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450 Philip FINCH
to T2 to T3 for facial sweating, T4 for palmar
sweating and T5 for axillary sweating is thought to
reduce undesirable sequelae [20].
Alternative techniques for upper thoracic neurolysis
include the use of neurolytic substances such as
phenol, and radiofrequency thermolesioning.
Despite the use of CT guidance, complications such
as Horner’s syndrome and pneumothorax occur all
too readily [27]. e use of radiofrequency (RF)
thermolesioning offers a number of advantages,
including the precise nature of the lesioning. ere
are some drawbacks with this method, as seen
with the injection of neurolytic agents, including
the development of pneumothorax. e use of
curved blunt needles perhaps reduces the incidence
of this complication [32, 119]. Radiofrequency
lesioning has been described and popularised by
Wilkinson [113, 114]. As with techniques for RF
lesioning of the lumbar sympathetic chain, there
is no easy method for determining the proximity
of the RF electrode tip to the sympathetic chain.
Direct endoscopic methods of lesioning the chain,
largely overcome these difficulties as the ganglia
are identified visually. (Figure 27.14A and Figure
27.14B)
Complications of ETS can be significant in the
short term including death, intrathoracic bleeding
and anaesthetic complications [77]. In the longer
term, compensatory hyperhidrosis is extremely
common and has been recognised since 1933 [90].
Its rate of occurrence is reported to be as high as
67% [121] and even 94% [94]. e development
of complications such as compensatory sweating
can be accompanied by the development of
significant psychological depression [38]. In some,
this complication is sufficiently unpleasant for
patients to request reversal of the surgery, if that
is possible. Compensatory sweating develops more
commonly in males and perhaps develops in all
post-sympathectomy patients but is not perceived
by all. It is therefore an inevitable not an optional
side effect [94]!
Gustatory sweating is also seen post-thoracic
sympathectomy with profuse facial sweating
after eating hot or spicy food. Its occurrence is
reported in 47% of patients treated [121]. Horner’s
syndrome, which can be facially disfiguring, is
reported to occur in up to 3.8% of patients in one
series [121]. Its incidence depends on the definition
of the syndrome as a mild Horner’s syndrome may
Figure 27.12 Thoracic sympathetic chain
Figure 27.13A Stellate ganglion block – A-P C-arm
Figure 27.13B Stellate ganglion block – Oblique
C-arm
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451
The Sympathetic Chain
be marked by a miosis detectable only on close
examination [77]. Other complications include
cardiorespiratory effects and even rhinitis [42].
Endoscopic thoracic sympathectomy is considered
to provide excellent results for patients with primary
hyperhidrosis of the upper limb. Plantar sweating
can also be relieved in nearly half of patients treated
[74]. Quality of life measurements are improved
by T4 ETS for upper limb hyperhidrosis [78].
However, a high initial patient satisfaction rate of
95.5% can become as low as 66.7% satisfied, at a
mean of 14.6 years [42].
Although ETS is a minimally invasive and
highly successful method of treating upper limb
hyperhidrosis, these comments must be weighed
against the possibility of significant long-term
side effects, especially compensatory sweating
and Horner’s syndrome, which can even have
medicolegal ramifications.
Sympathetic Blockade and
Sympathectomy in the
Treatment of Pain States
Sympathetic blockade had long been considered a
mainstay of treatment for neuropathic pain states,
especially complex regional pain syndrome (CRPS),
types I and II [7]. Surgical sympathectomy has also
been considered the treatment of choice for severe
burning pain states arising out of nerve injuries
in wartime. e supporting evidence for such
treatment is however lacking.
Early, more rational, use of surgical sympathectomy
appeared with the work of René Leriche during
World War I [10, 62]. Subsequent wartime
experience entrenched sympathectomy as the most
effective means of treating causalgia, a term devised
by Silas Weir Mitchell during the American Civil
War (1864). Further experience in World War II and
data collected from American and British forces led
to statements that “one of the outstanding surgical
lessons that was learned during World War II was
that interruption of the appropriate sympathetic
nerve fibres is almost invariably effective in the
treatment of causalgia” [87]. Long-term studies
of such efficacy are sadly lacking and of course the
conduct of a randomised controlled trial in war
would be difficult, if not impossible.
Similar symptoms and signs, including burning
pain coupled with autonomic features were
subsequently labelled reflex sympathetic dystrophy,
among many other terms, and were thought to arise
from aberrations of the sympathetic nervous system,
but without nerve injury. In an attempt to get away
from such a mechanistic term that perhaps implied
a pathophysiological mechanism, a new taxonomy
(CRPS I and II) was devised in 1995 [98]. e
original International Association for the Study of
Pain criteria were further refined by Hardin et al.
[11]. ere was subsequently a realisation that both
CRPS I and II were part of a clinical continuum
of disorders which may have a common aetiology
[49]. In the new classification, the syndrome was
described as sympathetically maintained pain
(SMP) if it responded to sympathetic blockade. If it
Figure 27.14A RF thoracic chain A-P C-arm
Figure 27.14B RF thoracic chain lateral C-arm
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452 Philip FINCH
did not respond, it was described as sympathetically
independent pain (SIP). is dichotomy of terms
also suggests a pathophysiological mechanism. e
involvement of the sympathetic nervous system in
causalgia and reflex sympathetic dystrophy, which
forms the rationale for treatment by sympathetic
interruption, has been increasingly questioned
[12].
In a recent Cochrane collaborative review, Cepeda
and others determined that there have only
been two randomised controlled trials of local
anaesthetic sympathetic blockade for CRPS worthy
of consideration [16]. ey reviewed the likelihood
of sympathetic blockade providing pain relief in
CRPS, the persistence of benefits and the incidence
of side effects. eir conclusions were sobering,
to say the least. ey could make no conclusion
concerning the effectiveness of sympathetic
blockade, the duration of pain relief could not be
estimated, if any, and lastly, the lack of data on
complications, despite the invasive nature of such
blocks, perhaps suggested under-reporting [16].
Cepeda and others in an earlier study indicated
that sympathetic blockade was advocated mainly
on the basis of weak evidence culled from case
series and that only about one-third of patients
obtained full pain relief [17]. All practising pain
physicians have witnessed almost magical responses
of patients with CRPS to sympathetic blockade. It
is possible that these responses may simply be due
to powerful, active placebo effect and further study
is required [5, 36].
Surgical sympathectomy has also come under closer
scrutiny. In an extensive and systematic literature
review, it was noted that a high proportion of
patients undergoing upper or lower limb surgical
sympathectomy had this procedure for primary
hyperhidrosis (84%). A smaller proportion (2.7%)
underwent sympathectomy for pain states. No
controlled trials were found and complications were
three time higher for those undergoing treatment
for pain states [34]. e potentially disabling
complications that can accompany surgical
sympathectomy have been mentioned earlier in this
chapter. e same authors conducted a Cochrane
collaborative review in 2002 and concluded that “the
practice of surgical and chemical sympathectomy
is based on poor quality evidence, uncontrolled
studies and personal experience. Furthermore,
complications of the procedure may be significant,
in terms of both worsening the pain or producing a
new pain syndrome” [64]. In essence, the practice
of sympathectomy for treating neuropathic pain is
based on very weak evidence.
Careful placebo controlled studies of local
anaesthetic sympathetic blockade and neurolysis in
the treatment of CRPS I and II should be strongly
considered. Otherwise, we as pain physicians risk
losing the support of our colleagues, regulatory
authorities and patients alike.
Conclusion
Although still widely used in several fields of
medicine, both sympathetic blockade and
sympathectomy have limited efficacy and potential
for good. Despite initial enthusiasm, the last decade
of the 20th century has seen the emergence of trial
data which have demonstrated the limitations of
these techniques. Undoubted success can be seen in
the area of cancer pain; both in the use of diagnostic
sympathetic blockade with local anaesthetic agents
and in the longer-term treatment of cancer pain
with neurolytic substances. is success is also
seen to some extent in peripheral vascular disease.
However, in the area of cosmetic sympathectomy
for primary hyperhidrosis and in the treatment of
neuropathic pain syndromes, such as CRPS, the
techniques are perhaps over-utilised and one might
even say that they have the potential for abuse
for financial gain. It is hard to argue for multiple
sequential local anaesthetic sympathetic blocks
for CRPS when so few patients respond. Further,
the use of sympathetic blockade may be based on
a flawed premise of autonomic efferent activity.
In the case of sympathectomy for hyperhidrosis,
sympathetic chain ablation has the potential for
replacing one devastating set of symptoms with
another set that are equally devastating and long
lasting.
How should we address this dilemma? First of
all, the active placebo effect must be studied,
especially in the area of treatment of CRPS. More
recent evidence would suggest that this condition
may have an aberration of central nervous system
pain processing as a basis for its pathogenesis. e
active placebo can have powerful central effects and
careful allowance for this phenomenon must be
made in any future trials of efficacy of sympathetic
blockade.
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453
The Sympathetic Chain
As a better understanding of the role of the
sympathetic chain is gained, then more refined
surgical techniques may be devised that can
minimise the rate of undesirable sequelae. Finally,
visceral cancer pain sufferers will continue to gain
excellent pain relief from targeted blocks allowing
a reduction in centrally acting drugs that can
cause sedation and confusion. However, even
this successful use of sympathetic blockade needs
further refinement and review. Improvements in
patient selection, the use of sympathetic blockade
earlier in the course of the disease and better target
identification will cement its place in the spectrum
of treatment techniques in pain medicine.
Summary
• Both sympathetic blockade and
sympathectomy have limited efficacy in the
treatment of pain syndromes.
• e variable anatomy of the sympathetic chain
produces unpredictable results in sympathetic
pain management techniques.
• Historically, specific techniques have been
developed for four main areas of interest: the
cervicothoracic ganglia, the splanchnic-coeliac
plexus, the lumbar ganglia and the superior
hypogastric plexus.
• e use of these techniques for the treatment of
cancer pain, and to some extent in peripheral
vascular disease, is undoubtedly successful.
• However, none of the techniques described
is consistently successful in the treatment of
primary hyperhidrosis or neuropathic pain
syndrome such as CRPS.
• Improvement in both technique and patient
selection may advance these treatments in the
management of sympathetic pain.
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Introduction
Both neck and back pain are very common complaints in
many communities. More than half of the population in the
United States suffers from low back pain at some time; the
annual incidence is at least 5%. Back pain incapacitates up
to 20% of workers for long period (>4 weeks), absorbs 41%
of the cost of workers’ compensation and costs society more
than $15 million each year [1, 7, 24]. A similar situation exists
elsewhere, including Hong Kong [26]. However, the cause can
be very diverse, ranging from simple neck and back sprain to
some less well-known causes such as facet joint arthritis and
sacroiliitis. Although 90% of low back pain resolves after 6
weeks and another 5% after 12 weeks, about 5% will advance
from an acute to a chronic condition, if we ignore the patient’s
complaints. Without proper care, some patients will progress
to chronic back or neck pain. In order to determine the true
pathology of the patient’s symptoms, it is necessary to take a
proper history and examine meticulously to find the underlying
mechanisms of pain production. Sometimes, more than one
pain generator can be present in the same patient. Referred
pain should also be excluded before a definitive diagnosis is
made. For example, renal or aortic pathology can also give
rise to symptoms similar to low back pain. is chapter will
discuss the interventional management of back and neck
pain associated with skeletal causes. Pain related to muscle
conditions are discussed in Chapter 14. Once the underlying
pathophysiology is found, appropriate intervention can take
place to alleviate the patient’s suffering.
Epidural Steroid Injection
Epidural steroid injection has been used for back pain caused
by annulus tear, chronic lumbar degenerative disc disease,
Interventional Procedures for Back
and Neck Pain
28
Kai On SUN, Henry Ka Fai TONG
INTRODUCTION
EPIDURAL STEROID INJECTION
SLEEVE ROOT INJECTION
FACET JOINT SYNDROME AND ITS
INTERVENTION
SACROILIAC JOINT PAIN AND ITS
INTERVENTION
DISCOGENIC BACK PAIN AND ITS
INTERVENTION
EPIDUROSCOPY AND
EPIDUROLYSIS
VERTEBROPLASTY AND
KYPHOPLASTY
CONCLUSION
REFERENCES
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