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Confusional Arousals
Confusional arousals are the events of disorder of arousal in which the patient nei­ther shows a prominent fear reaction nor ambulates. This diagnosis can include a wide variety of behaviors that range from mild sitting with a confused look to com­plex actions appearing to meet a variety of basic needs. Patients may engage in a range of emotions from amorous to aggressive outbursts, and behaviors can include a variety of common everyday activities to more intrusive events including eating and sexual behaviors.
Clinical Presentation
Confusional arousals are one of the disorders of arousal from NREM sleep [1]. Patients appear to be both asleep and awake. As the name implies, the patient appears very confused. The patient is typically in bed, and the event commonly involves the patient sitting upright with their eyes open and looking around. The patient is often unresponsive or poorly responsive to questions or commands, and some sleep talking may occur. The events are associated with partial or total amne­sia and typically last only a few minutes with the person returning to sleep. Confusional arousals occur in the rst third of the night, predominantly from N3 or slow wave sleep (SWS), when SWS is most likely to occur.
Epidemiology
Confusional arousals are more common in children than adults. Although these events are nearly ubiquitous in children under the age of 3years, the events are noted to occur in 20–50% of preschool to school aged children [2]. These events are present in up to 1–4% of young adults and as possibly as high as 7% in older adults [26, 31]. The true incidence in all age groups is likely higher due to lack of reporting and/or observation of events.
Pathophysiology
It is thought that confusional arousals and the other disorders of arousal (sleepwalk­ing and night terrors) are due to a dissociation between the wake state and NREM sleep. There is an incomplete arousal from NREM sleep that tends to occur in the rst third of the night when SWS predominates. However, 20% of cases may occur from N2 or Stage 2 sleep [31, 32]. The preponderance of NREM parasomnias in children may be due to the increased amounts of SWS as compared to adults. Arousal thresholds are also at their highest during SWS.Substances or scenarios
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that increase the arousal threshold can increase the likelihood of disorders of arousal, such as sleep aides and sleep deprivation, respectively [31]. Conversely, agents that increase arousals, such as a noisy sleeping environment or sleep apnea, can increase the occurrence of NREM-related parasomnias [32]. There is a strong genetic com­ponent to confusional arousals and the other disorders of arousals as there is usually a strong family history [31, 33].
Diagnosis
Currently, the diagnosis of confusional arousals is based on the clinical history. The ICSD-3 sets the specic characteristics for the diagnosis of confusional arousals as disorders of arousal:
1. The disorder meets the general criteria for NREM disorder of arousal.
2. The episodes are characterized by mental confusion or confused behavior that
occurs while in bed.
3. An absence of terror or ambulation out of the bed.
The criteria specic for confusional arousal help differentiate these events from sleepwalking and sleep terrors. Video polysomnography (VPSG) is used for the diagnosis of confusional arousals when there is concern for the patient harming themselves or others or the other disorder of arousals except to differentiate from other disorders, i.e., seizures, in complex cases or to diagnose concomitant disor­ders, such as sleep apnea [1, 2, 33].
Treatment
Confusional arousals are usually self-resolving and usually resolve by adolescence. In children with little risk of harm, parents should be offered reassurance. Parents and bed partners should be counseled not to attempt to wake the patient during these events as it can result in worsening the confusion, increased agitation or aggressive­ness, and prolonging the event. Treatment should focus on the priming and precipitat­ing factors of the three P model (predisposing, priming and precipitating) of NREM parasomnias. Priming factors such as avoidance of actions such as sleep deprivation that increase the amount of slow wave sleep, and avoidance of substances that may increase arousals, such as caffeine or alcohol. Precipitating factors also need evalua­tion; thus the patient should be asked about things that cause arousals such as environ­mental noise and light as well as other symptoms suggestive of other sleep disorders. Therefore, targeting good sleep hygiene, avoidance of priming substances/situations, and precipitating factors are useful tactics to reduce events [2, 25, 33]. In the event that episodes are persistent despite the above or that the severity of the events is plac­ing the patient or others at risk of harm, pharmacologic treatment may be necessary. Clonazepam is the medication with the most evidence for use, but melatonin, antide­pressants, and even the hypnotic z-drugs have been used with reported effect [33].
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Sleepwalking (Also Known asSomnambulism)
Sleepwalking or somnambulism is another disorder or arousal from NREM sleep. It is characterized by an incomplete arousal from NREM sleep with complex behavior and ambulation out of the bed. These events may go unnoticed as the sleepwalker may return to bed unnoticed and therefore not be reported. The main adverse out­come from sleepwalking is injury to the patient or others. Patients have limited ability to respond to the environment and thus are at risk for injury. As with other disorders of arousal, they occur mostly in children and usually improve with age; however onset in adulthood likely points to prior sleepwalking history or another underlying sleep disorder.
Clinical Presentation
Sleepwalking usually starts like a confusional arousal with the patient sitting up confused; however, unlike confusional arousal the patient gets out of bed. The events can be more complex than simple wandering about and involve opening locked doors or windows, dressing, and even urinating in inappropriate places. The episodes can end with the patient back in bed without reaching conscious aware­ness, or it may end suddenly in an inappropriate place, such as outdoors in inclem­ent weather. Patients may have limited or no memory or vague dream like mentation of the event. Most events are relatively brief, but some patients have events that last several minutes [1, 2].
Epidemiology
Like the other disorders of arousal, sleepwalking is more common in children. The peak incidence is in the pre-teen to early teen years, 10–13, and resolves by adoles­cence in 75% of people. The lifetime prevalence is estimated to be between 22 and 29% [2, 34]. In roughly 13% of adults sleepwalking develops de novo, and the overall prevalence in adults is 4% [34]. Most adults with sleepwalking have a his­tory of sleepwalking as children, and the de novo cases are most often associated with medications and neurodegenerative disorders [35].
Pathophysiology/Etiology
The basic pathophysiology of sleepwalking like other disorders of arousal is related to incomplete arousal from SWS.The patient has both features of being asleep and awake that evoke motor central pattern generators for complex motor behaviors. Several studies have shown that different brain regions have dissociative activity,
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that is, certain regions showing activity consistent with the waking state and others with activity consistent with the sleep state [10, 36]. Like the other disorders of arousal, there is a strong family history pointing to a genetic underpinning. There has been identication of chromosome 20q12-q13 as a possible locus as well as high frequency in patients with the HLA-DQB1 05:01 allele [2, 32]. Sleepwalking can be precipitated by increased arousals from SWS such as in the case of OSA, or it can be primed in the case of sleep deprivation. There are numerous reports of medica­tions associated with somnambulism, particularly the z-drugs (zolpidem, zaleplon), but also for antidepressants of all classes, antipsychotics, and beta- blockers [22].
Diagnosis
The ICSD-3 criteria for sleepwalking include that the disorder meets the general criteria for a disorder of arousal and that the patient has events that are associated with ambulation or other complex behaviors out of bed. The ICDS-3 requires the following to establish the diagnosis:
1. The disorder meets the general criteria for NREM disorder of arousal.
2. The arousals are associated with ambulation and other complex behaviors
out of bed.
The diagnosis of sleepwalking can usually be diagnosed based on clinical his­tory, but since the patient is at inherent risk of harm by virtue of leaving the bed, video PSG is an important component of the evaluation. Patients need evaluation to determine if the events appear to be occurring from NREM sleep as well as other possible provoking factors such as sleep apnea.
Treatment
For most patients, therapy can focus on non-pharmacologic avenues unless the patient is at signicant risk for harm. Reassurances should be given to parents that sleepwalking is not a sign of developmental disability nor other mental issues. The sleep environment should be made safe for the sleepwalker by removing sharp objects and sharp-edged furniture, locking doors and windows, and bed alarms. Parents and bed partners should be advised not to attempt to wake the patient as this can result in prolongation of the event, aggressive or violent behavior, or running away potentially causing harm to self and others. Additionally, efforts should be directed at avoiding or targeting priming and precipitating factors, such as sleep deprivation, sedative hypnotics, other sleep disorders, anxiety, etc. In the majority of childhood cases, sleepwalking is self-resolving, but adults may frequently need further intervention. Melatonin and clonazepam may be options [2, 6, 25, 33].
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Sleep Terrors (Also Known asNight Terrors or Pavor Nocturnum)
Sleep terrors are the most dramatic of the disorders of arousal from NREM sleep. They often start with a piercing scream followed by consolable fear. These events are very impressive to the observer, but have little impact on the patient. Like the other disorders of arousal, they usually occur in the rst part of the night and are more common in children. Sleep terrors resolve with age and rarely occur after age 7.
Clinical Presentation
Sleep terrors start abruptly, usually with an intense terried scream, associated with intense fear and signicant sympathetic outlay of the autonomic system. The patient can be found profusely diaphoretic with tachycardia, mydriasis, and tachy­pnea. The patient will be inconsolable and attempts to calm the patient can pro­long the event. The patient is poorly responsive to observers and the environment but may look around or reach around. The episodes usually only last a few min­utes, and then the patient will spontaneously return back to sleep. There is no memory for the event, and if the patient does wake at the end of the event, there is usually only a vague remembrance of fear, but no accompanying dream imagery [2, 31–33].
Epidemiology
Sleep terrors are more common in preschool children with 20–40% of children younger than 3years experiencing an event and reduces to less than 14% of school aged children [37]. It is rare for adults, but prevalence has been reported to be around 2.7% [2].
Etiology/Pathophysiology
Sleep terrors occur from an incomplete arousal from SWS as with the other disorders of arousals above. The exact cause is unknown, but a strong genetic component is suspected based on strong family histories in patients and concor­dance twin studies. Patients have been shown to have more fragmented N3 sleep [2].
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Diagnosis
The diagnosis can be made by clinical history. The key is related to the piercing scream at the beginning of the event. The ICSD-3 requires the following items to establish the diagnosis [1]:
1. The disorder must meet the general criteria for NREM disorders of arousal.
2. The events are characterized by episodes of abrupt terror, typically beginning
with an alarming vocalization such as a frightening scream.
3. The events also have accompanying features of intense fear and signs of auto-
nomic arousal, including mydriasis, tachycardia, tachypnea, and diaphoresis during an episode.
Sleep terrors can be distinguished from nightmares as night terrors tend occur in the rst third of the night, when N3 is most prevalent, and there is lack of memory for the event and the patient is difcult to arouse. By contrast, nightmares occur from REM sleep, and the patient is not confused and is easily arousable. There is also story-like recall in the case of nightmares, whereas night terrors are only asso­ciated with vague, fragmented memory if any [2, 37].
Treatment
N. A. Walker and B. V. Vaughn
Sleep terrors are very dramatic and patients must rst be protected from harming themselves or others. Typically the patients are trying to escape and may even ing themselves out of windows. The environment must be made safe from potential hazards, and windows need to be blocked. Other means are locks on doors or noti­cation alarms to avoid the patient leaving the house. Treatment should be focused on addressing predisposing factors as mentioned above and examination for other sleep and medical disorders such as sleep apnea that need treatment. Some have recommended that anticipatory awakening therapy can be helpful in this population. For this therapy the patient is awakened roughly 10–30minutes prior to the usual event time each night for 2weeks, then allowed to sleep to see if the events resume. The process can be repeated; however this should only be performed once other disorders such as sleep apnea have been ruled out. In cases that are refractory to the nonpharmacologic interventions or there is risk of harm to self or others, clonaze­pam or tricyclic antidepressants have been used [2, 25, 33].
Sleep-Related Eating Disorder
Sleep-related eating disorder is characterized by patients having repeated bouts of eating while in a partial sleep state. Unlike the other NREM parasomnias, sleep­related eating disorder is not considered one of the disorders of arousal as discussed above. However, SRED has similar characteristics including occurring from NREM
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sleep and is also associated with incomplete arousal. The eating occurs after sleep onset has occurred and needs to be distinguished from nocturnal eating syndrome (NES) as discussed below.
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Clinical Presentation
This condition is characterized by recurrent eating episodes that occur after an arousal from sleep. During these events patients may consume unusual to bizarre foods including raw meats, cake batter, and frozen foods to inedible non-foodstuffs like buttered cigarettes to toxins such as cleaning liquids. In addition to ingesting harmful foods or substances, there is risk of harm from improperly attempting to prepare foods [38–41]. The person with sleep-related eating disorder (SRED) has partial or total amnesia for the event. The events occur almost nightly. Occurring during NREM sleep they tend to occur in the rst half of the night. SRED is, not surprisingly, associ­ated with weight gain and morning anorexia, but also injury from eating toxic sub­stances or inedible items. These types of events also raise several issues beyond being unusual stories, and a complete evaluation is vital for the patients’ well being.
Epidemiology
The prevalence of SRED is estimated at 1–4.6% in the general population [38–40]. However Winkelman found up to 17% in patients with other eating disorders and that these symptoms are more common in those patients who have been hospitalized for eating disorders than the general population [42]. Sleep-related eating disorder appears to have a peak incidence in young adulthood and is more common in females than males. Santin, who examined a Chilean population, described a peak age of diagnosis around 39years, but symptoms starting on average 8years prior to diagnosis [43]. Concomitant sleep disorders are present in up to 80% of patients with SRED [38].
Etiology/Pathophysiology
A familial relationship has been shown in 5–26% of patients [38]. This may be in part related to the possible relationship to the DOA for some of these patients; how­ever, other contributors such as eating disorders also appear to run in families. Thus the pathophysiology is not known, but it is surmised that arousals from NREM sleep may result in varying levels of consciousness resulting in SRED in susceptible indi­viduals. The strongest association is with other eating disorders, and this may have a relationship to the underlying focus on food and eating. There is also an associa­tion with restless leg syndrome, suggesting a possible dopaminergic pathway
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involving the reward system of the mesolimbic region. Some medications such as zolpidem are associated with episodes of sleep-related eating, and there is also an association with many psychoactive drugs. Sedative hypnotics, antidepressants, and antipsychotics have all been associated with SRED [38, 40, 41].
There is a high rate of psychiatric comorbidity and SRED as well. In the original description of SRED over 40% of the patients had a coexisting mood disorder [41]. The rate of depression has been reported at 37% and 18% for anxiety disorder. The rate of substance abuse is also high at 24% [38]. Daytime eating disorders, i.e., anorexia and bulimia, also have a high association with SRED.The frequent co- occurrence of SRED and psychiatric illness suggests a similar underlying pathology [41].
N. A. Walker and B. V. Vaughn
Diagnosis
The diagnosis of SRED is typically based upon the clinical features presented at the initial history and physical examination. The key element is to have a reliable wit­ness of the events describe the features of several events. The ICSD-3 sets four cri­teria for diagnosing SRED.These include:
1. Recurrent episodes of dysfunctional eating occurring after an arousal from sleep
2. The presence of one of the following: ingestion of odd or peculiar foodstuffs or
combinations or inedible or toxic substances, injuries sustained by or potentially injurious behavior when getting food or in the preparation of food that is sleep related, and adverse health consequences, e.g., weight gain or diabetes
3. Partial or complete amnesia for the event
4. And nally that the above is not better explained by some other disorder, sub-
stance, or medication
Although the presence of SRED can usually be diagnosed based on the clinical history, the clinician needs to have a high suspicion for other sleep, neurological, or psychiatric disorders. If the episodes are stereotypic or other sleep disorders are considered in the differential, then the VPSG should be performed. During this study, the usual foods that the patient tends to eat during SRED should be available in the room during the overnight study [38].
Differential Diagnosis
– SRED needs to be distinguished from another form of abnormal nighttime eating
disorder. Nocturnal eating syndrome (NES) is dened differently depending on
the literature, but key distinctions are the level of consciousness, timing of eat-
ing, and frequency of comorbid sleep disorders [41]. Nocturnal eating syndrome
has similar features of eating during the night, but, as opposed to SRED, these
patients are fully conscious during the nocturnal eating. In addition, nighttime
eating very often occurs prior to sleep onset as NES is actually a circadian phase
delay in the eating schedule. Finally, SRED is more associated with other sleep
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disorders, e.g., sleep apnea, than patients with NES [38, 41]. There is, however,
considerable overlap in other features of NES and SRED. NES can also be
accompanied by an eating episode after arousal from sleep. In addition, affective
disorders are also highly associated with NES as with SRED [38]. The astute
clinician may be able to delineate the two disorders by careful history; however
the diagnosis of NES should be on the differential with any sleep disturbance
accompanied by eating. On PSG studies of NES eating was accompanied by full
consciousness and no other sleep disorders were described, save for decreased
total sleep time and sleep efciency [38].
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Treatment
In general most treatments of SRED are anecdotal reports. If a patient started the sleep-related eating events with the initiation of a medication such as a short-acting hypnotic, then the hypnotic should be discontinued. Similarly good sleep hygiene and avoidance of initiating or provoking factors are a foundation point for therapy. Pharmacologic treatment includes pramipexole which showed some modest effec­tiveness in a small placebo controlled trial [40]. Another trial has shown the anti­epileptic medication topiramate to be effective as well. Case reports have shown the SSRIs uvoxamine, paroxetine, and uoxetine to be successful [38, 40]. Treatment should also be aimed at any sleep disruptors, including other sleep disorders that may arouse the patient from NREM.
REM-Related Parasomnias
REM sleep is characterized by relative atonia of the voluntary muscles, rapid eye move­ments, and vivid dream mentation. Portions of these characteristics are key in the description of REM-related parasomnias as a group of parasomnias that, obviously, arise out of REM sleep. These disorders share many of the characteristics of REM but represent a variety of underlying pathologies. The disorders can be an intrusion of REM sleep into wake, such as sleep paralysis, demonstrate a vulnerable neurocircuitry as in REM sleep behavior disorder, or an over expression of emotion into the state such as in nightmare disorder. Arising from REM sleep these parasomnias tend to occur in the second half of the night. They affect both children and adults, and in the case of REM behavior disorder can be a sign of or precursor to a neurodegenerative disorder.
REM Sleep Behavior Disorder
REM sleep behavior disorder (RBD) is characterized by the loss of the usual paraly­sis during REM sleep resulting in the patient acting out their dreams. These events are often violent resulting in injury of the patient as well as the bed partner. RBD
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has a high association with a group of neurodegenerative disorders and can precede the hallmark clinical characteristics by years.
Clinical Presentation
RBD is a parasomnia that is characterized by abnormal behaviors occurring during REM sleep. Due to the loss of the muscle atonia that normally accompanies REM sleep, the affected sleeper has motor responses correlating to dream imagery. In general RBD manifests as dream enactment, resulting in thrashing, slapping, or kicking of the extremities and even yelling [44–47]. Self-injury is a common occur­rence and a little over 60% of patients injuring a bed partner [44]. The usual dream semiology involves predominantly defensive types of events in which the patient is being attacked or threatened by animals or intruders or has to defend in a sport. The resulting behaviors are the result of attempts at self-defense or the defense of others. The patient usually wakes at the end of the dream and can recall the dream content that parallels the observed behavior while asleep.
Epidemiology
The prevalence of RBD in the general population has been reported to be from 0.38 to roughly 2% [47]. However, the prevalence has been suggested to be as high as 5–13% of adults aged 60–99 [46]. The disorder is thought to be more common in men than women, yet some of this may be related to reporting bias. In younger onset patients, those under 50years old, men and women are equal [46].
Etiology/Pathophysiology
The exact mechanisms underlying RBD appear to be related to impairment of the pathway that induces atonia during REM sleep. This syndrome can be created in animal models by lesions involving the REM atonia pathways, suggesting involve­ment of the REM sleep control centers located in the pons and medulla. The result­ing dysfunction results in loss of the normal atonia associated with REM sleep [45]. Although several reports show that lesions in the pons, midbrain, and medulla can elicit RBD, in older adults there is a high association with RBD, and a group of neurodegenerative disorders called alpha-synucleinopathies. This group is named for the protein that can be found intracellularly in these disorders. The alpha­synucleinopathies include Parkinson’s disease (PD), multiple system atrophy (MSA), and dementia with Lewy bodies (DLB). RBD is considered a predictor for future conversion to one of the above disorders. Indeed RBD may precede pheno­conversion to one of the alpha-synucleinopathies by decades. The risk of conversion over 2–5years is roughly 15–35% and after 25years is over 90% [45]. Many medi­cations have been associated with RBD as well. SSRIs and SNRIs are well known