Добавил:
Sekretar
kiopkiopkiop18@yandex.ru
t.me/Prokururor I Вовсе не секретарь, но почту проверяю
Опубликованный материал нарушает ваши авторские права? Сообщите нам.
Вуз:
Предмет:
Файл:Ординатура / Хирургия / Библиотека им академика М.И. Перельмана / Книга_5221_Библиотеки_им_академика_М_И_Перельмана.pdf


23
Associations Between the Microbiome
and Neurocognitive and
Neuropsychiatric Function
Rebecca A. Lundwall
Introduction
While the skin, mouth, nasal cavity, vagina, and urinary tract have benecial, harmless (commensal), and harmful (pathogenic) microbes (Baquero et al., 2021; Sender
et al., 2016; Walsh & Collyns, 2020), most of the research on the inuence of microbiota on the brain involves gut microbiota. erefore, this chapter will cover the gut
microbiome specically. Benet or harm from microbes depends on the complex
issue of balance between microbes, the environment, and the host. We may benet
by having our immune systems activated in response to a threat (Y. J. Chen et al.,
2021; Wang & Kasper, 2014), by the creation of neurotransmitters (Y. J. Chen et al.,
2021), and by regulating our metabolisms (Hemarajata & Versalovic, 2013). e
potential harms from microbes include a variety of infections and their sequelae,
including cognitive eects (Chakrabarti et al., 2022; Y. J. Chen et al., 2021; Kendig
et al., 2021).
is chapter focuses on cognitive and neuropsychiatric outcomes from the interaction between the gut, the microbiota that live in the gut, and the brain. e inuences are multidirectional and thus referred to as the microbiota– gut– brain axis.
History
e rst clear reference to gut inuences on the brain came when William James
(1948), Carl Lange (1934), and shortly thereaer Walter Bradford Cannon (1909),
connected gut function with emotion. ey did not propose any pathways for inuence. Nevertheless, from the 1930s to the 1970s, research explored adrenaline’s
eect on the sympathetic nervous system, and it eventually became apparent that
adrenaline (epinephrine; a stress hormone) reduces the bactericidal eects of white
blood cells. Later evidence pointed to the bidirectional eects between the gut and
Rebecca A. Lundwall,
in Neurocognitive and Neuropsychiatric Medicine
Oxford University Press. © Oxford University Press 2024. DOI: 10.1093/ oso/

Infectious Disease and Neurocognition
the brain regarding stress and anxiety (and involving adrenaline and noradrenaline
(norepinephrine)). us, the term “gut– brain axis,” rst used by Track (1983), began
to grow in popularity (Lu & Claud, 2019; Miller, 2018).
A run of additional studies addressed the association of gut microbiota with
mental health conditions including attention decit/ hyperactivity disorder
(ADHD), autism spectrum disorders (ASD; “autism”), depression, schizophrenia,
and substance abuse disorder (Golubeva et al., 2015; Hoban et al., 2016; Robertson
et al., 2017). Gut microbiota also began to be associated with cognition more generally (Dantzer et al., 2008; Davari et al., 2013; Gareau, 2014; W. Li et al., 2009).
Nevertheless, it took time for those who did not specically study the gut
microbiome to appreciate its importance. In 1961, Haenel concluded that gut microbiota is “a well- dened, reproducibly composed, ecological system” (p. 249).
However, in 1992, Bocci used the phrase “the neglected organ” to refer to the
microbiome, arguing that it functioned as if an organ because it could activate the immune system to attack foreign cells, including cancer. is began the recognition in
the medical community that gut microbiota should be taken seriously (Bocci, 1992).
In 2007, the National Institutes of Health Common Fund of the United States
government funded the Human Microbiome Project, which aimed to recruit 300
healthy 18- to 40- year- olds for microbiome analysis (e Human Microbiome
Project Consortium, 2012). One nding from this research was that healthy adult
participants did not vary in their microbiomes over time as much as one participant
varied from another in their microbiomes. ese ndings were based on the 131
participants who provided a second set of samples months later (mean = 219 days,
standard deviation = 69 days between the rst and second samples; Aagaard et al.,
2013; e Human Microbiome Project Consortium, 2012). However, these ndings
do not address changes in the microbiome over the lifespan or in response to various disease states. Detecting dierences between the microbiota of healthy and unhealthy participants was, in fact, one of the motivations for the Human Microbiome
Project (Aagaard et al., 2013). More recent studies have indicated that a variety of
events states, including mental health conditions, are associated with gut microbiota
(Green et al., 2019; Kang et al., 2017; Yan et al., 2021). In addition, it is important to
understand what patterns are normal and healthy over the lifespan.
A lifespan perspective
Prenatally and during birth, mammals are exposed to the maternal microbiota
and its metabolites. In utero, maternal metabolites cross the placenta (de Aguero
et al., 2016; Funkhouser & Bordenstein, 2013; ion et al., 2018). Additionally,
during vaginal birth, infants receive a dose of maternal gut and vaginal microbiota (Azad et al., 2013; Costello et al., 2012; Palmer et al., 2007). Infants born by
cesarean section do not receive this initial microbiota dose, and their gut microbiota must establish dierently. Infants born by cesarean section predominately have

Microbiome and Brain Function 421
gut microbiota containing their mother’s skin microbiota (Staphylococcus species
(spp.)1, Corynebacterium spp., and Propionibacterium spp.), whereas infants born
vaginally predominately have their mother’s vaginal bacteria: Lactobacillus spp.,
Prevotella spp., and Sneathia spp. (Dominguez- Bello et al., 2010). ese dierences
have caused some concern about possible health and mental health conditions, including increased rates of asthma, autism, celiac disease, and insulin- dependent diabetes mellitus in infants born by cesarean section (Kalliomäki et al., 2001; Q. R. Li
et al., 2017; Matamoros et al., 2013; Rautava et al., 2012).
Breastfeeding also inuences the composition of the gut microbiota. Namely,
breastfed infants have decreased Clostridium dicile and less bacterial diversity,
which appears to be an advantage for the infant in that oligosaccharides in breast
milk provide a substrate for benecial microbes such as Bidobacteria (Azad et al.,
2013; Zivkovic et al., 2011). Newborns who are fed cow’s milk have unhealthily high
numbers of Bacteroides spp., Clostridium spp., and Escherichia coli (Beerens et al.,
1980). Bidobacterium bidum was 72 percent of the species in breastfed infants
but only 13 percent in infants fed cow’s milk (other animal milks and infant formula performed similarly in this 1980 study). Similarly, Azad et al. (2013) found
that 4- month- old formula- fed infants had an overrepresentation of C. dicile.
Changes in the gut microbiome occur aer weaning breast- fed infants, when their
microbiome becomes similar to adults in their community. Gut colonization is likely
critical to normal brain development because germ- free mice could not recover
normal hippocampal neurogenesis if treated as adults with fecal transplantation
(Ogbonnaya et al., 2015). Finally, breastfeeding can at least partially resolve dierences in microbiota composition between infants born vaginally versus by caesarean
section (Guo et al., 2020).
Close contact with family or community also shapes the composition of gut microbiota (Schloss et al., 2014). Infants born by cesarean section and not breastfed have
microbiota similar to their family members by about toddlerhood (Dash et al., 2022;
Dominguez- Bello et al., 2010). Gut microbiome varies by geography (Yatsunenko
et al., 2012). Puberty- related changes to the body, brain, and behavior (including
sexual behavior) also inuence gut microbiota and vice versa (Kundu et al., 2017).
Although usually stable through adulthood, factors such as antibiotic use, diet,
illness, and stress can alter the gut microbiota. Antibiotics can alter infant gut microbiota and impact their health as adults if used by the mother during gestation or
in early infancy (Clarke et al., 2014; Heerman et al., 2019; Qu et al., 2021; Vidal et al.,
2013; Wall et al., 2009). Antibiotics administered in young children likewise alter gut
microbiota (Elvers et al., 2020). Antibiotics also inuence the gut microbiota of older
children, adolescents, and adults (Iizumi et al., 2017; Ramirez et al., 2020). Adult
gut microbiota composition can remain disturbed for at least 1 week following the
end of antibiotic use (Panda et al., 2014), and repeated antibiotic use is implicated
in C. dicile infections (Ianiro et al., 2016). e general pattern appears to be that
1 Species and genera are italicized. Family, order, class, and phylum levels of classication are not.

Infectious Disease and Neurocognition
antibiotics (especially broad- spectrum antibiotics) decrease overall diversity while
they may increase or decrease the abundance of specic taxa (Modi et al., 2014).
Changes in gut microbiota inuence (and are inuenced by) neuropsychiatric
disorders, including those emerging in adolescence. For example, murine models
show that gut microbiota inuences mood- like disorders and social anxiety- like disorders that typically appear during adolescence (Codagnone et al., 2019; Liang et al.,
2018; Robertson et al., 2017). Early postnatal stress, including maternal separation,
alters gut microbiota and causes inammation, impairs memory and learning, and
increases stress reactivity, including hormonal signs (adrenocorticotropic and corticosterone). At the same time, a high- fat diet early in life (which disrupts gut microbiota) increases binge eating during adolescence and increases stress reactivity
(Codagnone et al., 2019). Alternatively, anxiety improved in several studies using
a diet low in fermentable oligosaccharides, disaccharides, monosaccharides, and
polyols (Yan et al., 2021).
Shiing to or away from a Western diet (e.g., high sugar, high fat, fewer fermented
foods, less ber) can impact gut microbiota and provoke cognitive changes (Kendig
et al., 2021; Wu et al., 2019). While gut microbiota respond appropriately to either
plant- based or animal- based diets, inammatory bowel disease is more common
with animal- based diets (David et al., 2014) . Ingesting fermented foods such as yogurt to improve digestive health is popularly recommended, although many claims
are exaggerated (Puebla- Barragan & Reid, 2021). Probiotic use can sometimes
change the gut microbiome, but its usefulness has primarily been demonstrated in
unhealthy children and adults (Saavedra, 2007). Healthy adults oen experience
only transient changes to the gut microbiome while taking probiotics. In addition,
taking probiotics during antibiotic administration can delay re- establishment of the
normal microbiota in some individuals (Khalesi et al., 2019).
Of course, exposure to bacterial, parasitical, and viral illnesses can also inuence
the gut microbiome (Clarke et al., 2014). Gut microbiota can even program reactivity to stress (Sudo et al., 2004). is is relevant to neurocognitive conditions because stress inuences cognitive function. Most models demonstrating cognitive
decits associated with gut microbiota have been conducted in mice. For example,
memory dysfunction was more severe in mice with stress and Citrobacter rodentium
infection compared to mice without infection (Gareau et al., 2011). Others found
similar results in additional studies (Liang et al., 2018; Savignac et al., 2015).
Associations between gut microbiota and mental
health conditions
Gut microbiota have many health benets (Cho & Blaser, 2012; Heiss & Olofsson,
2019; Rolig et al., 2017). Nevertheless, our understanding of their relevance to cognition has primarily developed through exploration of associations between gut microbiota and mental health conditions. To illustrate the associations between gut

Microbiome and Brain Function 423
microbiota and mental health conditions, I discuss ASD, ADHD, schizophrenia, depression, Parkinson’s disease, and Alzheimer’s disease.
ASD likely involve a complex interplay of factors including genetics, diet, and gut
microbiota. Metabolites that are markers of oxidative stress, and thus of impaired mitochondrial function, are also altered in people with ASD (Needham et al., 2021). Gut
dysbiosis, or disrupted gut microbiota, is associated with inammation and gastrointestinal distress. is is quite common in ASD and can lead to dysregulated immune
activity that begins the cascade of inammation (including neuroinammation)
that contributes to atypical brain development (Cryan & Mazmanian, 2022; Lu &
Claud, 2019). Various studies have also reported altered abundance of specic microbiota in infants with ASD, including higher Faecalibacterium spp. and clostridia
and lower Blautia spp. and Bidobacteria spp. (Inoue et al., 2016; Weston et al.,
2015). Interestingly, gut microbiota seem not only associated with a diagnosis of
ASD but can inuence brain development toward autistic traits on the spectrum of
broader autism phenotypes (Li et al., 2017). Several studies have found early prebiotic use reduces symptoms in children diagnosed with ASD and in animal models
(Adıgüzel et al., 2022; Mitchell & Davies, 2022; Ng et al., 2019). However, this early
intervention is oen necessary to maintain because the microbiome of adults typically returns to pre- intervention composition (Ogbonnaya et al., 2015; Panda et al.,
2014; Saavedra, 2007).
Many physiological factors inuence ADHD symptoms and the precise pathways by which gut microbiota may inuence ADHD symptoms remain unclear.
Still, ADHD is associated with gut dysbiosis involving the genera Bidobacterium,
Streptococcus spp., Enterococcus spp., and the species Paenibacillus macerans. Dash
et al. (2022) postulate that the connections between these bacteria and ADHD relate to their capacity to synthesize neurotransmitters or their precursors. Given that
some of those bacteria synthesize dopamine, they opine that the reduced reward response in ADHD may be caused by the imbalance of dopamine levels, likely tied to
imbalanced Bidobacterium spp. and Paenibacillus macerans levels. Bidobacterium
spp. aid in synthesis of phenylalanine, a dopamine precursor, whereas Paenibacillus
macerans synthesizes dopamine directly. Dietary intakes such as more rened foods
appear involved in lower abundance of Bacteroides coprocola in ADHD patients
(Wang et al., 2020). Further, ADHD patients sometimes have altered Burkholderiales
abundance in connection with executive function impairments (Verdi et al., 2018).
One study found early prebiotic use prevented ADHD in children up to 13 years old
(Rianda et al., 2019), although, as with ASD, intervention will likely only be eective
when begun with young children.
Schizophrenia is another mental health condition accompanied by cognitive impairment. e pathway to cognitive impairment seems to involve gut microbiota
inuencing neuroplasticity and shaping how the hypothalamic– pituitary– adrenal
(HPA) axis responds to stress (Bioque et al., 2021). Since neuroplasticity is important to learning and memory and these functions are impaired in schizophrenia, it
makes sense that both the gut microbiome and hippocampal volume might disturb

Infectious Disease and Neurocognition
cognition in schizophrenia. One possible mechanism, identied by several researchers (Dash et al., 2022; Tsamakis et al., 2022) suggests that E. coli and Bacteroides
fragilis overgrowth leads to inammation which, in turn, may lead to cognitive impairment. More specically, Miller et al. (2021) mention Salmonella and E. coli as
being associated with both interleukin- 6 (produced in response to infections) and
impaired cognition. eir report is based on a 1966 birth cohort from Finland, in
which 82 subjects with schizophrenia were compared to controls. Increased blood
interleukin- 6 predicted reduced hippocampal volume in schizophrenics (although
not reduced cognitive performance at age 32 years).
Depression and anxiety also appear to be impacted by gut microbiota. For
example, the level of inammatory cytokines circulating in the bloodstream—
altered by the composition of the gut microbiome— has been linked to changes
in depression- like symptoms in animal models (Cryan & Dinan, 2012; Dantzer
et al., 2008). Administering Lactobacillus rhamnosus decreases depression- like
symptoms in mice (Liang et al., 2018) and a diet low in fermentable oligosaccharides, disaccharides, monosaccharides, and polyols improves anxiety- like
symptoms (Yan et al., 2021). Interestingly, the process does not work if the vagal
nerve is severed, conrming essential involvement of the vagal nerve. Modifying
gut microbiota by using germ- free mice or by administering of antibiotics or
prebiotics also alters depressive- like symptoms in animals and depressive symptoms in humans. Zheng et al. (2016) report that germ- free mice given fecal matter
from risk- taking mice became more risk- taking themselves. Further, transplants
from depressed humans to a mouse model of no depression induced depressionlike behavior in the recipient mice. Because such changes may not last, Kang et al.
(2017) investigated 10 weeks of fecal transplant treatment and determined that
there is a sustained reduction in depression- like symptoms. In humans, administration of Faecalibacterium spp. to bipolar patients also decreased their depressive
symptoms and improved their sleep (Evans et al., 2017). e logical conclusion
is that there may be potential therapeutic benets to fecal sample transplants in
some cases. However, probiotics are probably unnecessary when there is no clear
cause for a microbial imbalance, as there would be following repeated antibiotic
use or when there is cognitive impairment due to a chronic high- fat diet (Lof
et al., 2022).
In older adults, some evidence supports the idea that gut microbiota inuence
various dopamine processes that are disrupted in Parkinson’s disease and that the
alteration of gut microbiota found in Parkinson’s disease is associated with the
patient’s motor symptoms (Parashar & Udayabanu, 2017). Further, Bi et al. (2022)
found evidence that the dysbiosis that is oen associated with Parkinson’s disease
has inuence over the onset and progression of Parkinson’s disease.
Further, alpha (α)- synuclein, which aggregates to form Lewy bodies when
misfolded (Lotharius & Brundin, 2002; Mahul- Mellier et al., 2020; Olanow &
Brundin, 2013), is associated with cognitive impairment in Parkinson’s disease
as well as other neurologic diseases (Grant et al., 2022). In mice, injection of

Microbiome and Brain Function 425
α- synuclein causes motor symptoms similar to Parkinson’s disease unless the
mice have had a truncal vagotomy, which stops the transmission of α- synuclein
from the gut to the brain (Kim et al., 2019). Some research has found a direct association between the gut microbiome and cognitive impairment in Parkinson’s
disease. Some of the more common bacteria to be disturbed in Parkinson’s disease are Blautia (decreased in Parkinson’s disease with mild cognitive impairment); Lactobacillaceae (increased in Parkinson’s with a worse clinical
prole); Oscillospira (higher in Parkinson’s disease based on three studies);
and Verrucomicrobiaceae (higher in Parkinson’s disease based on ve studies)
(Barichella et al., 2019; Manderino et al., 2017; Nuzum et al., 2020; Ren et al.,
2020; Tan et al., 2021). However, one systematic review found that Bacteroidetes
and Firmicutes were associated with cognition in Parkinson’s disease, but that associations with specic genera were not consistent across the ve cross- sectional
studies included (Grant et al., 2022).
Similarly, Alzheimer’s disease frequently involves reduced gut microbial diversity,
lacking benecial metabolites from Clostridiaceae, Eubacterium, Lachnospiraceae
spp., and Ruminococcus spp. (Murray et al., 2022). Metabolites from these microbes
are important as precursors to neurotransmitters, which inuence cognition. e
underproduction of short chain fatty acids (SCFAs) in Alzheimer’s patients is suspected to cause gut dysbiosis, which in turn leads to a decrease of α- diversity (within
that person) and beta (β)- diversity (compared to other people) and triggers leaky
gut. When microorganisms or their metabolites reach the bloodstream, this can
eventually lead to neuroinammation, exacerbating the Alzheimer’s disease pathology (Bostick et al., 2022; Giridharan et al., 2022; Tarawneh & Penhos, 2022). At
least one case report found that a patient with Alzheimer’s disease benetted from
fecal transplantation (Park et al., 2021).
To study the pathways involved in Alzheimer’s disease, C. Chen et al. (2022) used
mice containing three mutations associated with familial (early- onset) Alzheimer’s
disease. A sample of these mice was rendered germ- free. Germ- free mice had reduced amyloid- β plaques and neurobrillary tangles (markers of Alzheimer’s disease) compared with littermates. Half of the germ- free mice were recolonized with
fecal matter from human Alzheimer’s patients and half from age- matched human
controls. is resulted in increased relative abundance of Bacteroides intestinalis,
B. fragilis, and Bacteroides xylanivsolvens, and decreased relative abundance of
Parabacteroides goldsteinii, Bacteroides ovatus, and Clostridium bolteae. Consistent
with the fact that these bacteria are involved in Alzheimer’s disease pathology, mice
recolonized with human Alzheimer’s disease fecal samples demonstrated cognitive
decits in the maze task.
us, while the specic microbes that inuence cognition varies across conditions, there is evidence for plausible pathways for the bidirectional inuence of the
microbiota– gut– brain axis in a variety of conditions. e next section will review
likely pathways for microbiota– gut– brain communication. For a summary of likely
pathways for the microbiota– gut– brain axis, see Figure 23.1.

Infectious Disease and Neurocognition
HPA axis, immune system
Environmental Influences
antibiotic use
--bacterial, parasitic, or
viral illnesses
- close contact
- community culture
- geography
- if breastfed
- inflammation
vagus nerve
metabolites
gut lumen
blood–brain barrier
Cognitive Eects
- attention
- emotion regulation
- memory
- social cognition
- stress response
cytokines in bloodstream
gut microbiota
= endocrine system
*parties not illustrated:
Genetic Influences
- genetics of host
- genetics of microbiota
- interaction between genes
Figure 23.1 Likely bidirectional pathways between gut microbiota and the brain.
Note: pathways for the gut– microbiota– brain axis include environmental and genetic
influences. For example, environmental influences likely include antibiotic use, illnesses, and
close contact with other people and animals. The genetics of the host and of the microbiota
individually have influence and also interact. Likely mechanisms for the influence on cognition
include the vagus nerve, the metabolites of gut microbiota, and cell signaling proteins of the
immune system such as cytokines. HPA, hypothalamic– pituitary– adrenal.
Source: image created for this chapter by Amaya Chikuni and used with permission.
Mechanisms by which microbiota, the enteric
nervous system, and the central nervous
system interact
Generally speaking, changes in gut microbiota inuence neuropsychiatric disorders (Codagnone et al., 2019; Liang et al., 2018; Robertson et al., 2017). e gut

Microbiome and Brain Function 427
microbiota inuences the central nervous system in a variety of ways that might impact cognitive function (e.g., aerent nerves, hormones, the immune system, and
metabolites, including neurotransmitters). Below, I review evidence for various possible pathways for the mutual inuence of the gut and brain on each other. I have
included results of animal studies since they represent initial evidence for a similar
process occurring in humans, but we should be extra cautious when applying their
ndings to human cognition (Khorshidi et al., 2021). erefore, I emphasize human
studies whenever possible.
Some of the structures involved in the bidirectional inuence of gut microbiota
and the brain include the blood– brain barrier and the vagus nerve. Although most
studies of the blood– brain barrier use animal models, these provide some evidence
that gut microbiota can modulate neurodevelopmental processes including blood–
brain barrier permeability, microglial processes, myelination, neurogenesis, and
synaptic pruning (Heiss & Olofsson, 2019; Liu et al., 2017), all of which can impact
cognition.
ere are hundreds of millions of neurons within the wall of the gut that form the
enteric nervous system (Anglin et al., 2015). Approximately the rst two- thirds of
the gut lumen is in direct contact with the vagus nerve (Heiss & Olofsson, 2019) and
can inuence the limbic system and thereby arousal, fear, anxiety, and emotion regulation (Anglin et al., 2015). While kissing and caring for infants likely have psychological benets beyond a method for transferring microbes, it is interesting to think
of the benets from the microbe’s perspective. e positioning of the birth canal so
close to the anus usually ensures the transmission of microbes from both the vagina
and gut. Infants cannot help but be inhabited by microbes transferred to them from
the adults who breastfeed them, kiss them, and change their diapers. One fun way
to put this is that “e birth of a mammal must be a moment of celebration in the
microbial world . . . [as] a new, potential host emerges from the uterus” (Tannock,
1994, p. 1). Some researchers now argue that a healthy gut microbiome contributes
to the ability to manage anxiety. For example, microbiota can inuence behavior
through vagus nerve signaling and the production of metabolites (Bravo et al., 2011;
Cryan & Dinan, 2012). Abnormalities such as low vagus nerve activity are associated
with gut abnormalities (Sajdel- Sulkowska et al., 2019). Vagus nerve abnormalities
present as symptoms of both prematurity and ASD, suggesting common mechanisms of inuence even if the core causes are dierent. Similar symptoms include
increased prevalence of irritable bowel, cardiovascular abnormalities, and neuropsychiatric abnormalities (including diculties with socioemotional development).
Vagus nerve activity as measured in terms of heart rate variability can be used to
estimate regulation by the vagal nerve of the gastrointestinal tract (Sajdel- Sulkowska
et al., 2019).
In addition to some structures involved in “hard wiring” connections between
the brain and the gut, the endocrine system facilitates communication between the
brain and the gut through neuropeptides and gut peptides that act both locally and
on the limbic system, where the blood– brain barrier is somewhat more permeable
Соседние файлы в папке Библиотека им академика М.И. Перельмана
