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P R O C ED U R E 8
Anterior Cervical Disk
Arthroplasty
Paul Dohyung Kim and Rick B. Delamarter
I N D I CAT I O NS P I T F A L L S
• Cervical instability (>3 mm translation or >11 degrees angular motion)
• Severe facet joint degeneration
• Severe cervical spondylosis
• Osteoporosis (dual energy x-ray absorptiometry [DEXA] ≤−2.5)

I N D I CAT I O NS

C O N T RO V E R S IE S
• Multilevel pathology
• Disk replacement adjacent to fusion
E X A M IN AT I ON P E A R L S
• If patient has had previous neck surgery and history of hoarseness or swallowing, preoperative ear-nose­throat (ENT) evaluation may be warranted.
E X A M IN AT I ON P I T F A L L S
• Severe cervical spondylosis
Indications
n
Symptomatic one-level herniated nucleus pulposus between C3 to C7 causing
neck pain, radiculopathy, or myelopathy (Figure 8-1)

Examination/Imaging

n
Preoperative history and physical examination must correlate with imaging
studies.
n
Facet joint degeneration must be carefully assessed on radiographs or computed
tomography (CT).
T R E A T M E N T OP T I O N S
• Anterior cervical diskectomy and fusion (ACDF)
• Posterior cervical foraminotomy/ diskectomy
FIGURE 8-1 
Procedure 8  | Anterior Cervical Disk Arthroplasty    57
P O S I TI O N I N G PE A R L S
• Use various landmarks to ensure that the head is centered. External landmarks include the center of chin and top of sternum. Internal landmarks include the proper exposure of the uncovertebral joints to assess midline.
• Ensure that before incision the vertebral level of interest can be visualized with lateral fluoroscopy.
P O S I TI O N I N G EQ U I P M EN T
• Fluoroscope
• Radiolucent operating table
• Head-halter chin strap to stabilize the head with 5- to 10-lb weight
• Donut headrest
• Axillary roll between the shoulder blades

P O RTA L S / E X P O S U R ES

P E A R LS
• The authors prefer a left-sided approach, but a right-sided approach may be warranted, especially if patient previously had left-sided surgery.
• A transverse incision is made for up to three levels.
• Full dissection and mobilization of the superficial layer of the deep cervical fascia is important for exposure in multilevel surgery.

Surgical Anatomy

n
Standard anterior Smith-Robinson approach to the cervical spine similar to an
ACDF (Figure 8-2)

Positioning

n
Patient placed supine on a radiolucent table with an axillary roll placed between
shoulder blades, donut underneath the head, and a towel underneath the neck
n
5 to 10 lb of traction with a head-halter device to provide stability
n
Both shoulders taped down to ensure proper radiographic visualization on
lateral fluoroscopy, especially at C6-7
Portals/Exposures
n
Standard anterior Smith-Robinson approach to the cervical spine is used.
n
The skin incision may be checked with a radiopaque skin marker and lateral
fluoroscopy.
n
A scalpel is used to incise skin and subcutaneous tissue; then dissect through
the platysma muscle layer.
n
The deep cervical fascia is exposed; the medial border of the sternocleidomas-
toid muscle (SCM) is exposed and fully mobilized cephalad and caudad, espe­cially with multilevel surgery.
n
Finger dissection are used to bluntly separate the deeper lateral carotid sheath
from the medial tracheoesophageal bundle.
n
Handheld retractors are used to expose the longus colli muscles, which are
mobilized subperiostally with bipolar cautery and a Penfield elevator.
n
20-gauge needle is used to confirm level radiographically.
n
Anteroposterior (AP) fluoroscopy is used to identify midline, which is marked
with a pen or Bovie electrocautery (Figure 8-3).
P O RTA L S / E X P O S U R ES
C O N T RO V E R S IE S
• Posterior longitudinal ligament (PLL) release
FIGURE 8-2 
FIGURE 8-3 
58    Procedure 8| Anterior Cervical Disk Arthroplasty
S T E P 1 P IT FA L L S
• Removal of too much of bony end plates may cause settling of the implant.
S T E P 1 C ON T R O V ER S I E S
• Operating microscope versus loupe magnification

Procedure

Step 1
n
Caspar retainer screws are used to provide controlled distraction of the disk
space (Figure 8-4).
n
Standard diskectomy is used with care to remove only the cartilaginous end
plates (Figure 8-5).
n
Curettes are used to mobilize the uncovertebral joints.
n
Posterior vertebral osteophytes are removed, and bilateral microforaminotomies
are performed with Kerrison rongeurs.
n
A power drill is rarely used.
FIGURE 8-4 
FIGURE 8-5 
Procedure 8  | Anterior Cervical Disk Arthroplasty    59
S T E P 2 P EA R L S
• Aim for the largest implant footprint size and restoration of anatomic height.
S T E P 2 P IT FA L L S
• Overdistraction of the disk space with insertion of oversized implant
S T E P 3 P EA R L S
• Ensure that the implant is inserted midline.
• Meticulous hemostasis is needed.
S T E P 3
I N S T RU M E N T A T I O N /
I M P L AN TAT IO N
• ProDisc-C (Synthes, West Chester, Pa.) cervical total disk replacement (Figure
8-8)
Step 2
n
Implant size and location are checked with trial implants using fluoroscopy
(Figure 8-6).
n
Central keels are created for implants on both the superior and inferior vertebral
bodies using milling guides on the trial and power drill bits.
n
Remove bony debris within the keels, and use extensive irrigation to clear bony
debris.
Step 3
n
Carefully mallet the final implant using lateral fluoroscopy, ensuring that the
implant reaches the posterior margin of the vertebral body (Figure 8-7).
n
Apply bone wax to the keels and Caspar screw holes.
A
C
FIGURE 8-6, A-C 
B
60    Procedure 8| Anterior Cervical Disk Arthroplasty
A
FIGURE 8-7, A-B 
P O S T OP E R AT IV E P I T F A L L S
• Heterotopic ossification (nonsteroidal antiinflammatory drugs [NSAIDs] may be given for 2 weeks postoperatively).
• Early physical activity may not allow for bony ingrowth (wait 6 weeks).
B
FIGURE 8-8 

Postoperative Care and Expected Outcomes

n
Soft neck collar is used for 2 to 3 weeks for one-level cervical disk arthroplasty
and 3 to 4 weeks for multilevel cervical disk arthroplasty.
n
Physical therapy may be started 6 weeks postoperatively.

Evidence

Garrido BJ, Taha TA, Sasso RC. Clinical outcomes  of Bryan  cervical disc 
arthroplasty—a prospective, randomized, controlled,  single  site  trial with  48-month follow-up. J Spinal  Disord  Tech 2010;23:367-71.
Murrey D, Janssen M,  Delamarter  R,  et al. Results of the  prospective, randomized, 
controlled multicenter Food and  Drug  Administration  investigational device  exemption study of the  ProDisc-C  total  disc replacement versus anterior  discectomy and fusion for  the  treatment  of 1-level symptomatic cervical disc  disease. Spine J 2009;9:275-86.
Tumialán LM, Ponton RP, Garvin A, Gluf  WM. Arthroplasty  in the military: a 
preliminary experience with ProDisc-C  and  ProDisc-L.  Neurosurg Focus  2010;28:E18.

Occipital-Cervical Fusion

I N D I CAT I O NS P I T F A L L S
• Reducible versus nonreducible (e.g., whether traction will be necessary)
• Surgical versus external immobilization/ fusion
• Occipital-cervical fusion versus atlantooccipital fusion (e.g., C1 lateral mass fusion, odontoid screw)
P R O C ED U R E 9
Howard B. Levene, John Christos Styliaras,
Alexander R. Vaccaro, Jack I. Jallo, and James S. Harrop

Indications

n
This procedure is typically performed to treat instability of the occipital-cervical
joint—specifically, to ensure stability and protect the neurologic structures, prevent deformity, and reduce or eliminate pain. The presence of occipital­cervical instability increases the risk for compression or trauma to the spinal cord/brainstem by means of pathologic translation, longitudinal displacement, or basilar invagination. The consequences include pain, cranial nerve palsies, respiratory distress, paresis, paralysis, and even sudden death.
n
There are two basic presentations of occipital-cervical instability:
• Acute occipital-cervical instability—usually precipitated by trauma (Figure
9-1, A and B). Traumatic causes of such instability have a high rate of ameliora-
tion of pain symptoms following surgical intervention using the screw/rod construct.
• Chronic occipital-cervical instability—with causes ranging from degenerative processes to inflammatory/autoimmune, infectious, neoplastic (metastatic or primary), or even congenital in origin (Figure 9-2, A and B).
A
FIGURE 9-1, A-B 
B
62    Procedure 9| Occipital-Cervical Fusion
A
FIGURE 9-2, A-B 
T E C H NI Q U E S
C O N T RO V E R S IE S
• A successful occipital-cervical fusion can provide a favorable outcome in most types of occipital-cervical instability, whether acute or chronic. There are a variety of techniques to obtain a fusion varying from onlay grafts, wiring, plates, and most recent plate/rod constructs. The screw/rod constructs have been shown to provide improved neurologic status postoperatively, decreased instrumentation failure rates, and few postoperative complications.
• However, in patients with neoplasms, posterior wiring and rods have the highest rate of arthrodesis, while screw/ rod constructs are associated with a significantly less favorable rate of arthrodesis.
• Still, in patients suffering from inflammatory/autoimmune diseases, screw/rod constructs provide the best outcomes, especially when compared with posterior wiring and inlay in situ bone grafting, which provides poor results postoperatively. Similar results are found in cases of traumatic occipital-cervical instability.
• Need for halo preoperatively
• Need for halo postoperatively
B

Examination/Imaging

n
Anteroposterior (AP) and lateral spine radiographs
n
Cervical spine computed tomography (CT) scan with sagittal and coronal
reconstructions
n
Measurement of reference lines, such as Chamberlain line (posterior of the hard
palate to the dorsum of the foramen magnum) and the Wackenheim line (extending the course of the clivus), are of somewhat limited value.
n
Obtain magnetic resonance imaging (MRI) of the cervical spine (especially
with myelop athy) to determine degree and severity of spinal cord compression (Figure 9-3).
n
Obtain a myelogram (CT and radiographic) if MRI is not available or is contra-
indicated (i.e., when the patient has a pacemaker or other MRI-incompatible hardware). Although a myelogram can directly visualize the spinal cord, it also provides valuable information on the degree of compression, or lack of, on the spinal cord.

Surgical Anatomy

n
Occiput/inion (Figure 9-4)
n
Vertebral arteries (Figure 9-5)
n
Condyle joints and C1 and C2 bony anatomy (C2 screw placement)
n
Lateral masses (C3-6 lateral mass screw placement) (Figure 9-6, A and B)
FIGURE 9-3 
Ideal Screw Locations
Procedure 9  | Occipital-Cervical Fusion    63
FIGURE 9-4 
Pedicle
C1
C2
C3
C4
C5
C6
C7
Superior nuchal line
Lateral mass
Lateral mass
64    Procedure 9| Occipital-Cervical Fusion
Basilar part of occipital bone
Anterior atlantooccipital ligament
Capsule of atlantooccipital joint
Lateral atlantoocciptal ligament
Articular capsule
Posterior atlantooccipital membrane
Ligament nuchae
Supraspinous ligament
Vertebra prominens
Anterior View
Vertebral artery
Atlantoepistrophic ligament
Anterior longitudinal ligament
Posterior atlantooccipital
membrane
Posterior View
Anterior atlantooccipital membrane
Capsule of atlantooccipital joint
Atlas (C1)
Body of axis (C2)
Anterior longitudinal ligament
Articular capsule
Anterior tubercle of C6 vertebra (carotid tubercle)
Vertebral artery
Capsule of atlantooccipital joint
Atlas (C1) Capsule of lateral atlantoaxial joint
Axis (C2)
Ligamentum flavum
FIGURE 9-5 
A
FIGURE 9-6, A-B 
T1 vertebra
Right Lateral View
C1
C2
C3
Inferior facet
Lateral mass
Superior facet Lamina
C6
C7
B
Procedure 9  | Occipital-Cervical Fusion    65
T R E A T M E N T OP T I O N S
• External fixation (halo) only
• Combined approach (anterior resection of dens, posterior fusion)
• Various occipital-cervical fusion devices (bone and wire, loop and wire, screw and rods, in-out option for occipital screw)
P O S I TI O N I N G PE A R L S
• It is crucial to evaluate the patient’s optimal head position, because with an occipital-cervical fusion, they will be locked in this position.
• The patient must adequately overhang the operating room table.
• The patient’s chest must be supported on gel rolls; a parallel position with respect to the body axis is recommended.
• If the patient is in a hard cervical collar, roll and position him or her with the collar on.
• Include a lower sheet that can be used to support the arms in a sling.
• Place the cervical spine in a neutral position.
• If the patient is in continuous traction, start at 7 lb and increase to 15 lb maximum as necessary.
• Monitor somatosensory evoked potentials (SSEPs) and motor evoked potentials prepositioning and postpositioning.
• Avoid paralytics, because they interfere with neuromonitoring.

Positioning

n
Place patient in prone position in three-point pin fixation.
n
Alternatively, the patient can be placed in prone position in a halo ring affixed
to the table.
n
Another option is continuous traction.

Portals/Exposures

n
Occipital inion to C5 (Figure 9-7)
n
At a minimum, lateral masses to C3 must be exposed.
P O S I TI O N I N G PI T FA L L S
• Horizontally placed rolls may interfere with chin flexion.
• Proper alignment of cervical spine is critical. Avoid excessive flexion or extension.
• Be aware of chin position during positioning.
• If SSEPs or motor evoked potentials change during positioning, return the patient to the supine position. An option is to administer methylprednisolone per the National Acute Spinal Cord Injury Study (NASCIS II) guidelines.
P O S I TI O N I N G EQ U I P M EN T
• Use of cervical traction is advocated by some (Menezes and Sonntag, 1996).
FIGURE 9-7