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9 The Shoulder
Fig. 9.6 Algorithmic approach to the diagnosis and treatment of atraumatic shoulder pain
213
and full-thickness tears of the rotator cuff become more prevalent with increasing age. It is unusual for patients under the age of 40years to present with rotator cuff tears in the absence of signi­cant trauma. Conversely, older patients may pres­ent with massive rotator cuff tears after an innocuous event. There are two main theories which attempt to explain such degenerative cuff tears. The external impingement model suggests an extrinsic cause of rotator cuff tears such as abrasion of the anterosuperior cuff under the acromion and coracoacromial arch. The intrinsic model suggests that a relatively poor blood sup­ply to the critical zone of the rotator cuff in com­bination with high stresses across the cuff leads to RC tears. The true pathophysiology likely results from a combination of these models.
History
The chief complaint is usually anterosuperior shoulder pain which often radiates to the lateral deltoid region. The pain is typically worse with overhead activities, arm movements away from the body, and at night. The patient may recall a minor traumatic event, or the pain may have started insidiously.
Examination
Inspection of the shoulder girdle usually reveals symmetry, but patients with degenerative cuff tears may present with atrophy of the supra- or infraspinatus fossae. The patient typically has dis­crete tenderness at the cuff insertion on the greater tuberosity. The active range of motion is generally normal; however, some patients with large RC tears may exhibit loss of active motion with pres­ervation of passive motion. In this setting, the cli­nician may be able to document lag signs. Strength testing may reveal weakness of the supraspinatus or infraspinatus tendons. Special tests include the Neer and Hawkins’s impingement signs. If the patient has concomitant biceps tendon pathology, there may be tenderness at the bicipital groove and Speed’s test may be positive. Tenderness over the AC joint may indicate that the AC joint is con­tributing to the painful condition. A cross-body adduction test recreating pain at the AC joint is considered conrmatory.
Dierential Diagnosis
The differential diagnosis varies with the age of the patient. In older patients, the differential diag­nosis includes arthritis, cervical spine pathology,
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E. Michaelson and B. Wiesel
metastatic disease, and visceral pathology such as cardiac disease. In younger patients, instability and labral pathology should be considered. In any age group, the differential diagnosis includes adhesive capsulitis, calcic tendinitis, and a vari­ety of other less common shoulder problems (avascular necrosis, scapulothoracic dysfunction, and infection).
Imaging
The AP radiograph may reveal sclerosis, hyper­trophy, and cyst formation of the greater tuberos­ity. The Y-outlet view shows the acromial morphology with potential narrowing of the sub­acromial space. In patients with longstanding RC tears, there may be superior migration of the humeral head and the distance between the humerus and acromion on the AP view may be narrowed. The axillary view illustrates the joint space and may reveal an os acromiale. An MRI scan is useful for a number of reasons. Conrmation of rotator cuff disease (and exclu­sion of other etiologies) is reassuring, but not necessary. The MRI scan is extremely useful for assessing the RC tendons and muscle bellies (Fig.9.7). The presence, size, and chronicity of a RC tear directly impacts patient care (surgical options), recovery, and, ultimately, prognosis. Patients with smaller tears and less muscle degen-
Fig. 9.7 A tear of the supraspinatus tendon with uid in the gap is appreciated in this coronal oblique magnetic resonance imaging (MRI) scan of the glenohumeral joint
eration, seen on MRI as fatty inltration of the muscle belly, are more likely to experience better outcomes after rotator cuff repair surgery com­pared to those patients with signicant muscular degeneration or larger, retracted tears.
Treatment
The goal of treatment is to return the patient to pain-free activity. Initially, treatment consists of education, activity modications and physical therapy. If the pain is signicant, an oral anti­inammatory medication can be prescribed. Once the painful period subsides, the patient may benet from a course of physical therapy to strengthen the rotator cuff and scapular stabiliz­ers, stretch any stiff regions, and improve pos­ture. A subacromial corticosteroid injection can be considered in a patient who fails to respond to the initial treatment over 1–2 months or patients with so much initial pain that they can­not participate in physical therapy. Patients who fail to respond to nonoperative management over 3–6 months may benet from surgical treatment. Most surgeons will obtain an MRI scan to assess the degree of rotator cuff pathol­ogy or tear prior to surgical treatment. For patients who present with rotator cuff symptoms and weakness after an initial traumatic event, MRI may be warranted to assess for rotator cuff tearing and to determine if surgical intervention is indicated.
In the absence of a rotator cuff tear, sur­geons may recommend arthroscopic subacro­mial decompression. This involves removing the inamed subacromial bursa, releasing the coracoacromial ligament, and shaving the undersurface of the acromion (acromioplasty) to create more room in the subacromial space for the rotator cuff. Subacromial decompres­sion is rarely needed as an isolated procedure since the vast majority of patients without a full-thickness rotator cuff tear will improve with the nonoperative management strategies described above.
Patients who have reparable RC tears are treated with primary repair, and most surgeons will perform an acromioplasty, especially if there is a downsloping acromion or large bone spur,
9 The Shoulder
215
although several studies suggest this may be unnecessary. RC repairs can be done with open, mini-open, and arthroscopic techniques (Fig.9.8). Arthroscopic rotator cuff repair has become the standard of care as it allows for better visualiza­tion of the tear pattern and a more anatomic repair. Results of arthroscopic repair are now equivalent or superior to open repair in recent studies.
Care should be taken to preserve the CA ligament in patients with large tears and multi­ple tendon tears to prevent superior migration of the humeral head if the repair fails. There are a variety of options for patients with irreparable tears, including arthroscopic debridement, par­tial tendon repair, superior capsular reconstruc­tion, and tendon transfers. Rotator cuff arthropathy is the end-stage of irreparable rota­tor cuff disease, and will be discussed, along with treatment options, in the next section. If biceps tendon pathology is found at the time of surgery, either tenodesis or tenotomy can be performed. Patients who are noted to have AC joint arthropathy and pain prior to surgery may benet from a distal clavicle resection, which can also be done arthroscopically. Recovery
a
b
from RC surgery can take anywhere from 4 to 6months. The goal of early (4–10weeks) post­operative physical therapy is recovery of pas­sive shoulder motion. Restoration of strength and function is the goal of subsequent postop­erative therapy. Failure of the patient to adhere to postoperative physical therapy can result in a poor outcome. New work is underway to explore biological augmentation to rotator cuff repair in order to improve healing rates, espe­cially in degenerative and irreparable tears.
Rotator Cu Arthropathy
Rotator cuff arthropathy (RCA) is the end-stage outcome of rotator cuff disease often resulting in signicant shoulder pain and dysfunction. The primary roles of the rotator cuff are to stabilize the humeral head in the glenoid fossa throughout shoulder motion and to create a force couple with the deltoid to enable effective overhead shoulder motion. When chronic rotator cuff injury with degeneration is present, a variety of clinical and radiographic ndings can be seen. The spectrum of dysfunction ranges with the severity of the condition and the physical demands on the indi­vidual patient. Although less active patients are sometimes able to compensate for their dysfunc­tion with scapulothoracic mobility or the contra­lateral arm, many patients present with complaints of pain with motion, signicant weakness, or pseudoparalysis. There is characteristic anterior­superior escape of the humerus, as the shoulder loses the inferior and medial directed stabilizing force of the rotator cuff.
Fig. 9.8 (a) Arthroscopic photography of a right shoul- der with a full-thickness tear of the supraspinatus tendon. (b) Arthroscopic photography following arthroscopic repair of the tear with suture anchors
History
Patients will often complain of chronic pain and weakness with shoulder elevation and move­ments away from the body. In patients without associated arthritis, pain will often be limited at rest. Night pain is common and patients often report being unable to sleep on the affected side.
Examination
Inspection may demonstrate disuse atrophy of the shoulder girdle. Passive range of motion will
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be intact prior to the development of arthritis, with signicantly limited active range of motion, especially in forward elevation. As arthritis pro­gresses, passive range of motion will become progressively restricted. There will be signicant weakness in rotator cuff testing, and lag signs can be seen most commonly in forward exion, external rotation at the side, and Hornblower’s sign in abduction and external rotation. A thor­ough motor and neurovascular exam should be performed including strength testing of all three heads of the deltoid.
Dierential Diagnosis
The spectrum of rotator cuff disease including tendonitis and rotator cuff tear will have a similar presentation. Adhesive capsulitis may cause a similar degree of dysfunction, but with limited passive motion and lacking radiographic pathol­ogy. It is important to differentiate RCA from osteoarthritis (where the rotator cuff is typically intact), as this distinction may inuence surgical decision-making.
Imaging
A standard shoulder X-ray series combined with physical examination is usually sufcient for diagnosis. The AP radiograph may show superior translation of the humerus, calcication of the CA ligament, and acetabularization of the CA arch with femoralization of the humeral head. The Scapular-Y view will show loss of the sub­acromial space, and the axillary view may show anterior escape of the humeral head. As RCA progresses, all views may demonstrate arthritic progression (Fig. 9.9). Glenoid wear should be evaluated on the AP and axillary radiographs, as superior glenoid wear frequently occurs. If there is severe glenoid deformity, a CT scan can be obtained for surgical planning purposes. Once superior migration of the humeral head is seen on the AP radiograph, MRI of the shoulder is not needed to make the diagnosis of RCA.If an MRI is obtained, it will demonstrate signicant rotator cuff pathology often involving massive tears of 2 or more tendons with retraction of the tendon edges past the joint line and atrophy of the rotator cuff muscle bellies.
Treatment
Initial treatment is nonoperative combined with activity modication. Physical therapy includes strengthening the deltoid and remaining rotator cuff muscles to improve function. Oral anti­inammatories and intra-articular steroid injec­tions may provide pain relief. Nonoperative treatment measures generally provide mild and temporary symptomatic improvement. When nonoperative intervention and activity modica­tion fail to provide adequate relief, operative intervention is indicated.
The primary surgical option for patients with RCA is reverse total shoulder arthroplasty (RTSA). In RTSA, the ball-and-socket anatomy of the shoulder is reversed (Fig. 9.10). The rounded implant, known as the glenosphere, is placed on the glenoid, and the socket is implanted on the humeral side of the shoulder. Reversing the anatomy of the shoulder creates a few signi­cant advantages in the setting of RCA. The shoulder joint becomes more constrained, recre­ating stability lost with rotator cuff dysfunction and enabling elevation of the shoulder by the deltoid without superior translation of the humeral head. The center of shoulder rotation is moved inferiorly and medially, thereby partially substituting for the inferior, medial, and com­pressive force of the rotator cuff that enables effective force coupling with the deltoid in the native shoulder. An increased deltoid moment arm and higher deltoid muscle tension increases the stability of the shoulder and efcacy of the deltoid to elevate the arm without the assistance of the rotator cuff musculature. Overall, RTSA is a highly effective procedure that provides dura­ble relief for patients with signicant pain and functional limitations.

Osteoarthritis

Degenerative arthritis, or osteoarthritis (OA), occurs in the glenohumeral joint but is less com­mon than in the hip or knee joints. Osteoarthritis of the glenohumeral joint has the same patho­physiology as in other joints with progressive articular cartilage destruction.
9 The Shoulder
Fig. 9.9 AP, scapular-Y, and axillary radiographic views of a shoulder with rotator cuff arthropathy. Characteristic superior and anterior escape can be seen as well as greater tuberosity hypertrophy and coracoacromial calcication
217
History
Patients with early osteoarthritis may have a clin­ical syndrome that is virtually indistinguishable from impingement syndrome. In patients with advanced osteoarthritis, pain is more likely to be chronic, occur at rest, and be resistant to standard analgesics and anti-inammatory medications. In addition, loss of shoulder motion is a common complaint. Patients may have trouble sleeping, often not able to sleep on the affected shoulder.
Examination
Patients with early osteoarthritis may examine similarly to those with impingement syndrome. In more advanced OA, generalized disuse atro-
phy of the shoulder girdle may be noticeable and there is often signicant crepitus of the glenohu­meral joint. In general, there is a progressive loss of active motion in all planes, but loss of external rotation with the arm at the side is often the most dramatic. Passive motion is similarly decreased and there is often a signicant amount of pain associated with passive stretching of the joint capsule near the end ranges of motion. It is important to look for scars indicative of prior surgeries to the shoulder. A thorough strength and neurovascular exam should also be per­formed, paying specic attention to axillary nerve function, along with deltoid and rotator cuff strength.
218
Fig. 9.10 AP, scapular-Y, and axillary views of a patient with rotator cuff arthropathy after reverse total shoulder arthroplasty
E. Michaelson and B. Wiesel
Dierential Diagnosis
Adhesive capsulitis can have a similar presentation to and is distinguished from glenohumeral arthritis via radiography. Inammatory arthropathy and septic arthritis can have similar presentations, with medical history, onset, and signs of infection dif­ferentiating these conditions. The examiner must have a high index of suspicion for locked posterior shoulder dislocations in older patients who are poor historians as a result of dementia or stroke.
Imaging
A standard shoulder series is recommended. Joint space narrowing, subchondral sclerosis,
osteophytes, and subchondral cyst formation are classic ndings in osteoarthritis and are best seen on the AP and axillary view (Fig.9.11). In the glenohumeral joint, inferior humeral osteo­phytes predominate. Often, eccentric posterior glenoid wear is present. MRI scans are generally not used in the evaluation of OA.A CT scan to assess the glenoid for eccentric wear or bone loss is common during preoperative evaluation for shoulder arthroplasty. In patients with greater deformity, many surgeons will utilize 3-D surgi­cal planning software prior to shoulder replace­ment surgery to create preoperative shoulder templates from CT scans.
9 The Shoulder
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Fig. 9.11 All of the classic ndings of osteoarthritis are present in this true AP X-ray of the glenohumeral joint, including joint space narrowing, subchondral sclerosis, osteophyte formation, and subchondral cyst formation
Treatment
Initial treatment for OA includes education, rest, activity modication, and anti-inammatory medications. Physical therapy for stretching and maintenance of motion is an important compo­nent of nonoperative treatment. Intra-articular corticosteroid injections often delay the need for surgical intervention but provide inconsistent and incomplete pain relief in this setting. When non­operative management is no longer able to con­trol the patient’s pain, surgical management is a reasonable option. In select younger patients with concentric wear, some joint space preservation, and reasonable motion, improved symptoms may be obtained from arthroscopic debridement. The goal of debridement is pain relief and postpone­ment of prosthetic joint arthroplasty. This inter­vention may include a combination of loose body removal, osteophyte debridement, chondroplasty, capsular releases, subacromial decompression, biceps tenodesis, and axillary neurolysis.
In the setting of painful, end-stage OA, pros­thetic joint replacement with either an anatomic total shoulder arthroplasty (aTSA) (Fig.9.12) or RTSA is recommended, depending on the amount
Fig. 9.12 A total shoulder arthroplasty is demonstrated in this true AP X-ray of the glenohumeral joint. This metallic humeral component is placed via press-t into the proxi­mal humerus but may also be cemented. The pegged poly­ethylene glenoid component is cemented into the glenoid and is represented by the reproduction of the joint space. The central peg of the polyethylene glenoid component is identied by the horizontal radiopaque marker
of bony deformity and status of the rotator cuff. For aTSA, a plastic glenoid component is cemented onto the patient’s glenoid in addition to replacement of the humeral head. aTSA intro­duces the risk of glenoid-sided prosthetic loosen­ing and wear which may require revision surgery and, similar to a native shoulder, requires a well­functioning rotator cuff for good shoulder func­tion. Similar to the reverse shoulder arthroplasty, surgery is performed via the deltopectoral inter­val. The subscapularis muscle must be detached in order to access the joint. The muscle is repaired following placement of the implant, but the repair must be protected during the early phase (rst 6 weeks) of postoperative rehabilitation, as the survival of the anatomic arthroplasty is depen­dent on the healing of the subscapularis. In many situations, especially in older patients who may have degeneration of the rotator cuff or patients with signicant boney deformity, RTSA is now being used to treat patients with glenohumeral arthritis.
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E. Michaelson and B. Wiesel

Miscellaneous Arthropathy

A variety of other disease processes can lead to glenohumeral joint destruction. Inammatory arthropathy, such as rheumatoid arthritis, can lead to joint destruction as a result of synovial disease. While the clinical presentation may be similar to osteoarthritis with pain and loss of motion, there are some important differences. In particular, rheumatoid arthritis can result in rota­tor cuff deciency and incompetence. In these patients, anatomic total shoulder arthroplasty is contraindicated since glenoid loosening in the setting of rotator cuff deciency is a common problem. If arthroplasty is required in the setting of signicant destruction of the rotator cuff, then reverse total shoulder arthroplasty is the proce­dure of choice. Progressive bony destruction of the humeral head and glenoid can result from rheumatoid arthritis, making prosthetic arthro­plasty difcult. Avascular necrosis can occur as a result of trauma, corticosteroid use, alcoholism, and other less common etiologies. Avascular necrosis of the humeral head can lead to pain and loss of motion in the glenohumeral joint. Hemiarthroplasty is an option for young patients with humeral head collapse and chronic pain. Total shoulder arthroplasty is indicated when secondary destruction of the glenoid is present. Charcot or neuropathic arthropathy is typically a painless condition that results in severe joint destruction. Charcot arthropathy in the glenohu­meral joint is commonly related to a cervical spine syrinx and an MRI of the cervical spine should be obtained in any patient presenting with possible Charcot arthropathy. There are no reli­able surgical options for Charcot arthropathy.

Adhesive Capsulitis

Adhesive capsulitis, or frozen shoulder, is a pain­ful condition in which the synovial lining of the glenohumeral joint is inamed. Adhesive capsu­litis is a clinical diagnosis in which examination reveals an equal loss of active and passive motion. Primary adhesive capsulitis is idiopathic mean­ing that no trigger can be identied. It occurs in middle-aged persons and is associated with dia-
betes and thyroid dysfunction. Secondary adhe­sive capsulitis implies that a trigger or cause of the disease process can be identied. Trauma, surgery, and concomitant shoulder girdle pathol­ogy may result in secondary adhesive capsulitis.
History
The patient reports an insidious onset of shoulder pain and progressive decreased range of motion. Pain often occurs during rotational movements such as reaching behind the back, putting on a coat, or fastening a bra. Often the patient may recall a minor event that precipitated the condition. Pain at night is common. It is important to obtain a past medical and surgical history to identify possible risk factors. Insulin-dependent diabetes is a strong risk factor for adhesive capsulitis. Symptoms may depend on the stage of the disease: the initial inammatory phase will manifest as pain through­out the range of motion, whereas during the frozen phase patients will report signicant motion restric­tions and pain at the end range of motion.
Examination
In the absence of prior trauma or surgery to the shoulder girdle, the inspection and palpation por­tions of the exam are usually unremarkable. Active motion can be extremely limited in all planes of motion, and the passive motion is simi­larly restricted. The patient often experiences pain at the end range of motion (active or passive). Rotator cuff strength is intact within the connes of the limited motion.
Dierential Diagnosis
Early adhesive capsulitis can mimic rotator cuff pathology. Subtle losses of internal and external rotation in abduction may be the only clues to dif­ferentiate between the two diagnoses. Unrecog­nized trauma (locked posterior shoulder dislocations) and glenohumeral joint arthropathy can mimic adhesive capsulitis, but these entities can be easily excluded with standard radiographs.
Imaging
A standard shoulder series is useful in excluding other diagnoses; however, there are no radio­graphic ndings for adhesive capsulitis. MRI may demonstrate general inammation and cap-
9 The Shoulder
221
sular thickening but is not routinely ordered unless there is concern for concomitant pathol­ogy such as rotator cuff tear, and further studies are generally not indicated unless additional pathology is suspected.
Treatment
Once the diagnosis is made, education of the patient is paramount. In general, the treatment of adhesive capsulitis is twofold: treatment of the synovial inammation and restoration of motion. Anti-inammatory medications can be used, but a corticosteroid injection into the gle­nohumeral joint space is more efcient and effective for treating the synovial inammation. Patients should be educated that the goal of inammation control is to relieve pain, so they are able to participate fully in stretching and physical therapy. The patient must start a stretching program to regain motion in all planes. Initially, supervised physical therapy is helpful, but the patient must independently per­form a battery of home stretching exercises daily. A gradual restoration of motion is the anticipated course although this can often take 12–18months. In patients who fail to show any response to nonoperative treatment after 3–6months, surgery may be a reasonable option. Historically, patients with diabetes have a higher failure rate of nonoperative treatment compared to patients without risk factors. Additionally, patients with secondary adhesive capsulitis from trauma or prior shoulder surgery often fail to respond fully to nonoperative treatment. Manipulation of the shoulder under anesthesia was once the preferred treatment and continues to be a reasonable option. However, proximal humerus fractures can occur with manipulations under anesthesia, and osteoporosis is a risk fac­tor for this complication. Arthroscopic capsular release is a more invasive, yet more anatomic, procedure. The surgery involves releasing the shoulder capsule under direct vision with a combination of biters and electrofrequency devices. The axillary nerve is at particular risk during release of the inferior capsule. Aggressive physical therapy with active-assisted and active range of motion is mandatory to maintain the
postoperative range of motion and should be started on the day of surgery. Shoulder strength­ening and resistance therapy is instituted only after restoration of full, active shoulder motion.
Calcic Tendinitis
Calcic tendinitis of the rotator cuff is a painful condition of the shoulder girdle and is a com­mon clinical problem (Fig.9.13). The etiology of calcic tendinitis is a matter of debate. The pathogenesis of calcifying tendinitis includes various stages of tendon degeneration, calcium deposition, and calcium resorption. In the for­mative phase of calcium deposition, there may be little or no pain. Typically, the resorptive phase is more painful and clinically relevant, related to the inammatory process of calcium resorption.
History
In the resorptive phase, the patient may present with an acute onset of severe shoulder pain that may mimic a septic shoulder joint. In the formative phase, the patient may present with more chronic symptoms that mimic impingement syndrome.
Fig. 9.13 A calcium deposit is present in the supraspina­tus tendon immediately medial to its attachment site on the greater tuberosity in this true AP X-ray of the glenohu­meral joint
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Examination
Acute bursitis in the resorptive phase may lead to fullness of the anterosuperior shoulder, but other­wise the inspection is typically unremarkable. Typically, there is tenderness at the rotator cuff insertion corresponding to the calcium deposi­tion. There may be a loss of active motion sec­ondary to pain, but passive motion and rotator cuff strength testing, although painful, is gener­ally intact. Impingement signs are often positive.
Dierential Diagnosis
The differential diagnosis includes rotator cuff disease and adhesive capsulitis. Referred pain from cardiac origin or other visceral organs and radicular pain from the cervical spine should be considered. Septic arthritis may need to be ruled out in the acute, severely painful phase.
Imaging
The appearance of calcic tendinitis on radio­graphs varies depending on the phase of the dis­ease. In the formative phase, the calcium deposit is usually well circumscribed and easily identi­ed. In the resorptive phase, the deposit may appear uffy and less well dened. In addition to the standard shoulder series, internal and external rotational AP views can be helpful for identifying more subtle deposits. Additional studies are not usually indicated.
repetitive overhead throwing activities. A thickened, contracted posterior capsule is a hallmark of GIRD, leading to an anterior humeral shift and the characteristic loss of shoulder internal rotation compared to the contralateral side. GIRD is a risk factor for the development of symptomatic pathology, especially internal impingement. Internal impingement is abnormal contact between the greater tuberosity or rotator cuff and the pos­terior glenoid or superior labrum in the abducted and externally rotated shoulder position. This impingement can be symptom­atic, and it may lead to other attritional pathol­ogy including partial-thickness articular-sided rotator cuff tears, posterior labral tears, or SLAP tears (Fig.9.14).
History
Symptomatic patients with GIRD will localize pain posteriorly and deep in the shoulder, worst in the late cocking phase of the throwing motion. Throwing athletes may also complain of decreased velocity and loss of throwing control. Patients will often have no pain at rest. Onset of symptoms is generally insidious, without an inciting event.
Treatment
Treatment generally involves pain management. Noninvasive treatment options include anti­inammatory medications and extra-corporeal shock wave therapy. More invasive options include corticosteroid injections and lavage therapy. Surgical treatment is a last resort and involves arthroscopic debridement of the calcium deposit.
The Throwing Shoulder: Glenohumeral Internal Rotation Decit andInternal Impingement
Glenohumeral internal rotation deficit (GIRD) results from a physiologic adaptation in the osseous structure and capsular balance to
Fig. 9.14 Patient participating in sleeper stretch, mov­ing hand down towards the table to create shoulder internal rotation and stretch the posterior shoulder capsule