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3 Sleep Related Breathing Disorders
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and decreased growth hormone secretion, mood and behavior abnormalities have been reported. Developmental delay or autism may be present [15].
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3.7.4 Idiopathic Central Alveolar Ventilation
Is dened as the presence of decreased alveolar ventilation, resulting in sleep­related hypercapnia and hypoxemia, in individuals with presumed normal mechani­cal properties of the lung, and respiratory pump.
3.7.5 Sleep-Related Hypoventilation DuetoaMedication
or Substance
This disorder is characterized primarily by chronic hypoventilation and hypercapnia due to prolonged use of medications or substances, known to depress ventilatory drive and/or impair respiratory muscle mechanics.
These agents include long-acting narcotics, anesthetics, sedative compounds, and muscle relaxants. In addition, the risk of respiratory insufciency is increased with the concomitant use of alcohol or with polypharmacy.
3.7.6 Sleep-Related Hypoventilation DueaMedical Disorder
In this disorder, there is a chronic obstructive pulmonary disease (COPD) and parenchymal lung disease. Polycythemia is accompanied by severe chronic hypoxemia.
This disease is usually most severe during REM sleep [16].
3.7.7 Sleep-Related Hypoxemia
The disease is related to a signicant hypoxemia during sleep and is secondary to a medical or neurological disorder. Chronic hypoxemia can develop from airway or parenchymal pulmonary disease, chest wall disorders, pulmonary hypertension, or neurologic and neuromuscular disorders.
Hypoxemia due to underlying lower airway obstructive disease, pulmonary parenchymal disease, vascular pathology, and other causes of hypoventilation is generally prolonged (several minutes or longer). In contrast, sawtooth uctuations of oxygen saturation (typically less than 1 min) characterize hypoxemia due to OSA or CSA.
Prevalence may be higher in patients with more signicant perturbations of pul­monary function or neuromuscular weakness.
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3.8 Isolated Symptoms andNormal Variants
3.8.1 Snoring andOSA
Snoring is a respiratory sound generated in the upper airway during sleep that typi­cally occurs during inspiration but may also occur in expiration.
It occurs without episodes of apnea, hypopnea, RERAs, or hypoventilation. Does not cause symptoms of daytime sleepiness, insomnia in the patient, or reported by the partner witnessed breathing pauses.
The snoring intensity may vary and will often disturb the bed partner’s sleep and even awaken the patient. Occasional snoring is almost universal [17].
So, this type of snoring, has variously been referred to as habitual, primary, or simple snoring.
But in general, snoring is a cardinal symptom of obstructive sleep apnea.
In addition, those individuals with snoring and comorbid cardiovascular disease (especially pulmonary or systemic hypertension, coronary artery disease, or atrial brillation) are at increased risk for the presence of OSA [18].
Therefore, PSG or OCST is required to rule out OSA in such populations effec­tively. It should also be noted that patients who initially have isolated snoring may be at risk for developing OSA with aging or weight gain.
Estimates of snoring vary widely, depending on its denition. The incidence of snoring in children is 10–12%. The Wisconsin cohort study reports habitual snoring in about 24% of adult women and 40% of adult men.
Prevalence of snoring increases with age in both sexes, except that the most reported snoring starts to decrease again in men after 70years of age (this may be due to reduced hearing acuity in older individuals).
Snoring is most common in adult men and is also linked to obesity. Nasal obstruc­tion increases the risk of snoring. Ingestion of alcohol, muscle relaxants, narcotics, or other substances that decrease upper airway muscle tone predisposes an individ­ual to snore. Smoking, particularly in males, has also been shown to be a risk fac­tor [19].
Snoring increases during pregnancy.
In children, an association has been reported between snoring and adenotonsillar hypertrophy.
There is a vibration of the uvula and soft palate during snoring, although it may also involve the faucial pillars, pharyngeal walls, and larynx.
If PSG is performed, snoring tends to be loudest during stage N3 or REM sleep.
Some studies have suggested that adult snorers may have a higher prevalence of cardiovascular disease, including hypertension, stroke, and ischemic heart disease.
Snoring tends to increase during pregnancy.
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3.8.2 Catathrenia
Catathrenia, also known as sleep-related groaning, is included in the Sleep-Related Breathing Disorders (SRBD) section because it appears to be associated with pro­longed expiration, usually during REM sleep.
Typically, a deep inspiration is followed by prolonged expiration and a monoto­nous vocalization resembling groaning. The pattern is sometimes called bradypnea.
The affected individual is usually unaware of the problem, but the clinical evalu­ation is sought, due to complaints of the bed partner or family members.
It is thought to be rare and more common in men.
Several episodes may occur nightly and often in clusters.
The long-term consequences of catathrenia are unknown, but the disorder is pri­marily a social problem for the affected individual.
3.9 Clinical Presentation ofOSA
Sleep and wake symptoms of OSA Nocturnal symptoms Daytime symptoms Snoring Excessive daytime sleepiness
Fatigue Witnessed apneas Morning headaches Dyspnea (choking/gasping)
Night sweats Bedwetting
Drooling Diminished quality of life Dry mouth Mood and personality changes:
Bruxism Sexual dysfunction:
Restless sleep/multiple arousals Fragmented sleep
Gastroesophageal reux Nocturia
Neurocognitive impairment:
Vigilance
Executive functioning
Motor coordination
Memory or concentration issues
Depression
Anxiety
Irritability
Decreased libido
Impotence
Abnormal menses
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The golden standard for the diagnosis of OSA, is polysomnography. However, the process is time consuming, labor intensive, and costly. Moreover, the interpretation sometimes is difcult. Different sleep problems
often coexist, potentially complicating the diagnosis and management.
The screening for OSA includes the sleep history, review of symptoms, and
physical examination.
So, symptoms and signs and clinical history are essential, and necessary for eval­uation of the clinical picture of SRD, and knowledge of other associated comorbidities.
Whenever possible, the patient should come with the bed partner. However, the clinical history is still necessary to elaborate on a questionnaire of suspicion and severity of OSA, such as the Epworth Sleepiness scale or STOP-BANG.No symp­toms or signs by themselves are predictive of OSA or its severity. Therefore, they are important for the evaluation of the clinical picture of SRD and to knowledge of other associated comorbidities.
However, no symptoms or signs by itself are predictive of OSA or its severity.
Some authors propose that age, sex, BMI, and medical history are superior to the symptoms variables for predicting OSA [20].
Many patients with OSA remain undiagnosed (0.3–5%).
Many studies prove that adverse health outcomes are associated with OSA, regardless of daytime sleepiness.
We must refer that some comorbidities, can carry important information, such as resistant hypertension (the risk of OSA is 80%), diabetes, headache, and so on.
With this information, we can identify patients for OSA study.
Then a polysomnography can be done.
A study in Switzerland in 2015, reported 50% of men, and 25% of women had moderate OSA.
In 2002, Sleep Heart Health study revealed that 24% of men and 9% of women aged 30–49 had mild OSA.
In the United States, it is estimated that 82% of men and 93% of women have undiagnosed OSA.
Unmodiable and modiable factors inuence the risk of OSA [21].
The rst group includes male sex, age, race, genetic predisposition or family his­tory, and cranial facial anatomy.
The second includes obesity, medications such as muscle relaxants or drugs (opi­ates, benzodiazepines, alcohol), endocrine disorders (hypothyroidism, hypotha­lamic disease, polycystic ovarian syndrome, smoking, and nasal obstruction.
F. Fernandes
3.10 Comorbidities
OSA is associated with several comorbidities, including stroke, myocardial infarc­tion, hypertension, arrhythmias including atrial brillation, pulmonary hyperten­sion, congestive heart failure, hyperlipidemia, glucose intolerance, type 2 diabetes, and depression.
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Patients with cardiovascular disease have a great prevalence of OSA, moderate or severe OSA hypertension (30–83%), heart failure (55–20%), arrhythmias (50–20%), stroke (75–57%) and coronary heart disease (38–65%) [19, 20].
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3.10.1 Sleep History
The sleep history starts with patients, total sleep time based on bedtime, time to fall asleep and wake up, difculty falling asleep, staying asleep, or daytime naps.
In some patients, their insufcient sleep determinates attention decit and memory.
There are some indirect data, as sometimes of caffeine abuse, which means, that the patient uses it to combat daytime sleepiness.
Sleep deprived or OSA patients suffer from drowsy diving that make them prone to accidents mainly in long distance trips [20].
3.11 Risk Factors
The morbidity rate of OSA in population is between 9 and 38% and is higher in male, obese, and older patients.
Recent studies have also shown OSA patients to have a higher prevalence of psoriasis compared to general population [22].
3.11.1 Sex
Men are at higher risk than women (two- or threefold risk in men). It is less severe in women than men, with the same BMI.
The exception is during pregnancy, which is of particular risk in women.
Snoring and witnessed apneas are more common in men. On the other hand, daytime excessive sleepiness, insomnia, and fatigue are more common in women.
OSA is prevalent in 60–70% of women with polycystic ovary [23].
3.11.2 Excessive Body Weight
Excessive body weight is a common clinical nding, in more than 60% of patients referred for a diagnosis for sleep evaluation.
A strong correlation between increased obesity and OSA. It correlates with abdominal and neck circumference.
An increase of 10% in BMI, increases by sixfold moderate OSA to severe and rises the Apnea/Hypopnea Index (AHI) index by 32%. A 10% decrease in BMI low­ers AHI in 26%.
Excessive body weight affects breathing in numerous ways.
Weight loss is very effective to reduces the severity of OSA.
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3.11.3 Age
Epidemiologic surveys reveal that more than 50% of adults over the age of 65years have had some form of chronic sleep-related complaints.
The risk of OSA increases with age.
Prevalence in men older than 65–72years is 23%, and 30% in older than 80.
On the other hand, despite the high prevalence of OSA with age, the partner’s witnessed snoring decrease, may be due to deafness [21].
3.11.4 Race
The sleep heart study reveals the risk of severe OSA in blacks is 20% and whites 17%.
Another study shows the prevalence of OSA is 30% in whites, 32% in blacks, 38% in Hispanics, and 39% in Chinese.
While Asians are generally, less obese than whites, disease prevalence is similar to in the west. Moreover, for a given age, sex, and BMI, Asians have more signi­cant disease severity than whites.
Snoring, a cardinal sign of obstructive sleep apnea, has been reported in 27.8% of Hispanic men and 15.3% of women [24].
3.11.5 Familial andGenetic Predisposition
Family susceptibility to OSAS increases directly with the number of affected relatives.
Craniofacial and cephalometric abnormalities, volume of lateral parapharyngeal, tongue, and genetic determinants of obesity and fat distribution are predisposing factors [25].
3.11.6 Alcohol
Alcohol intake can induce apneic activity and apnea duration and worsen the sever­ity of hypoxemia.
Long-term alcohol abuse on OSA is not well known.
3.11.7 Smoking
Sleep instability occurs due to the reduction of night nicotine and the inammatory process of the airway.
Smokers are three times more likely to have OSA than no smokers.
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3.11.8 Other Causes
OSA is related to menopause, not due to hormonal changes, fat deposition, and weight gain, and can be controlled by Hormone Replacement Therapy.
Also, patients with hypothyroidism have increased susceptibility to OSA [5].
3.12 OSA Sleep-Related Nocturnal Symptoms
The most frequent night symptom is snoring.
It can be simple, habitual without apnea, or associated with apnea, a cardinal symptom. It is exacerbated by alcohol intake, weight gain, sedatives or opioids, sleep deprivation, or supine position. It is aggravated by nasal obstruction.
It leads to difculty with bed partner.
Snoring is very common in the general population (35–45% in men and 15–28% in women). However, only 6% of patients with OSA do not snore. The description by the partner is essential for the medical history. The patient doesn’t recognize that they snore (about 75%).
Those who snore and have cardiovascular changes, are at risk of having OSA.The prevalence of snoring increases with age till 70years.
In patients without OSA, and with a BMI less than 30, increasing snoring cor­relates with a signicant increase in cause mortality.
Non palatal snoring is associated with increased in observed all-cause mortality controlling for age, sex, BMI, and AHI.
There is a relation between snoring and carotid artery atherosclerosis, especially in sound frequencies of snoring.
The odds of high-risk features are four to eight times higher in snorers than non­snorers in the same conditions.
The snoring increases during pregnancy [18, 19, 26].
3.12.1 Witnessed Apneas
They are the second most important symptom in OSA, observed by bed partners (up 75%). It is associated with loud effort for breathing, gasps, moans, body move­ments, and brief wakening. Patients have no conscious of the situation.
Nocturnal dyspnea is sometimes described by patients, as a choking sensation or suffocation. These episodes occur with arousals and may be associated with feel­ings of panic, and anxiety.
It must be distinguished from causes of paroxysmal nocturnal dyspnea, such as Cheyne–Stokes breathing, left heart failure, nocturnal asthma, and laryngeal stridor.
Other common symptoms are drooling (30%) and dry mouth (75%) caused by mouth breathing due to nasal obstruction.
In OSA, about 40–54% suffer from it.
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F. Fernandes
3.12.2 Bruxism
Bruxism may be caused by micro-arousals, occurring during sleep, and are consid­ered the primary causal factor of night jaw closing muscle activation.
It is characterized by clenching and grinding the teeth, or by breathing and thrust­ing the mandible. The causes are multifactorial and mostly of central origin.
Sleep bruxism occurs mainly in non-REM sleep, N1, and N2, when there is a uctuation of sympathetic/parasympathetic activity. It can be a defense mechanism against obstruction of the upper airway [27, 28].
3.12.3 Restless Sleep
When this occurs, patients wake up tired in the morning, maybe accompanied by nocturnal sweat (>65%), due to respiratory effort and autonomic instability during sleep. However, diaphoresis may appear in many other diseases [29].
3.12.4 Gastroesophageal Reflux
It occurs in 64–73% of patients. Some authors say that in OSA upper airway obstruction leads to increased intra-abdominal pressure, combined with more nega­tive intrathoracic pressure, which results in increased intradiaphragmatic pressure gradient, which leads gastric contents to the esophagus.
Some studies shows that when the patient is treated with CPAP, the reux decreases around 48% [30].
3.12.5 Nocturia
It is present in 28% of patients and is related to the severity of OSA.The patho­physiological mechanism includes the increased secretion of natriuretic peptide with an increase in intra-abdominal pressure [31].
3.13 Sleep-Related Daytime Symptoms
3.13.1 Excessive Daytime Sleepiness
It is a cardinal feature of OSA syndrome and results from abnormal sleep.
The most common is daytime sleepiness. The reason is sleep fragmentation with arousals, and insufcient sleep [32].
During the day, the patient has a tendency to fall asleep during diverse situations as after lunch, driving, working, etc.
It can be registered through questionnaires like the Epworth Sleep Scale [33, 34].
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If severe, it can cause vehicle and machinery accidents, poor school and job per­formance, and relationship problems.
Several studies have shown that patients with OSA tend to high motor vehicle crash rates [35].
In a study in Swedish patients, the authors found that baseline snoring and sleepi­ness were signicantly related to occupational injuries. Patients with OSA, or heavy snoring, were two or threefold as likely to have occupational injury, in the past 10years.
In patients with OSA without treatment, 41% manifested sleepiness at the wheel.
The Epworth Sleep Scale (ESS), depressive symptoms, and the risk of exposure (annual mileage) are predictors of sleepiness.
Other behavioral factors are sleep deprivation, shift work, and nonrestor­ative sleep.
In a recent survey, 17% of European drivers reported episodes of sleepiness at the wheel in the previous 2 years [36].
In a study, around 3% of Australian adults reported a diagnosed OSA with ele­vated ESS, having a signicant tendency to doze off, during the daytime, including while driving.
Car crashes accident rate has been estimated to be fatal in 11% of sleepy drivers, in contrast to a 5% of the general population [37].
Near miss accidents in sleepy drivers is 10%.
We must distinguish between fatigue or lethargy, or depression. Also, other rea­sons for chronic insomnia, are depression, bromyalgia, medication or substance abuse, or other organic diseases such as cardiac disease.
A direct relationship between snoring and daytime sleepiness is independent of AHI [36, 37].
ESS questionnaire may measure this situation especially when accompanied by the STOP-BANG questionnaire.
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3.13.2 Morning Headaches
These are frequent in half of OSA patients. When the patient wakes up, it is dull, scattered, and lasts 1 or 2 h. However, it is not specic and can be associated with other situations, like hypertension, sinusitis, depression, and other medical conditions.
It is related to hypoxemia and hypercapnia during sleep, with vasodilation. Treating OSA solves the problem [38].
3.13.3 Neurocognitive Impairment
It is due to sleep fragmentation. The resulting hypoxemia can lead to anoxic brain damage, and affects the executive, vigilance and motor coordination, and short and long-term memory.
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Some recent studies mention the relationship between OSA and Alzheimer’s dis­ease, in relation to the β amyloid and tau in CSF.OSA can accelerate the process of Alzheimer’s disease [39, 40].
F. Fernandes
3.13.4 Mood Alterations
These are frequent and lead to a decreased quality of life the most common symp­tom is depression.
Other behavioral manifestations are irritability, anxiety, aggression, and emo­tional liability.
Treatment with CPAP alleviates the symptoms of depression and improves the quality of life [41].
3.13.5 Sexual Dysfunction
Sexual dysfunction, erectile dysfunction (ED), and decreased libido are associated with OSA.The sleep-related erection is a natural involuntary phenomenon in REM in healthy males, regulated by the hypothalamus. In a Korean study, ED is associ­ated with OSA accompanied by low-oxygen saturation, vascular endothelial dys­function, and a pudendal neuropathy [42].
CPAP or surgical sleep treatment improves sexual quality of life [37].
Severe OSA may cause vertigo due to hypoxia of the posterior labyrinth and can damage the brainstem [43].
3.14 Clinical Signs
3.14.1 OSA Common Physical Findings
During physical examination, it is important to observe the body mass of the patient as obesity is frequently associated with OSA.Obesity (BMI >30kg/m2) has high sensitivity (93%) and specicity (73%) for OSA.
In the ENT examination, we must check the neck circumference in men >43cm, and women 39cm. It is a high predictor of OSA, with a sensitivity 61% and a specicity 93% [21].
In OSA, airway obstruction occurs between the nares and the trachea.
We must begin our observation in the nose, the rst structure on superior airway anatomy.
It is an important in OSA and should not be forgotten.
The nares should be observed, asking the patient to breath, paying attention to the movement of lateral cartilage during inspiration, and the function of the internal valve. There is a need to watch the septum if it is deviated and obstructive. Inferior turbinate hypertrophy may block the nasal cavity and produce difculty breathing.