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Chapter 11 Medical Documentation 221
On the other hand, if charting is inaccurate, incom­plete, or improperly done, it can raise questions about what actually happened. This might cause a health care provider to lose a malpractice suit. Always remember, if it’s not documented, it didn’t happen. Any communication with a patient should be accu­rately recorded.
Proper Use of Abbreviations inCharting
It’s common to see abbreviations in charting entries. Using them saves writing time and space. Your ofce should have a list of standard abbreviations. Table 11-1 shows some abbreviations that are used commonly in charting.
Be careful how you use abbreviations. Errors in patient care could result if you use a wrong abbrevia­tion, or one that has an unclear meaning, in the chart.
Also, always use the standard abbreviations instead of making up your own. Remember, following these procedures is vital because the medical record is a legal document.
Study Skill
Sometimes, nding the right time to study is the biggest obstacle you will encounter. A great way to insure that you have time to devote to your stud­ies is to schedule it into your day. Consider sched­uling 30 minutes to an hour each day as devoted school work time. Make sure you share with family and friends the time you select so they know you are unavailable during that time. Utilize this time to review your notes, study for exams, and work on assignments. At rst, it might be a challenge to hold yourself to the new schedule; however, once you get into the routine, it seems completely normal.
Phone Calls
Any phone calls made to or about patients must be recorded in their individual records. Calls include the following:
Pharmacy calls for new prescriptions or rells. It is
r
important to chart the name of the medication, dos­age, directions, quantity, and last rell.
Table 11-1
Abbreviation Meaning
a
Abd Abdomen
ant. Anterior
AP Anteroposterior
Apt Appointment
Ax Axillary
b.i.d. Twice a day
BP Blood pressure
c
CC Chief complaint
c/o Complains of
CPE, CPX Complete physical exam
Cx Cancelled
D/C Discontinue
F Fahrenheit
Fx Fracture
h.s. Bedtime (hour of sleep)
Hx History
L Left
LLE Left lower extremity
LLQ Left lower quadrant
LUE Left upper extremity
Abbreviations Used in Charting
Before
With
Abbreviation Meaning
NKDA No known drug allergies
noct. Nocturnal
p
p.c. After a meal
PE Physical examination
p.r.n. As needed
pt. Patient
q.i.d. Four times a day
R Right
R/O Rule out
RLE Right lower extremity
RLQ Right lower quadrant
RUE Right upper extremity
RUQ Right upper quadrant
R/S Rescheduled
s
SOB Shortness of breath
Spec Specimen
s/p After (status post)
STAT Immediately
t.i.d. Three times a day
TPR Temperature, pulse, respiration
After
Without
LUQ Left upper quadrant
222 Section III Administrative Medical Assistant Skills
Laboratory results from the lab to the physician or
r
recommendations from the physician to the patient. Be sure to note core values along with the patient results. Also note any questions or concerns the patient may have.
Timely Charting
As you already know, information in the patient record is recorded in chronological order. The most recent entries should always be first. This is one rea­son why you should record contacts with patients soon after they take place. Another reason is the events will still be fresh in your mind. The EMR sys­tem automatically date and time stamps all entries. If you wait, someone might write another, later event in the record. Also, you might forget the details of the encounter.
Charting Communications fromPatients
Phone calls from patients are usually charted in narra-
tive style
speak. Document the conversation immediately. Include the following information in your note:
What the patient requested or said
r
What you said and the actions you took
r
in the chart. Any replies to the patient should only occur using the portal. This will insure the communication is entered into the medical record.
, meaning that it is written out as you would
E-mails from patients should be electronically entered
Inactive records
r
Closed records
r
Active Records
Active records are the records of patients who have
been seen recently or within the past 3 years.
Inactive Records
Inactive records are the records of patients who have
not been seen in 3 or more years. Such patients have not terminated their care nor has their care been ter­minated so they are welcome to return to see the phy­sician at any point. However, patients who have not been seen in 3 or more years are considered to be new patients.
Closed Records
Closed records are the charts of patients who have
ended their relationship with the physician. Here are the main reasons you would classify a patient’s chart as closed:
The patient has moved away.
r
The physician–patient relationship has been termi-
r
nated by letter. The patient has elected to change providers
r
The patient has died.
r
Closed records should be removed from active les
and archived in the system.
Record Retention
C O G
Good management of an ofce’s electronic medical records requires ve basic things.
1. Properly and accurately create the records for new
2. Scan new items in patients’ records accurately and in
3. Properly and accurately enter information regarding
4. Maintain the security and condentiality of
5. Utilize a secure method of backing up all records.
MANAGING MEDICAL
RECORDS
patients.
a timely manner.
care.
records.
Classications of Medical Records
Patients’ records are classied into three categories:
Active records
r
All patient records should be kept permanently, but they don’t all have to be kept in the active system. Closed records can be archived within the system. All patient records should be easily accessible. This will allow for access either should the need arise to provide informa­tion to aid in the patient’s care or should it be needed for legal reasons.
EMR and Ethical Responsibility
A well-known celebrity comes to your ofce for visit. During the visit, you assist in the care of the patient. You review the patient’s current illness, past medical, social, and family history. As with any patient, this information is condential and privileged and thus can’t be shared with anyone. Even the mention that this person was seen in the ofce is a breach. Care must be taken to insure that you never release any information, knowingly or unknowingly, about any patient.
C O G
The two main systems used to le and retrieve medical records are as follows:
r r
to search for records using either the numeric record number or the patient’s name.
FILING SYSTEMS
Alphabetical ling system Numeric (number) ling systems
Most EMR systems utilize both systems allowing you
Alphabetic Filing
This method of organizing medical records places them in alphabetical order by patients’ last names. If two or more patients have the same last name, the sys­tem orders them alphabetically by their rst names, and so on.
Numeric Filing
Numeric ling systems usually assign a six-digit num-
ber to each patient also referred to as a medical record number (MRN). Utilizing an MRN in communica­tion can be more secure and accurate. It eliminates the need to say the patient’s name and reduces the risk of misspelling.
Numeric systems have a couple of advantages over the alphabetical system:
It makes no difference if two or more patients have
r
the same name, such as John Smith. Each John Smith will be assigned a different MRN. Helping to reduce the risk of entering information into the wrong record. The results of tests for HIV and AIDS are strictly con-
r
dential. Use numbers instead of names to identify the test record of patients to add privacy. This feature has helped make numeric ling systems more popular in laboratory environments.
Chapter 11 Medical Documentation 223
Cultural Connection
There are some specic populations that are at higher risk for HIV. The CDC reports that young black males, aged 13 to 24, engaging in sexual activity with other males demonstrated the highest occurrence of new cases in 2010. Many ofces now include questions on their social history forms regarding sexual activ­ity. This information is both private and condential. You may be called upon to provide patient education to individuals at risk for HIV or other sexually trans­mitted illnesses. Regardless of your personal opinion or views, you must present information profession­ally and without bias.
Other Filing Systems
Your ofce will have more les than just patient charts. Some examples of other records include the following:
Employee personnel les
r
Inventories of equipment and supplies
r
Records of past supply orders
r
Accounts payable
r
Insurance records
r
Catalogs from suppliers
r
Your ofce will likely use a system of subject l-
ing
for keeping such records. This is a system in which records are grouped alphabetically according to their subject—insurance, medications, referrals, and so on. Here are some other ling systems you might see or use.
Geographic ling—documents are grouped alpha-
r
betically according to location, such as state, county, or city. This method is often used in case studies or research projects. Chronological ling—documents are grouped in the
r
order of their date, such as year or month. This sys­tem is frequently used for accounts payable.
Preparing for Externship
You should approach your externship just as if you are an actual employee of the medical ofce. Your actions should reect everything that an employer would expect from any employee. Show up for work on time and give your all each day. Some students adopt the attitude that since they are not receiving pay for this experience, they don’t have to apply much effort. Not true. This time above all else is your opportunity to shine and show everyone what a great employee you can be. Your professional behavior will be evaluated by the extern site preceptor. You are not expected to
be perfect; however, you need to have an attitude of willingness. You need to be willing to accept all tasks assigned even though you may not like all of them. At the beginning of the externship, most sites assign students basic tasks to help them get acclimated to the site. You will probably shadow another employee the rst few days so you can get familiar with the ow of the ofce. Do not get discouraged thinking that this is all you will be doing. Many ofces are just trying to see how you handle the smaller basic tasks before they assign more responsibilities.
224 Section III Administrative Medical Assistant Skills
Chapter Recap
Medical records are legal documents that should be
complete and accurate.
All encounters with a patient are documented in their
record.
Security of all patient health information should be
a top priority.
Patient records can be organized using POMR or
SOMR format.
There are three types of patient records: active,
inactive, and closed.
Online Resources for Students
Resources for students available on thepoint.
lww.com include the following:
Audio Glossary
Animations
Exercises and Activities
All records should be backed up to a secure location.
There are two main types of ling systems for medical
records: alphabetic and numeric.
Other les in the ofce that require ling include
employee records, payroll, purchasing invoices, and insurance records.
Geographic ling systems are frequently used for
research.
Accounts payable are organized using a chronological
ling system.
Competency Evaluation Forms
Harris CareTracker Case Studies
Interactive Games & Activities
Certication Preparation Question Bank
Videos
Certication Preparation Questions
1. Which of the following demonstrates a medical record security practice?
a. Leaving a medical record open for the patient to
view, as it is their record
b. Turning off the computer screen when walking
away from the system
c. Pressing the window and “L” key to lock the
system
d. Allowing another medical assistant to use your
password when they forget theirs
e. Sharing the names of famous athletes that come
to your ofce to help build the practice
2. Which of the following individuals meets the “meaningful use” standard for entering laboratory orders into patient records?
a. Any employee working in the ofce b. Only employees in the laboratory c. Only the physician d. Credentialed medical assistants (RMA or CMA) e. Any medical assistant in the ofce
3. Personal information, in a medical record, includes which of the following?
a. Social Security Number b. Chief complaint c. History of present illness d. Social history e. Laboratory results
4. Medical records organized by department or source of information is referred to as:
a. source-organized medical record. b. problem-organized medical records. c. departmentalized medical records. d. source-oriented medical records. e. problem-oriented medical records.
5. Information that can be obtained only from the patient would be recorded under:
a. plan. b. subjective. c. assessment. d. objective. e. treatment.
Chapter 11 Medical Documentation 225
6. When documenting in the medical record, information observed by the physician or medical assistant should be entered as:
a. plan. b. subjective. c. assessment. d. objective. e. treatment.
7. If a patient smokes 3 packs of cigarettes a day, where would you note this in the medical record?
a. Past medical history b. History of present illness c. Family history d. Surgical history e. Social history
8. The medical records of a deceased patient would be classied as what type of record?
a. Inactive b. Closed c. Active d. Deactivated e. Dead
9. If les are stored by the medical record number (MRN), what type of “ling” system would this be referred to as?
a. Numeric b. Alphabetical c. Geographic d. Subject e. Chronological
10. If ling records or reports based on the location or region of occurrence this would be referred to as what type of ling system?
a. Numeric b. Alphabetic c. Geographic d. Subject e. Chronological
P S Y
CareTracker Connection
Patient Medical Records and Documentation
CareTracker Activities Related to This Chapter
Case Study 2: Entering Patient Demographic and
r
Insurance Information
Managing patients’ medical records is a critical respon­sibility of the medical assistant. An electronic medical record system, such as CareTracker, makes performing this task much easier and more efcient.
Tasks discussed in this chapter that can be performed
in CareTracker include the following:
Creating patient medical records
r
Documenting patient personal information
r
Documenting the following patient clinical informa tion:
r
Chief complaint History of present illness Medical history
Review of systems Laboratory results Diagnosis or medical impression Treatment plan Progress notes Medication administration Patient education
Documenting workers’ compensation cases
r
Documenting communication with patients
r
Managing patient medical records
r
Many of these tasks are discussed in CareTracker Connection features in other chapters. A task we’ll con­sider here is entering patient demographic and insurance information.
If a patient is new to a medical practice, one of the rst responsibilities you’ll have is to gather the patient’s personal information. This includes name, home and billing addresses, phone number(s), e-mail address, date of birth, Social Security Number, gender, and marital status.
226 Section III Administrative Medical Assistant Skills
To ensure proper billing and payment, it is also imperative to collect the patient’s insurance informa­tion, if applicable, including the name and address of the
If the patient is employed, you must also collect employment information, including the name and address of the employer, occupation, start and end dates, and work phone number and e-mail.
In addition to gathering this data initially, it is also your responsibility to regularly check in with the patient regarding any changes in this information and to update the medical record accordingly. You’ll get a chance to practice this task in Case Study 2: Entering Patient Demographic and Insurance Information.
To access Case Study 2, go to http://thepoint.lww.com, log in using your username and password, search for The Complete Medical Assistant, click on “Student Resources,”
insurance company; name of the plan; subscriber, group, and member numbers; eligibility from and to dates; and copayment amount.
nd the Harris CareTracker materials, and click on “Case Study 2.”
Culture Connection Resource
http://www.cdc.gov/nchhstp/newsroom/docs/ HIVFactSheets/TodaysEpidemic-508.pdf http://www.cdc.gov/nchhstp/newsroom/docs/ HIVFactSheets/TodaysEpidemic-508.pdf
Medical Insurance
12
Coding
Chapter Objectives
Explain what coding is and why it is used.
Describe the relationship between diagnostic coding,
procedural coding, and reimbursement.
Describe how the ICD-10-CM is organized.
List the steps in identifying a proper diagnostic
code.
Name the common errors in diagnostic coding.
Perform diagnostic coding.
Describe how the CPT-4 is organized and used.
Summarize the factors that determine which E/M
code to assign a patient visit.
Understand HCPCS codes and surgical packages.
Perform procedural coding.
Demonstrate understanding of upcoding and
downcoding.
Determine medical necessity as it applies to
coding.
Understand the importance of communication
with medical providers to ensure accurate code selection.
CAAHEP & ABHES Competencies
CAAHEP
Describe how to use the most current procedural
coding system.
Describe how to use the most current diagnostic
coding classication system.
Describe how to use the most current HCPCS level II
coding system.
Discuss the effects of upcoding and downcoding.
Dene medical necessity as it applies to procedural
and diagnostic coding.
Perform procedural coding.
Perform diagnostic coding.
Utilize medical necessity guidelines.
Utilize tactful communication skills with
medicalproviders to ensure accurate code selection.
ABHES
Perform diagnostic and procedural coding.
227
228 Section III Administrative Medical Assistant Skills
Chapter Terms
Alphanumeric Bundled Comorbidity Diagnostic codes Downcoding
Etiology Global surgical follow-up Initial encounter Key components Late effects
Abbreviations
CMS CPT-4 E/M
Case Study
Jessica McNeil’s mother brought her to the ofce
today for her prekindergarten physical examina-
tion. During her visit, the doctor ordered two immu-
HCPCS HIPAA
Medical necessity Modiers Physical status modier Procedure codes Primary diagnosis
ICD-10-CM NCHS
nizations (DPT and IPV) and a hemoglobin test that you performed. As the medical assistant, you need to complete the coding information.
Subsequent encounter Sequela Unbundled Unbundling Upcoding
OIG WHO
Medical coding is the translation of a written diagno­sis or procedure into an alphanumeric code, the use of numbers and letters. This process can be a complex task, as it requires accuracy, medical knowledge, and careful attention to detail.
Coding is one of the most important jobs you may do as medical assistant. The codes you use to describe a patient’s diagnosis and treatment will determine what the patient’s health insurance plan will pay. If the codes you assign are incorrect or incomplete, there may be a reduction, delay, or denial of the payment amount to the provider. Since most of a medical ofce’s income generally comes from insurance, proper coding is criti­cal. The information in this chapter will introduce you to the process of billing services rendered to the patient and coding them for submission to the insur­ance company.
C O G
Medical coding replaces verbal descriptions of diseases, injuries, conditions, and services with alphanumeric codes, those made up of letters and numbers. These codes make medical information more standard, or uniform, than written descriptions. Medicare, Medicaid, and other health care plans require providers to use them.
MEDICAL CODING
HIPAA, Health Insurance Portability and Accountability Act, requires the use of ICD codes when processing insurance claims. There are two types of codes:
Diagnostic codes—These codes are used to iden-
r
tify the reason the patient is seeking care. These codes come from the International Classication of Diseases, Tenth Revision, Clinical Modication, ICD- 10-CM. This book has recently undergone a major update allowing more detail when assigning codes.
Procedure codes—These codes describe services pro-
r
vided to the patient. Most services are located in the fourth edition of Current Procedural Terminology (CPT-4); however, some codes are in the HCPCS book. The Healthcare Common Procedure Coding System (HCPCS) book is used to code for supplies and/or services not listed in the CPT book. HCPCS codes are important, yet frequently forgotten, codes.
Case Questions
A F F
patient’s mother? What would you say if the mother became angry?
If you discover that the insurance com­pany does not reimburse for the hemo­globin test, how would you inform the
Chapter 12 Medical Insurance Coding 229
For example, when giving an injection, the code for the administration of the injection is located in the CPT book; however, this does not include the medi­cation. The medication code is listed in the HCPCS book.
There are many benets of coding, such as:
Ensuring that all health care providers report the
r
same conditions and procedures in exactly the same way. Collecting accurate of health information and
r
statistics. Performing medical reviews or medical chart audits
r
is easier. Medical chart audits can occur both in the physician’s ofce and at the insurance company. The charts are reviewed for accuracy and appropriateness of codes used for claims. Efcient, accurate processing of health insurance
r
claims.
Coding and Insurance
All codes you use for patient billing must be complete and correct. The CPT codes reported on a patient’s insurance claim form determine the amount insurance will pay for the service rendered. ICD codes help deter­mine
medical necessity. This means the procedure or
service billed was reasonable for the patient’s medical condition.
For example, an insurance company wouldn’t con­sider a chest x-ray medically necessary if the ICD code was for an ear infection, but if the diagnostic code was acute bronchitis, the insurance company probably would pay. The diagnosis code justies the procedure code. On the other hand, inaccurate coding can lead to:
Delayed payment
r
Reduced payment
r
Denied payment
r
Of course, there must be documentation in the patient’s chart to support the diagnoses and procedures used. Upcoding is assigning a code for services greater than the service provided to the patient. Upcoding is an unethical and illegal practice. be the opposite, it represents coding for less than the actual service provided. This practice would then result in underpayment to the physician. Proper coding is criti­cal to your ofce reimbursement.
Downcoding, would
Diagnostic Coding
The ICD is a system of classifying diseases developed by the World Health Organization (WHO) in the 1930s and 1940s. In 1948, the rst ICD book was published. Since then, the list has been revised ten times. The latest revision, the ICD-10, has recently been adapted for use
in United States. The ICD-10-CM was published in the United States in 2015. It is updated each year with codes added, changed, and sometimes removed. The National Center for Health Statistics (NCHS), a US government agency, keeps the list of diagnoses current. The WHO approves all changes before they are published. Changes generally are published each October. Most health plans that require claims to be submitted after January 1 use the latest version of the codes.
ICD-10-CM code books are available from several publishers. Each publisher’s book presents the infor­mation a little differently but the content is the same. Publishers also sell the annual updates to the ICD­10-CM. Your ofce should use the updates from the same publisher as your coding book.
ICD-10-CM Code Book
The ICD-10-CM is issued in two separate books, ICD­10-CM and ICD-10-PCS. The ICD-10-CM is divided into two volumes:
Volume 1: Tabular List of Diseases—This section pro-
r
vides a numeric listing of codes. This section contains greater detail and is used second to the alphabetic index to insure the proper code is being assigned. Volume 2: Alphabetic Index of Diseases—As the
r
name suggests, codes are listed alphabetically. This section is used rst to obtain the numeric code and then is veried as the best code using Volume 1.
The ICD-10-PCS contains only Volume 3: Tabular List and Alphabetic Index of Procedures. This book includes codes for hospital procedures.
Symbols and Conventions
Prior to using the ICD-10 books, it is important to become familiar with the symbols and conventions used within each book. This information is found in the for­ward section of the book, the section immediately fol­lowing the index. Some of the more commonly used symbols are also listed at the bottom of each coding page in Volume 2. A summary of all the symbols are located at the bottom of each page in Volume 1. For example, a red dot acts like a stop sign to alert you that the code requires additional digits. This is of signicant importance as the more detailed the diagnose code is, the more accurately the claim can be processed. If digits are omitted from the claim, it will likely be rejected, result­ing in a delay of payment. Pay special attention to the instructional notations at the beginning of each chap­ter. These notations will provide you with information regarding inclusions and exclusions within the chapter along with guidelines for seventh character placement. Table 12-1 provides a few examples of the coding con­ventions found in the ICD-10-CM.
230 Section III Administrative Medical Assistant Skills
Table 12-1
ICD-10-CM Coding Conventions
code rst
use additional
Code also
N Newborn
Instructions indicating the underlying condition that should be coded rst
Indicates another code may be required
Instructs that two codes are likely needed to fully explain the condition
Organization of Codes
Volume 1 organizes diseases and other conditions into 21 chapters, according to ease, or body system. The diseases are alphanumerically listed in sequence within each chapter and throughout the book beginning with A and ending with Z, excluding the letter U.
Special Codes
The V through Y codes are used to code conditions related to external causes. For example, if a person is injured due to a fall from non-in-line roller skates, the initial code would be V00.121. This code requires an additional character to indicate if this was the
encounter sequent encounter
, the rst time seeing the patient. If it is a sub-
or sequela, this indicates follow-up encounters. For example, if it is the initial encounter, the code used would be V00.121A. The A represents the ini­tial encounter. Table 12-2 represents examples of codes used in External Causes. Take some time to explore the External Causes section of the ICD-10-CM coding man­ual to become familiar with the diagnoses covered in the section. Remember, these codes are in addition to the descriptive injury code.
The Z codes are used when a patient seeks care but is not ill or injured. These codes are used when a patient is not currently ill but is seeking care. A few types of care that the Z codes are used for include physicals, well examinations, and normal pregnancy.
Table 12-2
Examples of External Causes from ICD-10-CM
X ● W27.1 Contact with a garden tool
Contact with: hoe, non powered lawnmower, pitch-
fork, or rake
X
W32 Accidental handgun discharge
X
indicates the need for a place holder (X) and addi-
tional characters
etiology, the cause of the dis-
initial
Case Question
A F F
tions. The diagnosis codes for her visit will be Z codes; annual physical examination of a child age 5 and vaccination against DPV and IPV. Using the ICD-10-CM coding manual, what are the correct diagnosis codes for her visit?
Recall from the case study that Jessica McNeil came to the ofce for her pre­kindergarten physical and immuniza-
Coding Diagnoses
Diagnostic codes can range from three to seven char­acters in length. The more characters used within the code, the more detail is translated in the code. The ICD­10-CM coding manual is organized by chapters, accord­ing to the etiology (cause of the disease) or body system. Each section, within the chapter, has a three-character code that identies the category. Additional characters are used to provide more detail about the condition, up to a total of seven characters. There will be times when you need a seventh digit but not a sixth. In these cases, you will use an X as a placeholder. This is extremely important as a change in the position of a number within a code changes its meaning. You should pay close attention to the symbols that indicate if additional char­acters are required. In cases where additional characters are required, there will be a box at the beginning of the section that contains the additional characters. You need to verify your code fails within those listed for the addi­tional character box you are using. Some chapters have multiple boxes so you should use care to insure you are in the correct area.
Alphabetic Index to Diseases and Injuries
You should always begin the coding of a diagnosis in this section. This section allows you to look up the diag­nosis alphabetically. Once you have selected a code from this section you will then use that code to look in the tabular list of diseases and injuries. As previously men­tioned, this section provides more detail for the chosen codes. At times, you will nd that the code you found in the alphabetic index may not be the best code for the diagnosis. Utilizing this practice every time you code will insure that you’re coding to the greatest possible level of detail.
Table of Neoplasms
This section of the ICD-10 lists codes for neoplasms by anatomical site. You will need to know if the neoplasm is malignant, benign, or uncertain behavior. When dealing