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200 J. M. Eschbacher
et al.
Other limitations include the contact nature of the probe and the small field of view. The small field of view (575 × 237µm) limits the surface area that can feasibly be imaged at a single point in time during a proce­dure and potentially impacts wide-margin evaluation. However, the probe can be rapidly moved across and to various locations for real time imag­ing. Furthermore, unlike other organ tissues, brain tissue is malleable and soft, and it compresses easily under pressure from the contact probe. The naturally delicate properties of the brain can therefore limit visualization of histologic slices at some imaging sites. Anatomic sites inaccessible to the rigid probe can also be a limiting factor to incorporating CLE into the surgical setting for some tumors.
Interpretation of images and use of the instrument requires specific training by both the pathologist and the neurosurgeon, and the lack of train­ing is an additional potential limiting factor. However, confocal microscopy is a rapidly growing field, and courses on confocal microscope use and data interpretation are becoming more readily available. Another limitation is the production of an abundance of images during the procedure, which can overburden the surgeon or the pathologist. However, to reduce time, these can be viewed as a video stream. The number of images can also be limited by using adjunct programs for computer-aided sorting and diagnosis. These programs could allow the preselection of diagnostic images and even sug­gest possible differential diagnoses, potentially significantly expediting the
10
process of imaging interpretation in the future.
Clinical use has shown, however, that informative or actionable surgical images can be obtained within seconds of the initiation of scanning.

Future Directions

In vivo confocal imaging of intracranial and spinal neoplasms and dis­eases has great potential to change how we approach intraoperative diag­nosis. Diagnostic error by surgical missampling, a common problem in current intraoperative diagnosis, may be lessened by the use of CLE. Com­mon diagnostic complicating factors, such as frozen section artifact and cautery artifact, may also be avoided. Time to diagnosis is shortened with CLE, as images are viewed in real time, possibly having implications for
Central Nervous System 201
surgical margin evaluation. In vivo tumor imaging ma y also improve the selection of a cellular neoplasm for molecular testing and tissue banking. Because all images are captureddigitally, electronic transmittal of images to pathologists distant from the neurosurgical suite is another potential appli­cation. Digital images can also be stored in electronicdatabases or libraries. Developments of new tumor-targeting probes with high selectivity and brighter fluorescent signal, such as targeted antibodies, and switchable aptamers,
16
could further advance the field of CLE. The
15
metabolic probes,
current CONVIVO system has been augmented with a surgeon-pathologist online cloud-based secure “workplace.” This system allows for an intra­operative real-time inspection of images and discussion of the tissue being imaged, essentially bringing the pathologist into the operating room. The pathologist can log in from anywhere to view and discuss the images. Such a system may play a great role in arriving at timely surgical decisions, obtaining other opinions of the tissue, or assisting in situations in which a specialist in neuropathology is not otherwise available.
17,18
The incorporationof this novelmethod of optical imaginginto the neu­rosurgical operating suite and pathology laboratory workflow could shape the future of how we approach surgical resection and intraoperative diagno­sis of brain tumors.Thus, it has the potential to improvegross-total resection and more rapid intraoperative tissue diagnosis.

Disclosures

Instrument provided by Carl Zeiss Meditec, AG, Oberkochen, Germany. Zeiss had no influence on the study design, data acquisition, analysis, paper preparation, or decision to publish. This study was funded in part by funds from the Newsome Chair in Neurosurgery Research held by Dr. Preul and the Barrow Neurological Foundation.

Financial Support

None declared.
202 J. M. Eschbacher
et al.

Acknowledgments

The authors thank the staff of Neuroscience Publications at Barrow Neu­rological Institute for assistance with manuscript preparation.

Abbreviations

CLE, confocal laser endomicroscopy; CNS, central nervous system.

References

1. Martirosyan, N. L., Eschbacher, J. M., Kalani, M. Y., et al. Prospective evaluation of the utility of intraoperative confocal laser endomicroscopy in patients with brain neoplasms using fluorescein sodium: Experience with 74 cases. Neurosurgical Focus, 40(3): E11 (2016).
2. Martirosyan, N. L., Georges, J., Eschbacher, J. M., Cavalcanti, D. D., Elhadi, A. M., Abdelwahab, M. G., Scheck, A. C., Nakaji, P., Spetzler, R. F., Preul, M. C. Potential application of a handheld confocal endomicroscope imaging system using a variety of fluorophores in experimental gliomas and normal brain. Neurosurg Focus, 36(2): E16 (2014).
3. Abramov, I., Park, M. T., Belykh, E., Dru, A. B., Xu, Y., Gooldy, T. C., Scherschinski, L., Farber, S. H., Little, A. S., Porter, R. W., Smith, K. A., Lawton, M. T., Eschbacher, J. M., Preul, M. C.: Intraoperative confocal laser endomicroscopy: prospective in vivo feasibility study of a clinical-grade system for brain tumors. J Neurosurg, 8: 1–11 (2022).
4. Belykh, E., Zhao, X., Ngo, B., Farhadi, D. S., Kindelin, A., Ahmad, S., Martirosyan, N. L., Lawton, M. T., Preul, M. C.: Visualization of brain microvasculature and blood flow in vivo: Feasibility study using confocal laser endomicroscopy. Microcirculation, 28(3): e12678 (2021).
5. Höhne, J., Schebesch, K.-M., Zoubaa, S., et al. Intraoperative imaging of brain tumors with fluorescein: Confocal laser endomicroscopy in neurosurgery. Clinical and user experience. Neurosurgical Focus, 50(1): E19 (2021).
6. Sanai, N., Eschbacher, J., Hattendorf, G., et al. Intraoperative confocal microscopy for brain tumors: A feasibility analysis in humans. Neurosurgery, 68(2 Suppl Operative): 282–290 discussion 290 (2011).
Central Nervous System 203
7. Eschbacher, J., Martirosyan, N. L., Nakaji, P., et al. In vivo intraoperative confo­cal microscopy for real-time histopathological imaging of brain tumors. Journal of Neurosurgery, 116(4): 854–860 (2012).
8. Sanai, N., Snyder, L. A., Honea, N. J., et al. Intraoperative confocal microscopy in the visualization of 5-aminolevulinic acid fluorescence in low-grade gliomas. Journal of Neurosurgery, 115(4): 740–748 (2011).
9. Pavlov, V., Meyronet, D., Meyer-Bisch, V., et al. Intraoperative probe-based confocal laser endomicroscopy in surgery and stereotactic biopsy of low-grade and high-grade gliomas: A feasibility study in humans. Neurosurgery, 79(4): 604–612 (2016).
10. Izadyyazdanabadi, M., Belykh, E., Martirosyan, N., et al. Improving utility of brain tumor confocal laser endomicroscopy: Objective value assessment and diagnostic frame detection with convolutional neural networks. Paper presented at: SPIE Medical Imaging. https://arxiv.org/abs/1801.02101 (2017).
11. Wright, J. R. Jr. The development of the frozen section technique, the evolution of sur­gical biopsy, and the origins of surgical pathology. Bulletin of the History of Medicine, 59(3): 295–326 (1985).
12. Brainard, J. A., Prayson, R. A., and Barnett, G. H. Frozen section evaluation of stereo­tactic brain biopsies: Diagnostic yield at the stereotactic target position in 188 cases. Archives of Pathology & Laboratory Medicine, 121(5): 481–484 (1997).
13. Zoeller, G. K., Benveniste, R. J., Landy, H., Morcos, J. J, Jagid, J. Outcomes and man­agement strategies after nondiagnostic stereotactic biopsies of brain lesions. Stereo- tactic and Functional Neurosurgery, 87(3): 174–181 (2009).
14. Meyer, M., Keith-Rokosh, J., Reddy, H., Megyesi, J., and Hammond, R. R. Sources of error in neuropathology intraoperative diagnosis. Canadian Journal of Neurological Sciences, 37(5): 620–624 (2010).
15. Martirosyan, N. L., Georges, J., Kalani, M. Y., et al. Handheld confocal laser endomicroscopic imaging utilizing tumor-specific fluorescent labeling to identify experimental glioma cells in vivo. Surgical Neurology International, 7(Suppl 40): S995–S1003 (2016).
16. Georges, J. F., Liu, X., Eschbacher, J., et al. Use of a conformational switching aptamer for rapid and specific ex vivo identification of central nervous system lymphoma in a xenograft model. PLoS One, 10(4): e0123607 (2015).
17. Abramov, I., Park, M. T., Gooldy, T. C., Xu, Y., Lawton, M. T., Little, A. S., Porter, R.W.,Smith,K.A.,Eschbacher,J.M.,andPreul,M.C.Real-timeintraoperative telesurgical pathology using confocal laser endomicroscopy. Neurosurg Focus, 52(6): E9 (2022).
18. Park, M. T., Abramov, I., Gooldy, T. C., Smith, K. A., Porter, R. W., Little, A. S., Lawton, M. T., Eschbacher, J. M., Preul, M. C. Introduction of in vivo confocal laser endomicroscopy and real-time telepathology for remote intraoperative neurosurgery­pathology consultation. Oper Neurosurg (Hagerstown), 23(3): 261–267 (2022).
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© 2024 World Scientific Publishing Company
https://doi.org/10.1142/9789813206984_0011

Head and Neck Chapter

11
Daniel Kwon∗, Brett A. Miles†, and Alexandros D. Polydorides

Introduction

The majority of head and neck malignancies arise from the mucosa of the upper aerodigestive tract. Specifically, squamous cell carcinomas com­prise greater than 90% of these cancers and often have relatively poor out­comes. accepted that carcinomas arise from an accumulation of genetic and molec­ular alterations that allow cells to progress to a malignant phenotype. This step-wise model of carcinogenesis is evidenced by the histologic
University of Southern California, Los Angeles, USA.
lar Reconstructive Surgery, Oral and Maxillofacial Surgery, Lenox Hill Hospital; Manhattan Eye Ear and Throat Hospital; Northwell Health System, New York, USA.
at Mount Sinai/The Mount Sinai Hospital, New York, USA.
1
While the field of carcinogenesis is ever expanding, it is generally
2, 3
Department of Otolaryngology-Head and Neck Surgery, Keck School of Medicine,
Otolaryngology Head and Neck Surgery , Division Head and Neck Oncology, Microvascu-
Department of Pathology, Molecular, and Cell-Based Medicine, Icahn School of Medicine
205
206 D. Kwon
et al.
changes of gradually increasing epithelial dysplasia (semiquantitatively graded in squamous epithelium as mild, moderate, and severe) as aprecursor to invasive carcinoma. Additionally, the concept of “field cancerization” (i.e. histopathologic changes of a premalignant phenotype extending wider than and identified in tissue adjacent to a known tumor) supports the pro­gression model of tissue through the steps of molecular carcinogenesis. Considering this, multiple optical modalities have been developed to attempt to improve head and neck cancer outcomes by examining surface tissue changes. This chapter will review and address the role of optical technologies in the treatment of head and neck cancer.

Applications

The utilization of in vivo optical imaging in head and neck surgery is cen­tered on the principle that the cellular changes of cancerous or dysplastic tissue can be detected on the squamous mucosal surface prior to grossly visible disease. As cellular mutations and tissue alterations accumulate, certain characteristics have been identified to delineate between normal and abnormal tissues. These characteristics can range from subtle spectral changes, or tagged molecular markers imperceptible to standard optical techniques, to morphological cellular a nd nuclear changes which can be readily demonstrated with microscopy. The common factor is that none of these characteristics can be detected with the naked eye and that opti­cal technology is required to evaluate the tissue. Regardless of imaging modality, the recogniza nce of abnormal tissue is a valuable tool for diag­nostics, surgical treatment, and surveillance. The individual characteristics and accuracy of the optical system dictate its clinical applicability in this setting.
4

Diagnosis and evaluation

Accurate diagnosis and staging of squamous cell carcinoma are essential for risk assessment and treatment selection. The stage at presentation is the most significantprognostic factor, but due to the rich lymphatic drainageand propensity for symptomless growth in the upper aerodigestivetract, cancers often present at a late stage (i.e. with lymph node metastases). Due to the
Head and Neck 207
multiple folds and c rypts in the oral cavity and pharynx, the location of the primary tumor can often prove difficult to identify with up to 10% of cases having no identifiable primary tumor on routine exam. Additionally, squa­mous cell carcinomas of the head and neck typically arise from precursor lesions of dysplasia and carcinoma in situ, providing a particularly attrac­tive target for early detection and treatment. In high-risk patients (previous cancer, history of tobacco or alcohol abuse, or lichen planus), screening for lesions before they become invasive is crucial. Therefore, there is great interest in improvements in localization of primary tumors as well as early detection of pre-malignant lesions and early-stage cancers.
There have been several commercial and experimentaloptical systems designed to aid in the detection and diagnosis of mucosal lesions of the head and neck. Typically paired with a digital endoscope, these technolo­gies include fairly simple surface evaluation, such as narrow-band imaging and chromoendoscopy. These modalities detect abnormal tissue by focus­ing on irregular vascularity by filtering reflected wavelengths absorbed by hemoglobin or by highlighting subtle surface changes using dyes. Lugol chromoendoscopy has been described and shown to increase the diagnos­tic yield in detecting early superficial carcinomas, primarily in the esoph­agus. However, due to the discomfort caused by the topical application of the staining solution, chromoendoscopy is not commonly used in the
5, 6
head and neck.
In contrast, narrow-band imaging has been well adopted during the in-office and operative endoscopic evaluation to help in screen­ing and detection of early cancers.
7
Narrow-band imaging is non-invasive and easy to use. Coupled with a high-definition endoscopic camera, it can highlight surface microvasculature, detecting characteristic irregular vas­cular patterns in dysplastic and cancerous tissue. It has been shown in prospective, randomized controlled trials to be superior to regular white light endoscopy in detecting early squamous cell cancers with higher sen-
7,8
sitivity and accuracy.
Its usage is especially helpful in guiding biopsies for cancer screening in patients with history of smoking or alcohol use who often exhibit field cancerization. Nevertheless, narrow-band imaging does not offer ideal sensitivity and specificity in order to detect positive margins in malignant mucosal cancers with a high degree of accuracy. This lack of specificity is a common disadvantage among imaging systems that examine tissue morphology rather than molecular, fluorescent, or spectral signals.
208 D. Kwon
et al.
Such optical systems often focus on examining the intrinsic fluores­cence of normal and abnormal mucosa in the oral cavity and oropharynx. A wide array of devices have been developedlooking at epithelial or subep­ithelial characteristics for purposes of improved detection and diagnosis.
10
Simple office screeninglights such as the Velscope (LED Medical Diagnos­tics, Vancouver, Canada) have been shown to aid in visualization of oral mucosal lesions, often uncovering previously undetected lesions. These devices can detect the loss of normal tissue autofluorescence that has been described due to metabolic and structural changes occurring at the cellular level. These devices are commonly used in the dental or general otolaryn­gology practice setting for cancer screening, but in clinical trials, they also suffer from reduced accuracy and have not been shown to be able to reli­ably distinguish high- from low-risk lesions, having poor sensitivity and
11,12
specificity.
Thus, they have not been able to significantly guide treat-
ment or workup decisions.
More advanced optical technologies utilizing fluorescence have also been explored for use in head and neck cancer detection. By incorporat­ing contrast agents, tumor-specific probes, and confocal microscopy, they aim to identify precancerous and cancerous tissues. There are several flu­orescent nanoprobes that have been studied that are activated by the tumor tissue via various pathways, including antibodies, pH activation, and tumor­specific enzymes.
13–16
These activated probes can help distinguish tumor from normal tissue in vivo. Laser-induced fluorescence spectroscopy has been shown to reliably delineate cancerous tissue from normal by focus­ing on the spectroscopic properties of specific biomolecules.
17,18
Confocal microscopy allows for in vivo microscopic examination and was first incor­porated in upper and lower gastrointestinal endoscopy. Probes specifically designed for use in the oral cavity and upper aerodigestive tract have now
19,20
been developed.
Often described with topical or intravenous contrast agents, laser-scanning confocal endomicroscopy allows for visualization of surface and subepithelial microscopic tissue characteristics indicative of cancer, such as microvascular changes and disorganized tissue architec­ture. Pilot studies have demonstrated the ability of confocal microscopy to identify dysplasia and early carcinomas in animal and human models.
21,22
These studies suggest that confocal microscopy may be used to direct biop­sies and even provide an in vivo “optical biopsy”.
9
Head and Neck 209
Currently, most in vivo optical technologies studied for diagnosis and detection of head and neck cancer rely on relatively superficial evaluation. High-resolution ultrasonography and optical tomography survey tissue at greater depth than confocal microscopy or conventional fluorescent optical systems. Both optical tomography and high-resolution ultrasonography are able to evaluate multiple tissue levels and produce computer-assisted three­dimensional images. By observing disrupted tissue planes and vasculature, oral cancers havebeen reliably identified in animal and human models.
23–25
While many of these modalities are experimental, there is a clear role that optical technologies can play in head and neck cancer care as an adjunct for identifying and characterizing high-risk lesions.

Surgical treatment

While there have been considerable growth and utilization of non­surgical treatment of these cancers, such as radiation, chemotherapy, and immunotherapy, surgical ablation remains a tenet of head and neck cancer treatment. Complete (i.e. margin-negative) removal of the malignancy is a crucial prognostic factor for overall survival and disease-free control. Currently, the standard of care is conventional light field microscopic evaluation of the surgical margins, utilizing intraoperative pathologic con­sultation (“frozen section”) with routine permanent processing for follow­up (Figure 1). However, there are several limitations and pitfalls in this approach including unpredictable tumor growth patterns, the complex three-dimensional nature of the upper digestive tract, sampling and pro­cessing errors, and false negative interpretations.
28–30
In vivo optics and imaging have been applied to help guide surgical resections as well as provide real-time margin evaluation. High-resolution microendoscopy utilizes a fiberoptic imaging probe and offers real-time images of cellular morphology and architecture in the tissue. These images can clearly delineate normal from cancerous mucosa similarly to stan­dard cross-sectional light microscopy (Figures 2(a–b)). High-resolution microendoscopy has been shown, in both ex vivo and in vivo studies, to have >90% accuracy, sensitivity, and specificity in diagnosing benign ver­sus neoplastic mucosa in a variety of head and neck sites when compared to hematoxylin-and-eosin-stained sections under light microscopy.
26,27
31,32