. 2004), concentration, and pH (Asthana etal. 2005). At the molecular interaction level, the hydrophobic drug solubilization results from hydrophilic–hydrophobic interaction, ionic interac­tion, and drug encapsulation within the dendritic architecture (Sideratou etal. 2001). On the other hand, dendrimers with a hydrophobic core and hydrophilic terminal groups, such as PEGylated ones, demonstrate micellar behavior, which further aids in solubilization (Sideratou etal. 2001; Newkome et al. 1985; Stevelmans etal.
1996). Additionally, the drug can also be attached to PEG (Gajbhiye etal. 2007).
PEGylation of dendrimers to enhance solubilization is considered superior to other surface modication polymers and approaches since it imparts a list of desirable
5 PEGylated Nanocarriers forSolubilization
153
properties (Fig.5.3). Accordingly, the majority of the researchers utilized PEGylated dendrimers to achieve higher solubility associated with other enhanced properties such as biocompatibility (Liu etal. 1999; Nam etal. 2009; El-Sayed etal. 2002; Wolinsky and Grinstaff 2008; Wei etal. 2006) and controlled release ability (Tekade etal. 2009).
Many researchers have investigated the utility of PEGylated dendrimers in solu­bility enhancement and delivery of hydrophobic drugs. Water-soluble PEGylated 4,4-bis(4-hydroxy phenyl) pentanol dendrimers were found to solubilize drugs by forming dendritic unimolecular micelles. This effect, shown in Fig.5.10, was dem­onstrated by pyrene solubilization in aqueous solution. The solubility of pyrene in water is very low (8.0×10−7 M), and a dramatic increase to 2.85×10−4 M (356­fold) in an aqueous solution of 1.00×10−4 M of generation 3 of the formed dendritic micelle was observed (Liu etal. 2000). Pyrene, as a probe, in addition to betametha­sone valerate and betamethasone dipropionate, as active drug ingredients, was solu­bilized in PEGylated diamino butane-64-poly(propylene imine) dendrimers (Sideratou etal. 2001). The PEGylated dendrimers showed superior drug solubility to that of the bare dendrimers. Besides, PEGylated PAMAM dendrimers resulted in solubility enhancement of simvastatin of 33 folds in comparison to a 23 and 17.5 fold increase in solubility brought about by amine and hydroxyl functionalized den­drimers (Kulhari etal. 2011).
Table 5.2 shows the observed effects on the solubility of these drugs, along with other examples.
Fig. 5.10 Pyrene solubilization by PEGylated 4,4-bis(4-hydroxy phenyl) pentanol dendrimer as a function of dendrimer generation and concentration [(Liu etal. 2000), with permission]
154
Liu etal. (2000)
ReferencesAlone
Karthikeyan and
Vijayarajkumar (2015)
R. S. H. Mansour et al.
Sideratou etal. (2001)
Yang etal. (2004)
Diaz etal. (2018)
Kulhari etal. (2011)
Khandare etal. (2006)
Qi etal. (2015)
Bhadra etal. (2003)
M
4
In PEGylated
dendrimer
2.85×10
In parent
dendrimer
M
7
Solubility of drug/probe
8.0×10
5
6
solubility of the drug (no solubility data was mentioned)
M
M
4
M 5.40×10
M 3.85×10
5
2.15×10
2.95×10
M
4
6
M 2.56×10
5
7
1.84×10
7
1
M
6300μmolL
1093.25μM/L
1
M 1.52×10
3380μmolL
1
M 6.8×10
6.44×10
1280μmolL
33.4μM/L
1
a
6.5ngmL
b
3.2mg/mL
1
0.3μg/mL
5ngmL
efciency
Improved encapsulation ability Kojima etal. (2000)
Silybin
Simvastatin
Paclitaxel
Probucol
Pyrene
Imatinib The fth generation PEGylated dendrimer increased the aqueous
Pyrene
Betamethasone
valerate
Betamethasone
dipropionate
Poly(propylene imine)
dendrimers
Diaminobutane-64-
poly(propylene imine)
Dendrimer Drug/probe
4,4-bis(4-hydroxy phenyl)
Table 5.2 PEGylated dendrimer mediated solubility enhancement of drugs
pentanol dendrimers
dendrimers
PAMAM dendrimers Pyrene
5-Fluorouracil Enhanced solubilization was evident by 12 folds improved entrapment
Methotrexate
Adriamycin
Lysine dendrimers Artemether Improved entrapment efciency Bhadra etal. (2005)
5 PEGylated Nanocarriers forSolubilization
(2005)
1
mL
155
Improved entrapment efciency Namazi and Adeli
acid
Pyridine
Citric acid dendrimers 5-Amino salicylic
Mefenamic acid
diclofenac
–functionalized dendrimers was around 2.8ng
2
Polyglycerol dendrimers Paclitaxel 0.0003mg/mL 2.305mg/mL Ooya etal. (2003)
Solubility of probucol in NH
Solubility of paclitaxel–bis (PEG) conjugate was 2.5mg/mL
a
b
156
R. S. H. Mansour et al.
PEG 4000-modied liposomes were designed to increase the aqueous solubility of quercetin, which is an anticancer drug that also possesses antioxidant, antithrom­botic, antihypertensive, angio-protective, and anti-inammatory effects. Quercetin has a low water solubility of 1.53± 0.27 μg/mL, and the PEGylated liposomes increased this value by 2.2 folds (Demirbolat et al. 2022). In another attempt, PEGylated liposomes were prepared to enhance the solubility of paclitaxel, but the PEGylated formulation showed similar solubility to that of the parent liposomes (Yang etal. 2007b).
5.6.2 Proposed Mechanisms ofEnhanced Drug Solubilization
Mediated By PEGylation ofNanocarriers
The fundamental mechanisms of the solubility enhancement effect of PEG were mentioned earlier (refer to Sect. 5.1.3). Regarding enhanced solubility of drugs car­ried on nanoparticles, several mechanisms are recognized. The occurrence of these mechanisms depends on the designed PEGylated nanosystem.
Generally, in non-PEGylated dendrimers, the drug could be entrapped inside the core of the dendritic structure. Noncovalent bonding, such as hydrogen bonds, hydrophobic interactions, and electrostatic interactions, is involved in the entrap­ment process. Interaction of the drug with the periphery of the dendrimer could also occur via covalent bond formation (Choudhary etal. 2017; Menjoge et al. 2010; Milhem etal. 2000; Bhadra etal. 2005). The former effect may further induce the formation of unimolecular micelle or the so-called “dendritic box” (Menjoge etal.
2010). The overall result of these effects will be an enhancement of the solubility of
the loaded drug.
It has been proposed that PEGylation of the dendrimers will add to the above­mentioned effects by providing a PEG coat in which the drug can also be solubilized (Sideratou etal. 2001; Yang etal. 2004) by interaction with the surface arms of PEG (Diaz et al. 2018; Kojima et al. 2000). This effect is possibly mediated by the enhanced complexation between the drug and the dendrimer by steric and electronic effects provided by the additional functional groups of PEG (Bhadra etal. 2003). On the other hand, PEG results in the formation of unimolecular micelles capable of increasing the solubilization of the hydrophobic drug (Yang etal. 2004; Gajbhiye etal. 2007; Bhadra etal. 2003; Liu etal. 2000). Illustrative examples of enhanced drug solubilization by dual effects of the formation of unimolecular micelles and enhanced complexation with the PEG coat in PEGylated dendrimers are shown in Figs. 5.11 and 5.12. The formation of multimolecular micelles from PEGylated dendrimers was also suggested to play a role in drug solubility enhancement (Wang etal. 2022) as shown in Fig.5.13.
PEGylated polymeric micelles work similarly to PEGylated dendrimers. Solubilization by the formation of polymeric or copolymeric PEG micelles occurs when macromolecular PEG polymers or copolymers are added above their corre­sponding CAC, as they readily self-assemble to form micellar-like, nanosized, ther­modynamically stable systems with core–shell structures (Hagan et al. 1995;