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4 D. J. Mathisen and A. Muniappan
Table 1.1  Incidence of postesophagectomy tracheoesophageal fistula
Author (reference) Country Incidence Percentage Iannettoni [6] USA 1/856 0.12 Bartels [7] Germany 4/501 0.80 Buskens [5] Netherlands 1/383 0.26 Maruyama [8] Japan 2/305 0.66 Yasuda [9] Japan 9/603 1.49 Schweigert [10] Germany 7/222 3.15 Kuwabara [11] Japan 9/475 1.89
Total 33/3345 0.99
contribute to airway ischemia [8]. While gastric conduit ischemia and necrosis most commonly
Diagnosis
leads to mediastinal sepsis, it may also promote formation of a TEF. A late presentation of PETEF may be due to an ulcer in the gastric conduit or staple line erosion into the airway, and may occur decades after esophagectomy [12, 13].
A chest x-ray may find a dilated esophagus or gastric conduit secondary to air leakage through the TEF. Computed tomography (CT) delineates the fistula with good detail in large or giant TEFs, which are defined as a fistula involving the entire width of the membranous wall. The CT may also
Clinical Presentation
identify anastomotic or conduit disruption after esophagectomy and also accurately reveals me-
There are a number of signs and symptoms of TEF which are related to the size, location, and stage of the TEF. Early and small fistulas may simply present with cough after oral ingestion, also known as Ono’s sign. Persistent airway soil­age typically leads to pneumonia, and signs of sepsis and respiratory insufficiency follow. In PETEF developing after an anastomotic leak, there may be accompanying mediastinal sepsis, and patients are usually critically ill with multi­organ dysfunction.
If a TEF develops in a mechanically ventilated patient, there is usually a sudden increase in air­way secretions, which represents contamination with saliva or gastric contents. It may be difficult to maintain a seal with the endotracheal tube’s cuff, and in extreme cases, ventilation may be­come impossible if the tip of the tube migrates into the fistula. Positive pressure ventilation may lead to air leakage into the esophagus or gastric conduit and leads to abdominal distention or air escaping the pharynx.
diastinal and pleural collections.
Contrast esophagography has a role in mild­er presentations of TEF, when patients are able to participate in a swallow study. Water soluble contrast agents are strictly avoided as they can severely exacerbate pulmonary injury. Barium is typically used, and contrast outlining the trachea or bronchus is seen. An experienced radiologist is able to localize the level of fistula with respect to the airway and the esophagus (or neo-esoph­agus).
Endoscopic inspection of the tracheobronchial tree and esophagus further elucidate the location and nature of the fistula. While a small fistula may be difficult to appreciate in the folded mucosa of the esophagus or gastric conduit at esophagos­copy, it is usually apparent at bronchoscopy. In mechanically ventilated patients, the orotracheal or tracheostomy tube may need to be withdrawn to reveal the fistula. Esophagoscopy is useful to assess the integrity of an esophagogastric anasto­mosis and viability of a gastric conduit in patients with PETEF.
51 Tracheo-Esophageal Fistula
Management
Effective management of TEF requires a combi­nation of conservative, endoscopic, and operative measures. The therapies chosen are predicated on the patient’s presentation and condition.
Conservative Management
When a patient presents early after a small TEF develops, the only complaint may be a cough with oral ingestion. Even before the diagnosis is confirmed, the patient is made strict nil per os. The patient is instructed to stay upright at all times, which minimizes reflux and ensures drain­age of the gastric conduit in patients presenting after esophagectomy. When there are signs of tracheobronchitis or early pneumonia there is a low threshold to start empiric antibiotic therapy.
A more severe presentation of TEF is the pa­tient with advanced pneumonia and frank respi­ratory failure. Mechanical ventilation is unavoid­able in this situation. It is important to position endotracheal tubes with the cuff inflated beyond the location of the tracheal fistula, if possible. Bronchoscopic guidance of ortracheal and tra­cheostomy tubes is invaluable in these circum­stances. Imprecise positioning can lead to exacer­bation of the fistula, if the balloon is inflated ad­jacent to or within the fistula. When initially in­tubating the patient with a TEF, it is best to guide the tracheal tube over a bronchoscope, in order to avoid intubation of the fistula, a life-threatening event if it is not recognized immediately.
Even with the cuff positioned and inflated be­yond the TEF, airway contamination is possible. Appropriate measures to decompress the stomach or gastric conduit are indicated to prevent ongo­ing soilage across the fistula. An aggressive pul­monary toilet with bronchoscopy and appropriate antibiotic therapy are the mainstays of treating pneumonia after the development of TEF. Wean­ing from positive pressure ventilation remains a priority and greatly facilitates the medical and surgical management of patients with TEF, as em­phasized in the section on operative techniques.
Especially in the mechanically ventilated pa­tient with a TEF, there is early consideration of jejunostomy tube placement to provide adequate enteral nutrition. A gastrostomy may also be con­sidered to prevent reflux of gastric contents into the TEF.
There are a few reports of spontaneous clo­sure of TEF with conservative management alone [14]. Only early and the tiniest of fistulas are expected to heal without operative manage­ment. These patients presumably had fistula tracts that had not already epithelialized, and ongoing drainage across the fistula was mini­mal. The fistula tracts that spontaneously close are usually long and likely lead into pulmonary parenchyma rather than the trachea or main-stem bronchus. Such patients are not ill, and a trial of conservative management is reasonable, as long as patients are closely observed for deterioration. In the vast majority of patients presenting with clinically significant TEFs, conservative man­agement is expected to fail in the long-term.
Endoscopic Management
An increasing experience with esophageal and airway stents has led to their application in the management of anastomotic leaks and TEF. Exclusion of the fistula by covered stents may partially or completely control exchange of air and fluid across the fistula. There are isolated reports of acquired TEFs resolving after stenting [10]. As with the patients that had TEFs resolve with conservative management alone, stents are likely associated with fistula closure only when the TEF is extremely small and the tract is still not epithelialized, which is most commonly not the case. More typical of expected outcomes are the experiences of Blackmon et al., who placed stents to control the TEF in four patients with two patients succumbing to their TEF related medi­cal problems and two reported to have control of the fistula without evidence of healing [15]. Even more concerning are the outcomes of Eleftheria­dis et al., who used stents in 12 patients with TEF, observed nine deaths, and had 3 patients who
6 D. J. Mathisen and A. Muniappan
went on to definitive operative management, as the TEF persisted after the stent placement [16].
Esophageal stents may actually potentiate the TEF-associated pathology. In one report, giant TEFs were induced by esophageal stents placed for a benign stricture or esophageal perforation [17]. The radial force of self-expanding esopha­geal stents has the potential to enlarge the TEF or exclude abscesses that would normally drain back into the esophagus. Another concern is that stenting does not address mediastinal sepsis that may accompany anastomotic disruptions or gas­tric conduit necrosis. Persistent mediastinal con­tamination and inflammation not only leads to TEF, but may also result in aortoesophageal fis­tula, which is almost uniformly fatal. One report, in which a silicone airway stent controlled a PETEF, describes a patient who eventually suc­cumbed to hemorrhage that appeared suspicious for aortogastric fistula [18]. A further concern with airway stenting is that it induces inflamma­tion and granulation. This may extend the length of airway injury, which complicates or precludes definitive operative repair. A technical difficulty with esophageal stent deployment for the PETEF is that there is only a limited esophageal length to accommodate the stent after a cervical anas­tomosis. Additionally, the anastomosis, conduit, and esophagus are relatively capacious relative to the stent’s diameter, and stent migration and poor sealing of the fistula are common.
There is very little role for esophageal or air­way stenting to control the benign TEF. Conser­vative measures such as careful positioning of an endotracheal tube’s cuff, gastric decompres­sion, and jejunal feeding are sufficient to allow a patient to recover from complications of a TEF prior to operative repair. Moreover, in patients with evidence of conduit necrosis and significant mediastinal or pleural contamination after an esophagectomy, stenting is absolutely contrain­dicated, and is expected to fail quite quickly. In contradistinction, esophageal stenting is the stan­dard of care for the management of malignant TEF, and is quite effective in controlling the TEF during the short life-expectancy of such patients [19].
An alternative endoscopic strategy that is sometimes promoted is fistula control with glue or endoscopically applied clips. This strategy is most effective in pediatric cases of benign TEF, where fistulas are typically pinpoint and there is minimal associated pathology in the esopha­gus, airway, and mediastinum. Fistula closure is achieved by deepithelializing the fistula tract and sealing the defect with glue or clips [20]. Effi­cacy in adult cases of TEF is anecdotal and there is no reliable data to suggest that there is a role for endoscopically applied clips or glue in the management of acquired TEF, such as those that occur postesophagectomy.
Operative Management
Operative repair of an acquired TEF is indicated in all patients with a reasonable life expectancy. This includes patients who have undergone com­plete resection of esophageal cancer and develop PETEF. The patient is weaned from mechanical ventilation, as tracheal repairs should ideally not be exposed to positive pressure ventilation. Ag­gressive pulmonary toilet, appropriate antibiotic therapy, and reliable enteral nutrition are essen­tial for the patient’s recovery. This may require tracheostomy and feeding tube placement if the patient does not quickly improve after presenta­tion. The operative techniques are selected based upon the location and size of the TEF as well as the associated pathology (e.g., conduit necrosis).
Postesophagectomy TEF
PETEF occurs primarily after an anastomotic leak or gastric conduit necrosis. Patients are quite ill from pulmonary, mediastinal, and pleu­ral contamination. Early operative intervention is typically necessary in these patients. Fistulas are predominantly located in the distal half of the trachea or proximal main-stem bronchus, but may be located more proximally if the anastomo­sis was constructed close to the cricopharyngeus. Preoperative endoscopy localizes the TEF and guides the surgeon as to whether the fistula may
71 Tracheo-Esophageal Fistula
be approached with a low cervical collar incision or by thoracotomy. Endoscopy also establishes whether or not the conduit is ischemic. Flexible and rigid bronchoscopy determine whether there is any tracheal stenosis and to measure the dis­tance of the fistula from the larynx and carina.
When conduit necrosis or major anastomotic dehiscence results in a TEF several days after an esophagectomy, and patients are critically ill, the appropriate operation is trans-thoracic takedown of the anastomosis. Nonviable stomach is re­sected, and the remainder is returned to the abdo­men. The tracheal or bronchial defect is repaired primarily with interrupted vicryl suture, which minimizes airway granulation. The defect is but­tressed with robust vascularized tissue, such as an intercostal muscle flap. The proximal esophagus is used to construct an esophagostomy, preserv­ing as much esophagus as possible to facilitate future reconstruction. Thorough irrigation and drainage of the mediastinum and pleura, includ­ing decortication of the lung, is essential.
A TEF that occurs months to years after an esophagectomy is quite different in terms of pre­sentation and pathology. There is minimal or no mediastinal inflammation and contamination. The conduit is viable and the anastomosis may be completely healed and intact. A more measured approach to operative repair may be taken and the patient’s condition is optimized with simple con­servative measures. It is important to determine whether or not there is tracheal stenosis in addi­tion to the TEF, as this will dictate whether or not a simple fistula division is all that is required or if a tracheal resection and reconstruction is neces­sary to address a significant stricture. All but the lowest supracarinal TEFs may be approached via a low cervical collar incision (Fig. patients with a small fistula and normal trachea, the fistula is approached from the side, through the cervical incision (Fig. nerve on the side the fistula is approached from is at great risk, and care should be taken to avoid retractor injury or inadvertent division. Once the fistula is isolated and divided, the trachea is re­paired with interrupted absorbable vicryl sutures. The esophageal or gastric conduit defect is re­paired with a two-layered closure whenever pos­sible. The inner layer is an interrupted inverted
1.2).
1.1).
In TEF
The recurrent
silk closure. A second outer layer is constructed with interrupted silk sutures approximating esophageal muscle or gastric serosa. A pedicled strap muscle is sutured in place to buttress and isolate the esophageal and tracheal suture lines, which otherwise would lie next to each other and predispose to fistula recurrence. When there is a relatively large defect in the membranous wall of the trachea and there is a concern of airway nar­rowing with primary repair, a small amount of esophageal wall may be left behind on the tra­cheal aspect of the fistula to augment the amount of tissue available to reconstruct the membranous wall. There is little concern about narrowing the lumen of the esophagus with this maneuver, as long as the residual lumen easily accommodates a nasogastric tube. Patients are extubated in the operating room whenever possible. A contrast esophagogram is performed after 7 days to en­sure healing before starting oral alimentation.
Postintubation TEF
Postintubation TEF also exhibit circumferential tracheal damage and stenosis induced by cuff injury or granulation and scar from the trache­otomy. Operative repair requires not just division and repair of the TEF, but also resection and re­construction of the diseased segment of the tra­chea. While the airway reconstruction adds to the complexity of the operation, the fistula repair is actually facilitated by the airway resection, which allows direct approach and repair of the fistula, as opposed to the approach from the side.
The operation is performed through a low cer­vical collar incision (Fig. 1.1). The diseased seg­ment of the trachea is circumferentially dissected, taking care to dissect close to the airway to avoid injury to the recurrent nerves. Division of the air­way requires cross-field ventilation of the distal airway and is performed with close collaboration of the anesthesiologist (Fig. 1.3a). The diseased airway is resected, taking care not to remove tra­chea before determining that a tension-free repair is feasible. The esophageal defect is closed over a nasogastric tube using a two-layer closure as described above (Fig. 1.3b). The tracheal recon­struction is performed using an interrupted vicryl
8 D. J. Mathisen and A. Muniappan
Fig. 1.1 Surgical approach for tracheoesophageal fistula
( TEF). A low-collar incision permits access to all but the lowest TEFs. Occasionally, a vertical midline extension
suture technique (Fig. 1.3d), using the principles we have described previously [2].
Separation of the tracheal and esophageal su­ture lines is accomplished with a pedicled strap muscle (Fig. 1.3c). The anterior aspect of the tra­cheal anastomosis is also covered with another strap muscle or thyroid isthmus. Prolonged me­chanical ventilation is avoided after a tracheal anastomosis, and patients are normally extubated in the operating room. If a tracheostomy is neces­sary, it is placed at least two rings caudal to the anastomosis. In some instances, the length of tracheal stenosis exceeds the limits of how much trachea may be safely resected. In these cases, the division and repair of the fistula is still warrant-
to the sternal angle enhances access to the mediastinal tra­chea, necessary for the repair of lower TEFs. (With per­mission from [2] © Elsevier)
ed, and the remaining airway stenosis is managed with a T-tube placed through a tracheotomy.
Bronchoesophageal Fistula
Most reports describing the management of TEF lump together fistulas to the trachea and the mainstem bronchus. There are, however, some differences between TEF and bronchoesophageal fistulas (BEF) that should be highlighted. BEFs are typically smaller than true TEFs, and small fistulas may be easily missed at esophagoscopy or bronchoscopy. A high index of suspicion and an expert contrast esophagogram are often nec-
91 Tracheo-Esophageal Fistula
Fig. 1.2 a Lateral approach of a small tracheoesophageal
fistula ( TEF) without tracheal stenosis. b Primary repair of esophageal and tracheal membranous wall defects without tracheal resection. (With permission from [2] © Elsevier)
essary to establish the diagnosis. As with TEF, BEF are best managed by surgical division of the fistula and repair of the airway and esophageal defects. A right thoracotomy is the primary inci­sion used to approach fistulas to either the proxi­mal right or left main-stem bronchus. Resection of the bronchus or lung is almost never necessary, and the goal should be to preserve all functioning pulmonary tissue. The intercostal muscle flap is the most robust and versatile tissue for buttress­ing the esophageal and bronchial repairs.
Prevention of Tracheoesophageal Fistula
It is remarkable that there is about a 30-fold differ­ence in the incidence of PETEF (0.1–3 %) in sev­eral large series of esophagectomies (Table 1.1). While there are certainly patient variables such as preoperative chemoradiotherapy and malnutri­tion that contribute to the development of TEF, there are also just as certainly operative variables as well. It is easy to see that minimizing the rate of postesophagectomy anastomotic leaks should also minimize the risk of the TEF development. The author is troubled by the tolerance of anasto­motic leak rates greater than 5 %, when it is fea­sible to virtually eliminate the incidence of anas-
Fig. 1.3 Surgical management of postintubation tracheo- esophageal fistula ( TEF). a Exposure of TEF after the division of the trachea distal to fistula. Distal trachea is intubated for cross-field ventilation. b Two-layer closure of esophageal defect. The first layer is an inverted inter­rupted suture closure, and the second layer is a simple
interrupted layer to bring the muscle together. c Strap­muscle reinforcement of the esophageal repair, which buttresses the closure and separates it from the tracheal anastomotic suture line. d Primary reconstruction of tra­chea with an interrupted anastomotic suture technique. (With permission from [2] © Elsevier)
10 D. J. Mathisen and A. Muniappan
tomotic leaks [21, 22]. Attention to anastomotic technique and consideration of buttressing anas­tomoses with omentum or muscle may mitigate anastomotic leaks and reduce the risk of TEF.
Aggressive nodal dissection and traumatic in­jury to the airway also predispose to the TEF for­mation after an esophagectomy. The incidence of airway injury during a transhiatal esophagectomy is as high as 1 %, although it is certainly much lower at centers who practice this technique ex­tensively [6]. If the surgeon cannot safely per­form a transhiatal dissection in every instance, the patient is better served by a technique that incorporates transthoracic or video assisted tho­racic surgery (VATS) techniques that allow safe dissection of the esophagus from the airway.
Delayed TEFs after esophagectomy may arise many years after the original operation. They typ­ically arise due to perforated ulcers in the gastric conduit, or erosion of the staple line used to con­struct the gastric conduit. While the development of an ulcer is unlikely to be preventable, staple line erosion can be mitigated by over-sewing the staple lines. This step is often omitted in mini­mally invasive esophagectomy, as it is relatively inconvenient to perform and extends the opera­tive time. In patients undergoing esophagectomy for benign disease or early stage esophageal can­cer and for whom life-expectancy is long, over­sewing the gastric staple line is advisable.
Outcomes
Development of PETEF is associated with sig­nificant risk of mortality, in the range of 20–30 % in most published series [9]. Patients may suc­cumb either to respiratory failure or multiorgan dysfunction. The greatest risk of mortality is in patients with PETEF and gastric conduit necro­sis. Patients with chronic or subacute TEFs do much better and aggressive treatment is warrant­ed to ensure complete recovery in the majority of patients.
Conservative nonoperative management of PETEFs is reported to be successful in scattered reports. When described, the fistulas are usually pinpoint in size and patients are otherwise well.
Conservative management is normally aban­doned when the fistula fails to close in 4–6 weeks [5]. Conservative management alone is insuffi­cient for most patients with PETEF.
Endoscopic management of PETEF is also re­ported to succeed in scattered reports. One such report claimed successful closure of PETEF in four patients undergoing stent placement [10]. A closer examination of their results reveals that two patients died with the stent left in place. The two other patients who had successful healing of the TEF had esophageal stents placed for anas­tomotic leaks, and the size and location of the fistula was not precisely defined. Of the seven patients with PETEF, only two survived. We are of the opinion that stents and endoscopic applica­tion of glue and clips only delay definitive treat­ment. Moreover, we are wary of stent induced complications such as pressure induced necrosis of the airway and gastric conduit as well as pos­sible aorto-enteric fistula.
The most reliable approach to the manage­ment of TEF is operative, using the principles outlined above. A cervical approach, and occa­sionally a cervico-mediastinal approach where a partial upper sternotomy is also performed, is suitable for 90 our experience [1]. About three-fourths of our patients required tracheal resection and recon­struction, while the remainder simply underwent membranous wall repair after fistula division. All four PETEF patients underwent primary repair without tracheal resection in our series. Patients undergoing surgical management of TEFs have mortality rates of about 3 of the fistula is expected of patients, and the majority of patients resume oral alimentation and breathe appliance.
% of operative repairs of
%. Successful closure
in approximately 90
without a tracheal
TEF, in
%
Conclusion
Although the incidence of PETEF is relatively low, the significant morbidity and mortality as­sociated with this condition dictate that this com­plication is avoided by minimizing the risk of anastomotic leaks and taking care to preserve the
111 Tracheo-Esophageal Fistula
vasculature of the airway and the gastric conduit. If a TEF occurs, there is a step-wise and ordered approach to the management that encompasses conservative, endoscopic, and operative mea­sures. An individualized approach to TEF man­agement that takes into consideration the size and location of the TEF as well as the condition of the gastric conduit will ensure the best outcomes.
Five Key Points to Avoid Complications
1. Minimize airway ischemia by preserving bronchial vasculature during nodal dissection.
2. Avoid prolonged nasogastric tube placement in the setting of an inflated tracheal cuff.
3. Avoid inadvertent tracheobronchial trauma when mobilizing esophagus.
4. Ensure gastric conduit is well perfused prior to anastomosis.
5. Consider buttressing anastomosis routinely or when there is a concern about anastomotic healing. Consider over-sewing gastric staple­line.
Five Key Points to Diagnose or Manage Complications Intra or Postoperatively
1. Diagnosis of small TEFs requires a high index of suspicion as well as radiographic and endo­scopic examination to confirm.
2. Bronchoscopic guided placement of endotra­cheal or tracheostomy tubes is critical in pa­tients requiring mechanical ventilation.
3. Wean patients from mechanical ventilation prior to operative repair of TEF.
4. Avoid routine stenting of the esophagus or air­way for management of PETEF.
5. Separate tracheal and esophageal suture lines with pedicled muscle, after the division of the TEF.
References
1. Muniappan A, Wain JC, Wright CD, et al. Surgical treatment of nonmalignant tracheoesophageal fis­tula: a thirty-five year experience. Ann Thorac Surg. 2013;95:1141–6.
2. Mathisen DJ, Grillo HC, Wain JC, Hilgenber AD. Management of acquired nonmalignant tracheoesophageal fistula. Ann Thorac Surg. 1991;52:759–65.
3. Macchiarini P, Dartevelle P. Evaluation and outcome of differ­ent surgical techniques for postintubation tracheo­esophageal fistulas. J Thorac Cardiovasc Surg. 2000;119:268–74.
4. Shen KR, Allen MS, Cassivi SD, et al. Surgical man agement of acquired nonmalignant tracheoesopha­geal and bronchoesophageal fistulae. Ann Thorac Surg. 2010;90:914–8.
5. Buskens CJ, Hulscher JBF, Fockens P, Obertop H, van Lanschot JJB. Benign tracheo-n fistulas after subtotal esophagectomy. Ann Thorac Surg. 2001;72:221–4.
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Esophageal Strictures Refractory to Endoscopic Dilatation
Shawn S. Groth, David D. Odell and James D. Luketich
2
Introduction
Esophageal stricture is a common issue faced by clinicians who care for patients with foregut disorders. Generally, strictures can be effectively managed using endoscopic techniques such as di­lation. Improved control of the primary patholo­gy, in most cases gastroesophageal reflux disease (GERD), is also typically effective in limiting recurrence of a stricture after therapy. However, while many strictures are effectively managed with simple dilatation, a minority remain refrac­tory to treatment, posing a particularly difficult challenge to both the patient and the physician. We define such a “refractory” esophageal stric­ture if one or more of the following criteria are met: (1) failure to achieve an adequate luminal diameter to allow intake of solid food without dysphagia despite up to four repeat dilatations at 2-week intervals or (2) stricture which re­quires surgical intervention at any point. While such strictures can be challenging to manage, a thoughtful and systematic approach can allow the
J. D. Luketich () · S. S. Groth · D. D. Odell Department of Cardiothoracic Surgery, University of Pittsburgh Medical Center, Pittsburg, PA, USA e-mail: luketichjd@upmc.edu
S. S. Groth e-mail: grothss@upmc.edu
D. D. Odell e-mail: odelldd@upmc.edu
restoration of good swallowing function for the patient.
Etiology of Esophageal Strictures
Esophageal strictures form as the result of in­jury to the esophageal wall with the subsequent development of scar tissue and secondary tissue contraction. The vast majority of the time, stric­ture formation is associated with long-standing GERD and may be seen in combination with a primary motor disorder of the esophagus. How­ever, approximately 20–30 % of cases are unre­lated to GERD. These strictures may be associat­ed with surgical anastomoses (such as following esophagectomy), scar formation after antireflux surgery, caustic ingestion, prior radiation treat­ment, or malignancy.
Typical esophageal strictures are character­ized by a cicatricial, anatomic narrowing of the esophagus, which we define as either simple or complex strictures. Simple strictures are short (< 2 cm) and focal, straight, and can be traversed with an adult endoscope prior to dilatation. In contrast, complex strictures are long (> 2 cm), ir­regular, angulated or difficult to traverse with an endoscope [1].
T. M. Pawlik et al. (eds.), Gastrointestinal Surgery, DOI 10.1007/978-1-4939-2223-9_2, © Springer Science+Business Media New York 2015
13