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Section 1: General Topics
Tab le 1
are congenital limb deformities, tumors, trauma, and infections. In children and adults, causes of amputations vary by region and can differ among the socio­economic conditions of each region.
remodeling have a substantial effect on the final outcome of either a pediatric amputation or a limb salvage procedure, particularly in a younger child. A 5-year­old child who undergoes a transfemo­ral amputation will have an extremely short residual limb at skeletal maturity because of the loss of the distal femoral physis, resulting in a loss of approxi­mately 1.2 cm per year until the end of the growth period. Similarly, a 10-year­old child treated with a successful total femoral endoprosthesis procedure will have a substantial limb-length discrep­ancy at skeletal maturity because of the loss of both proximal and distal femoral physes of the affected leg and the con­tinuing growth of the contralateral limb. Because children generally have high­er functional demands compared with adults, who are often more sedentary and overweight, remaining growth must be accounted for when either limb sal­vage surgery or amputations are planned to provide the best aesthetic and func­tional outcomes.
Etiology and Frequencya of Amputations
Etiology Adults Children Sex Ratio Limb Involved
Peripheral vascular disease ++++ M = F LL
Trauma +++ + M > F LL > UL
8:2 in children 2:1 in adults
Tumors ++ ++ M = F LL > UL
Infections ++ ++ M = F LL > UL
Burns
Electrical injuries + +/− M > F in adults
Chemical burns ++ +/−
Thermal burns ++ +++
Cold injuries ++ +/−
LL = lower limb, UL = upper limb, M = male, F = female.
a
The greater the number of pluses (+) in a column, the greater the frequency. The minus sign (−) indicates an infrequent or rare event.
Children may have stunted growth, painful overgrowth, and growth distur bances such as limb shortening and/or limb deviation.
1-15
can be lengthy, with substantial psy-
Skeletal growth and the potential for
chologic consequences. instances, treatment can last several years, thus resulting in years of poten­tial pain, psychologic consequences, and difficulties in accomplishing daily activities such as eating, playing, and schoolwork.
13-1 5
the cause of amputations, the emotional aspect is particularly important because of the evolution of disease and the ex­pectations of surgery.
M = F in children
1-4
Moreover, treatment
1,5 -16
In some
When neoplasms are
15
nonviable, standard amputations are
-
usually performed.
In children, vascular amputation can be secondary to congenital arterial mal­formation, vasculopathy, or constriction band syndrome. Surgical treatment of congenital birth defects (such as club­foot or fibular or tibial hemimelia) can be complicated by postoperative ne­crosis leading to vascular amputation; however, this complication occurs in­frequently. The area of necrosis coin­cides with the anatomic distribution of the derivatives of the congenitally re­duced or absent vessels, and the poor tissue perfusion to this area can con-
LL = UL
tribute to the necrosis.19 Vasculopathy
Peripheral Vascular Disease
Vascular amputations are performed almost exclusively in adult patients; the major causes are diabetes and/or peripheral arterial disease resulting in a painful limb, poor limb perfusion, untreatable ulcers, or gangrene (with or without infection). The prevalence of peripheral arterial disease in the general population ranges between 12% and 14%, affecting up to 20% of adults older than 70 years.
17,1 8
In this sit­uation, the primary emphasis is on the prevention of ischemia by medical and surgical means. After the limb becomes
and arteriopathy in children are rare, although they can be seen with higher frequency in young patients with HIV.20 Deep constriction band syndrome can result in neurovascular damage of vari­able intensities. Vessels and nerves are compressed in the constricted regions, but caliber and microscopic anatomy are preserved proximally and distally to the constricted area of the limb. Surgi­cal treatment includes Z-plasty, W-plas­ty, or excision of the band with flap rotation of subcutaneous fat and clo­sure of skin. Amputation is performed when limb salvage or reconstruction
Atlas of Amputations and Limb Deciencies, Fourth Edition © 2016 American Academy of Orthopaedic Surgeons
62
Chapter 5: General Principles of Limb Salvage Versus Amputation in Children
procedures are not possible. When they are required, amputations are mostly transosseous.
21
Traumatic Amputations
Traumatic amputations are more com­mon in adults than children. In chil­dren, amputations secondary to trauma represent approximately 5% of all inju­ries. However, every year, approximately one-third of traumatic amputation inju­ries occur in children younger than 18
1,2
years.
Approximately 80% of all am­putations affect the lower limb, and the remaining 20% affect the upper limb.
3,4
Most major amputations after trauma in children involve the lower limbs, partic­ularly the tibia. More than 95% of oth­er amputations secondary to trauma in children equally affect the foot or toes and the hand or fingers.5 Hostetler et al1 reported that most traumatic amputa tion injuries occur in boys younger than 2 years, involve fingers, and involve a door as the mechanism of injury. How­ever, such amputations are often minor and, in most cases, do not substantively compromise upper limb function. Old­er children, preadolescents, and ado lescents experience a higher proportion of more serious amputation injuries, mostly related to high-energy trauma (lawn mower, bicycle, motorbike, and motor vehicle injuries). In a study in the United Kingdom, Roche and Selvarajah3 reported that automobile-related inju­ries are responsible for approximate­ly two-thirds of amputations in older children.
3-5
Those percentages are sub­stantially higher in adults. Skeletal im­maturity predisposes children to higher rates of complications compared with adults; terminal overgrowth is often a problem and can lead to residual limb or phantom limb pain.
6,7
However, some complications, such as secondary infec­tions, slow wound healing, pulmonary embolism, and venous thrombosis, are often less severe and less frequent in the pediatric population compared with adult patients.
Malignant Tumors
Amputation has long been a mainstay of treatment of severe soft-tissue and bone tumors. During the past two to three decades, limb salvage surgery has be­come increasingly common. Currently, limb salvage procedures are the first-line treatment (when technically feasible) of bone and soft-tissue sarcomas, whereas amputations are performed only in se­lect cases.
16,22,23
Limb salvage techniques provide slightly better functional out­comes compared with amputations in most patients. Aksnes et al16 reported that patients undergoing amputation for Ewing sarcoma or osteosarcoma had poorer outcomes compared with pa­tients undergoing limb salvage surgery, including increased pain, decreased function, less satisfactory aesthetic appearance, and poorer gait. Patients
-
who underwent amputations for bone and soft-tissue sarcomas experienced fewer complications than those who underwent limb salvage procedures. However, complications from limb sal­vage techniques are usually manageable. Overall, the rate of local recurrence af-
-
ter amputation is similar to that of limb salvage procedures, ranging from 5% to 10%. Similarly, long-term survival is the same, ranging from 70% to 80% in both patient populations.
Burn Injuries
Burn injuries are more common in adults than children. These injuries can be classified as electrical, chemical, and thermal (for example, from fire or frostbite).
10-15
Electrical Burns
High-tension electrical burns that po­tentially result in amputations usually involve adult workers or electrical in­stallation vandals
9,10
and are less com­mon in children. Because the human body effectively conducts electricity, the passage of electric current through the body can produce diverse, serious injuries to the brain, heart, muscles,
and skin. High-voltage electrical inju­ries often cause a combination of burns and blunt trauma. Direct contact with electrical current can be lethal, and the extent of lesions is related to the current voltage. Typically, burns secondary to electricity are often much worse than they initially appear. Electrical burns tend to affect a relatively small area of the body surface compared with burns resulting from hot liquids or fire; how­ever, electric burns cause a deep, lo­calized injur y.
9-12
Injuries result from both the luminous bridging that occurs when current is shorted and the direct conduction of the current through the patient. Fractures resulting from severe muscle contractions or falls (also known as indirect injuries) characterize patients who have sustained electrical burns. The mortality rate ranges from 3% to 15% and is related to the duration of electrical contact.
9,10,12,13
Chemical Burns
Amputations caused by chemical burns are uncommon. Overall, amputations secondary to chemical burns are more frequent in adults than children. Chem­ical burns can result from exposure to acid, alkaline, or petroleum solutions. Typically, alkali burns tend to be deeper and more serious than burns secondary to acidic products.
ermal Injuries
Cooking-related burns are a common problem worldwide, resulting in the most pediatric burns of any cause. Ther­mal burn injuries resulting in amputa­tions are relatively uncommon; however, the proportion of thermal injuries that do result in amputation is particularly high in countries where fire is located at floor level, thus endangering children who crawl or play inside or around the home. Also, the habit of leaving young, inexperienced children to prepare meals for themselves and siblings is responsi­ble for burn injuries in a high proportion of cases. In many patients, burn injuries
© 2016 American Academy of Orthopaedic Surgeons Atlas of Amputations and Limb Deciencies, Fourth Edition
63
Section 1: General Topics
can be complicated by infection, result­ing in amputation to reduce associated mortality.
11,13 -15
Frostbite and nonfreezing cold in­juries frequently affect fit, active adults such as climbers, expedition members, skiers, mountaineers, and agriculture workers. These injuries are rare in children, except in high-latitude coun­tries. Frostbite and nonfreezing cold injuries can result in amputation, but the need for amputation is correlated more directly to the duration of cold exposure rather than the temperature. In particular, frostbite injuries can have substantial repercussions on the distal ends of the limbs (such as toes and fin­gers). The spectrum of injuries is hetero­geneous, varying from minimal tissue loss with mild long-term sequelae to major necrosis of the distal limbs with subsequent major amputations and re­sultant phantom limb pain. In children living in high northern latitudes, cold injury to the growth plates of phalanges is common.
15
Purpura Fulminans
Purpura fulminans is an infrequent but potentially catastrophic condition that follows meningococcal infection. In re­cent years, most children with fulmi­nant meningococcemia have survived, likely because of prompt diagnosis and effective aggressive resuscitation. Devel­opment of an effective vaccine has had a major effect on the incidence of this condition. New cases of purpura fulmi­nans are becoming rarer and are almost solely confined to very young children. Survivors of purpura fulminans are at increased risk for complications such as soft-tissue loss, autoamputations, and surgical amputations because of poor tissue perfusion.24 If limb amputation is required, residual limb complications often persist after soft-tissue healing. Os­seous overgrowth, growth disturbances, and scar contractures are common. Spe­cialized, custom prosthetic fitting is of­ten required for this patient population.
24
Limb Salvage Techniques and Amputation Options
Many types of limb salvage techniques and several types of limb amputations can be used in the treatment of traumat­ic injuries, malignant tumors, infections, purpura fulminans, and burn injuries, depending on the nature of the disorder. Skeletal immaturity predisposes chil­dren to a higher rate of complications as the limb continues to grow, resulting in stunted growth, painful overgrowth, and growth disturbances such as limb shortening and/or limb deviation. Tran­sosseous amputations in children are characterized by substantial apposi­tional bone growth not usually seen in adults. In addition, children have high­er functional demands compared with many adults who are more sedentary and have a lower incidence of phantom limb symptoms, ostensibly because of greater neuroplasticity.
Trauma
Severe traumatic injuries of the limbs in children can be managed with am­putations or limb salvage techniques. The choice of procedure is influenced primarily by the severity and location of the injury, the time of ischemia, and the presence of neurologic compromise.
In the acute trauma setting, the main principles of optimizing the functional outcome of the affected limbs should be applied, particularly in children, whose limbs need to remain functional for de­cades. Preserving limb length, major growth plates, and proximal joints as well as minimizing transosseous am­putations, when practicable, are of ma­jor importance. Vascular repairs, nerve repairs, the use of “discarded” parts for fashioning end-bearing residual limbs (for example, using distal tibiofibular bone in the Ertl technique or placing the proximal fibula upside down into the tibia in a transtibial amputation), and shortening osteotomies (to provide soft-tissue coverage for the articular end of the bone, which preserves the distal
1,5,8
25-27
28,29
growth plate and prevents overgrowth) are all options for an experienced treat­ment team.
An amputation can be performed ei­ther as part of primary treatment (pri­mary amputation) or during the initial hospital stay (secondary amputation) when the nature of the trauma and as­sociated complications contraindicate limb salvage. In severe limb injuries, primary amputation is usually neces­sary as part of lifesaving treatment. Pri­mary amputation should be performed as a damage-control procedure when hemorrhage is uncontrollable or when critical ischemia has lasted more than 6 hours. The main objective is to stabi­lize and resuscitate the patient. Prima­ry amputation is also indicated in an incomplete traumatic amputation with a substantially injured distal remnant (for example, crush injuries and partial avulsions). Ischemia exceeding 4 hours, segmental muscle loss exceeding two compartments, and bone loss greater than one-third the bone length are not absolute indications for primary am­putation, and limb salvage techniques can be considered. Absent or reduced plantar sensation is not an indication for primary amputation.
In skeletally mature patients (adoles­cents and adults) undergoing primary or secondary amputation, functional joint levels and as much residual limb length as possible should be preserved. When necessary, transtibial and transfemoral amputations are preferred to transar­ticular amputations at the more proxi­mal joint. In every case, the functional proximal joint should be salvaged when­ever possible. Energy expenditure after a transtibial amputation is approximately 50% of that after a transfemoral ampu­tation. Patients with bilateral transtibial amputations incur an additional energy cost greater than 40%, whereas those with a bilateral amputation in which one level is transfemoral may require twice the energy expenditure for ambu-
26 ,27, 30
lation.
Soft-tissue coverage is often
Atlas of Amputations and Limb Deciencies, Fourth Edition © 2016 American Academy of Orthopaedic Surgeons
64
Chapter 5: General Principles of Limb Salvage Versus Amputation in Children
an issue in severely injured patients. Appropriate techniques, including skin grafts and local or free-tissue transfer, should be used for both limb salvage procedures and amputations.
31,32
Malignant Tumors
The choice between limb salvage and amputation is likely most important in patients with malignant tumors. The surgical decision has major implications for the patient’s survival and potential future function. Overall, when malig­nant bone and soft-tissue tumors can be properly excised and adequate resection margins obtained, limb salvage surgery is the standard treatment as opposed to amputation in patients with sarco­mas of the limbs. The procedure must allow wide resection with clean tumor margins unless a palliative procedure is deliberately chosen. Residual, even microscopic, tumors will almost certain­ly result in local recurrence and have an adverse effect on patient survival. The survival, longevity, and long-term complications of the selected procedure should be carefully weighed, particular­ly in young children with substantial skeletal growth remaining.
Current protocols for neoadjuvant chemotherapy, with the surgical pro­cedure usually planned several weeks to months after the diagnosis and ini­tial staging, allows time for gathering relevant information about the lesion using imaging, accurate diagnostic tech­niques, accurate staging, and an evalu­ation of the response to chemotherapy. There also is time to assemble a team of subspecialists and procure the sur­gical equipment and implants needed (such as an endoprosthesis or allograft bone). If amputation is considered, adequate time exists for family and/or multidisciplinary discussions and bet­ter acceptance of the surgical plan and procedural goals. The procedure chosen must ensure a viable, sensate, and func­tional limb. The location of the tumor, resection margins, risk of recurrence,
potential complications, and limb func­tion must be considered when planning limb salvage surgeries and amputations.
Limb salvage surgery is preferred to amputation if the tumor is located in the appendicular skeleton and adequate wide resection margins can be achieved; the tumor recurrence risk is no greater and survival is no worse than with am­putation; potential complications do not exceed potential benefits; the proposed limb salvage technique is long-lasting and not associated with a high rate of complications (resulting in numerous secondary procedures and frequent re­hospitalizations); and the predicted limb function is equal to or better than that potentially obtained with amputation.
If the patient’s life expectancy is reduced and palliation is the primary goal of treatment, the procedure select­ed should produce the least morbidity, ensure the fastest recovery, and allow for the best pain control and functional outcome. Usually, either endoprosthetic replacement or amputation is selected.
Relative contraindications to limb salvage techniques are pathologic frac­tures (fracture hematoma extending beyond compartment limits), an inap­propriately performed biopsy, surgical site infection, predicted limb-length discrepancy greater than 8 to 10 cm, extensive soft-tissue involvement, poor response to preoperative chemotherapy, and vascular bypass that is unfeasible because of tumor invasion of major neu­rovascular structures.
27,30,33,34
Outcomes for various limb salvage surgical procedures are often compa­rable. The procedure must be chosen based on a discussion with the patient and his or her family and an assessment of the tumor characteristics to ensure that treatment is individually tailored to each patient.
Purpura Fulminans
Planning amputation in patients with purpura fulminans involves identifica­tion of viable tissues, use of adequate
imaging techniques, and determination of limb function and potential compli­cations.
24,31
Before surgical amputation, it is mandatory to wait for clear demar­cation between viable and nonviable tissues. Obtaining appropriate imaging studies before amputation, particular­ly technetium-Tc99m bone scanning, helps determine clear demarcation of the necrotic tissue. Amputation should be delayed until dry gangrene (necrosis) is clearly established and demarcated, especially with respect to deep tissues, because this facilitates selecting the cor­rect level of amputation. Early amputa­tion is not needed if no life-threatening wet gangrene is present in the limbs.
To maintain limb function, the sur­geon should preserve joints when possi­ble (in particular, knee, elbow, and ankle joints) and as much length as possible to avoid short, poorly functioning re­sidual limbs. Transosseous amputations should be avoided whenever possible (metaphyseal-diaphyseal segment resec­tion with shortening), but preservation of the distal epiphysis and joint surface are advocated when necessary (such as a Syme ankle disarticulation versus a transtibial amputation).
32,35,36
Complications are relatively frequent, even after amputations for this indica­tion. Preserved growth plates beneath areas of skin necrosis in both residual and salvaged limbs are at risk for ar­rested growth.24 The treating surgeon must be prepared to use innovative and sometimes unorthodox techniques to address the bone and soft-tissue issues (both early and late) in patients with purpura fulminans to achieve optimal functional results.
31
Burn Injuries
Amputation is sometimes required as part of lifesaving burn care. Conversely, early amputation is required for unsal­vageable limbs.
8-15
Amputations are also performed in burn injuries complicated by infection. In the presence of extensive tissue necrosis or injuries complicated
© 2016 American Academy of Orthopaedic Surgeons Atlas of Amputations and Limb Deciencies, Fourth Edition
65
Section 1: General Topics
Tab le 2
Tab le 3
by infection, amputation can reduce the mortality rate. The role of limb sal­vage is relatively limited in this group of patients and consists almost solely of securing soft-tissue coverage over the exposed deep tissues. Skin grafts, fasciocutaneous flaps, and occasionally,
Options for Limb Salvage Surgeries
Local tissue aps,
transfers, and excisions
Autologous transfers Vascular grafts
Allograft transplants Soft tissue (fascia, tendons)
Endoprostheses Custom-made prosthesis
Composite systems Composite allograft
Intercalary resections van Nes rotationplasty and its modications
Bone transfers Ilizarov frame
Local muscle ap
Local bular transfer (vascular and nonvascular)
Upside-down tibia
One-bone forearm
Nerve grafts
Nonvascularized or vascularized bone grafts
Composite vascularized grafts (muscle, skin, bone)
Vascularized muscle grafts
Bone (intercalary or osteochondral)
Modular prosthesis
Autograft, endoprosthetic implants
Multiplanar xator
Uniplanar xators
Magnetic intramedullary rods
Amputation Types
Transosseous
amputation
Transarticular
amputation
Intercalary Rotationplasty
Transfemoral
Transtibial
Transhumeral
Transradial
Syme ankle disarticulation (with removal of malleoli)
Boyd amputation (amputation through the ankle with
preservation of the posterior part of the calcaneus that is fused to the distal tibia)
Lisfranc disarticulation (through the tarsometatarsal joints)
Chopart disarticulation (through the midtarsal joints)
Knee disarticulation
Upside-down tibia technique
bone-shortening osteotomies can be of benefit. Flaps, skin grafts, and vacuum suction dressings may need to be used for the remaining wounds.
Overall, bone overgrowth occurs in less than 10% of pediatric burn-related amputations. The type of burn does not
11-15
influence overgrowth; lower limb ampu­tations are more likely to result in over­growth than upper limb amputations.8 Moreover, burn-related amputations are often combined with other associated injures (polytrauma) that can make care more challenging.
Surgical Techniques
Developments in multiple areas have improved surgical techniques for limb salvage and amputations. Although the treatment of malignant tumors of the limbs have likely resulted in advances in limb salvage surgery, the techniques are now widely used for any situation in which the limb is at risk, including trau­ma, infection, vascular abnormalities, and in children with congenital limb deficiencies. Even when amputation is required, various limb salvage tech­niques can be used to achieve a more functional residual limb.
35-46
Categories of limb salvage procedures include local tissue flaps, transfers, and excisions; autologous transfers; allograft transplants; endoprostheses; composite reconstructions (combined reconstruc­tive modalities); intercalary resections; and bone transfers (Table 2). Substantial bone and soft-tissue losses can be re­constructed using various techniques; the main goals are to provide biologic reconstruction, restore bone stock, and preserve joint kinematics to the extent possible. In particular, the recent use of “growing” devices in children help not only to bridge the surgical defect but also correct any eventual limb-length discrepancy.
Amputations can be divided into three main types: transarticular, tran­sosseous, and intercalary (Table 3). Even with technical progress made in limb salvage procedures, amputation is still the best choice in many instances.
Summary
There are many indications for pediatric limb salvage surgery and amputation, including trauma, vascular disease,
Atlas of Amputations and Limb Deciencies, Fourth Edition © 2016 American Academy of Orthopaedic Surgeons
66
Chapter 5: General Principles of Limb Salvage Versus Amputation in Children
tumors, infections, and congenital limb deficiency. The principles and techniques of limb amputation in chil­dren differ from those in adults. Con­tinuing skeletal growth and potential overgrowth must be considered, as well as the often greater functional demands in children. The most common cause of amputation in children continues to be congenital limb deficiencies, followed by tumors, infections, purpura fulminans, and trauma. In most instances, limb sal­vage surgery is an option that should be considered before an amputation is performed. Transosseous amputations should be avoided whenever possible.
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34. Torode IP, Gillespie R: Rotationplas­ty of the lower limb for congenital defects of the femur. J Bone Joint Surg Br 1983;65(5):569-573. Medline
35. Alman BA, Krajbich JI, Hubbard S: Proximal femoral focal deciency: Results of rotationplasty and Syme amputation. J Bone Joint Surg Am 1995;77(12):1876-1882. Medline
36. Roux N, Pieters S: Prosthetic man­agement 56 years aer rotationplasty due to proximal femoral focal de­ciency (PFFD). Prosthet Orthot Int 20 07;31(3):313-320. Medline DOI
37. Ackman J, Altiok H, Flanagan A, et al: Long-term follow-up of Van Nes rotationplasty in patients with congenital proximal focal femoral deciency. Bone Joint J 2013;95­B(2):192-198. Medline DOI
38. DiCaprio MR, Friedlaender GE: Ma­lignant bone tumors: Limb sparing versus amputation. J Am Acad Or- thop Surg 20 03;11(1) :25-37. Medline
39. Damsin JP, Pous JG, Ghanem I: er­apeutic approach to severe congenital
lower limb length discrepancies: Surgical treatment versus prosthetic management. J Pediatr Orthop B 1995;4(2):164-170. Medline DOI
40. Van Nes CP: Transplantation of the tibia and bula to replace the femur following resection: Turn-up-plas­ty of the leg. J Bone Joint Surg Am 1948;30(4):854-858. Medline
41. de Bari A, Krajbich JI, Langer F, Hamilton EL, Hubbard S: Mod­ied Van Nes rotationplasty for osteosarcoma of the proximal tibia in children. J Bone Joint Surg Br 1990;72(6):1065-1069. Medline
42. Winkelmann WW: Hip rotation­plasty for malignant tumors of the proximal part of the femur. J Bone Joint Surg Am 1986;68(3):362-369.
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632. Medline
45. Boyd RH: Amputation of the foot with calcaneotibial arthro­desis. J Bone Joint Surg Am 1939;21:997-1001.
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Atlas of Amputations and Limb Deciencies, Fourth Edition © 2016 American Academy of Orthopaedic Surgeons
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Chapter 6
Amputee Gait: Normal and Abnormal
Robin M. Queen, PhD, FACSM Michael Orendur, PhD
Abstract
ree-dimensional gait analysis is valuable for guiding clinical decisions and in assessing treatment outcomes for users of lower limb prostheses. Gait deviations in prosthesis us­ers are complex and dynamic and inuenced by the level of limb loss and the prosthetic components chosen by the clinician. A detailed understanding of the kinematic (motion) and kinetic (force) patterns of the hip, knee, and ankle during walking in individuals who are not amputees will aid the clinician in restoring a competent, ecient, and adaptable gait pattern in prosthesis users that can improve functional performance in real-world locomotive tasks.
Keywords: amputee gait; biomechanics; gait; locomotion; pathological gait; walking
Introduction
Walking is a complex task that re­quires coordination of the entire low er extremity. The coordination of the neuromuscular system allows individ­uals to walk at various speeds, climb stairs, run, jump, and complete many complex tasks without thinking about each movement required for these tasks. However, if disease or injury alters this delicate balance, the consequences can drastically change an individual’s quality of life. This chapter explores the use of advanced gait mechanics tech­niques to quantify walking mechanics in healthy individuals, as well as the changes that occur in walking when using a prosthesis after amputation. Al­though gait mechanics are complicated, they can provide valuable information to aid in determining the appropriate clinical care for various orthopaedic populations.
Dr. Queen ser ves as a paid consultant to or is an employee of Quest Diagnostic s; has received research or institutional support from DJ Orthopaedics and Stryker; and serves as a board member, owner, ocer, or committee member of the American College of Sports Medicine and the Orthopaedic Research Society. Dr. Orendur is an employee of Orthocare Innovations and has stock or stock options held in Orthocare Innovations.
Phases of Human Gait
The walking (or gait) cycle (Figure 1)
-
begins at foot contact and continues until subsequent foot contact on the same side. The gait cycle is divided into two basic phases: stance and swing. The stance phase comprises approximately 60% of the gait cycle, and the swing phase comprises approximately 40%. The stance phase begins when the foot first contacts the ground and is com­pleted when the foot leaves the ground and begins the swing phase. During the stance phase, there are two periods of double-limb support (both feet on the ground) and one period of single-limb support (one foot on the ground). During the initial contact phase of gait, one foot contacts the ground at heel strike and moves toward foot flat, while the other foot begins toe-off and moves into the swing phase. The swinging limb then moves toward heel strike while the
stance limb moves through midsupport and through terminal stance toward toe­off. The amount of time an individual spends in each phase of the gait cycle depends on walking speed; the stance phase increases and the swing phase decreases at slower walking speeds. In addition, the presence of lower limb pa­thology can alter the timing and coordi­nation of the gait cycle. For individuals with limb loss, this often manifests as a shorter stance phase on the prosthetic limb, and shorter step length onto the sound limb.
Amputee Gait
Individuals with lower limb loss have specific challenges for ambulation that depend greatly on the level of limb loss. In general, more proximal limb loss has a more substantial effect on joint mo­tions (kinematics) and forces (kinetics), as well as the energy cost of ambulation. Over the past 20 years, prosthetic de­sign has improved dramatically; how­ever, the current designs still cannot adequately replicate the motions and forces of the missing native joints. Microprocessor-controlled (MPC) pros­thetic knees and ankles have created small improvements in walking kine­matics compared with standard pros-
7-23
theses,
but the walking patterns do not replicate the functional motions of the missing native joints.
16,24
Waters et al25 and Jeans et al26 demonstrated in adults and children, respectively, that the metabolic cost of walking increases with limb loss that is more proximal. The gait efficiency of an individual with limb loss can be improved with an effective surgical approach combined with appropriate prosthetic prescription
1-7
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Section 1: General Topics
Figure 1
Illustration of the gait cycle, with the events, periods, tasks, and temporal characteristics used to describe human walking.
and care. However, not every ambula­tion deficit can be eliminated. Given the existing surgical techniques, prosthetic components (hips, knees, and ankles), and limb-attachment technology (sock­ets), the goal for an individual with limb loss is a functional, competent, and flex­ible gait pattern that maximizes both stability and maneuverability.
Computerized Gait Analysis
The kinematic and inverse dynamics calculations obtained from a comput­erized gait analysis laboratory can pre­cisely quantify the motion, moments, and powers of both the prosthetic com­ponents and the intact biologic joints of a prosthetic user during walking. These patterns are best interpreted by an examiner experienced in gait mechanics and analysis and with expertise in am­putee gait deviations.
To accurately quantify gait, reflec­tive markers are placed on specific ana­tomic landmarks to correctly define the
27, 28
three-dimensional coordinate axes for each body segment (Figure 2). Analog or digital cameras record the movement of these markers in three-dimensional space to track segment motion. Pelvic segment movement is usually plotted relative to the laboratory coordinate system. Thigh segment motion is then calculated relative to the pelvis in the sagittal, coronal, and transverse planes to describe hip flexion-extension, abduction-adduction, and internal and external rotation, respectively. Shank segment motion is calculated relative to the thigh (knee flexion-extension, varus-valgus, and internal–external rotation), and foot segment motion is calculated relative to the shank (plantar flexion–dorsiflexion [other movement planes are usually neglected unless a multisegment foot model
29,30
is includ­ed in the marker set]). The patterns of these joint motions are plotted across the gait cycle, time-normalized to foot contact events. The biomechanical
model chosen can affect the results of the computerized gait analysis, and a careful assessment of the rotation axis of prosthetic feet is essential.
18,19,31-33
Prosthetic knees often have an obvious mechanical hinge and are somewhat less susceptible to joint center calculation errors. In general, much of the scientif­ic evaluation and literature on applied clinical efficacy examining prosthetic components uses computerized gait analysis to determine the differences in component performance. Comput­erized three-dimensional gait analy­sis is the standard to which all other methods of ambulation assessment are compared. Observational gait analysis may be clinically necessary, but it has demonstrated only moderate reliability and accuracy.
34-36
Moments are Effort; Powers are Success
Inverse dynamic calculations are used to quantify the effect of external forces on
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Chapter 6: Amputee Gait: Normal and Abnormal
Figure 2
with a transtibial prosthesis with typical marker placement used in computerized gait analysis. The individual is walking over a force platform and contacting it with the prosthetic foot.
Photograph of an individual
joint motion. These calculations use the forces and moments obtained from force platforms embedded in the laboratory walkway to quantify the contribution of each joint to support the body and move the body forward during gait. Joint mo­ments represent the forces that rotate a joint and are inverted by convention to represent the muscular effort needed to counteract the moments applied at each joint from the ground reaction forces (GRFs). Therefore, the convention is to present “internal” or “muscle” moments to the reader. The moments are generally
normalized to the individual’s body weight (Newton meters per kilogram) and are identified by the muscle group responsible for the movement, for ex­ample, the ankle plantar flexion (+) and dorsiflexion (−); knee extension (+) and flexion (+); hip extension (+) and flexion (−) moments in the sagittal plane. Sag­ittal plane moments are often the focus in walking studies because the moment is greatest in this plane, and most of the motion and force for forward propulsion are generated there. Joint powers are calculated by multiplying the angular velocity by the moment for each instant in time at each joint and are generally normalized to body weight (work per kilogram). Joint moments are equiva­lent to joint effort, and joint powers are equivalent to successful task completion (Figure 3).
Theoretic Models of Human Gait
For many decades, the hypotheses of Inman and Saunders37 (the six determi­nants of gait) dominated the literature and the clinical approach to understand­ing locomotion in those with limb loss. Although the original study lacks data and testable hypotheses, the argument was so compelling that these theories about gait went unchallenged for more than 50 years. The six determinants of gait are pelvic rotation, pelvic tilt, knee flexion in stance phase, foot mecha­nisms, knee mechanisms, and lateral displacement of the pelvis.37 Most de­terminants have not been supported in more recent publications, celeration provided to the center of mass by the trailing limb during active ankle plantar flexion (push-off) is one deter­minant that has not been disproved by detailed investigation.44 This concept is central to the dynamic walking theory, which makes a convincing mechanical argument that acceleration of the center of mass by the push-off power of the trailing limb balances the deceleration from the collision of the lead limb at
38-44
but the ac-
initial contact.
43,45 -47
This balance is hy­pothesized to create a center of mass motion without abrupt trajectory alter­ations and will likely save mechanical and, therefore, metabolic energy. Nei­ther the six determinants nor the dy­namic walking model fully explains all aspects of human gait. All models are flawed; however, some models help ex­plain the consequences of specific treat­ment and prescription choices for lower limb prosthetic users.
Ankle
The sagittal kinematics of the intact bi­ologic ankle begin with the ankle in a neutral to slightly plantarflexed position at initial contact and continue as the an­kle plantarflexes to approximately 10° at about 10% of the gait cycle to achieve foot flat (Figure 3, C). The ankle begins to dorsiflex as the body moves over the stance limb and reaches a maximum dorsiflexion angle of approximately 10° during the later stance phase. The ankle begins to plantarflex again during pre­swing and reaches approximately 20° of plantar flexion by foot-off. After foot-off, the ankle returns to a neutral position, where it remains during the swing phase to facilitate clearance of the swing-phase foot. The absent biologic ankle presents some challenges to the treating physician and the individual with limb loss. Near­ly all prosthetic feet act as dual passive springs. A heel portion is designed to absorb, realign, and dampen the initial contact force transiently, and a forefoot keel flexes and recoils to varying de­grees as stance progresses. The passive properties mean that some aspects of the angular pattern of the bi­ologic ankle joint can be imitated with moderate success (Figure 3, C), but most prosthetic feet absorb as much joint power as they generate (Figure 3, I). (A passive spring is defined as a spring in which power absorption and pow­er generation are equal.) Therefore, all currently available prosthetic feet have push-off power that is lower than the
7,15,18, 21,22,48,49
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