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Percutaneous Tracheostomy Indications andSurgical Technique
LucioPereira andCatherineLumley

Introduction

Tracheostomy is a procedure used to obtain a surgical airway. It has been performed for over 3000 years. This operative technique was standardized by Chevalier Jackson, but the modern era only started in the 1960s, when the surgical technique, indications, and complications were better described.
The surgical airway can be temporary (in cases where the upper airway obstruction or respiratory abnormality can be reversed) or permanent. The procedure is indicated for an upper airway obstruction caused by tumors, infection, obstructive sleep apnea, or trauma; and in cases of prolonged intubation, as an aid in handling secretions and to facilitate ventilator support. A summary of the indications for tracheostomy can be seen in Table1.
Even though airway obstruction is the most dramatic indication for a surgical airway, most procedures are performed for prolonged intubation in patients admit­ted to an intensive care unit (ICU). It is estimated that 20–38% of ICU beds are lled with mechanically ventilated patients [1]. An average of 100,000 tracheosto­mies for this reason are performed each year in the USA [2].
Airway access for mechanical ventilation is initially provided by endotracheal intubation. The perfect timing for tracheostomy in patients requiring mechanical ventilation is still controversial. Some of the advantages of tracheostomy over endo­tracheal intubation include less trauma to the larynx, vocal cords, and arytenoids; decreased airway resistance; and improvements in airway hygiene and patient com­fort. Patients expected to require ventilation for less than 10 days are usually
L. Pereira, M.D. (*) Department of Otolaryngology, Hofstra Northwell School of Medicine, Long Island Jewish Medical Center, New Hyde Park, NY, USA e-mail: pereiralucio@hotmail.com
C. Lumley, M.D. Department of Otolaryngology–Head and Neck Surgery, Georgetown University, Washington, DC, USA
© Springer International Publishing AG 2018 T.P. de Farias (ed.), Tracheostomy, https://doi.org/10.1007/978-3-319-67867-2_5
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L. Pereira and C. Lumley
Table 1 Indications for tracheostomy
Upper airway obstruction with any of the following: Stridor Air hunger Retractions Obstructive sleep apnea with documented arterial desaturations Bilateral vocal cord paralysis Previous neck surgery or throat trauma Previous neck irradiation Prolonged or expected prolonged intubation Inability of patient to manage secretions, including the following: Aspiration Excessive bronchopulmonary secretions Facilitation of ventilation support Inability to intubate Adjunct to manage head and neck surgery Adjunct to manage signicant head and neck trauma
managed by endotracheal intubation alone. Tracheostomy is considered if the patient will require intubation for more than 14–21days. The reported rate of steno­sis following intubation ranges from 0.9% to 8.3% [3]. This is a result of injury due to pressure at the level of the glottis and arytenoid cartilages by the endotracheal tube. Despite the recognition of this problem and improvements in endotracheal tube design and maintenance, prolonged intubation should still be avoided, and tra­cheostomy should be a solution in most cases.
Open tracheostomy is the gold-standard technique and can be done in a wide variety of patient conditions and clinical scenarios. The surgical procedure is safe and has stood the test of time. Although it can be done at the bedside, the vast majority of such proce­dures are done in the operating room (OR) and require a specialized surgical team, OR time, and coordination between the ICU and surgical teams. Transportation of a critical patient from the ICU to the OR needs to be taken into account as well, as it demands coordination, and patients can become unstable on their way to the OR.
Percutaneous tracheostomy can be performed at the bedside, obviating the need to transfer the patient to the OR, which can release OR resources. It also allows physicians without surgical training to perform the procedure, making it easier to schedule the procedure and allowing it to be performed in a more timely fashion.

Percutaneous Tracheostomy

In an attempt to nd an easier tracheostomy method that could be done at the bedside and avoid transporting critically ill patients to the OR, several authors have described alternative surgical techniques using a percutaneous method. A percutaneous technique for tracheostomy was rst described in 1955 by Shelden etal. [4]. This was a blind technique using a cutting trocar guided by a slotted needle to gain access to the trachea (Fig. 1). This method was abandoned because it resulted in several complications,
Percutaneous Tracheostomy Indications andSurgical Technique
Fig. 1 Shelden technique. The ball-tipped cutting blade is passed through the lateral opening and advanced along the slot
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A
including injury to the carotid and esophagus. Three decades later, Ciaglia etal. pub­lished their series using the Seldinger technique [5]. This method introduced the use of beroptic bronchoscopy to visualize the tracheal puncture, making the procedure safer. Other authors—such as Schachner (Rapitrach, 1989), Griggs et al. (1990), Fantoni and Ripamonti (1997), and Frova and Quintel (2002)—developed their own techniques for percutaneous tracheostomy. These techniques have been described using a variation of the Seldinger technique [6]. In 1990, Griggs etal. dilated the tra­chea using curved forceps, which were passed over the guide wire in the trachea. The forceps were then opened and provided force to dilate the trachea and anterior soft tissue. The tracheostomy tube was then passed over the guide wire [7] (Fig.2). Fantoni and Ripamonti reported a translaryngeal tracheostomy set in 1997 involving a unique cannula to pass into and dilate the trachea retrograde from the lumen out to the skin. This required a guide wire to be passed through a needle in the trachea out through the mouth in order to load the specially designed cannula, which was then pulled back through the oral cavity, larynx, and trachea to pierce through the skin of the neck [8] (Fig.3). In 2002, Frova and Quintel described a new technique using a screw-like dilator in order to decrease the need for increased pressure applied when introducing the rst dilator and therefore decrease the risk of posterior tracheal wall lesion. This was done under beroptic guidance and using transillumination. After successful puncture of the trachea, the guide wire was inserted into the trachea. They then placed a hydrophilically coated dilation screw with threads (PercuTwist, Rusch, Kernen, Germany) into the incision, which was turned clockwise and advanced by rotation to
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Fig. 2 (a) Griggs technique. The trachea is located by aspirating air, using a 14-gauge cannula. The guide wire is then introduced into the trachea, followed by a 14-French dilator. Fully closed metal tracheal dilating forceps are passed over the guide wire and opened just enough to accept the tracheostomy tube
Fig. 3 Fantoni’s technique, with retrograde dilation of the trachea from the lumen to the skin
L. Pereira and C. Lumley
A
B
Percutaneous Tracheostomy Indications andSurgical Technique
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dilate the trachea [9] (Fig.4). With all of these percutaneous tracheostomy methods, there has been no evidence showing superiority of any one method.
Alvaro Sanabria [6] did a systematic review comparing different percutaneous tracheostomy techniques. He reviewed studies comparing the Ciaglia Blue Rhino, Ciaglia multiple dilator, Blue Dolphin, Griggs dilating forceps, and PercuTwist, but could not nd statistically signicant differences in outcomes.
Percutaneous tracheostomy was initially viewed with skepticism by surgeons, who were under the impression that it was associated with a higher rate of compli­cations. Several hundred articles have been published on this subject, and many of them have tried to compare open tracheostomy and the percutaneous technique. Three meta-analyses have been performed and concluded that there is no clear dif­ference in terms of complications [1012]. Dulguerov etal., in their meta-analysis from 1999, showed a higher incidence of perioperative complications associated with percutaneous tracheostomy and a higher rate of postoperative complications with open surgical tracheostomy [11]. Freeman etal. found that the percutaneous technique is easier to perform and has low incidence rates of peristomal bleeding and postoperative infection [12]. Higgins and Punthakee showed that percutaneous tracheostomy is more cost effective and provides greater feasibility in terms of bed­side capability and nonsurgical operation [10].
Fig. 4 PercuTwist technique. Note the presence of the dilation screw with threads
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L. Pereira and C. Lumley
The indications for percutaneous tracheostomy are the same as those for stan­dard open tracheostomy (Table1).
Absolute contraindications to percutaneous tracheostomy include emergent tracheostomy and tracheostomy in infants and children. Relative contraindica­tions include local conditions that can distort the anatomy and the pathway from the skin to the airway. Examples include patients with poor neck landmarks, a large neck mass, a high innominate artery, previous neck surgery, limited neck extension, an active infection over the tracheostomy site, a history of difcult intubation, uncorrectable coagulopathy, and a positive end-expiratory pressure (PEEP)>15cmH
O.
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Procedure

Several percutaneous techniques are available in the market, such as Ciaglia, Griggs, PercuTwist, Rapitrach, and others. The single-dilator technique is faster with no signicant difference in the complication rate [13].
The Ciaglia technique is usually performed using the Cook Blue Rhino single­dilator kit (Cook Medical, Bloomington, IN, USA). A exible bronchoscope should be available to visualize the introduction and the dilation of the anterior tracheal wall. An open tracheostomy set should also be in the room for use in the rare event that this procedure needs to be converted into an open procedure. A second physi­cian trained in exible bronchoscopy should be present in order to perform the bronchoscopy.
The patient is sedated, and the neck is extended over a shoulder roll. Use of muscle relaxants prevents the patient from moving and biting the bronchoscope. A bite block can be used to facilitate introduction of the scope.
The patient is then prepped and draped in the standard fashion for a tracheos­tomy. The landmarks should be palpated, including the thyroid notch, cricothyroid membrane, cricoid cartilage, trachea, and sternal notch. The skin is then injected with 1% lidocaine with a 1:100,000 epinephrine solution.
A direct laryngoscopy is performed to ensure that there is no airway distortion and that the cuff of the endotracheal tube is at the vocal cord level.
A horizontal 2cm incision is made immediately below the inferior border of the cricoid cartilage, or between the cricoid and the sternal notch (Fig.5). Tonsil clamps can be used to perform blunt dissection down to the level of the pretracheal fascia. When present, the thyroid isthmus should be pushed down (inferiorly) during this part of the procedure. Transillumination can be done using the bronchoscope to indicate the best site to place the introducer needle.
The exible bronchoscope is withdrawn and protected by the endotracheal tube prior to needle insertion. The needle is inserted at the inferior edge of the light reex, which should correspond to the space between the rst and second or second and third tracheal rings (Fig.6). The insertion is visualized through the scope and directed inferiorly to avoid damage to the posterior tracheal wall. Insertion into the
Percutaneous Tracheostomy Indications andSurgical Technique
Fig. 5 Transverse incision below the level of the cricoid cartilage
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Fig. 6 Placement of the introducer needle
trachea can also be veried by aspiration on the syringe, resulting in air bubble return. The needle is withdrawn, and the cannula is kept in the tracheal lumen.
A J-tipped guide wire is passed through the cannula under direct visualization. After conrmation of proper placement of the guide wire (Fig.7), the cannula can be removed, leaving the wire in place. At this point, using the bronchoscope, one should conrm that the wire is in the correct position, entering the anterior wall between the 11and 1o’clock positions, and goes all the way to the carina without passing through the endotracheal tube opening.
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Fig. 7 The guidewire is placed into the trachea through the introducer
L. Pereira and C. Lumley
Fig. 8 Introduction of the 8-French dilator
After conrmation of proper placement of the guide wire, the tract is initially dilated with a short 8-French or 11-French catheter (Fig.8). An 8-French guiding catheter with a safety ridge, to avoid damage to the posterior tracheal wall, is intro­duced over the guide wire (Fig.9).
The dilator is used to further dilate the tract to the point where it will accom­modate the tracheostomy cannula. The dilator is loaded onto the guide wire/guid­ing catheter complex. The tip of the dilator should be at the level of the safety ridge. It should be carefully advanced, taking care not to pass the 40-French mark below the level of the skin. While introducing the dilator, moving the complex in
Percutaneous Tracheostomy Indications andSurgical Technique
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and out will help to accomplish good dilation of the soft tissues and anterior tra­cheal wall (Fig.10).
Once the tract is dilated, the next step is the placement of the tracheostomy tube. The size of the tracheostomy tube will dictate which dilator will be used for this step. A number6 cuffed Shiley tube will be used with a 26-French dilator, while a Number 8 Shiley will require a 28-French dilator. The tracheostomy tube is mounted on the appropriate dilator and loaded onto the guide catheter. Now it can be
Fig. 9 After removal of the 8-French dilator, the 8-French guiding catheter is placed into the trachea
Fig. 10 The dilator is introduced. Note that the 40-French (40-Fr) mark is not supposed to get below the skin level
40-Fr Mark
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Fig. 11 The tracheostomy cannula/guiding catheter complex is introduced into the trachea
L. Pereira and C. Lumley
introduced into the trachea under direct visualization (Fig.11). The dilator, guide wire, and guide catheter are removed, and the proper placement of the cannula is conrmed by the presence of end-tidal CO2. The bronchoscope is removed from the endotracheal tube and passed through the tracheostomy tube to make sure the tube is in a good position. The tube is then secured in a standard fashion. This can be done by using 2–0silk stitches on each side of the ange.
Another adjuvant that can be used to improve the safety of the procedure is ultra­sound (US). By using US, the physician can visualize the path of the needle and the insertion into the trachea, as well as the placement of the dilator and cannula in real time. Vascular structures and the thyroid isthmus can also be visualized and avoided using this technique, which can be particularly useful in obese patients. Identication of landmarks can be difcult in these patients, and obesity is a relative contraindica­tion to the procedure. US can guide the needle into the trachea; at the same time it helps to avoid injury to vessels and the thyroid, making it safe to perform percutane­ous tracheostomy in this population [14]. In a recent article, Gobatto et al. [15] reviewed 60 percutaneous tracheostomies performed at their institution. Eleven pro­cedures were done under bronchoscopy guidance and 49 were done using US guid­ance. The US-guided procedure was found to be quicker (12 versus 15 min, p=0.028), and the complication rate was not signicantly different.

Postoperative Care

Care for a patient with a fresh percutaneous tracheostomy is similar to standard open tracheostomy postoperative care. The tube needs to be secured to the skin to avoid dislodgement, which can cause immediate respiratory distress and airway obstruction. The obturator used to introduce the tracheostomy cannula should be at the bedside in case of tube dislodgement and need for reinsertion. A postoperative chest X-ray is still recommended, even though some studies show that the incidence