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E. T. Uluer et al.
elastic bers and contains numerous lymphocytes, as well as mucous and serous glands. Lymphocytes tend to congregate around the openings of the Eustachian tubes into the nasopharynx, forming the tonsilla tubalis. Similarly, on the poste­rior wall, they cluster to create the pharyngeal tonsil. Waldeyer’s lymphatic ring is formed by the collective presence of the tonsilla lingualis and tonsilla palatina, situated behind the tongue, along with other tonsils. The lamina propria connects to the lateral walls of the pharynx through the submucosal layer and is directly linked to the muscle tissue on the posterior wall. While the diameter of the naso­pharynx might change, its passageway remains capable of both opening and fully closing.

2.5 Larynx

The larynx is an elongated, slender tubular structure measuring 4–5cm in length, characterized by its irregular morphology. It serves as a vital conduit connecting the pharynx to the trachea. Beyond its role in phonation, the larynx also fulls the cru­cial function of averting the passage of liquid and solid substances into the trachea during the process of swallowing. The laryngeal framework comprises cartilaginous tissue, with both singular and paired cartilages constituting its architectural compo­nents. The solitary cartilages encompass the thyroid, cricoid, and epiglottis, while the twofold cartilages encompass the corniculate, cuneiform, and arytenoid carti­lages. Ligaments interconnect these cartilages, with intrinsic and extrinsic muscular components orchestrating the intricate movements of the cartilaginous framework. Intrinsic muscles govern the tension of the vocal cords, while extrinsic muscles orchestrate the laryngeal movements required for swallowing.
Among the individual laryngeal cartilages, the thyroid and cricoid cartilages are responsible for shaping the laryngeal structure. The epiglottis, located loosely on the anterior surface of the larynx, functions in closing the laryngeal orice during the act of swallowing. The laryngeal lumen encompasses two pairs of folds. The upper pair, termed the vestibular fold (also known as the false vocal cord or false plica vocalis), remains immobile. Comprising loose connective tissue, seromucous glands, lymphoid tissue, and adipocytes, the vestibular fold resides in the superior aspect of the false fold. The true vocal fold (also referred to as the true chord or true plica vocalis) resides within the lower section of the false fold. This dynamic region plays a central role in sound production, with its movements directed by the vocal muscle, a type of skeletal muscle. A ventricle, characterized by a deep slit-shaped recess, is positioned between these folds. The vocal cords’ free edges, composed of elastic connective tissue, comprise the vocal ligament. Intricately controlled by the intrinsic laryngeal muscles, the tension of the vocal cords governs the vibration of air traversing the aperture between the cords (rima glottis) (Fig.2.1).
The laryngeal surface is enveloped by a lining of respiratory epithelium. The orchestrated ciliary motion inherent to this respiratory epithelial layer facilitates the propulsion of the overlaying mucus toward the oral cavity. Additionally, distinct regions of the epiglottis facing the pharynx, the initial section of the laryngeal
2 Histological Characteristics of the Upper Respiratory Tract: Continuum with Lower…
Hyoid bone
23
Epiglottis
Pseudo-stratified columnar
Stratified squamous
epithelium
epithelium
False Vocal Cord
True Vocal Cord
Reinke’s Space
Vocal ligament
Seromucuous glands
Elastic cartilage
Thyroid cartilage
Ventricularis muscle
Laryngeal vntricle
Hyoid muscles
Vocalis muscle
Seromucuous
glands
Cricoid cartilage
Fig. 2.1 Diagram of a human larynx. The larynx, connecting the pharynx and trachea, comprises singular and paired cartilages, controlled by muscles for voice and swallowing. Notably, the laryn­geal surface features respiratory epithelium, but distinct areas, such as the epiglottis and the initial part of the laryngeal surface and the epithelial layer covering the true vocal folds, exhibit stratied squamous epithelium. The lamina propria contains elastic bers and various gland types. Extrinsic and intrinsic muscles surround and regulate the laryngeal structure, while the epiglottis aids in swallowing protection. The epiglottis consists of elastic cartilage with varying surface epithelium. In the lamina propria are glands including serous and mucous glands. (This gure was created with
biorender.com)
surface, and the epithelial layer encompassing the true vocal folds exhibit a congu­ration characterized by the stratied squamous epithelium.
The lamina propria represents a matrix of loose connective tissue, inter­spersed with a substantial quantity of mast cells and lymphocytes distributed throughout the connective framework. This lamina propria is notably abundant in elastic bers, a constituent notably forming the vocal ligaments composed of elastic bers.
Numerous serous and mucous glands are distributed within the lamina propria, with mucous glands predominating in this milieu. Notably, the presence of seromu­cous glands and lymphatic vessels does not align with the level of the vocal cords. Noteworthy also is the relatively inconspicuous manifestation of the submucosal layer in the laryngeal conguration, characterized by a seamless transition from the surrounding lamina propria. A notable clinical consideration is the absence of sub­mucosal tissue behind the epiglottis and above the vocal ligaments, contributing to their rm attachment to the underlying structures. This feature becomes pivotal in
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clinical contexts, particularly in the context of edema that tends to localize above the level of the vocal cords without spreading further downward.
The laryngeal musculature encompasses both extrinsic and intrinsic components. The extrinsic muscles envelop the cartilaginous structure externally, while the intrinsic muscles are situated within the internal region. Striated muscle constitutes the classication of the vocal cords themselves, while the encompassing muscula­ture assumes a smooth muscle arrangement. The epiglottis, a planar entity that extends upwards from the anterior laryngeal wall, is afxed to the laryngeal struc­ture with a degree of laxity. Its active participation in the process of swallowing engenders the coordinated elevation of the trachea, larynx, and pharynx, culminat­ing in laryngeal closure. This dynamic motion functions as a protective measure, precluding the ingress of ingested matter into the respiratory system.
The epiglottic scaffold is constituted by elastic cartilage, and its surface epithe­lium exhibits differing characteristics on its upper and lower aspects. The epithe­lium facing the pharynx mirrors the stratied squamous epithelium reminiscent of the pharynx, while the laryngeal-facing surface is lined by the respiratory epithelium.
In the lamina propria, an assortment of tubuloalveolar glands, encompassing serous, mucous, and mixed variants, can be identied. Positioned on the anterior tongue surface, taste corpuscles serve as sensory entities [4, 5].
E. T. Uluer et al.

2.6 Trachea

The human trachea is about 2.5cm in diameter and 11–12cm in length. Extending from the cricoid cartilage at the base of the larynx to the fourth thoracic vertebra, the trachea bifurcates into the right and left primary bronchi. Hyaline cartilage, forming a C-shaped structure, maintains tracheal lumen patency, while the connected smooth muscle bundle controls lumen width, enabling efcient expulsion of foreign bodies or mucus during rapid air passage, such as during coughing.
Histologically, the trachea comprises four layers: the innermost tunica mucosa, covered with respiratory epithelium and an elastic ber-rich lamina propria; the relatively dense connective tissue of the tunica submucosa; a C-shaped layer of hyaline cartilage beneath the submucosa; and the outermost tunica adventitia. The epithelium is characterized by typical respiratory epithelium, including pseudostrat­ied columnar epithelium with ciliated and goblet cells, accompanied by a substan­tial basal lamina (Fig. 2.2). On an ultrastructural level, electron microscopy distinguishes ve distinct cell types.
2.6.1 Cells ofTrachea Epithelium
2.6.1.1 Ciliated Columnar Cells
Ciliated columnar cells, the most numerous cells (30%) of the tracheal epithelium, these elongated cells exhibit basal nuclei positioning. The apical surface of these cells has numerous cilia, intricately connected to basal bodies within the apical
2 Histological Characteristics of the Upper Respiratory Tract: Continuum with Lower…
Trachealis muscle
Nerve
Blood vessel
Tunica submucosa
Hyalin cartilage
Seromucous glands
Tunica adventitia
Tunica mucosa
25
Ciliated columnar cell
Pseudo­stratified columnar
epithelium
Goblet cell
Brush Cell
DNES cell
Basal Cell
Basement Membrane
Lamina Propria
Fig. 2.2 Diagram of a human trachea. This illustration showcases the human trachea, an essential part of the respiratory system, featuring a cross-section to highlight its anatomy and histological composition. The trachea, measuring about 2.5cm in diameter, begins at the cricoid cartilage and extends to the fourth thoracic vertebra before dividing into the primary bronchi. Layers such as tunica mucosa with specialized respiratory epithelium, tunica submucosa with dense connective tissue, C-shaped hyaline cartilage, and the outer tunica adventitia are illustrated, emphasizing their roles in maintaining the tracheal structure and functionality. Additionally, the presence of smooth muscle bundles controlling lumen width and cellular components like ciliated and goblet cells is depicted, enhancing understanding at a microscopic level. (This gure was created with bio-
render.com)
cytoplasm. The Golgi complex is small and located near the upper nucleus, accom­panied by an abundance of mitochondria. These motile cilia have a continual, rhyth­mic beating motion of 1000–1500cycles/min, propelling the mucus layer at a rate of 5–20mm/min in narrower airways and 0.5–1mm/min in the trachea and principal
26
bronchi. This coordinated ciliary movement directs the mucus layer toward the naso­pharynx, facilitating the clearance of particles to the oropharyngeal region.
E. T. Uluer et al.
2.6.1.2 Goblet Cells
Goblet cells are similar in appearance to the intestinal goblet cells and represent another substantial portion (30%) of the cellular population. The cells extend through the full thickness of the epithelium. The enlarged apical domains contain numerous low-density mucinogen granules of varying sizes that combine with water to generate the mucus layer. Sparse microvilli populate the apical surfaces, while nuclei and organelles are predominantly located in the basal regions. Abundant granular endoplasmic reticulum cisterns, well-developed Golgi complexes, and numerous mitochondria characterize this basal portion.
2.6.1.3 Brush Cells
Brush cells are columnar cells and constitute up to 3% of the respiratory epithelium. These cells bear blunt microvilli at their apical surface. A well-developed smooth endoplasmic reticulum is evident within the cytoplasm, often accompanied by small glycogen granules. Despite their precise function and interplay with neighboring epi­thelial cells remaining partially elucidated, their presence of synapses with intraepi­thelial nerve bers along their basal surfaces suggests potential sensory receptor attributes. Some researchers propose a conceptual relationship to empty goblet cells.
2.6.1.4 Basal Cells
Basal cells have stem cell features and they maintain cell replacement in the epithe­lium. These cells are pyramidal in shape and their nuclei are situated in the basal regions between the bases of columnar cells. Basal cells have a few organelles, adopting an undifferentiated aspect. Their notable attributes encompass the capacity for replication and transformation into other cellular constituents.
2.6.1.5 Enteroendocrine System Cells (Kulchitsky Cells or DNES Cells)
Enteroendocrine cells occur singly in the trachea and exhibit numerous membrane­bounded, dense-core granules. These granules, averaging 100–300nm in diameter, primarily occupy basal cell locations. Within this category, a subset displays the stain­ing prole like catecholamine-storing cells. Furthermore, certain types bear a resem­blance to cells releasing enteropeptides (serotonin, calcitonin, and gastrin-releasing peptide) in the epithelial context. Both subsets are conjectured to exert regulatory inu­ences over mucous and serous gland secretory functions within the lamina propria.
2.6.2 Lamina Propria
Beneath the tracheal epithelium lies the basement membrane, measuring 25–40μm in thickness, exhibiting a uniform and luminous aspect under light microscopy. Collagen bers present organized alignment. Chronic irritation from smoking induces increased thickness.
2 Histological Characteristics of the Upper Respiratory Tract: Continuum with Lower…
The lamina propria appears as a typical loose connective tissue. Serous and mucous glands are situated within this matrix, discharging their secretions into the tracheal lumen. Connective tissue harbors lymphocytes and neutrophils, often form­ing lymphoid nodules inlocalized aggregations. Cellular, plasma cells, mast cells, eosinophils, and broblasts are additionally noted, collectively constituting the bronchial lymphatic tissue (BALT). A discernible elastic membrane, visible with specialized tissue dyes, separates the deep lamina propria from the submucosa.
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2.6.3 Submucosa andAdventitia
The submucosal layer, characterized by loose connective tissue, hosts scattered serous crescents alongside numerous mucous glands. These glands release glyco­proteins via ducts lined with cuboidal epithelium. Abundant vascular structures, encompassing blood and lymphatic vessels, are discernible. The submucosa is con­tiguous with cartilage perichondrium.
Arranged in a horseshoe or “C” conguration, the tracheal cartilage, numbering between 16 and 20, resides beneath the submucosa. This hyaline cartilage array is stacked in a rearward orientation, interspersed with broelastic membranes. Age-related brous tissue augmentation occurs in these membranes. Thick bundles of smooth mus­cle interpose between the posterior cartilage ends, supported by collagen-elastic bers. This architecture facilitates tracheal diameter modulation during respiration.
Continuity with adjacent connective tissues (esophagus and neck) is maintained by the adventitia, forming the outermost layer of loose connective tissue. The infe­rior thyroid artery predominantly supplies blood to the trachea. Parasympathetic bers originate from the recurrent branch of the vagus nerve, while sympathetic bers arise from the truncus sympathicus [4, 5].

2.7 Lungs

2.7.1 Pleura
The pleura is a serous membrane that lines the inner surface of the thoracic cavity. It consists of two layers: the parietal pleura, which covers the chest wall, and the visceral pleura, which envelops the lung’s outer surface. These two layers converge at the hilus region, forming a closed sac. Both the parietal and visceral pleura are composed of a single layer of mesothelial cells covering an underlying connective tissue rich in elastic bers. This connective tissue is continuous with the lung paren­chyma’s elastic bers. The blood vessels supplying the visceral pleura originate from the pulmonary and bronchial arteries, while nerves come from the vagus and bronchial sympathetic nerves. Conversely, the parietal pleura receives its blood sup­ply from the intercostal arteries and nerves. Between the visceral and parietal pleura lies a potential space containing approximately 30–50cm3 of serous uid. This uid is secreted by the mesothelial cells and serves to lubricate the pleura.
28
E. T. Uluer et al.
2.7.2 Bronchi
The bronchi divide into two main parts: extrapulmonary bronchi, which remain outside the lungs, and intrapulmonary bronchi, which extend within the lung. The trachea bifurcates into the right and left primary bronchi at the fourth thoracic ver­tebra, known as extrapulmonary bronchi. These primary bronchi enter the lungs through the hilum region (intrapulmonary bronchi) and branch into secondary and tertiary bronchi. Beyond the bronchi, the respiratory tree progresses into bronchi­oles, culminating in the terminal bronchiole. The respiratory bronchiole follows, representing the rst site of gas exchange in this part. Approximately 20 branching divisions occur from the trachea to the respiratory bronchioles. Subsequent divi­sions lead to the formation of alveolar ducts and alveolar sacs. Alveoli constitute the primary structural and functional unit of the lung.
Throughout the course of the respiratory tree toward the alveoli, notable histo­logical changes occur. The diameter decreases, glands and goblet cells decrease in number, epithelial length shortens, while smooth muscle and elastic tissue increase. The primary bronchi resemble the trachea structurally but are smaller in diameter and have thinner walls. They enter the lungs alongside pulmonary arteries, veins, and lymphatic vessels. The right bronchus is wider and more vertically oriented than the left.
Secondary (lobar) bronchi form when primary bronchi enter the lung and divide, resulting in three on the right and two on the left. Consequently, the right lung has three lobes and the left lung has two. Tertiary (segmental) bronchi emerge from secondary bronchi branching, leading to bronchopulmonary segments. These seg­ments are separated by connective tissue and are signicant for lung surgical proce­dures. There are approximately ten bronchopulmonary segments in each lung.
Segmental branches further divide into subsegmental branches, eventually form­ing segments into lobules. The branching pattern in the bronchial tree is dichoto­mous, resulting in 9–12 branch divisions. In intrapulmonary bronchi, the histological structure is similar to primary bronchi but characterized by shorter epithelium, fewer goblet cells, and irregularly shaped cartilage that entirely encircles the bron­chi to maintain their open position (Fig.2.3). Two layers of smooth muscle bers are present between the broelastic bers of the lamina propria and the cartilage tissue. The submucosa consists of dense connective tissue with numerous serous and mucous glands. Lymphocytes are abundant in the lamina propria among the epithelial cells, and lymph nodes are primarily found at the bifurcation regions of the bronchial tree.
2.7.3 Bronchioles
Bronchioles, the terminal branches of bronchi, enter lung lobules and further divide into 5–7 terminal bronchioles with a 1mm diameter. Large bronchioles have a sin­gle-layer columnar epithelium with goblet cells, while small bronchioles have a cuboidal epithelium with Club cells. Cartilage and glands are absent.
2 Histological Characteristics of the Upper Respiratory Tract: Continuum with Lower…
29
Bronchi
Pseudostratified
Ciliated Columnar
Epithelium
Ciliated
Cell
DNES
Cell
Goblet
Cell
Basal
Cell
Smooth muscle
Cartilage
Bronchioles
Simple Ciliated
Columnar Epithelium
Ciliated
Cell
Club
Cell
Basal
Cell
Smooth muscle
Terminary Bronchioles
Club
Ciliated
Cell
Simple Ciliated
Cuboidal Epithelium
Cell
Smooth muscle
Respiratory Broncholes to Alveoil
Alveolar Duct
Type I
Alveolar
Cells
Type II
Alveolar
Cells
Alveolar
Macrophage
Alveolar Saccus
Alveoli
Endothelial
Cell
Blood-Air Barrier
Dual Basal
Lamina
Type I
Alveolar
Cell
Fig. 2.3 Diagram of a human bronchiole tree. Respiratory epithelium in bronchi is composed of pseudostratied columnar cells rich in ciliated and goblet cells. The hyaline cartilage forms the structural support, maintaining bronchial lumen patency. The lamina propria beneath comprises elastic ber-rich tissue. The bronchioles are absent of cartilage but have spiral smooth muscle in the lamina propria and varying epithelial cell types: single-layered columnar or cuboidal cells, including goblet cells and Club cells. Terminal bronchioles have delicate connective tissue rich in elastic bers within the lamina propria, and predominantly cuboidal epithelial cells like Club cells. The respiratory bronchioles to alveoli image highlights the transition, showcasing the thin-walled structures, smooth muscle, and the critical role of Type I alveolar cells for gas exchange. It further includes the alveolar canals and saccules, which are tiny air-lled sacs that facilitate gas exchange. The lamina propria in alveoli is rich in collagen and elastic bers. (This gure was created with
biorender.com)
30
E. T. Uluer et al.
Club cells (Clara cells), or nonciliated bronchial epithelial cells, lack cilia and possess secretion-producing organelles. They release glycoprotein-rich secretion, similar in function to alveolar surfactant, preventing airway adhesion and facilitating watery secretion by removing Cl− ions. CC16 protein from Club cells indicates lung health, while KL-6 indicates advanced bronchopulmonary dysplasia [6]. Club cells also have anti-inammatory and immunomodulatory functions [7]. Bronchioles lack glands and feature spiral smooth muscle bers with surrounding elastic bers for expansion and airway maintenance. Cartilage is absent (Fig.2.3). Fibroblasts, lym­phocytes, mast cells, and rarely eosinophilic leukocytes populate the lamina propria. The autonomic nervous system controls bronchi and bronchioles, with the parasym­pathetic vagus nerve causing constriction and sympathetic nerves counteracting it.
Bronchioles can connect directly to alveoli through rarely observed Lambert’s ducts, potentially facilitating collateral ventilation with adjacent alveoli.
2.7.3.1 Terminal Bronchioles
Terminal bronchioles, with a diameter of approximately 0.5mm, represent the ulti­mate segment of the conducting airways. Predominantly comprising Club cells, the epithelium of terminal bronchioles also includes ciliated cubic epithelial cells. Underlying this epithelial layer, a thin muscular coat, typically consisting of 1–2 layers, surrounds a delicate connective tissue framework. The outer elastic bers establish connections with other components of the bronchial tree.
2.7.3.2 Respiratory Bronchioles
Terminal bronchioles split into two or more respiratory bronchioles. These structures look similar to terminal bronchioles but have thin walls where small air sacs (alveoli) poke through, giving the bronchioles an intermittent appearance. The epithelium lin­ing respiratory bronchioles consists of a single layer of cuboidal cells, including cili­ated cells intermingled with Club cells. A distinctive feature of respiratory bronchioles is the presence of prominent smooth muscle bers beneath the epithelium, situated between the alveoli, along with elastic bers within the alveolar walls.
2.7.4 Ductus Alveolaris
Respiratory bronchioles transform into ductus alveolaris, with 2–11 branches. These ducts are lined with alveoli. In narrower regions away from the alveoli, they contain ciliated epithelial cells and elastic-rich connective tissue. Single alveolar sacs or atria connect to the ductus alveolaris, forming a complex network of elastic and reticular bers at their openings, allowing for alveolar expansion during inhala­tion and contraction during exhalation.
2 Histological Characteristics of the Upper Respiratory Tract: Continuum with Lower…
31
2.7.5 Alveoli
The alveoli, constituting the terminal segment of the respiratory tree, serve as the anatomical and functional keystones within the pulmonary system. Their remarkably thin walls facilitate the crucial exchange of carbon dioxide (CO2) and oxygen (O2). Although each individual alveolus boasts a modest volume of approximately 200μm3, their collective abundance, numbering between 150 and 250 million per lung, results in an extensive gas exchange interface, totaling roughly 75m2. This perfusion of alve­oli signicantly contributes to the lung’s characteristic spongy architecture.
For the essential task of gas exchange between the inhaled air and the blood­stream, the alveolar walls possess a specialized conguration. A rich network of capillaries envelops the alveoli, affording a substantial surface area, albeit some­what smaller at approximately 60m2. The intervening tissue that separates the cap­illaries from the alveoli bears the designation “interalveolar septum.” Within these regions, the alveolar epithelium and capillary endothelium are in close proximity, facilitating the intricate process of gas exchange.
Blood arriving from the pulmonary artery, laden with carbon dioxide, undergoes oxygenation within the alveoli, catalyzing the exchange of oxygen for carbon diox­ide. The oxygenated blood subsequently returns to the heart via the pulmonary veins and circulates throughout the entire body. The structural integrity of the sep­tum is reinforced by Type III collagen bers, which provide crucial support.
In regions contiguous to the alveoli, the interstitial tissue, primarily composed of connective tissue, is notably diminished. Additionally, certain regions feature pores ranging from 8 to 60μm in diameter, referred to as Kohn’s intervals. These inter­vals, while generally not implicated in normal ventilation, facilitate airow in instances of atelectasis (lung collapse) and obstructions [8].
When scrutinizing the alveolar structure, two primary cell types, namely Type I and Type II cells, predominate (Fig.2.3).
2.7.5.1 Type IAlveolar Cell (Squamous Alveolar Cell, Small
Alveolar Cell)
Type I alveolar cells, making up 40% of alveolar cells, form a continuous, squamous monolayer covering a substantial 95% of the alveolar surface. Their unique ultrastruc­ture includes a centrally located nucleus, minimal cytoplasmic thickness, and abun­dant pinocytotic vesicles. Tight junctions and desmosomes connect these cells, which are intimately associated with a network of capillaries in the interalveolar septum.
2.7.5.2 Type II Alveolar Cell (Septal Cell, Large Alveolar Cell)
Type II alveolar cells, occupying approximately 60% of the alveolar cell population, cover 5% of the alveolar surface. These cuboidal cells are typically found in clusters of two or three at the alveolar corners. Type II cells exhibit a vesicular cytoplasm when observed under a light microscope and are often referred to as “granular