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32. Redlund-Johnell I.Upper airway obstruction in patients with rheumatoid arthritis and tem­poromandibular joint destruction. Scand J Rheumatol. 1988;17(4):273–9. https://doi.
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OSA and Cardio vascular Disease
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CarolineM.Van De Heyning, LobkeL.Pype, andHielkoMiljoen
9.1 Introduction
Obstructive sleep apnea (OSA) is associated with a broad spectrum of cardiovascular diseases, comprising arterial hypertension (AHT), heart failure, and heart rhythm disturbances. Moreover, OSA is an independent risk factor for cardiovascular mor­tality [1], and it has been shown that treatment with continuous positive airway pres­sure (CPAP) improves survival in patients with severe OSA [2]. In this chapter, we will discuss the epidemiology, pathophysiology, diagnosis, and treatment of the most prevalent and important cardiovascular diseases in the context of OSA (see Fig.9.1).
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C. M. Van De Heyning (*) · L. L. Pype · H. Miljoen Department of Cardiology, Antwerp University Hospital, Edegem, Belgium e-mail: Caroline.vandeheyning@uza.be
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023 P. M. Baptista et al. (eds.), Obstructive Sleep Apnea,
https://doi.org/10.1007/978-3-031-35225-6_9
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Fig. 9.1 Depiction of the different pathophysiological mechanisms by which obstructive sleep apnea affects the cardiovascular system including autonomic dysfunction with increased sympa­thetic nerve activity, inammation, metabolic dysregulation, hypoxia, oxidative stress, endothelial dysfunction, and intrathoracic pressure swings. These mechanistic pathways are important risk factors for the development of cardiac remodeling, arterial hypertension, ventricular arrhythmias, atrial brillation, and heart failure. This gure was partly generated using Servier Medical Art, provided by Servier, licensed under a Creative Commons Attribution 3.0 unported license
C. M. Van De Heyning et al.
9.2 Arterial Hypertension
9.2.1 Epidemiology
AHT is diagnosed when the ofce systolic blood pressure is 140mmHg and/or the diastolic blood pressure is 90mmHg [3]. Untreated AHT results in left ventricular hypertrophy and atherosclerotic processes and is a potent cardiovascular risk factor [4]. It is well established that AHT is very prevalent (50%–60%) among patients with OSA and that the risk of AHT increases with OSA severity [57]. In a large cross-sectional study (n=2677), Lavie etal. [6] found that for every apneic event per hour of sleep, the odds of AHT increased by about 1%. In contrast, every 10% decrease in nocturnal oxygen saturation increased the odds by 13%. Moreover, OSA is regarded as one of the most important causes of secondary AHT and resis­tant AHT (uncontrolled AHT despite the use of 3 different antihypertensive drugs). Consequently, it is recommended to screen for underlying OSA in patients with resistant AHT [8].
9.2.2 Pathophysiology
It has been shown in an experimental human model that acute intermittent hypoxia elevates blood pressure [9]. The interplay of the following pathophysiologic mecha­nisms is thought to result in AHT in patients with OSA [10].
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• Autonomic dysregulation with increased sympathetic drive: negative pressure
against obstruction and repetitive intermittent hypoxia can activate renal, adre­nal, and peripheral chemoreceptors. This leads to the release of catecholamines and the activation of the renin-angiotensin system with increased levels of angio­tensin II and aldosterone.
• Endothelial dysfunction caused by intermittent hypoxia.
• Systemic inammation.
• Metabolic dysregulation with impaired glucose tolerance and dyslipidemia.
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9.2.3 Diagnosis
The diagnosis of AHT cannot be made by a single ofce visit. Still, it should be conrmed by repeated measurements at the ofce or, preferably, at home using a 24-h ambulatory blood pressure monitor to rule out white-coat hypertension (the phenomenon of blood pressures that are only elevated at the ofce) [3].
9.2.4 Treatment
Lifestyle modication, including diet, body weight control, and regular physical exercise, is the rst-line antihypertensive treatment. Pharmacological treatment is recommended if blood pressures remain elevated despite lifestyle changes, or immediately in case of grade II hypertension (blood pressures ≥160/100mmHg), evidence of organ damage (e.g., left ventricular hypertrophy) or in high-risk patients (cardiovascular disease, diabetes, chronic kidney disease) [3]. Several studies have shown that CPAP therapy and oral appliance therapy can lower systemic blood pres­sures [10, 11] and reverse left ventricular hypertrophy [12, 13]. The largest effect of CPAP treatment has been observed in patients with OSA and resistant AHT [14]. In patients with OSA and obesity, the combination of CPAP therapy and weight loss resulted in a greater reduction of blood pressure than either intervention alone [15], suggesting a synergistic contribution of both comorbidities on AHT.
9.3 Heart Failure
9.3.1 Epidemiology
Heart failure is a potentially life-threatening disease, and its development and pro­gression are affected by many different factors, including OSA [16, 17]. Considering the well-known association of sleep apnea with cardiovascular conditions such as AHT, coronary artery disease, and atrial brillation, it is not surprising that sleep apnea is highly prevalent in patients with heart failure. Several studies have demon­strated that sleep apnea, including central sleep apnea and OSA, is present in around 50% of patients with chronic heart failure and up to 75% of acute decompensated heart failure patients [18, 19]. When considering only moderate to severe OSA
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(AHI15), the prevalence ranges from 10% to 35%. However, in clinical practice, OSA is often underdiagnosed and undertreated [2024]. Importantly, the presence of OSA is similar in heart failure with reduced ejection fraction (HFrEF), dened as systolic dysfunction with left ventricular ejection fraction (LVEF) 40%, and heart failure with preserved ejection fraction (HFpEF), dened as diastolic dysfunction with LVEF 50% [19, 25].
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9.3.2 Pathophysiology
The pathophysiologic effects of OSA related to heart failure can be explained by different mechanical, neurohumoral and inammatory mechanisms [26]. During an apneic episode, the inspiratory effort against an occluded upper airway causes large intrathoracic pressure swings, increased left ventricular transmural pressure and increased afterload. In addition, left ventricular lling is decreased, which results in a reduced stroke volume [27, 28]. Following apnea, the sympathetic nervous system is activated, leading to increased blood pressure and heart rate. Finally, apneic epi­sodes cause hypoxemia which induces oxidative stress and inammatory pathways. Collectively, these factors contribute to a mismatch in myocardial oxygen demand/ supply which predisposes to acute cardiac ischemia, and chronic left ventricular remodeling, and heart failure [26].
9.3.3 Diagnosis
Heart failure is a clinical syndrome that can be suspected when certain symptoms (e.g., dyspnea, orthopnea, exercise intolerance, fatigue…) and/or signs (e.g., periph­eral edema, elevated jugular venous pressure, pulmonary crepitations…) are pres­ent. Most commonly, the diagnosis can be conrmed by routine echocardiography showing impaired contractility (systolic dysfunction) or impaired relaxation (dia­stolic dysfunction). In addition, elevated biomarkers such as BNP (B-type natri­uretic peptide) or NT-pro-BNP (N-terminal pro-B-type natriuretic peptide) can help diagnose. As mentioned earlier, heart failure is classied based on the LVEF [29,
30]. Finally, it is important to determine the etiology, such as coronary artery dis-
ease, AHT, valve disease or cardiomyopathy.
9.3.4 Treatment
Patients with heart failure have high mortality rates and frequently require hospital­ization for acute decompensation. Heart failure management is largely based on optimal medical treatment and differs between HFrEF and HFpEF.In patients with HFrEF, most recent guidelines recommend the simultaneous use of beta-blockers, angiotensin-converting enzyme inhibitors (ACE-I)/angiotensin receptor-neprilysin inhibitors (ARNI), mineralocorticoid receptor antagonists, and sodium-glucose
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cotransporter-2 (SGLT2) inhibitors. Diuretics should only be used in patients with evidence of uid retention [29, 30]. Only SGLT2 inhibitors have demonstrated a signicant benet on morbidity and mortality in patients with HFpEF [31]. Importantly, OSA is associated with increased cardiovascular events and mortality rates in acute or chronic heart failure patients [24, 32]. Based on the pathophysio­logical effects of OSA on the cardiovascular system, CPAP is expected to improve outcomes by reducing AHI and nocturnal hypoxia. After treatment with CPAP improved left ventricular systolic and diastolic function has been observed [3336]. Furthermore, observational studies have shown better event-free survival in patients with heart failure who are treated for sleep apnea [37, 38]. Unfortunately, the bene­cial effect of CPAP on survival or cardiovascular event rates could not be conrmed by large randomized controlled trials, potentially due to low CPAP adherence and exclusion of patients with severe dyspnea [39]. At present, there are no outcome data regarding the use of other therapeutic options, such as hypoglossal nerve stimu­lation or mandibular repositioning device, in patients with OSA and heart failure. Therefore, CPAP remains the recommended treatment for OSA patients with and without heart failure, despite its known limitations.
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9.4 Atrial Fibrillation
9.4.1 Epidemiology
Atrial brillation (AF) is a supraventricular tachyarrhythmia with uncoordinated atrial electrical activation, leading to an ineffective atrial contraction and irregular heart rhythm. Currently, the estimated prevalence of AF in adults is between 2% and 4% [40]. Several studies have shown that the prevalence and incidence of AF are linked to OSA and its severity [41, 42]. In a study by Guilleminault etal. [43], 3% of 400 patients with moderate to severe OSA demonstrated AF on a 24-h Holter. In comparison, Mehra etal. [44] found an AF prevalence of 4.8% in patients with OSA vs. 0.9% in those without OSA.This is probably an underestimation; longer-term monitoring with implantable loop recorders in patients with severe OSA (most under CPAP therapy) demonstrated AF in 20% over a mean follow-up of 27months [45]. Vice versa, the reported prevalence of moderate to severe OSA in patients with AF is up to 62% [46, 47]. If not at causal link, these data suggest at least a close relationship between the two entities. Indeed, AF and OSA share several risk fac­tors, such as increasing age, heart failure, obesity, and hypertension, so both entities could manifest similar pathophysiological processes [48].
9.4.2 Pathophysiology
Arrhythmogenesis mainly occurs through three electrophysiological mechanisms: enhanced automaticity, reentry, and triggered activity. Most commonly, AF is pos­tulated to result from an interplay between automatic triggers and substrate
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(reentry). Rapid ring from a focus (such as the pulmonary veins) initiates propa­gating reentrant waves in a vulnerable atrial substrate. The perpetuation of AF relies more on the substrate than on triggers [49]. Slowing of conduction velocity (e.g., through brosis) and shortening of the effective refractory period increase the excitable gap and promote the ability of the atrium to harbor sustainable cir­cuits [50]. Episodes of OSA can cause episodes of hypercapnia, hypoxemia, intra­thoracic pressure oscillations, sympathovagal imbalance, and structural remodeling. Animal models have shown that chronically repeated OSA episodes caused an increase in AF inducibility, conduction slowing and cardiac remodeling with an increase of brosis [51, 52], while the application of negative tracheal pressure during obstructive respiratory events can shorten the effective refractory period and increased AF inducibility through vagal activation [53]. In humans, alleviation of airway obstruction through uvulo-palato-pharyngoplasty signi­cantly reduced the risk of AF, suggesting a role of obstruction in arrhythmogene­sis [54]. Right and left atrial voltages and conduction velocities were lower in patients with AF and OSA than those without OSA [55]. Low voltage areas are thought to correlate with zones of increased brosis. Thus, the ndings of lower voltage in OSA patients might suggest a more diffuse substrate. The presence of inammation, a condition shared by both AF and OSA, could worsen the substrate [26, 56]. The severity of OSA varies from night to night. Recently, it has been demonstrated that the risk of having a period of AF during a certain night was higher if the severity of OSA during that night was higher [57]. Similarly, atrial ectopic beats were higher during episodes of obstructive respiratory events right after cardioversion than during normal, nonobstructed breathing [58]. This sug­gests a dynamic factor on top of the more static, insidiously changing substrate (such as changes in refractory periods on return to eucapnia or sympathovagal balance alterations) [59].
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9.4.3 Diagnosis
The diagnosis of AF, as per the most recent guidelines, is made through registration of an ECG with at least 30s of an irregular heart rate and no discernible repeating P-waves [40]. This requires the arrhythmia to be present at the moment of the regis­tration of the ECG.Given the potential paroxysmal nature of AF and 50%–87% of patients are initially asymptomatic [40], this inevitably gives rise to the underdiagno­sis of the disease. Equally, the registration of a 24-h Holter monitoring will miss the majority of AF paroxysms [60]. In the light of these issues, the advent of more con­tinuous screening tools, such as smart watches, hand-held devices, photoplethys­mography, and wearables, hold promise, although they still have some limitations [61]. Especially in a high-risk population with a sufciently high pretest probability, this could be a valid screening strategy in the future. Likewise, given the high preva­lence of OSA in patients with AF, there is a need to screen these patients for underly­ing OSA [62].
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9.4.4 Treatment
AF is an arrhythmia that tends to recur over time [50]. As many patients are asymp­tomatic, this has triggered the historic “Rhythm or Rate” debate: should we aim to maintain sinus rhythm or accept the existence of AF and try to manage the ventricu­lar rate? Recently two randomized controlled trials showed a favorable effect of (early) rhythm control [63, 64]. In this light, we discuss the potential approaches to rhythm control in patients with OSA and AF:
• Weight loss: Obesity is a risk factor and in this context, weight loss has a bene-
cial effect on both AF recurrences and OSA [65, 66]. However, clinical experi­ence demonstrates that many patients struggle to achieve sustainable weight loss and that OSA can exist without obesity. This implies the need for additional therapeutic approaches.
• Drugs and Cardioversion: The oldest approach to rhythm control is the use of
antiarrhythmic drugs. Unfortunately, even with the most potent drug (amioda­rone), mid-term maintenance of sinus rhythm is moderate [67]. In patients with OSA, recurrence rates are even higher [68]. After diagnosing an AF episode, direct current cardioversion is a standard procedure to restore sinus rhythm. Also, after cardioversion, AF recurrence rate is higher in patients with untreated OSA than in those without [69].
• Pulmonary Vein Isolation (PVI): PVI is an invasive electrophysiological proce-
dure that emerged as a rhythm control strategy after identication of arrhythmo­genic foci in the pulmonary veins inducing AF [70]. After PVI, patients with OSA showed more triggers outside the pulmonary veins than patients without OSA [55]. This might explain that in patients with untreated OSA the recurrence rate of AF after PVI is higher [71]. In a recent meta-analysis, a lower AF recur­rence (after cardioversion or PVI) was found in OSA patients with CPAP com­pared to those without CPAP [72].
9.5 Sudden Cardiac Death
9.5.1 Epidemiology
Several large observational studies have shown that OSA is an independent risk fac­tor for both all-cause mortality [73, 74] and sudden cardiac death (SCD) [75]. The rst large observational study using 24-h Holter monitoring in 400 patients with OSA showed that ventricular cardiac arrhythmias and conduction disturbances are relatively prevalent, ranging from frequent ventricular premature beats (20%) to nonsustained ventricular tachycardia (3%), and from sinus arrest (11%) to higher degree atrioventricular block (3%) [43]. Moreover, more recent data showed that OSA is associated with ventricular tachycardia [76] and that SCD in patients with OSA mostly occurs during sleeping hours, in contrast to the general population [77,
78]. These data might suggest a causal relationship between OSA and SCD.