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16 Non-REM Parasomnias
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to cause REM sleep without atonia (RSWA) and are associated with RBD. Up to 15% of patients taking SSRIs have been shown to have RSWA [18]. In younger patients with the onset of RBD, narcolepsy may be a key driver. As with other par­tial induction of the REM sleep state in narcolepsy, RBD can occur with the same violent behaviors [48].
Diagnosis
The diagnosis of RBD requires two major features, the presence of dream enact­ment and the loss of REM sleep-related atonia. The ICSD-3 requires the following features to make the diagnosis of RBD:
A. A. Repeated episodes of sleep-related complex motor behaviors and/or
vocalization.
B. The behaviors are documented on polysomnography to arise during REM sleep
or, based on the description of the events including dream enactment, they are
presumed to occur during REM sleep. C. Polysomnographic recording demonstrates the loss of REM sleep atonia. D. The disturbance is not better explained by another sleep or mental disorder,
medication, or substance.
Thus unlike the NREM-related parasomnias, the diagnosis of RBD requires a poly­somnogram to document the loss of atonia in REM sleep (Fig.16.2). The loss of ato­nia is best demonstrated with recording EMG activity from all four extremities. Events do not need to be captured during the recording; however, the diagnosis can be made either with a clinical history consistent with RBD and the ndings of REM sleep with­out atonia on polysomnogram. If there is no history of dream enactment, the diagnosis can be made by capturing an episode of complex behavior or vocalizations during REM on the study. RBD should be distinguished from other diseases that have vivid dreams with dream enactment, such as PTSD and obstructive sleep apnea [46].
Clinical Approach
For patients suspected of having RBD, historical features of dream enactment with clear description of the events are key. These events should vary in their content but may center around the theme of defending. For patients over 55years, clinicians should ask about the other non-motor signs of alpha-synucleinopathies such as constipation, loss of smell, or orthostatic hypotension. These features may co-exist with the RBD events and precede other manifestations by years. Similarly, a detailed neurological exam is essential to evaluate for other neuro­logical features. Since RBD can be related to other processes impairing the atonia pathways, patients should also be evaluated for possible underlying structural causes of RBD such as stroke, demyelinating lesions, or tumors and undergo brain imaging.
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a
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b
Fig. 16.2 This polysomnogram is a representative sample of loss of atonia during REM sleep. Note that the submental EMG does not have a high amount of AMG activity but the extremities are noted to demonstrate signicant muscle activity. (a) This tracing is from a 76-year-old man with multiple system atrophy and history of violent dream enactment. (b) It is from a 65-year-old female who was not being evaluated for parasomnia and had incidental sudden movement of her arm and leg during REM sleep and noted dreaming she was shooing a cat off the bed. The patient later admitted to multiple events of dream enactment
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Treatment
Patients should be counseled on bedroom safety to prevent injury. This includes removal of furniture near the bed, placing the mattress on the oor, and removal of weapons from the bedroom. The patient or the bed partner should be advised to sleep in another bed or another room to prevent injury to others. Any OSA, if pres­ent, should be treated as this may reduce incidence of events [45, 46]. The mainstay of pharmacologic treatment is melatonin and clonazepam. Melatonin of 3–15mg dosed at bedtime has been shown in trials to reduce the incidence and severity of events. In addition, clonazepam 0.25–2.0 mg at bedtime can be used as well. However, the cautious use of clonazepam is advised in patients with dementia, gait difculties, and OSA as the medication can worsen these conditions [44–47].
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Recurrent Isolated Sleep Paralysis
Recurrent isolated sleep paralysis is the phenomenon of the inability to move any part of the body during the sleep-wake transition or vice versa. These events leave a lasting impression upon the subject that can be remembered for decades. The events typically occur upon awakening but may be related to going to sleep. Although events are fairly uncommon, the events are noted to be described across a variety of cultures and given sacred explanations.
Clinical Presentation
Sleep paralysis is the phenomenon of the inability to move the limbs, head, or trunk at the onset of sleep or upon awakening. The episodes only last a few seconds to minutes and resolve abruptly. Respiratory muscles are not affected, and the patient is usually fully conscious of their environment. The episodes are frequently accom­panied by an overwhelming sense of impending doom or hallucinations of someone or thing in the room, a sense of pressure as if someone sitting on their chest, and a sense of fear or distress [3, 49–51]. Patients remember these events for decades with unusual clarity.
Epidemiology
Sleep paralysis is fairly uncommon in the full-blown events; however partial events may have a lifetime prevalence as high as 7.6% in the general population. Events appear to be more prevalent in students with history of sleep deprivation and circa­dian rhythm phase shifts ranging up to 28% in selected series, and almost 32% of patients with psychiatric illness [49]. Women are slightly more likely to experience sleep paralysis than men.
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Etiology/Pathophysiology
Sleep paralysis is thought to be a mixture of states with elements of REM invading the waking state. Risk factors for experiencing sleep paralysis include sleep depri­vation, sleep disruption, or shifts in circadian rhythm. Shift workers are noted to experience sleep paralysis more commonly. Sleep paralysis is also more likely to occur when sleeping in the supine position. Psychiatric illness has also been reported to be a risk factor for sleep paralysis [3, 49–51].
Diagnosis
Recurrent isolated sleep paralysis is diagnosed by the clinical history and requires that the episodes cause signicant distress including fear of sleep and/or the bed­time/bedroom. The ICSD-3 requires the following criteria to establish the diagnosis:
1. Recurrent episodes of inability to move the trunk and all of the limbs at sleep
onset or upon awakening from sleep.
2. Each of the individual episodes should last seconds to a few minutes.
3. The episodes cause signicant distress which can include bedtime anxiety or fear.
4. The disturbance is not better explained by another sleep disorder (especially
narcolepsy), mental or medical disorder, or medication, or substance use.
N. A. Walker and B. V. Vaughn
As noted in the criteria, recurrent isolated sleep paralysis should not be diag­nosed in a patient with symptoms consistent with narcolepsy. The patient with sleep paralysis will not have daytime sleepiness nor cataplexy [1, 51]. VPSG does not need to be performed unless an underlying sleep disorder is suspected; however rarely an event can be captured during a recording (Fig.16.3).
Treatment
For the most part, patients do not need to be treated for recurrent isolated sleep paralysis as the majority do not have signicant distress associated with the events. The pharmacologic treatment is based on treatment for narcolepsy. SSRIs and tricy­clic antidepressants have been used to effectively treat sleep paralysis, presumably for their REM suppressant effects [51].
Nightmare Disorder
Nightmare disorder involves recurrent frightening dreams that cause the patient anxiety or daytime distress. There is a high association with psychiatric illness, particularly PTSD.Nightmares are common and affect both children and adults. They are often associated with awakening and, unlike night terrors, are associated
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Non-REM Parasomnias
Fig. 16.3 This is the tracing of a 27-year-old male with recurrent episodes of sleep paralysis, who woke after this epoch, that he was having one of his events of paralysis. He noted a visual halluci­nation of a small older man sitting on his chest. The epoch shows typical features of REM sleep. (Reprinted with permission from Bradley Vaughn)
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with complete recall and quick orientation to full consciousness. Nightmare disor­der, however, results in daytime sequelae, which is what distinguishes it from the general occurrence of nightmares.
Clinical Presentation
Nightmare disorder consists of repeated episodes of nightmares that cause clinically signicant impairment in social, occupational, or other important areas of function­ing. When the patient wakes from the nightmare, they are immediately oriented and alert, and there is recall of the dream imagery. Nightmares are dened as dysphoric dreams and usually involve threat of harm to the person [1]. The nightmares are associated with negative emotions, most commonly fear. The nightmares can be idiopathic or post-traumatic. Idiopathic nightmares are more imaginative and do not have a traumatic content. Post-traumatic nightmares usually involve the direct rep­lication of the traumatic event or contain material that is symbolically related to the trauma [52, 53].
Epidemiology
Occasional nightmares are relatively common in the general population, and approximately 3–8% of adults report recurrent nightmares. Although more common in childhood roughly 7–11%, the rate increases to 15 to as high as 67% of adult patients with psychiatric illness. Men and women appear to be equally affected, but the overall prevalence of nightmare disorder is unclear.
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Etiology/Pathophysiology
Nightmares by themselves usually occur in relationship to either an experience of the day, such as a horror movie, or related to a substance consumed– such as alco­hol. Nightmare disorder, however, is associated with psychopathologies, particu­larly PTSD, and personality characteristics. Some medications that affect serotonin, norepinephrine, GABA, histamine, acetylcholine, and dopamine are associated with nightmares. The withdrawal of REM suppressant medication is also associated with nightmares [1, 52]. Dream generation is thought to be a process of brain regions and mechanisms independent of REM generation. Nightmare disorder has been proposed to be due to a two-factor process of hyperarousal and impaired fear extinc­tion. Hyperarousal is a hallmark of not only insomnia but PTSD in which 80% of patients report nightmares [53, 54].
Diagnosis
Diagnosis is usually established by clinical history. Nightmares should be distin­guished from night terrors as discussed above. The ICSD-3 requires the following for the diagnosis:
1. Recurrent extremely dysphoric, distressing well-remembered dreams that usu-
ally involve threats to survival, security, or physical integrity.
2. Upon awakening from the nightmare, the person quickly becomes oriented
and alert.
3. When awakening from the nightmare, the person has clinically signicant dis-
tress or impairment in social, occupational, or other important areas of function­ing as indicated by the report of at least one of the following:
• Mood disturbance (e.g., persistence of nightmare affect, anxiety, dysphoria)
• Sleep resistance (e.g., bedtime anxiety, fear of sleep/subsequent nightmares)
• Cognitive impairments (e.g., intrusive nightmare imagery, impaired concen­tration, or memory)
• Negative impact on caregiver or family functioning (e.g., nighttime disruption)
• Behavioral problems (e.g., bedtime avoidance, fear of the dark)
• Daytime sleepiness
• Fatigue or low energy
• Impaired occupational or educational function
• Impaired Interpersonal/Social Function
When considering this diagnosis, the key is to have a clear description of the nightmare events, and also the key features of the sequelae during wake. The later part is what distinguishes nightmare disorder, from the occasional disturbing dream. Many times patients may not spontaneously disclose the impairment in social, occupational, or other important areas as they have not drawn the connec­tion. Thus further questioning may be needed.
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Treatment
Non-pharmacologic treatment consists of image rehearsal therapy (IRT), cognitive behavioral therapy (CBT), lucid dreaming therapy, and hypnosis, among others [52]. IRT is part of the recommended guidelines and appears to be successful in patients with history of trauma. IRT consists of changing dream content by recreat­ing the dream with positive images and rehearsing the dream for 10–20minutes daily while awake. Several RCTs have shown efcacy of IRT in the treatment of nightmare disorder with reduction in nightmare frequency [52, 53]. Pharmacologic treatment of nightmare disorder is based on studies of their efcacy in treating PTSD-associated nightmares. Prazosin was initially thought to reduce the recur­rence of nightmares but has mixed results in larger trials [55]. Other commonly used medications in this instance include the atypical antipsychotics, clonidine, cyproheptadine, trazodone, tricyclic antidepressants, and clonazepam with mixed results [52].
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Other Parasomnias
Other parasomnias include a collection of disorders that are either related to sleep- wake transitions, or have no clear tie to a particular sleep stage. Some of these are very specific phenomena, while others are more general catch-all disorders. Each has specific criteria to help the clinician distinguish the syndromes.
Exploding Head Syndrome
Exploding head syndrome is named due to the phenomenon of the sudden sensation of an explosion or loud noise going off in the head. This usually occurs at sleep onset, but can occur upon awakening. The person usually has an abrupt arousal immediately after the event, which is brief, and is accompanied by a sense of fright, but is not accompanied or associated with any signicant pain [1, 56]. The preva­lence is not well known due to the transient nature of the phenomenon and due to underreporting and under recognition. However, prevalence has been reported to be roughly 11% in the general population. Individuals may only have one episode in a lifetime or may have clusters of events over a night or more. The most common concern for a patient is bleeding or a tumor. Treatment is focused on reassurance as the condition is benign and usually self-limiting. In the instances that exploding head syndrome is recurrent or results in distress for the patient, medications may be tried. Several medications, such as clonazepam, clomipramine, and topiramate, have had varying success [57, 58].
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Sleep-Related Hallucinations
Hypnic hallucinations are dreamlike imagery that occur during the wake-sleep transition or vice versa. Hypnopompic hallucinations occur on the transition from sleep to wake, and hypnogogic hallucinations occur at the onset of sleep and are thought to be the intrusion of REM into the wake state [59–61]. The hallucinations are most often visual, but can be auditory or tactile. Though hypnic hallucinations occur commonly in narcolepsy, they can occur independent of any other disorder and are common in the general population. Hypnogogic hallucinations are more common than hypnopompic, with a reported prevalence of 37% and 12.5%, respectively [62]. Sleep-related hallucinations are associated with sleep problems, such as insomnia or poor sleep/wake schedules. Treatment is not usually necessary as the episodes are short-lived and benign. Most individuals are aware that the images are not real, but they can be distressing [59–61]. Treatment with benzodi­azepines and tricyclics has been unsuccessful, but there are reports of success with melatonin [59].
Sleep Enuresis or Nocturnal Enuresis
Sleep enuresis is the phenomenon of involuntary voiding during sleep in a patient that is older than 5, occurring at least 2 nights a week, for at least 3months. Sleep enuresis or nocturnal bedwetting is delineated into primary and secondary nocturnal enuresis, wherein primary there has never been dry periods of at least 6months and in secondary forms the patient had previously been dry. Though there is a common symptomatology of wetting the bed a night, the two have distinct etiologies [1]. The prevalence is between 6 and 10% by age 7, which then decreases to 2% and less than 2% in teenagers and adults, respectively. The pathophysiology of nocturnal enuresis is thought to involve nocturnal polyuria, decreased bladder storage ability, and poor arousal [63]. Primary nocturnal enuresis is usually considered a disorder of acquired developmental skills, and therefore there is a range of ages when these skills are acquired. However, in secondary nocturnal enuresis it can be caused by a number of problems, includ­ing diabetes, urinary tract infections, urinary tract malformations, and psychoso­cial factors [1, 64]. In addition, there is a high rate of sleep disordered breathing associated with nocturnal enuresis, being reported in 8–47% of cases. Diagnosis involves a careful history, and it is important to distinguish between primary and secondary enuresis as further workup is warranted in the latter. The mainstay of treatment in primary enuresis is bed alarms. In secondary enuresis the underly­ing cause should be investigated and treatment targeted based on the underlying pathology. In suspected cases of sleep apnea, a PSG may need to be performed [63–65].
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Approach toDistinguishing Nocturnal Events
The goal of any evaluation of a patient with nocturnal events is to prevent harm to the patient or others. For this the clinician should focus the initial consultation upon answering the following questions: (1) Is the patient at risk potential for harm or causing harming to someone else? (2) What may be driving the appearance of these events? (3) Are these events indicating another underlying disorder?
In general, an astute clinician can differentiate parasomnias by looking for key distinguishing features (Table16.2). The key for any evaluation of nocturnal events is a thorough history and excellent physical exam. Although these are foundational, the underpinning of the evaluation is based on a clear description of the events from witnesses who can give an accurate testimony of the behaviors. Key historical fea­tures such as time of night, duration, frequency of occurrence, behavioral character­istics with each event, eyes open or closed, memory recall, age of onset, and family history of nocturnal events may help differentiate these disorders [66]. The physi­cian should also search for factors that precipitate parasomnias such as poor sleep environment, improper sleep hygiene, sleep deprivation, circadian rhythm abnor­malities, other sleep disorders, medical issues, fever or other illnesses, emotional stress, medication use, and ingestion of alcohol or sedatives before sleep onset [22,
67–69]. Additional search for other neurological symptoms such as decrease sense
of smell, constipation, or other autonomic issues may give clues to REM sleep behavior disorder [46]. Similarly, features suggesting cognitive decline in adult may provide the opening for further investigation of encephalopathic processes or dementia [69].
Further testing may be indicated for patients with parasomnia. Key features may elucidate the need for further study in the sleep lab (Table16.4). Polysomnographic recording can also provide important information in determining the etiology of the nocturnal events, with the goal of capturing the physiology of each sleep state and to evaluate the possibility of other contributing sleep disorders. Overnight polysom­nography is necessary if the history is atypical, sleepiness is signicant, other sleep disorders are suspected, or the patient is at risk for harming themselves or others
Table 16.4 Indications for polysomnography in patients with nocturnal events. Reprinted with permission from Bradley Vaughn
Unusual or atypical presentation for a parasomnia (time of night, behavioral description) Events injurious or with signicant risk for injury Signicant disturbance to patient’s home life Unusual age of onset Events stereotyped or repetitive High frequency of the events Patient has excessive daytime sleepiness or complaints of insomnia Complaints suggestive of sleep apnea, periodic limb movements, or other sleep disorders
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[70]. Studies should include complete respiratory monitoring, time-synchronized video monitoring, additional electromyographic recording from all four limbs, a complete set of cephalic electrodes, and ability to extensively review the electroen­cephalogram [5, 71, 72]. Incorporation of a full 10- to 20-electrode array and ability to view the tracing at 10second windows is necessary in evaluating for seizures and the differentiation of the epileptiform discharges from potential normal variants or artifacts [73].
Parasomnias may be distinguished using key features. The challenge for the ardent clinician is to utilize historical and physical examination clues and appropri­ate diagnostic tools to distinguish the underlying causes and propose directed ther­apy to improve the patient’s condition.
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