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M.Y. Nakai et al.
Fig. 20 Longitudinal view. The double parallel hyperechoic line corre­sponds to the anterior wall of the endotracheal tube (Tubo). In this case, for better visualization of the tube, the cuff was inated with distilled water.
Cricoide cricoid, Glandula Tireoide thyroid
Fig. 21 Use of ultrasound to identify cervical structures
Cuff
Cricoid
cartilage
Thyroid
gland
Endotracheal
Tube
The transducer is turned back to the transversal position, just next to the needle, to guide the puncture on the midline of the trachea, which is shown by an acoustic shadow. The needle must be inserted perpendicularly to the skin and, after that, slightly turned caudally so that the guide wire can be introduced correctly (Fig.23).
After introduction of the guide wire, the technique specied for the available PDT kit is followed.
Ultrasound evaluation for performing PDT allows:
• Identication of the thyroid isthmus, avoiding its puncture and consequent bleed-
ing [19]
• Identication of vascular structures, anatomical alteration, tracheal deviation
Percutaneous Tracheostomy: Pearls andPitfalls, andHow toCreate a“Hand-On”
Fig. 22 Ultrasound transverse view to identify cervical structures and the depth of the tracheal lumen (Luz Traqueal) from the skin, and to measure the tracheal diameter for the tube selection. Tireoide thyroid
Thyroid
gland
Tracheal
lumen
Fig. 23 Tracheal puncture on the midline
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Thyroid
gland
• Tracheal lumen measurement for better tube selection
• Positioning of the puncture on the midline between the tracheal rings
This way, the site of the puncture previously determined by the physical exami­nation using palpation landmarks has changed 20–24% after the use of ultrasound, according to some reports [2022].
Studies comparing bronchoscopy-guided and ultrasound-guided PDT have not shown statistically signicant differences between these techniques in terms of mortality, number of punctures, bleeding, hypoxemia, and technical difculty [23]. However, the learning curve for the ultrasound-guided technique is steeper than that for the bronchoscopy-guided technique. It is estimated that performance of 50
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ultrasound- guided PDTs are required to achieve expertise in the procedure, versus only 20 for bronchoscopy-guided PDT [24].
Tracheostomy Complications andTheir Care
Conventional surgical tracheostomy and PDT are considered to be low-complexity and easy procedures, frequently performed in mechanically ventilated patients admitted to ICUs. However, complication rates between 5% and 40% are reported in the literature, and when these procedures are performed in emergency situations, critically ill patients, or small children, the complication rates are 2–5 times higher. Although tracheostomy is considered easy and safe to perform, fatal events can occur, with a mortality rate of almost 2% [25, 26].
In emergency situations when cricothyroidotomy or oral intubation are not pos­sible (Goldenberg et al. [26] retrospectively analyzed 1130 patients, where this occurred in 0.26%), performance of a tracheostomy can be challenging, with imme­diate and early complication rates of 12.2%, as reported by Costa etal. [27].
In our practice, in addition to emergency situations, cases such as low tracheal stenosis are generally associated with major technical difculties in accessing the trachea—also requiring consideration of the conditions of tension and stress to which the surgical team is submitted. Carrying out the procedure under local anes­thesia—sometimes in a situation where it is impossible for the patient to lie in a supine position with neck extension, along with acute respiratory failure and hypoxia—makes the procedure more difcult. Therefore, in this situation, a well­trained and experienced team may be important to reduce the risk of complications, especially fatal ones.
Tracheostomy complications can be classied according to the severity. “Minor” complications include bleeding with no hemodynamic instability; smaller cartilage lesions; mucosal, skin, and soft tissue damage; pneumothorax or small pneumome­diastinum without the need for treatment; intraoperative cardiac rhythm disorders; postoperative hemorrhage arrestable by tamponade or fast surgical revision; subcu­taneous emphysema; obstruction/failure or dislocation of the cannula without hypoxia; local wound infection requiring systemic antibiotics and/or diagnosed as an infected stoma; tracheitis; extended granulations; small atelectasis; and other non-life-threatening complications.
“Major” complications include bleeding with hemodynamic instability treated only with surgical site exploration and/or causing a signicant fall in hemoglobin; cartilage damage discovered postoperatively; perforation or ssure of the poste­rior tracheal wall; bilateral recurrent laryngeal nerve injury; pneumothorax or pneumomediastinum requiring surgical drainage; aspiration of blood with extensive atelectasis or decreased oxygen saturation levels; tracheoaortal ssure; respiratory and/or cardiac arrest; and mediastinitis. In the immediate postopera­tive period, obstruction/failure and/or dislocation of the cannula with loss of air­way control are serious problems and relatively common. In the late postoperative period, laryngeal and/or tracheal stenosis are severe complications to be resolved.
Percutaneous Tracheostomy: Pearls andPitfalls, andHow toCreate a“Hand-On”
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In recent years, routine use of low-pressure tracheostomy tubes has minimized this adverse effect.
Another classication is related to the timing of occurrence: “immediate compli­cations” occurring during the surgical procedure until its end (intraoperative); “intermediate complications” (early postoperative) occurring until the rst postop­erative week; and “late complications.” “Immediate complications” such as signi­cant bleeding during tracheostomy are unusual, being more frequent when the procedure is performed in an emergency situation, with an incidence of up to 4%; the vascular structures most commonly involved are the anterior jugular veins, the vessels to the thyroid isthmus, and vascular variants such as the thyroid ima artery. Incorrect positioning of the tracheostomy tube or electrocautery-induced intraop­erative burns to tracheal and adjacent structures are other possible complications; the latter is usually related to an incorrect surgical technique. For instance, esopha­geal lesions may occur during careless opening of the trachea, just as a dissection that deviates from the midline can lead to lesions of the recurrent laryngeal nerve and the cupola of the lung, especially in children. Moreover, fracture of the cricoid cartilage may occur when the tracheostomy is performed in a very high position [26] between the cricoid and the rst tracheal ring.
In early complications a hemorrhage may also occur later after the intraoperative time, specially if the tracheostomy has been performed in patients with low blood pressure or increase of venous pressure (coughing or vomiting) may cause subse­quent bleeding. Nevertheless, most cases can be treated with a compressive dress­ing, with a small percentage of patients (0.61% in the series reported by Goldenberg etal. [26]) requiring surgical exploration for hemostasis. Severe infections associ­ated with tracheostomy—such as necrotizing fasciitis, mediastinitis, and clavicular osteomyelitis—are rare but require immediate and aggressive treatment. Transient peristomal tracheitis and cellulitis may also occur and cause mucosal damage, which would increase the likelihood of subglottic stenosis, thus reinforcing the need for adequate local wound care. However, Goldenberg etal. [26] suggest that this occurrence is more related to tracheal damage previously caused by prolonged intu­bation than damage caused by the tracheostomy itself. Pneumonia and pulmonary abscess after tracheostomy are related to aspiration of infected secretions.
Additionally, among early complications, pneumomediastinum, pneumothorax, and subcutaneous emphysema may occur due to excessive dissection during the surgical procedure with tracheal or pleural lesion, or to blockage of the tracheos­tomy tube by a blood clot, displacement of the tube, the cannula tip touching the posterior wall of the trachea, or a mucus plug or granulation tissue in a later period. Elevated endotracheal pressure in assisted ventilation is another cause of air dissec­tion along the pretracheal fascia. In adults the incidence of pneumothorax is 0–4% and the incidence of subcutaneous emphysema is 0–9%, but in children the incidence of pneumothorax associated with tracheostomy is higher (10–17%) and it is an important cause of death. In these conditions, tight closure of the surgical wound around the tracheostomy tube should be avoided.
Displacement of the tracheostomy tube out of the airway site has an incidence of 0–7% and can be a fatal event, and factors such as short length of the tube, neck
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thickness (obesity), tracheostomy position (the level at which it was performed), technique (attachment of the tracheostomy edges to the skin or not), and the trache­ostomy tube xation method may contribute to its occurrence [26].
In “late complications” bleeding may occur; however, this may be due to exces­sive tracheostomy tube traction on granulation tissue or injury of important blood vessels such as the brachiocephalic artery or, more rarely, an anomalous carotid artery. The incidence of tracheobrachiocephalic artery stula is 0.4–0.6%, and sud­den massive bleeding can occur 3days to 3weeks after the occurrence of “sentinel bleeding,” with a high mortality rate (80–90%). The main cause of this complication is excessive ination of the tube cuff for a prolonged period of time and consequent necrosis and erosion of the tracheal cartilage and vessel wall, or compression and necrosis of the tracheal wall induced by the tip of the tracheostomy tube at the level of the brachiocephalic artery, which may occur due to the tracheostomy being per­formed too low (below the third tracheal ring) or by a high position of the artery, which is commonly observed in elderly patients.
Another late complication is tracheoesophageal stula, which is rare and occurs due to injury to the posterior wall of the trachea during the tracheostomy procedure, or as a consequence of an overinated and malpositioned tracheostomy tube cuff, promoting excessive pressure on the posterior wall of the trachea; this, associated with the nasogastric tube in the esophagus, may cause tissue ischemia and necrosis and consequent tracheal and esophagus wall erosion. The incidence of tracheo­esophageal stula is 0.01–1%; however, signicant related mortality rate of 70–80% [26] is reported.
Subglottic and tracheal stenosis are severe complications associated with previ­ous endotracheal intubation, high tracheostomy or cricothyroidotomy, and trauma to the airway. Children and head trauma patients are at increased risk for stenosis. The mechanism for this damage is excessive insufation of the tube cuff associated with long-term tracheal intubation, which promotes ischemia and ulceration of the mucosa, exposing the tracheal cartilage. Stenosis at the level of the stoma may be caused by excessive tube traction or a large stoma, and occurred in 1.86% in the study by Goldenberg et al. [26]; however, these instances were correlated with prolonged tracheal intubation (all patients with stenosis were intubated more than 12days before the procedure).
Tracheocutaneous stula is another late complication, caused by epithelializa­tion of the stomal tract in patient with long-term use of a tracheostomy tube, and occurs in 0.53% of patients [26]. It may lead to persistent tracheal secretion with consequent irritation of adjacent skin, disturbances in phonation, and frequent infections.
With regard to improvement and wide performance of the PDT technique, the systematic review and risk factor analysis published by Simon etal. [11] selected 45 publications that described 65 events related to the procedure (including cases from their own institution), analyzing a total of 71 cases, with an incidence of lethal com­plications of 0.17%. Among the main complications related to death, bleeding and
Percutaneous Tracheostomy: Pearls andPitfalls, andHow toCreate a“Hand-On”
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airway complications were the most important, accounting for 38% and 29.6%, respectively. Most bleeding (75%) occurred 1–30 days after tracheostomy (at a mean of 5 days); 59.3% of cases were related to arterial bleeding and, of these, almost 70% originated from a tracheobrachiocephalic artery stula (tracheoinnomi­nate artery stula). The potential risk factors for bleeding and subsequent death were nonuse of bronchoscopic guidance during the procedure, a low tracheostomy site, coagulopathy, previous surgery on the neck, previous radiotherapy, obesity, anatomical abnormality, paratracheal misplacement of the tracheostomy tube, a malpositioned tube tip, high cuff pressure, and excessive movement of the neck associated with prolonged intubation.
As for airway complications related to fatal events, tracheal tube displacement (52.4%), airway loss during the procedure (19%), and paratracheal misplacement of the tube (14.3%) were the most common, and the risk factors associated with them were nonuse of bronchoscopy, inexperience of the surgical team in the percutaneous technique, patient obesity, patients with a difcult airway, not stitching the tracheal tube, tracheostomy tube replacement in the early postoperative period, and postop­erative care by an inexperienced team.
Other fatal complications were described in the study as tracheal perforation (15.5%), pneumothorax (5.6%), severe bronchospasm (4.4%), cardiac arrest and arrhythmia during the procedure related to clinical cardiac comorbidities (4.4%), and sepsis secondary to mediastinitis (1.5%).
Thus, based on their study, Simon etal. [11] suggested measures to improve the safety of PDT, always considering contraindications for the procedure (anatomic distortion of the neck, the presence of a difcult airway, severe acute respiratory distress syndrome, nontreated coagulopathy, and the presence of an unstable cervi­cal spine), depending on the skill and experience of the surgical team in the percu­taneous technique; use of bronchoscopy to guide the entire procedure; avoidance of performing low tracheostomy (below the third tracheal ring); not allowing guide wire folds (thereby avoiding the possibility of perforation of the tracheal wall and adjacent structures, especially the esophagus); and routine use of outer ange tra­cheal tube sutures to the skin.
In conclusion, tracheostomy is a procedure with a low incidence of complica­tions, especially when performed electively; however, fatal events can occur, above all related to lesions of large vessels and obstructions of the airway.
Therefore, measures that may reduce the occurrence of severe and fatal compli­cations [23, 26] are institution of a surgical training program for improvement of the technique to ensure careful dissection on the midline and performance of the trache­ostomy or puncture at the appropriate level (ideally between the rst and second or second and third tracheal rings), routine use of bronchoscopy or ultrasound in per­cutaneous tracheostomy, xation of the tracheostomy tube outer ange with sutures, and adequate postoperative tracheostomy care by nursing staff who are well trained in manipulation of the tracheostomy tube.
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Hands-On Percutaneous Dilatational Tracheostomy Training Program Course

Based on technical and practical experience in teaching residents in head and neck and general surgery, the Head and Neck Service of Santa Casa de São Paulo has developed a percutaneous tracheostomy training program.
This program has been transformed into a training course, with emphasis on hands­on management of bronchoscopy-guided and ultrasound-guided percutaneous trache­ostomy. The course started in 2015 and is given in our Experimental Surgery Laboratory Center, with approval from the Ethics Committee on Experimental Animals.
This 9-hour course basically consists of expositive and participatory classes, in which the theoretical content represents 40%, with emphasis on practice in percuta­neous tracheostomy in experimental and animal training (porcine) models.
The theoretical part of the course presents the historical evolution of the trache­ostomy technique, from its creation as the conventional procedure to the develop­ment of the percutaneous puncture and dilation system by Ciaglia, with all variants of percutaneous kits available, and also the indications, contraindications, and com­plications. Also, there is a video session for step-by-step operation of percutaneous tracheostomy in an intensive care unit environment, performed in the surgeon’s day practice.
In the hands-on scenario, there are six simulated workstations available: four with full endoscopic facilities, one with an experimental model device, and one with an ultrasound guidance facility. A maximum of two participants and a devoted tutor are allocated to each workstation. Twelve participants can attend the course.
In the 4-hour training workstation sessions, the student performs the PDT tech­nique, divided into the sequence shown in Figs.24, 25, 26, and 27:
Fig. 24 Presentation of available percutaneous tracheostomy kits
Percutaneous Tracheostomy: Pearls andPitfalls, andHow toCreate a“Hand-On”
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Fig. 25 Operation on the experimental model
Fig. 26 Workstation training on the animal model (porcine) with endoscopy guidance
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Fig. 27 Ultrasound-guided operation performed on the porcine model
M.Y. Nakai et al.
This course has already qualied several surgeons in the practice of the PDT technique.

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