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US National Databases– Total Knee Arthroplasty: Lessons Learned
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Arthroplasty Register Data: Outcomes ofKnee Arthroplasty inYounger Patients
NilsP.Hailer andAnnetteW-Dahl
Contents
40.1 Introduction – 464
40.2 Trends intheDemography ofKnee Arthroplasty Patients – 464
40.3 What Is “Outcome”? – 465
40
40.4 Implant Survival – 466
40.4.1 TKA andUKA intheYoung Patient – 466
40.4.2 Cemented Compared withCementless Fixation – 467
40.5 Patient-Reported Outcomes – 468
References – 470
© The Author(s), under exclusive license to Springer-Verlag GmbH, DE, part of Springer Nature 2022 E. Hansen, K.-D. Kühn (eds.), Essentials of Cemented Knee Arthroplasty,
https://doi.org/10.1007/978-3-662-63113-3_40
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40.1 Introduction
The number of knee arthroplasties performed in younger patients is increasing in most countries that report arthroplasty register data, and the proportion of younger age groups among all knee arthroplasty patients is also on the rise. Within the context of knee arthroplasty surgery, “young” is mostly dened as an age below 55years, but the denition sometimes includes persons of working age, i.e., up to 65years.
> Compared to the mostly good or even excellent results
obtained in the elderly, patients who receive a uni­compartmental (UKA) or total knee arthroplasty (TKA) before the age of 55 are at higher risk of implant revision.
As in the elderly, revision rates in younger patients are considerably higher after UKA than after TKA, a nd­ing that is consistent over all established registers. How­ever, the threshold to revise a UKA may be lower than to revise a TKA, and this has to be considered when comparing revision rates between these two funda­mentally different principles. There is no register- based evidence that uncemented knee arthroplasty gives bet­ter outcomes than cemented TKA, neither in terms of implant survival nor with respect to patient-reported outcomes. Younger patients have higher expectations on their articial joint.
> After knee arthroplasty younger patients gain func-
tion just as the elderly do after this procedure. However, young patients are – at least in some aspects– more often dissatised with the outcome of their procedure.
In conclusion, the young patient is at increased risk of inferior outcome after both total and partial knee arthroplasty, and the cemented knee arthroplasty can still be considered a gold standard that other methods have to be measured against.
plasty (Swedish Knee Arthroplasty Register 2019). The average age of patients treated with a total knee arthro­plasty in Sweden was 71years in 1994, and it has only slightly declined to 69years in 2018.
> However, the proportion of patients younger than 55
at the time of index surgery has grown from 1.8% to 7% (W-Dahl etal. 2010).
In absolute numbers, the increase in the proportion of younger patients is more easily visible, and in Sweden the number of patients operated with TKA has risen almost 8-fold from 1994 to 2018 (Swedish Knee Arthro­plasty Register 2019). This observation of an increas­ing incidence of knee arthroplasty in younger patients is consistent over the Nordic countries, where the increase in the incidence of knee arthroplasty is highest in the younger patients (Niemelainen etal. 2017).
> Generally speaking, UKA is an implant that is more
frequently chosen in younger patients, such that the average age of patients at the time of insertion of this type of implant is about 5years below that of patients receiving TKA.
The National Joint Registry of England and Wales (NJR) does not reach quite as far back in time as the Nordic arthroplasty registers, but it supports Nordic data on the demographics of patients who received total vs. unicompartmental knee arthroplasty. Accord­ing to NJR data, patients receiving UKA were typically around the age of 64, whereas those operated with TKA were aged 70years at the time of the index procedure. Moreover, females dominate in the group of patients operated with TKA, whereas 53% of all patients in the NJR who receive UKA are males (National Joint Reg­istry 2019).
The “young knee arthroplasty patient” differs from the average knee arthroplasty patient not only in terms of age, but also in terms of the indications underlying surgery.
40.2 Trends intheDemography ofKnee
Arthroplasty Patients
Historically, the use of total knee arthroplasty was established in the group of elderly patients, and due to excellent or at least good results in many patients the method rapidly gained wide acceptance (. Fig.40.1). However, since the 1990s, epidemiological studies and arthroplasty register data indicate a robust increase in the number and proportion of younger patients treated with either a total or a unicompartmental knee arthro-
> While osteoarthritis of the knee dominates as the
underlying diagnosis in both older and younger knee
arthroplasty patients, the proportion of patients
operated due to rheumatoid arthritis or previous frac-
ture is higher in knee arthroplasty patients under the
age of 55.
The proportion of patients who have undergone prior surgery in the index knee is also much higher in younger than in elderly patients. This observation reects the fact that both soft-tissue injuries to the knee and tibial condylar fractures frequently occur in patients in their
Arthroplasty Register Data: Outcomes ofKnee Arthroplasty inYounger Patients
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a
b
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40
. Fig. 40.1 Cemented total knee arthroplasty in a 49-year-old male with primary osteoarthritis. (a) Preoperative frontal and lateral views,
and (b) postoperative frontal and lateral views
20s or 30s, and that early-onset rheumatoid arthritis can lead to severe joint destruction at a relatively young age (Wennergren etal. 2018; Innala etal. 2014). This dif­ference in the indications underlying knee arthroplasty surgery is important to remember, since most registers consistently report that results after TKA performed for other reasons than osteoarthritis are inferior to those found after surgery due to osteoarthritis, and thus, the group of younger patients is at higher risk of implant failure than the average elderly patient.
> However, even if only patients with osteoarthritis are
analyzed, younger patients who receive TKA remain at higher risk of revision than older patients, indicat­ing that not only the underlying indication but
younger age per se is a risk factor for earlier failure
(Harrysson etal. 2004).
40.3 What Is “Outcome”?
The issue of implant revision leads to the next impor­tant question: What parameters contribute to the term “outcome after knee arthroplasty”? Obviously, the occurrence of revision surgery, performed due to implant loosening or for other reasons such as infection or instability, is an important measure of outcome, and it is the main outcome reported by all national arthro­plasty registers. However, since the turn of the mil­lennium, much well-deserved focus has been directed
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40
toward patient- reported outcomes. These are produced by patients directly reporting on their own health status without interpretation by a surgeon or other medical professionals, and a patient-reported outcome measure (PROM) is a specic tool, often a questionnaire, that measures different aspects of patient-reported out­comes (Wilson etal. 2019). PROMs have been used for more than 20years and are increasing in studies as well as national arthroplasty register analyses as an integral part of the evaluation after knee arthroplasty surgery. PROMs evaluating knee arthroplasty surgery include both generic general health instruments such as the well-established EQ-5D and SF-36 as well as disease­specic instruments such as the Oxford Knee Score (OKS), Knee Injury and Osteoarthritis Outcome Score (KOOS), and The Western Ontario and McMaster Universities Arthritis Index (WOMAC). Expectations before and satisfaction after surgery are other measures that are commonly used in the evaluation of subjective outcomes.
And, as for the outcome revision surgery, we shall see that young patients differ from the average elderly patients in several facets that PROMs attempt to capture, be it pain, function, or the ability to return to work or sports.
> An important factor that affects PROMs is the preop-
erative level of expectation, and this also differs
between young and elderly patients.
Thus, in the following we will analyze both implant survival and PROMs with a focus on younger patients operated with a knee arthroplasty. We will compare outcomes after total with those after unicompartmental arthroplasty, and evaluate whether cemented or cement­less xation gives better results.
40.4 Implant Survival
40.4.1 TKA andUKA intheYoung Patient
> As a rule of thumb, most established arthroplasty
registers report overall 10-year implant survival rates
of more than 95% after cemented TKA.
When implant survival is stratied by age groups, the unadjusted survival is lower in the youngest age groups, with 10-year survival rates dropping to just above 90% in Swedish patients younger than 55years at the time of primary arthroplasty surgery (Swedish Knee Arthro­plasty Register 2019), a result that at rst glance may appear quite satisfactory (. Fig.40.2a).
> However, when transformed into a relative risk of
revision, it becomes apparent that younger patients have an approximately 2.1-fold higher adjusted risk of implant revision when compared to patients aged 65 to 74, the dominating age group in the Swedish Knee Arthroplasty Register.
Again, this observation is fairly consistent throughout the Nordic arthroplasty registers, including Norway, Denmark, and Finland. In the Danish Knee Arthro­plasty Register, the risk of revision after TKA in patients younger than 40years is about 4.6-fold higher compared to those aged 70–79years (Dansk Knaeal­loplastikregister 2019). The notion that younger patients are at much higher risk of revision is also conrmed by numbers from the NJR where the group of patients under the age of 55 runs by far the high­est risk of revision after total knee arthroplasty, both in females and in males. Average 10-year implant sur­vival in the NJR is estimated at around 89% in this age group.
Reasons for revision after TKA differ between younger and elderly patients. In a Finnish register study, younger patients with TKA were at higher risk of revision than older patients, and the risk increase was pronounced for revisions for other reasons than infec­tion (Julin etal. 2010). Mobilization under anesthesia is not registered as a revision procedure in most joint registries, and since the procedure can be performed on an out-patient basis, reliable numbers on this topic are often lacking. However, an analysis of the incidence of this procedure in Swedish patients after primary knee arthroplasty indicates that younger, female patients are at considerably higher risk of developing postoperative knee stiffness that requires treatment (Thorsteinsson etal. 2019).
When compared with TKA, results after UKA are inferior in terms of implant survival, an observation that we will discuss in more detail. The 10-year survival rate of all UKAs in the Swedish Knee Arthroplasty Register is around 86% (Swedish Knee Arthroplasty Register
2019), and the NJR reports 10-year survival rates of
around 89% after UKA, compared to above 96% after cemented TKA (National Joint Registry 2019). This is consistent with ndings from Norway and Denmark, with the Danish register reporting that UKA has about double the risk of revision than TKA (Dansk Knaealloplastikregister 2019).
When we take a closer look at Swedish patients younger than 55years at the time of insertion of a unicompartmental knee arthroplasty (.
Fig. 40.2b),
these are at 1.6-fold higher risk of conversion to a
Cummulative risk of revision
hm
ab
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age groups
467
40
mont
< 55 year
65–74 year
TKA UKA
. Fig. 40.2 Cumulative revision rates after total knee arthroplasty (a) and unicompartmental knee arthroplasty (b), divided by age
groups
total knee arthroplasty than those in the age group between 65 and 74 (Swedish Knee Arthroplasty Register 2019).
> The NJR conrms that younger patients receiving
UKA suffer from higher implant failure rates than elderly patients.
The 10-year-survival rate of the UKA inserted into patients <55years at the time of primary surgery is 84%, compared with 91% after cemented TKA in the same age group (National Joint Registry 2019).
The discussion about revision rates after UKA vs. TKA has sometimes been heated. It has been suggested that the dissatised patient with UKA may more read­ily be considered for revision surgery. In patients with UKA and progression of disease in the contralateral compartment, insertion of a contralateral UKA or con­version to a TKA may seem an appealing solution. In contrast, the surgical option for patients who are dis­satised after a TKA is more complex revision surgery, a decision that may be less easily taken. In addition, the average patient with UKA is younger and potentially less comorbid.
> Therefore, the threshold to revise a patient with UKA
may be lower, thus giving rise to higher cumulative revision rates and lower implant survival when compared to patients with TKA.
40.4.2 Cemented Compared
withCementless Fixation
Historically, both components in TKA were xed using bone cement, but cementless xation of the tibial com­ponent in TKA was popularized in the late 1980s, a con­cept later termed “inverse hybrid” xation (Rosenberg etal. 1989). Long-term follow-up of such cohorts in the Swedish Knee Arthroplasty Register indicates inferior results after cementless tibial xation, with a relative risk of revision of 1.6 when compared with cemented implants. However, during the latest 10-year period, implant survival does not differ statistically signicantly between cemented and cementless xation of tibial components in Sweden, but the proportion of cement­less xation remains well below 10% of all Swedish knee arthroplasty procedures (Swedish Knee Arthroplasty Register 2019).
55-64 year
75 year
onth
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In Denmark, the risk of revision after cement­less TKA is about 1.4 times higher when compared to cemented TKA (Dansk Knaealloplastikregister
2019), and in Norway, cementless xation is also asso-
ciated with slightly higher failure rates after more than 10 years, although not statistically signicantly (Nasjonalt Register For Leddproteser 2019). In contrast to the “inverse hybrid” xation described above, the combination of cementless femoral components with a cemented tibial tray in TKA has been termed “hybrid” xation. According to a Norwegian register analy­sis, some hybrid designs are associated with slightly improved implant survival when compared with totally cemented TKA (Petursson etal. 2015).
> A recent Nordic register collaboration study indicates
that both hybrid and inverse hybrid xation techniques
can offer 10-year survival rates of 93% or above in
patients younger than 65years.
However, the entirely cementless xation of both fem­oral and tibial components is associated with a higher revision risk (Niemelainen etal. 2020). Nonetheless, in the Nordic countries cemented xation of both compo­nents dominates by far.
In accordance with praxis in the Nordic countries, the NJR reports that entirely cementless or hybrid xa­tion is used in less than 4% of all knee arthroplasties, and the mean age of patients receiving hybrid or cementless knee arthroplasties is about the same as that of patients receiving cemented knee arthroplasty. Again, as in most Nordic countries, cementless xation is by the NJR reported to be associated with slightly lower implant survival after 10years (National Joint Registry 2019). Lower implant survivorship in cementless compared with both cemented and hybrid TKA is also described in a register study from New Zealand (Nugent etal. 2019).
> Although less popular today, the use of cemented
monoblock polyethylene tibial components has
proven to be fairly successful, both in Sweden and in
England & Wales (Gudnason et al. 2014; National
Joint Registry 2019).
In parallel with the development of cementless xation of TKA, this type of xation has also gained popularity in UKA.
> A recent Finnish register-based comparison of
cementless with cemented xation of a specic UKA
indicates a slightly lower revision risk for uncemented
components after 5years.
However, in that study, implant survival of both cementless and cemented UKA is clearly inferior to
that of cemented TKA (Knifsund etal. 2019). Cement­less xation of the same specic UKA device is also reported to have improved 10-year implant survival rates over those after cemented xation within the set­ting of a register study from the NJR (Mohammad etal. 2020).
Numerous observational studies, both register-based and smaller cohort studies, support the notion that the addition of antibiotics to bone cement improves long- term implant survival after total joint arthro­plasty, a nding that has been related to a reduced risk of revisions for infections (Engesaeter etal. 2003). In the Nordic countries, antibiotic-loaded bone cement is routinely used in both total and unicompartmental cemented knee arthroplasty. However, there are indica­tions that the use of antibiotic-loaded bone cement is not as clearly associated with a reduced risk of revision for infections after TKA as after total hip arthroplasty. According to a recent study on a large cohort from the NJR, the risk of being revised due to PJI seems higher in patients receiving cemented when compared with cementless TKA xation (Lenguerrand etal. 2019), and in a Canadian register study, the addition of antibiotics to polymethacrylate bone cement in TKA seems not as clearly associated with a reduced risk of revision due to infection as is the case after cemented total hip arthro­plasty (Bohm etal. 2014).
40.5 Patient-Reported Outcomes
Patients younger than 55years of age do not only have a longer life expectancy than older patients but the aver­age younger patient will also have to return to work for around 10 years before retirement. Workload, leisure time, family, and economic situations of the younger patients are thus quite different compared to patients close to retirement or to those who are already retired. Younger patients expect to perform higher in many activities of daily life, both during work and leisure time, and sometimes at a challenging level (Witjes etal. 2017). The fundamentally different life situation and increased expectations among younger patients are reected not only in their increased risk of revision but also in their patient-reported outcomes.
Patient-reported outcomes after knee arthroplasty in younger patients are not as extensively investigated when compared to those of the elderly population, and ndings derived from younger knee arthroplasty cohorts are not consistent. The inconsistencies may be explained by selection bias, smaller sample sizes, lower response rates when it comes to answering question­naires, the type of PROM used, and investigated time frames. Further, the interpretation of what a difference in PROMs between groups really means from a clinical
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perspective is debated since statistically signicant dif­ferences in large register cohorts may not be clinically relevant.
While some studies on younger patients report more pain and inferior function after TKA, others report similar outcomes as in the elderly (Wood etal. 2013; Williams et al. 2013; Haynes et al. 2017; Townsend etal. 2018; Clement etal. 2018). On the other hand, even if younger patients preoperatively report more preoperative pain and lower function than older age groups (Nyvang etal. 2019) other studies indicate that
they can experience similar or even better improvements in PROMs after arthroplasty surgery (Williams etal.
2013; Street etal. 2013).
However, there are no denitions of what a success­ful outcome after knee arthroplasty surgery in terms of PROMs is, mostly because the surgical goals vary with age, sex, underlying diagnosis, health status, and so forth. PROMs are commonly reported as mean values that fail to illustrate the outliers, and – when presented as an arithmetic mean– they also give no hint of the propor­tion of patients that have improved after surgery. This proportion may oftentimes be of greater interest than a statistical mean difference, and the “Outcome Measures in Rheumatology–The Osteoarthritis Research Society International” (OMERACT–OARSI) responder crite­ria can be used to evaluate this (Pham etal. 2004). The responder criteria are based on a combination of abso­lute and relative changes in pain, function, and total WOMAC score 1 year after surgery. These criteria have not been frequently used to compare younger with older patients, however, there seems to be no clear correlation of outcome with age (Weber etal. 2018).
> The proportion of younger patients reporting that
they are satised with TKA surgery is lower com-
pared to older patients: 83–86% in the young vs.
91–92% in the older patients (Williams etal. 2013;
Scott et al. 2016; Lange et al. 2018; Clement et al.
2018).
The question whether UKA confers better patient­reported outcome when compared with TKA is debated. A recently published systematic review and meta- analysis of patient-reported outcomes after total vs. unicompart­mental knee arthroplasty describes no relevant differences in pain– but better function in patients with UKA (Wil­son etal. 2019). In contrast, a 5-year follow- up of a ran­domized controlled trial (RCT) indicates no statistically or clinically signicant difference in Oxford Knee Score between patients operated with a total compared to a uni­compartmental knee arthroplasty (Beard etal. 2019). In that study, 82% of patients receiving UKA and 77% of patients with TKA were satised with the surgery, with-
out a statistically signicant difference.
Several national arthroplasty registers collect patient-reported outcomes as part of the evaluation after surgery (Wilson etal. 2019). However, few regis­ters report patient-reported outcomes in their annual reports. The SKAR has collected and reported patient­reported outcomes since 2012 from an increasing num­ber of participating units (Swedish Knee Arthroplasty Register 2019). An analysis of almost 15,000 TKA patients, whereof 800 patients were younger than 55years, indicates similar pain and activities of daily living in patients younger than 55years when compared with older patients. However, younger patients reported more other symptoms, more problems in sports and rec­reation function, and lower knee-related quality of life compared to the older age groups 1 year after surgery when measured by the KOOS. 88% of patients younger than 55years were considered as OMERACT–OARSI responders, a very similar proportion as among older patients (89–90%). The SKAR has an anchor question on patients’ expectations since these may inuence sat­isfaction as well as pain and function postoperatively.
> 12% of patients younger than 55 years report high
expectations but were not satised with the surgery,
compared to 7% in patients 65–74years of age.
Independently of age-group, patients with higher expec­tations report considerable inferior outcomes in all ve dimensions of the KOOS instrument.
Conclusion
z
From a register perspective, TKA and UKA result in good implant survival even in younger patients, but the risk of revision is consistently higher in younger than in older patients, irrespective of whether total or partial arthroplasty is performed. UKA confers a higher risk of revision when compared to TKA, also in younger age groups. Cemented xation of total knee arthro­plasty gives the most reliable long-term results in terms of implant survival, but some hybrid and inverse hybrid techniques seem to achieve similar results. Patient­reported outcome is not extensively studied in patients younger than 55years of age, but younger patients seem to attain similar gains in terms of reduced pain and increased function as elderly patients. However, when compared with the elderly population, a lower propor­tion of young patients is satised with the outcome after surgery, possibly because younger patients have higher demands and expectations on their knee function when compared to the elderly knee arthroplasty population. In conclusion, register data support that despite mostly good results after total and unicompartmental knee arthroplasty, younger patients are at higher risk of both
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implant failure, inferior function, and dissatisfaction, ndings that should be weighed in when counseling younger patients prior to knee arthroplasty.
Take-Home Messages
5 An increasing number of younger patients is
operated with partial or total knee arthroplasty.
5 The proportion of patients who have undergone
prior surgery in the index knee is higher in younger patients, and the proportion of primary osteoarthritis is lower than in the elderly, both of which can contribute to an inferior outcome.
5 Knee arthroplasty patients younger than 55 at
the time of surgery are at higher risk of implant revision.
5 Revision rates are higher after unicompartmen-
tal than after total knee arthroplasty, even in younger patients.
5 Younger patients gain knee function just as the
elderly do.
5 Young patients are, however, more often dissat-
ised with the outcome of their procedure than elderly patients.
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