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P. Ch al em

OSA and Cardio vascular Disease
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CarolineM.Van De Heyning, LobkeL.Pype,
andHielkoMiljoen
9.1 Introduction
Obstructive sleep apnea (OSA) is associated with a broad spectrum of cardiovascular
diseases, comprising arterial hypertension (AHT), heart failure, and heart rhythm
disturbances. Moreover, OSA is an independent risk factor for cardiovascular mortality [1], and it has been shown that treatment with continuous positive airway pressure (CPAP) improves survival in patients with severe OSA [2]. In this chapter, we
will discuss the epidemiology, pathophysiology, diagnosis, and treatment of the most
prevalent and important cardiovascular diseases in the context of OSA (see Fig.9.1).
9
C. M. Van De Heyning (*) · L. L. Pype · H. Miljoen
Department of Cardiology, Antwerp University Hospital, Edegem, Belgium
e-mail: Caroline.vandeheyning@uza.be
© The Author(s), under exclusive license to Springer Nature
Switzerland AG 2023
P. M. Baptista et al. (eds.), Obstructive Sleep Apnea,
https://doi.org/10.1007/978-3-031-35225-6_9
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Fig. 9.1 Depiction of the different pathophysiological mechanisms by which obstructive sleep
apnea affects the cardiovascular system including autonomic dysfunction with increased sympathetic nerve activity, inammation, metabolic dysregulation, hypoxia, oxidative stress, endothelial
dysfunction, and intrathoracic pressure swings. These mechanistic pathways are important risk
factors for the development of cardiac remodeling, arterial hypertension, ventricular arrhythmias,
atrial brillation, and heart failure. This gure was partly generated using Servier Medical Art,
provided by Servier, licensed under a Creative Commons Attribution 3.0 unported license
C. M. Van De Heyning et al.
9.2 Arterial Hypertension
9.2.1 Epidemiology
AHT is diagnosed when the ofce systolic blood pressure is ≥140mmHg and/or the
diastolic blood pressure is ≥90mmHg [3]. Untreated AHT results in left ventricular
hypertrophy and atherosclerotic processes and is a potent cardiovascular risk factor
[4]. It is well established that AHT is very prevalent (50%–60%) among patients
with OSA and that the risk of AHT increases with OSA severity [5–7]. In a large
cross-sectional study (n=2677), Lavie etal. [6] found that for every apneic event
per hour of sleep, the odds of AHT increased by about 1%. In contrast, every 10%
decrease in nocturnal oxygen saturation increased the odds by 13%. Moreover,
OSA is regarded as one of the most important causes of secondary AHT and resistant AHT (uncontrolled AHT despite the use of ≥3 different antihypertensive drugs).
Consequently, it is recommended to screen for underlying OSA in patients with
resistant AHT [8].
9.2.2 Pathophysiology
It has been shown in an experimental human model that acute intermittent hypoxia
elevates blood pressure [9]. The interplay of the following pathophysiologic mechanisms is thought to result in AHT in patients with OSA [10].

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• Autonomic dysregulation with increased sympathetic drive: negative pressure
against obstruction and repetitive intermittent hypoxia can activate renal, adrenal, and peripheral chemoreceptors. This leads to the release of catecholamines
and the activation of the renin-angiotensin system with increased levels of angiotensin II and aldosterone.
• Endothelial dysfunction caused by intermittent hypoxia.
• Systemic inammation.
• Metabolic dysregulation with impaired glucose tolerance and dyslipidemia.
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9.2.3 Diagnosis
The diagnosis of AHT cannot be made by a single ofce visit. Still, it should be
conrmed by repeated measurements at the ofce or, preferably, at home using a
24-h ambulatory blood pressure monitor to rule out white-coat hypertension (the
phenomenon of blood pressures that are only elevated at the ofce) [3].
9.2.4 Treatment
Lifestyle modication, including diet, body weight control, and regular physical
exercise, is the rst-line antihypertensive treatment. Pharmacological treatment is
recommended if blood pressures remain elevated despite lifestyle changes, or
immediately in case of grade II hypertension (blood pressures ≥160/100mmHg),
evidence of organ damage (e.g., left ventricular hypertrophy) or in high-risk patients
(cardiovascular disease, diabetes, chronic kidney disease) [3]. Several studies have
shown that CPAP therapy and oral appliance therapy can lower systemic blood pressures [10, 11] and reverse left ventricular hypertrophy [12, 13]. The largest effect of
CPAP treatment has been observed in patients with OSA and resistant AHT [14]. In
patients with OSA and obesity, the combination of CPAP therapy and weight loss
resulted in a greater reduction of blood pressure than either intervention alone [15],
suggesting a synergistic contribution of both comorbidities on AHT.
9.3 Heart Failure
9.3.1 Epidemiology
Heart failure is a potentially life-threatening disease, and its development and progression are affected by many different factors, including OSA [16, 17]. Considering
the well-known association of sleep apnea with cardiovascular conditions such as
AHT, coronary artery disease, and atrial brillation, it is not surprising that sleep
apnea is highly prevalent in patients with heart failure. Several studies have demonstrated that sleep apnea, including central sleep apnea and OSA, is present in around
50% of patients with chronic heart failure and up to 75% of acute decompensated
heart failure patients [18, 19]. When considering only moderate to severe OSA

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(AHI≥15), the prevalence ranges from 10% to 35%. However, in clinical practice,
OSA is often underdiagnosed and undertreated [20–24]. Importantly, the presence
of OSA is similar in heart failure with reduced ejection fraction (HFrEF), dened as
systolic dysfunction with left ventricular ejection fraction (LVEF) ≤40%, and heart
failure with preserved ejection fraction (HFpEF), dened as diastolic dysfunction
with LVEF ≥50% [19, 25].
C. M. Van De Heyning et al.
9.3.2 Pathophysiology
The pathophysiologic effects of OSA related to heart failure can be explained by
different mechanical, neurohumoral and inammatory mechanisms [26]. During an
apneic episode, the inspiratory effort against an occluded upper airway causes large
intrathoracic pressure swings, increased left ventricular transmural pressure and
increased afterload. In addition, left ventricular lling is decreased, which results in
a reduced stroke volume [27, 28]. Following apnea, the sympathetic nervous system
is activated, leading to increased blood pressure and heart rate. Finally, apneic episodes cause hypoxemia which induces oxidative stress and inammatory pathways.
Collectively, these factors contribute to a mismatch in myocardial oxygen demand/
supply which predisposes to acute cardiac ischemia, and chronic left ventricular
remodeling, and heart failure [26].
9.3.3 Diagnosis
Heart failure is a clinical syndrome that can be suspected when certain symptoms
(e.g., dyspnea, orthopnea, exercise intolerance, fatigue…) and/or signs (e.g., peripheral edema, elevated jugular venous pressure, pulmonary crepitations…) are present. Most commonly, the diagnosis can be conrmed by routine echocardiography
showing impaired contractility (systolic dysfunction) or impaired relaxation (diastolic dysfunction). In addition, elevated biomarkers such as BNP (B-type natriuretic peptide) or NT-pro-BNP (N-terminal pro-B-type natriuretic peptide) can help
diagnose. As mentioned earlier, heart failure is classied based on the LVEF [29,
30]. Finally, it is important to determine the etiology, such as coronary artery dis-
ease, AHT, valve disease or cardiomyopathy.
9.3.4 Treatment
Patients with heart failure have high mortality rates and frequently require hospitalization for acute decompensation. Heart failure management is largely based on
optimal medical treatment and differs between HFrEF and HFpEF.In patients with
HFrEF, most recent guidelines recommend the simultaneous use of beta-blockers,
angiotensin-converting enzyme inhibitors (ACE-I)/angiotensin receptor-neprilysin
inhibitors (ARNI), mineralocorticoid receptor antagonists, and sodium-glucose

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cotransporter-2 (SGLT2) inhibitors. Diuretics should only be used in patients with
evidence of uid retention [29, 30]. Only SGLT2 inhibitors have demonstrated a
signicant benet on morbidity and mortality in patients with HFpEF [31].
Importantly, OSA is associated with increased cardiovascular events and mortality
rates in acute or chronic heart failure patients [24, 32]. Based on the pathophysiological effects of OSA on the cardiovascular system, CPAP is expected to improve
outcomes by reducing AHI and nocturnal hypoxia. After treatment with CPAP
improved left ventricular systolic and diastolic function has been observed [33–36].
Furthermore, observational studies have shown better event-free survival in patients
with heart failure who are treated for sleep apnea [37, 38]. Unfortunately, the benecial effect of CPAP on survival or cardiovascular event rates could not be conrmed
by large randomized controlled trials, potentially due to low CPAP adherence and
exclusion of patients with severe dyspnea [39]. At present, there are no outcome
data regarding the use of other therapeutic options, such as hypoglossal nerve stimulation or mandibular repositioning device, in patients with OSA and heart failure.
Therefore, CPAP remains the recommended treatment for OSA patients with and
without heart failure, despite its known limitations.
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9.4 Atrial Fibrillation
9.4.1 Epidemiology
Atrial brillation (AF) is a supraventricular tachyarrhythmia with uncoordinated
atrial electrical activation, leading to an ineffective atrial contraction and irregular
heart rhythm. Currently, the estimated prevalence of AF in adults is between 2% and
4% [40]. Several studies have shown that the prevalence and incidence of AF are
linked to OSA and its severity [41, 42]. In a study by Guilleminault etal. [43], 3%
of 400 patients with moderate to severe OSA demonstrated AF on a 24-h Holter. In
comparison, Mehra etal. [44] found an AF prevalence of 4.8% in patients with OSA
vs. 0.9% in those without OSA.This is probably an underestimation; longer-term
monitoring with implantable loop recorders in patients with severe OSA (most
under CPAP therapy) demonstrated AF in 20% over a mean follow-up of 27months
[45]. Vice versa, the reported prevalence of moderate to severe OSA in patients with
AF is up to 62% [46, 47]. If not at causal link, these data suggest at least a close
relationship between the two entities. Indeed, AF and OSA share several risk factors, such as increasing age, heart failure, obesity, and hypertension, so both entities
could manifest similar pathophysiological processes [48].
9.4.2 Pathophysiology
Arrhythmogenesis mainly occurs through three electrophysiological mechanisms:
enhanced automaticity, reentry, and triggered activity. Most commonly, AF is postulated to result from an interplay between automatic triggers and substrate

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(reentry). Rapid ring from a focus (such as the pulmonary veins) initiates propagating reentrant waves in a vulnerable atrial substrate. The perpetuation of AF
relies more on the substrate than on triggers [49]. Slowing of conduction velocity
(e.g., through brosis) and shortening of the effective refractory period increase
the excitable gap and promote the ability of the atrium to harbor sustainable circuits [50]. Episodes of OSA can cause episodes of hypercapnia, hypoxemia, intrathoracic pressure oscillations, sympathovagal imbalance, and structural
remodeling. Animal models have shown that chronically repeated OSA episodes
caused an increase in AF inducibility, conduction slowing and cardiac remodeling
with an increase of brosis [51, 52], while the application of negative tracheal
pressure during obstructive respiratory events can shorten the effective refractory
period and increased AF inducibility through vagal activation [53]. In humans,
alleviation of airway obstruction through uvulo-palato-pharyngoplasty signicantly reduced the risk of AF, suggesting a role of obstruction in arrhythmogenesis [54]. Right and left atrial voltages and conduction velocities were lower in
patients with AF and OSA than those without OSA [55]. Low voltage areas are
thought to correlate with zones of increased brosis. Thus, the ndings of lower
voltage in OSA patients might suggest a more diffuse substrate. The presence of
inammation, a condition shared by both AF and OSA, could worsen the substrate
[26, 56]. The severity of OSA varies from night to night. Recently, it has been
demonstrated that the risk of having a period of AF during a certain night was
higher if the severity of OSA during that night was higher [57]. Similarly, atrial
ectopic beats were higher during episodes of obstructive respiratory events right
after cardioversion than during normal, nonobstructed breathing [58]. This suggests a dynamic factor on top of the more static, insidiously changing substrate
(such as changes in refractory periods on return to eucapnia or sympathovagal
balance alterations) [59].
C. M. Van De Heyning et al.
9.4.3 Diagnosis
The diagnosis of AF, as per the most recent guidelines, is made through registration
of an ECG with at least 30s of an irregular heart rate and no discernible repeating
P-waves [40]. This requires the arrhythmia to be present at the moment of the registration of the ECG.Given the potential paroxysmal nature of AF and 50%–87% of
patients are initially asymptomatic [40], this inevitably gives rise to the underdiagnosis of the disease. Equally, the registration of a 24-h Holter monitoring will miss the
majority of AF paroxysms [60]. In the light of these issues, the advent of more continuous screening tools, such as smart watches, hand-held devices, photoplethysmography, and wearables, hold promise, although they still have some limitations
[61]. Especially in a high-risk population with a sufciently high pretest probability,
this could be a valid screening strategy in the future. Likewise, given the high prevalence of OSA in patients with AF, there is a need to screen these patients for underlying OSA [62].

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163
9.4.4 Treatment
AF is an arrhythmia that tends to recur over time [50]. As many patients are asymptomatic, this has triggered the historic “Rhythm or Rate” debate: should we aim to
maintain sinus rhythm or accept the existence of AF and try to manage the ventricular rate? Recently two randomized controlled trials showed a favorable effect of
(early) rhythm control [63, 64]. In this light, we discuss the potential approaches to
rhythm control in patients with OSA and AF:
• Weight loss: Obesity is a risk factor and in this context, weight loss has a bene-
cial effect on both AF recurrences and OSA [65, 66]. However, clinical experience demonstrates that many patients struggle to achieve sustainable weight loss
and that OSA can exist without obesity. This implies the need for additional
therapeutic approaches.
• Drugs and Cardioversion: The oldest approach to rhythm control is the use of
antiarrhythmic drugs. Unfortunately, even with the most potent drug (amiodarone), mid-term maintenance of sinus rhythm is moderate [67]. In patients with
OSA, recurrence rates are even higher [68]. After diagnosing an AF episode,
direct current cardioversion is a standard procedure to restore sinus rhythm.
Also, after cardioversion, AF recurrence rate is higher in patients with untreated
OSA than in those without [69].
• Pulmonary Vein Isolation (PVI): PVI is an invasive electrophysiological proce-
dure that emerged as a rhythm control strategy after identication of arrhythmogenic foci in the pulmonary veins inducing AF [70]. After PVI, patients with
OSA showed more triggers outside the pulmonary veins than patients without
OSA [55]. This might explain that in patients with untreated OSA the recurrence
rate of AF after PVI is higher [71]. In a recent meta-analysis, a lower AF recurrence (after cardioversion or PVI) was found in OSA patients with CPAP compared to those without CPAP [72].
9.5 Sudden Cardiac Death
9.5.1 Epidemiology
Several large observational studies have shown that OSA is an independent risk factor for both all-cause mortality [73, 74] and sudden cardiac death (SCD) [75]. The
rst large observational study using 24-h Holter monitoring in 400 patients with
OSA showed that ventricular cardiac arrhythmias and conduction disturbances are
relatively prevalent, ranging from frequent ventricular premature beats (20%) to
nonsustained ventricular tachycardia (3%), and from sinus arrest (11%) to higher
degree atrioventricular block (3%) [43]. Moreover, more recent data showed that
OSA is associated with ventricular tachycardia [76] and that SCD in patients with
OSA mostly occurs during sleeping hours, in contrast to the general population [77,
78]. These data might suggest a causal relationship between OSA and SCD.
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