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7 Physiology andPathophysiology ofWound Healing inDiabetes
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AlanZ.Yang, DanielaLee, DaniellaDennis, andSamuelJ.Lin
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Abstract
In response to severe injury to the skin or peripheral nerves, adult mammals typically undergo an irreversible repair process that results in contraction and the forma­tion of non-physiologic scar tissue. However, recent advancements with induced regeneration using biologi­cally active scaffolds have demonstrated that it is possible to intervene during the healing process to partially or near-completely restore the physiologic function of dam­aged skin or peripheral nerves. The aim of these scaffolds is to promote regeneration and minimize the contraction and scar formation mediated by stromal broblasts. For instance, some scaffolds appear to downregulate TGF-β signaling, a key inductor of myobroblasts which pro­mote contraction and scar formation. Two collagen-based and three synthetic-based regenerative devices have been approved by the Food and Drug Administration (FDA), two for the regeneration of the skin and three for the regeneration of peripheral nerves. Increasingly, these devices are establishing themselves as a viable alternative to autografting.
Introduction
Injury to the mammalian fetus is reversible during early stages of gestation, and the spontaneous wound response is capable of restoring the structure and function of the original organ, a process called regeneration. In contrast, the unim- paired response to severe injury in adult mammals is an irre-
Alan Z. Yang, Daniela Lee and Daniella Dennis contributed equally with all other contributors.
A. Z. Yang · D. Lee · D. Dennis · S. J. Lin (*) Division of Plastic and Reconstructive Surgery, Beth Israel Deaconess Medical Center, Harvard Medical School, Boston, MA, USA e-mail: sjlin@bidmc.harvard.edu
versible repair process leading to the closure of the injured site by contraction and formation of scar, a nonphysiological tissue (Table8.1). The consequences of irreversible healing at the organ scale are far-reaching: they typically result in an essentially nonfunctional organ.
Numerous approaches have been investigated to restore the loss of organ function in adults following irreversible injury. These strategies include transplantation, autografting, implantation of permanent prostheses, the use of stem cells, in vitro synthesis of the organ, and regenerative medicine [1]. The last of these strategies is also referred to as induced organ regeneration, or the recovery of physiological struc­ture and function of non-regenerative tissues in an organ (also known as de novo synthesis) by the use of elementary reactants, such as biologically active scaffolds, either unseeded or seeded with cells.
There is accumulating evidence that the spontaneous healing process of an injured organ in the adult mammal can be modied to yield a partially or completely regenerated organ. Regenerative medicine is an emerging eld of study involving the implantation of biomaterials to facilitate for­mation (regeneration) of tissue invivo. This eld is undergo­ing rapid growth at this time, as evidenced by the observation of regeneration or reported progress in ongoing research efforts in a wide range of organs including the skin [2], con­junctiva [3], peripheral nerves [4], bone [5], heart valves [6],
Table 8.1 Methods of tissue healing
Type of tissue Method of healing
Spontaneous regeneration
Repair Nonphysiological tissue
synthesized during
healing Examples
Physiological tissue that
restores function,
anatomy, and cellular
architecture
(scar) via tissue
contraction
Skin and myocardium regeneration in mammalian fetus, replacement of amputated appendage in certain adult urodeles [35] Transdermal skin wounds, myocardial injury in adult mammalian tissue
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liver [7], articular cartilage [8], urological organs [9], and the spinal cord [10].
The basic outline of a hypothetical mechanism for induced organ regeneration has become clear. It is based on regenera­tive studies in three organs (the skin, conjunctiva and periph­eral nerves), which started much earlier and have progressed much further than research in other organs. From these stud­ies a pattern has emerged, based on two observations: (i) regeneration was successfully induced, at least partially, when contraction was blocked, following grafting with a class of scaffolds that were characterized by a highly specic structure (collectively referred to as “regeneration tem­plates”) and (ii) when a class of “inactive scaffolds” with slightly different properties than their biologically active counterparts was used, regeneration was thwarted and vigor­ous contraction ensued. The available data support the hypothesis of contraction blocking as a plausible mechanism for induced organ regeneration in the adult mammal. In almost all such processes, the critical reactant supplied by the investigators was a scaffold, a highly porous, degradable macromolecular solid that has a specic contraction- blocking activity as well as the ability to mimic the invivo environ­ment, and particularly the stroma, of the organ.
In this chapter we present elements of a theory of induced regeneration that is organ nonspecic. We proceed by dis­cussing, in order, the macroscopic outcome of irreversible healing in adults, the evidence for induced regeneration, the association between contraction blocking and regeneration, and a proposed mechanism for the regenerative activity of certain scaffolds.
Most regeneration data available to date comes from acute wound models that prove to be far more amenable to control by the investigator than chronic wound models. When heal­ing is unimpaired, the adult mammalian spontaneous healing response to severe acute injury is contraction and scar syn­thesis. Nevertheless, the results of recent clinical studies indicate that the discussion in this chapter is relevant to severe chronic wounds. Increasingly, FDA-approved ver­sions of collagen-based devices are demonstrating efcacy in the clinical management of these injuries [1115]. Detailed indications for their use in the treatment of chronic wounds (classied by both anatomy and pathology/diagnosis) have been presented [16].
The majority of available induced regeneration data described in this chapter comes from the skin [1724] and peripheral nerve models [2534]; these are two organs that have been studied extensively. In particular, skin wounds can be studied with relative ease, and for this reason studies of skin wound healing comprise the bulk of quantitative wound healing data in the literature. In organs other than the skin, wound healing has been studied mostly qualitatively. Nevertheless, the observations made so far form a body of evidence that suggests certain strong similarities, as well as
identifying differences, between wound healing in skin and in less studied organs, such as peripheral nerves. Taken together, the wealth of regenerative data for these two very different organs has aided the development of a general the­ory of induced regeneration that may have value in studies of induced regeneration in other organs as well [1].
Irreversible Injury intheSkin andNerves
The complex inammatory response of the adult mammal to injury is elucidated by ongoing research at the cellular and molecular level. While the formation of an accurate mecha­nistic perspective of wound healing is essential both in understanding the effect of current clinical treatment and in the development of emergent therapies, an examination of the macroscopic outcome of healing also provides a uniquely valuable viewpoint. An introductory phenomenological dis­cussion of spontaneous wound healing at the tissue level pro­vides a framework that forms a focus for future discussion of detailed cellular/molecular mechanisms and facilitates the derivation of concepts and rules of induced regeneration that may conceivably apply to almost any organ in the body.
Macroscopic Outcomes ofHealing: Repair vs. Regeneration
When exposed to injury, in the form of either acute trauma or chronic insult, the organism mounts a spontaneous wound healing process that typically closes the discontinuity in organ mass caused by the injury in a matter of days. Two macroscopic outcomes to injury have been observed experi­mentally: regeneration and repair. These fundamentally dif­ferent processes are clearly distinguished by the identity of tissue present in the nal state, that is, the newly synthesized tissue that closes the injured site. In the early mammalian fetus and in many species of amphibians, wound healing is largely reversible and proceeds via spontaneous regenera- tion, a process that restores the structure and physiological function through synthesis of the missing organ structures [1]. Certain adult urodeles exhibit an impressive capacity for spontaneous regeneration: replacement of an amputated appendage occurs by direct outgrowth of the severed cross­section (epimorphic regeneration), a reversible process [35].
In clear contrast, severe injury to normal adult mamma­lian tissue typically results in an irreversible healing response. Spontaneous healing of severe skin wounds proceeds via repair, in which the wound closes with a combination of tis­sue deformation and translation (collectively referred to as contraction) and synthesis of a nonphysiological tissue (scar) in place of the normally functioning tissue that has been injured [1]. By replacing the lost organ mass with scar, the
basement membrane
Skin
Perpheral nerve
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injured organ is condemned, while the organism is spared as a result of the healing process. The immediate consequence of irreversible injury is a loss of normal organ function. Skin injury may have additional detrimental effects, such as loss of mobility and lack of social acceptance, e.g., following for­mation of disguring scars from burns. It appears that nearly every adult mammalian organ can be injured irreversibly and the extent of irreversibility seems to depend both on the iden­tity of the tissue injured and the severity of the injury [1].
Regenerative Similarity. TheTissue Triad
Standard pathology texts describe three generic tissue types that comprise the majority of organs in the body: epithelia, basement membrane, and stroma [1, 3638] (Fig. 8.1). Collectively, we will refer to these three tissue types as the tissue triad for a specic organ. This classication provides a useful framework for comparing the regenerative capacity of specic tissue types from one organ to another. The compo­sition of each member of the triad is markedly different. Epithelial tissue forms a completely cellular covering on every surface, tube, and cavity in the body, performing a wide array of vital functions including protection, secretion, absorption, and ltration. As epithelial tissue is devoid of extracellular matrix (ECM) and blood vessels, it is sustained by the diffusion of nutrients from the underlying vascular connective tissue, or stroma. Epithelia are separated from underlying stroma by the basement membrane (basal lam­ina), a very thin, noncellular tissue layer, comprising exclu­sively ECM.The stroma is a connective tissue layer that is vascularized, containing both cells and ECM.
epidermis
myelin sheath
dermis
Fig. 8.1 The tissue triad structure in the skin and peripheral nerves. The basement membrane (basal lamina), a thin noncellular layer con­sisting of extracellular matrix, separates the cellular, nonvascular epi­thelia (epidermis, myelin sheath) from the stroma (dermis, endoneurium) which contains cells, ECM, and blood vessels. Epithelia and the base­ment membrane regenerate spontaneously; stroma does not. Adapted from [1]
endoneurium
The skin, as one example, consists of the epidermis (epi­thelia) attached to the basement membrane and the underly­ing dermis (stroma). Considerable evidence from peripheral nerve studies indicates that Schwann cells function as epithe­lial cells following synthesis of a completely cellular layer (myelin sheath) around axons [39]. Nerve bers (Schwann cell-axon units) are attached to a basement membrane that separates them from the outlying endoneurial stroma, a tis­sue consisting of a vascularized extracellular matrix. Further evidence for the epithelial nature of the myelin sheath comes from the observed polarity of Schwann cells which is very similar to that of keratinocytes, the epithelial cells that form the epidermis in the skin. In each case, one epithelial cell surface is rmly attached to a basement membrane, and another is part of the epithelial tissue, endowed in each case with function unique to the respective organ that character­izes the epidermis (in the case of the skin) or the nerve ber insulation of peripheral nerves [39].
Tissues that are “regeneratively similar” appear in differ­ent organs yet share a common spontaneous healing response, be it regeneration or repair. The spontaneous healing behav­ior of each layer of the tissue triad in skin and peripheral nerves is well documented and will be briey reviewed.
Provided the stroma is still intact to facilitate epithelial cell spreading, injury to the epithelial layer of either of the two organs (the epidermis in the skin and myelin sheath in peripheral nerves, respectively) results in spontaneous regen­eration of the injured tissue by remaining epithelial cells in the defect [1, 4043]. Following nerve crushing with myelin disruption but with no injury to the endoneurium, the myelin sheath regenerates spontaneously, and no contraction is observed. Similarly, epidermal excision is a reversible injury that closes exclusively by spontaneous regeneration rather than contraction. The epidermis in the skin and the myelin sheath in peripheral nerves exhibit spontaneous regenera­tion, a reversible healing response leading to a full recovery of structure and function, and are therefore regeneratively similar [1]. Injuries that interrupt the continuity of the base­ment membrane in both organs without injuring the stroma also exhibit spontaneous regeneration by epithelial cells; basement membranes are regeneratively similar in the two organs. However, when a wound is severe enough to cause injury to the stroma of either organ (the dermis in skin or the endoneurial stroma in peripheral nerves), the organism achieves wound closure by a combination of contraction and scar synthesis (irreversible healing response) [44]. The der­mis and non-neuronal peripheral nervous tissue, such as the endoneurium, heal by repair; since they are both non­regenerative, they are considered to be regeneratively similar.
In summary, when the spontaneous regenerative capacity of corresponding tissue types in the skin and peripheral nerves is directly compared, a useful similarity emerges [1]:
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epithelia and the basement membrane are regeneratively similar tissue layers, exhibiting a reversible healing response even in the case of severe injury. Likewise, the stroma in both organs is distinctly non-regenerative. Hence, the central objective of induced organ regeneration is the synthesis of the non-regenerative stroma.
Experimental Considerations
Importance ofanAnatomically Well-Dened Defect
The appropriate experimental volume for studies of induced organ regeneration is the anatomically well-dened defect [1]. The above discussion of the differential regenerative capacity of the various layers of the tissue triad calls for an experimental injury that is free of non-regenerative tissue. In this manner, the effects of an exogenous regenerative agent on the potential synthesis of non-regenerative tissue can be evaluated without ambiguity. In addition, the experimental volume should also have well-dened anatomical boundaries to reduce contributions from extraneous healing processes occurring elsewhere in the organ (e.g., caused by collateral damage during the surgical procedure) and to improve the reproducibility of the surgical protocol from one animal to the next as well as between independent laboratories. The treatment of the defect should include the prevention of loss of extravascular tissue uid (exudate), which contains impor­tant growth factors and regulators that are crucial both to regeneration and to repair. Inability to prevent exudate loss from the injured site radically affects the outcome of both spontaneous and induced healing processes in both the skin and peripheral nerves [4547]. Physical containment is also necessary to prevent detrimental extraneous processes, such as bacterial infection in the skin, from interfering with the outcome of the healing response.
For studies of induced regeneration in the skin, the most widely used well-dened defect is the dermis-free full­thickness wound in the rodent or swine. In the case of periph­eral nerves, the fully transected peripheral nerve in the rat or mouse has been studied extensively [1]. Both the introduc­tion of various grafts or sheet-like covers to skin defects and tubulation to transected nerves using a variety of materials typically imparts signicant activity that either assists or hin­ders regeneration; their use must be controlled carefully.
Synthetic Protocol: InVitro or InVivo?
A detailed comparison of the synthetic regeneration pro­cesses carried out in vitro and invivo shows that in studies of the skin and peripheral nerves, various protocols for invitro
synthesis have so far resulted largely in the formation of epi­thelia and the associated basement membrane but not the physiological stroma. In contrast, several protocols con­ducted invivo have yielded not only the physiological epi­thelia and basement membrane but a near-physiological stroma as well. The following section highlights these observed cases of induced regeneration.
Overview ofInduced Organ Regeneration
Evidence ofInduced Organ Regeneration in Adults
Starting in the early 1970s, studies from the Fibers and Polymers Laboratory at Massachusetts Institute of Technology (MIT) have shown that the adult mammal can be induced to regenerate selected organs that have been acci­dentally lost or excised [48]. In every case, the excised adult organ in question did not regenerate spontaneously; that is, in the absence of experimental intervention that cancels the effects of wound contraction, the adult excised site generally closed spontaneously by contraction and scar formation rather than by regeneration. The organs in question were induced to regenerate partially with the aid of certain insolu­ble substrates (scaffolds) that were optionally seeded with cells. The development of these scaffolds, or highly porous macromolecular networks, in the 1980s marked the earliest years of the eld of tissue engineering.
The parts of the body with the most extensive data and understanding on induced organ regeneration are the skin and peripheral nerves [49]. The most recent data with other organs from the work of several investigators include other ectodermal organs, heart, appendages, liver, reproductive organs, and eyes [5055]. Induced organ regeneration data obtained from the Fibers and Polymers Laboratory at MIT included three anatomical sites, which were induced to regenerate partially including (1) full-thickness skin wounds, with epidermis and dermis completely excised, in the adult guinea pig, adult swine, and adult human; (2) full-thickness excision of the conjunctiva, with complete excision of the stroma, in the adult rabbit; and (3) the fully transected rat sciatic nerve, with stumps initially separated by a gap of 15mm (later 22mm and recently 30 mm). A summary of induced regeneration data for the constitutive tissues of each organ is presented in Table8.2.
Observations of induced regeneration in adults made over the last several decades have been tested repeatedly by mor­phological and functional tests, as follows: (a) conrmation of the partial regeneration of the skin (including both a der­mis and an epidermis) with hair follicles and sweat glands was made by histological, immunohistochemical, ultrastruc­tural, and functional studies [1719, 56]; (b) conrmation of
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Table 8.2 Constitutive tissues of skin, peripheral nerves, and conjunc­tiva that were induced to regenerate in adults
Organ Skin (guinea
pig. swine, human) (I)
Peripheral nerve (mouse, rat, cat, monkey, human)
Conjunctiva (rabbit)
Adapted from: Yannas [1]
Regeneration observed
Keratinized epidermis, basement membrane, dermis, nerve endings, blood vessels Myelin sheath, nerve bers (Large and small diameter), blood vessels, endoneurial stroma? Epithelia, conjunctival stroma
Regeneration observed
Appendages (e.g., hair follicles, sweat glands)
Regeneration not studied
Endoncurial stroma? Perineurium
Basement membrane
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capillary loops
the regeneration of the conjunctiva (including the conjuncti­val stroma) was made using histological data [34]; (c) conr­mation of the regeneration of peripheral nerves was made using both morphological and functional (electrophysiologi­cal and neurological) data [2532, 57]. More recent studies within the past decade have further elucidated the biochemi­cal mechanisms behind these observations [5860].
The available evidence in the above studies strongly sup­ports the conclusion that these severely injured anatomical sites were not closed by contraction and scar formation. The regenerated skin was histologically and functionally differ­ent from scar and identical to the physiological skin in almost all respects, including a physiological epidermis, well­formed basement membrane, well-formed capillary loops at the rete ridges of the dermal-epidermal junction, nerve end­ings with conrmed tactile and heat-cold feeling, hair folli­cles, sweat glands, and a physiological dermis. Evidence for the induced regeneration of the partial skin is presented in Fig. 8.2, and the kinetics of this process are presented in Fig. 8.3. The supportive data for induced regeneration of peripheral nerves is presented in Fig.8.4.
Clinical Experiences withCollagen-Based Scaolds
The clinical signicance of induced regeneration studies is readily apparent. Two collagen-based and three synthetic­based regenerative devices have been approved thus far by the Food and Drug Administration (FDA), two for the regen­eration of the skin and three for the regeneration of periph­eral nerves (Table 8.3). Increasingly, these devices are establishing themselves as a viable alternative to autografting.
75 mm
Fig. 8.2 Evidence for induced regeneration of the skin using collagen­glycosaminoglycan scaffold. (Top) A schematic diagram of physiologi­cally normal skin shows characteristic rete ridges at the dermal-epidermal junction and is contrasted with that of partially regenerated skin in the swine, following grafting with the keratinocyte-seeded dermal regen­eration template scaffold (bottom). The new skin is not scar, as evi­denced by the presence of rete ridges and capillary loops inside the ridges. Immunostaining for Factor VIII 35days after grafting revealed that capillary loops had formed in the rete ridges of the regenerated dermis (arrow) similar to those observed in physiological skin. Bar: 75 μm. (Top, from Burkitt HG, Young B, Heath JW. Wheater’s Functional Histology. Edinburgh, Scotland: Churchill Livingstone;
1993. Bottom, from Compton CC, Butler CE, Yannas IV, Warland G, Orgill DP.Organized skin structure is regenerated invivo from collagen­GAG matrices seeded with autologous keratinocytes. J Invest Dermatol. 1998;110:908–916)
Skin Regeneration Devices
In 1996, the FDA approved the Integra Dermal Regeneration Template® (DRT, as previously described), as an urgent treat­ment modality for patients suffering from severe burns. Since that time, DRT has been approved by regulatory agen­cies in several other countries. In 2002, the FDA approved DRT for a second application: restorative or reconstructive surgery of skin scars. The efcacy of DRT for the induced regeneration and treatment of chronic and pathological deep skin ulcers (chronic skin wounds) has been established, and modied versions of this device have been designed speci­cally for the treatment of these wounds. Over 440 clinical cases of DRT use have been cited thus far.
Reports have demonstrated the efcacy of the DRT in healing foot wounds in diabetic patients. A study of 30 dia­betic patients who underwent surgical debridement of dia­betic foot wounds followed by grafting with DRT reported an 86.7% healing rate and a signicantly more distal level of
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E
D
Day 14
E
D
Day 18
E
D
Day 25
Fig. 8.3 Kinetics of early skin synthesis in the swine with collagen­glycosaminoglycan scaffold between days 14 and 25. In this case, the collagen-glycosaminoglycan scaffold was seeded with autologous keratinocytes before grafting onto full-thickness skin wounds in the swine. Newly formed epidermis is denoted as E and the neodermis is denoted as D. The scaffolds degrade with a half-life of 15 days. (Reproduced from Butler CE, Orgill DP, Yannas IV, Compton CC.Effect of keratinocyte seeding of collagen glycosaminoglycan membranes on the regeneration of skin in a porcine model. Plast Reconstr Surg. 1998;101:1572–1579)
amputation (p<0.003) [12]. A retrospective review of 105 patients with diabetic foot ulcers receiving dermal regenera­tion template for lower extremity salvage indicates DRT as a viable option for a stable closure of these wounds in patients with low risk of amputation [15]. DRT efcacy for patients with an already high risk of amputation (based on available blood supply and presence of infection) seems to be limited. In another study, 307 patients received DRT grafting as a method of closure for select refractory pathological wounds. Patients were treated predominantly in an outpatient setting with 92% healing with two applications or less [61].
More recently, in 2015, the FDA approved the PolyNovo Novosorb Biodegradable Temporizing Matrix (BTM) for the treatment of second-degree burns and acute or chronic wounds. Unlike DRT, which is collagen-based, BTM is a synthetic, biocompatible, and biodegradable device that
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induces dermis to grow within a polyurethane matrix. A comparative study using porcine wound models showed that BMT was less prone to infection and aggressive wound con­traction as opposed to DRT [62]. When studied in mice, the two devices yielded similarly high-quality results, except with more neovascularization, tissue growth, and inamma­tion in the BMT group [63, 64]. Within the past few years, there have been increasing reports of the successful use of BMT in various clinical settings [6567].
Using templates for skin regeneration has the potential to replace the need for a full-thickness autograft in a patient population already suffering from large and deep wounds, in those patients where a simplied reconstruction can be designed, and in those in whom less scarring may be desired [68].
Peripheral Nerve Regeneration Devices
In 2001, Neuragen®, an early version of the collagen-based tubular devices that have been described above, was approved for the regeneration of peripheral nerves to treat individuals suffering from paralysis of the extremities. Further studies have shown that, as with studies of skin regeneration, the structure of collagen requires extensive optimization in order to increase the regenerative activity of this natural protein. One such study identied an optimized version of the device: a cell-permeable collagen tube with controlled degradation rate, higher cell-permeability, and an overall superior quality of regeneration. A multicenter human trial (using random­ized, blind, parallel groups) compared the NeuraGen™ nerve guide to direct suturing repair (control group), which is the current clinical gold standard for treatment of short-gap inju­ries [69]. The study followed 32 patients who had complete traumatic nerve injuries to the median and/or ulnar nerves in the distal third of the forearm over 2years. Patients treated with the collagen devices had signicantly lower postopera­tive pain scores than controls at early time points and at the completion of the study demonstrated sensory and motor function performance equal to the direct repair group.
Synthetic tubular devices were also approved by the FDA for the regeneration of peripheral nerves after their clinical trials, including Polyganics’s Neurolac in 2005 and GEM’s Neurotube in 1999 [7074]. However, results for synthetic nerve guides are more mixed due to the slower rate of recov­ery, sensory changes, and other uncommon complications. The Neurolac specically has had recent data showing issues with biocompatibility, swelling, degradation rate, rigidity, patient complaints, and automutilation [7577]. Taken together, the results indicate that the nerve guide tube is a realistic alternative to conventional end-to-end nerve repair [78]. However, the devices require extensive redesign in order to optimize the regenerative activity of collagen to make it useful at longer gap lengths, more biocompatible, and have better outcomes compared to autografts [79].