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272
Fig. 6 Horizontal cutaneous incision
A.E.B. Moreira et al.
maintains its anatomical functions, and identication of the cricothyroid membrane indicates the site of the cutaneous incision. The incision is made in the vertical direc­tion, extending about 3–5 cm on the midline, thus avoiding vascular structures located laterally (Fig.6). The cricothyroid membrane is sectioned for 1cm horizon­tally because its extension is greater than its height, allowing adequate separation of the thyroid and cricoid cartilages, which should be done without excessive force to avoid risk of injury to the vocal cords, located 1–2cm above. The index ngertip of the nondominant hand should be kept within the cricothyroid membrane incision in order not to lose it. If it is difcult to maintain laryngeal immobilization due to obe­sity, trauma, edema, or other causes, the scalpel can be held in position until a hook or a claw is positioned to pull the thyroid cartilage so there is no loss of the mem­brane opening. Insert a dilator or Kelly tweezers into the opening of the membrane to facilitate the introduction of the tracheostomy cannula. Remove the dilator or Kelly tweezers and hook or claw carefully to avoid damaging the cuff of the trache­ostomy cannula. Inate the cuff of the tracheostomy cannula and x it with a lace. Make a dressing with gauzes below the cannula aps to protect the skin.
The rapid 4-step technique can be performed in a short time and requires only a scalpel with a number11 or 15 blade, a traction hook or claw, and a tracheostomy cannula. It begins with palpation and identication of the cricothyroid membrane, followed by a horizontal incision extending about 2cm, involving the skin, subcu­taneous cellular tissue, and cricothyroid membrane. Before removal of the scalpel, insert the hook or the claw to pull the thyroid cartilage, which will help immobilize the larynx, allowing introduction of the tracheostomy cannula (Fig.7). This can be assisted with an intubation cannula introducer (called a “bougie”), which will serve as a guide. This technique greatly reduces the surgical time, and its procedure is simpler than the standard technique [17] (Fig.8).
Cricothyroidostomy
Fig. 7 Hook to facilitate insertion of the tracheostomy cannula
273
Fig. 8 Instruments needed for surgical cricothyroidostomy
274
A.E.B. Moreira et al.
Puncture Cricothyroidostomy (Seldinger Technique)
Puncture or percutaneous cricothyroidostomy consists of a rapid and emergency access to the airways by simple perforation of the cricothyroid membrane by a large­caliber needle catheter, creating communicating between the airway lumen and the external environment [18]. It requires specic instruments, usually in kits offered by the industry, which include a 6 to 10ml syringe, large-caliber needle, guide wire, soft tissue dilator, and tracheostomy cannula (Fig.9). Alternatively, an intubation cannula introducer (bougie) may be used, as described in the rapid 4-step technique.
Palpate the cricothyroid membrane with the index nger of the nondominant hand while immobilizing the larynx with the thumb and middle nger of this hand (Fig.5).
Puncture in the region of the cricothyroid membrane with the needle and syringe, aspirating the syringe plunger until bubbles appear (if there is a physiological solu­tion in the syringe) or air appears, demonstrating that the needle is in the tracheal lumen (Fig.10). Remove the syringe and insert the guide wire through the needle lumen, then remove it (Fig.11). Make a cutaneous incision of about 2 cm at the location of the guide wire entrance with a number11 or 15 scalpel blade, including the cricothyroid membrane. Insert the tissue dilator into the tracheostomy cannula with the guide wire in the dilator until it reaches the tracheal lumen (Fig. 12). Remove the dilator and guide wire, leaving the cannula in position (Fig.13). Fix the cannula with a lace. Make a dressing with gauze under the cannula aps to protect the skin [18, 19].
Fig. 9 Instruments needed for puncture cricothyroidostomy
Cricothyroidostomy
Fig. 10 Puncture with a syringe with saline solution and aspiration with bubbles, demonstrating that the lumen of the trachea has been reached
275
Fig. 11 Introduction of a guide wire after removal of the syringe
276
Fig. 12 Introduction of a soft tissue dilator together with the tracheostomy cannula
A.E.B. Moreira et al.
Fig. 13 Tracheostomy cannula in position and removal of the dilator together with the guide wire
Cricothyroidostomy
277
Situations forPerforming Cricothyroidostomy
Prehospital Care
Cricothyroidostomy should be used as a last resort for control of the airways in the prehospital environment. When performed by trained professionals, this procedure can resolve cases of airway obstruction with difcult intubation.
Urgent tracheostomy is indicated for specic cases, since the risks of complica­tions are two to ve times higher than in elective situations; therefore, it is not a method to be used in urgency situations [19].
Hospital Care
Cricothyroidostomy in the hospital environment should also be used as a last resort. Considering that the hospital offers an adequate infrastructure for performing a sur­gical procedure, and has a trained team to perform tracheostomy, cricothyroidos­tomy is reserved for isolated cases.
Tracheostomy should be performed in the surgery center with all necessary sup­port, and its performance at the bedside should be avoided. The exception is in an intensive care setting, when removal of the patient from that location can create risks [18].
The time and success of a cricothyroidostomy procedure depend on the tech­nique used, the patient, and the experience of the physician. Studies on cricothy­roidostomy techniques are limited due to the absence of randomized clinical protocols, and the current literature is based on reports of cadaver or animal studies, with conicting ndings. Thus, the best technique and the best clinical circum­stances are still unknown. An observational study reported that experienced physi­cians needed an average of 73s (ranging from 53 to 255 s), while inexperienced ones required an average of 180s to complete cricothyroidostomy with the standard technique in unxed corpses. Studies using unxed corpses have demonstrated an 88% success rate in performing cricothyroidostomy with the standard technique and with the rapid 4-step technique, but the latter was faster, taking an average time of
43.2s versus 133s with the standard technique [18, 20].
Complications
Complication rates vary, depending on the type of patient, the clinical aspects, the physician’s training level, and the setting for the procedure (i.e., the hospital or pre­hospital environment). Studies have reported complication rates ranging from 0% to 54%. Emergency cricothyroidostomy has a higher complication rate than the elec­tive procedure, as expected, because it is indicated for critically ill patients with a difcult airway in conjunction with emergency conditions.
Bleeding usually occurs early and usually is not intense, being resolved with dressings. Other early complications include laceration of the cricoid cartilage or thyroid cartilage, perforation of the posterior trachea wall, esophageal laceration, aspiration of blood or secretions, hematoma, subcutaneous and mediastinal emphy­sema, and laceration of the thyroid gland [18, 21, 22].
278
A.E.B. Moreira et al.
Concluding Remarks
Cricothyroidostomy is a surgical approach classically indicated in cases of acute upper airway obstruction, when urgent or emergency care is required, or when other techniques of access to such routes are not possible or not indicated. However, in order to perform such a procedure, it is essential to know the cervical topographic anatomy and the surgical steps involved in order to avoid complications inherent in the technique.
Thorough knowledge of the anatomy involved in cricothyroidostomy can reduce the anxiety of doctors when performing the procedure. Anxiety exists due to the precipitous and potentially fatal nature of the situation where an emergency airway needs to be established. Cricothyroidostomy continues to be a safe and rapid means of ensuring emergency access to the airways in the absence of contraindications.

References

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10. American College of Surgeons Committee on Trauma. Advanced Trauma Life Suport – ATLS.
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tication of the cricothyroid membrane in female subjects using palpation: an observational study. Anesth Analg. 2012;114(5):987–92.
14. Fernanda S’A, de Souza FAC, Arlei C, Alvarez RM.Cricotireotomia no manejo de obstrução
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B, Hofbauer R, Schuster E, Frass M. Evaluation of Seldinger technique emergency crico­thyroidotomy versus standard surgical cricothyroidotomy in 200 cadavers. Anesthesiology. 2005;102(1):7.
19. Hill C, Reardon R, Joing S, Falvey D, Miner J.Cricothyrotomy technique using gum elastic
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standard method versus rapid 4-step technique. Ann Emerg Med. 1998;32(4):442.
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at one institution. J Emerg Med. 2003;24(2):151.
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279

Indications for Performing Tracheostomy in the Intensive Care Unit: When and Why?

Carlos Eduardo Ferraz Freitas, Gustavo Trindade Henriques-Filho, Marcos Antonio Cavalcanti Gallindo, Maria Eduarda Gurgel da Trindade Meira Henriques, Maria Alice Gurgel da Trindade Meira Henriques, and Maria Eduarda Lima de Moura
C.E.F. Freitas, M.D. Intensive Care Specialist by the Brazilian Intensive Care Medicine Association (AMIB) and Brazilian Medical Association (AMB), Recife, Pernambuco, Brazil
Santa Joana Recife Hospital, Recife, Pernambuco, Brazil Esperança Recife Hospital, Recife, Pernambuco, Brazil Esperança Olinda Hospital, Olinda, Pernambuco, Brazil G.T. Henriques-Filho, M.D. (
Intensive Care Specialist by the Brazilian Intensive Care Medicine Association (AMIB) and Brazilian Medical Association (AMB), Recife, Pernambuco, Brazil
Santa Joana Recife Hospital, Recife, Pernambuco, Brazil Oswaldo Cruz University Hospital, Universidade de Pernambuco (HUOC/UPE), Recife,
Pernambuco, Brazil e-mail: gustavotrindadelho@gmail.com
M.A.C. Gallindo, M.D. Intensive Care Specialist by the Brazilian Intensive Care Medicine Association (AMIB) and Brazilian Medical Association (AMB), Recife, Pernambuco, Brazil
Santa Joana Recife Hospital, Recife, Pernambuco, Brazil Agamenon Magalhães Hospital, Recife, Pernambuco, Brazil Royal Portuguese Hospital, Recife, Pernambuco, Brazil M.E.G. da TrindadeMeiraHenriques, M.S., (Medical Student).
Faculdade Pernambucana de Saúde (FPS), Recife, Pernambuco, Brazil M.A.G. da TrindadeMeiraHenriques, M.S., (Medical Student).
Centro Universitário Maurício de Nassau (UNINASSAU), Recife, Pernambuco, Brazil M.E.L. de Moura, M.S., (Medical Student).
Faculdade de Medicina Nova Esperança (FAMENE), João Pessoa, PB, Brazil
*)
© Springer International Publishing AG 2018 T.P. de Farias (ed.), Tracheostomy, https://doi.org/10.1007/978-3-319-67867-2_16
281
282
C.E.F. Freitas et al.

Introduction

The need for invasive mechanical ventilation is a major cause of admission to inten­sive care units [16]. The maintenance of an articial airway for advanced support in several acute and chronic pathologies is the reality of services that deal with criti­cal patients. Such a prole is found at various levels of care, from low-complexity units to intermediate support units to intensive care units with patients that demands 100% of human resources and specialized materials for critical care.
For these reasons, 10% of patients requiring at least 3days of mechanical ventilation may need a denitive airway. In this case, the alternative is the trache­ostomy [16].
Tracheostomy is usually an elective procedure in the intensive care context. Although several techniques have been developed in recent years (conventional or percutaneous techniques), the lack of appropriately designed studies to evaluate short- and long-term complications—such as major bleeding, infections, and tra­cheal stenosis—makes it difcult to choose the most appropriate method in the intensive care unit. Concerning the complications, the risk seems to be the same, with slight superiority of percutaneous techniques related to infections and cosmetic changes, and, depending on the technique, a lower risk of major bleeding [16].
Furthermore, although there is extensive experience with the procedure, with known indications and presumed benets, many of the suggested benets are based on uncontrolled studies, observational studies, expert opinion, and controversial data [13, 7]. Regarding the timing of the tracheostomy, there is no consensus on the best time to perform it, whether early (at 4–10days), at 10–14days, or at up to 21 days of translaryngeal cannula use. The need for individualization of each patient’s situation by the intensivist for effective prediction of the ideal time to exe­cute the procedure, using clinical judgment, is well known though [13, 79].
This chapter has the main objective of delineating the main indications for tra­cheostomy in intensive care, with a description of techniques, complications, and the most appropriate time for performing tracheostomy in general and specic situations.

Indications, Advantages, and Disadvantages of Tracheostomy

Indications

In the intensive care environment, there are ve main indications for tracheostomy [1, 4, 5, 10, 11]:
(a) Obstructed airway, either by a foreign body, tumor, laryngeal stenosis, burns,
trauma, or infection
(b) To provide continued invasive mechanical ventilation to patients who have dif-
culty in weaning off articial ventilation or patients who have chronic neuro­muscular diseases or degenerative diseases