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Introduction to Pharmaceutical Biotechnology, Volume 2 (Second Edition)
companies have emerged, such as Novozymes dominating with 45% sales, followed by Danisco which holds a 20% share of the market. Bulk enzymes, such as proteases, amylases, lipases, etc, which are required in large quantities have, however, an intrinsically low unit value, so they demand signicantly lower manufacturing costs. In contrast, the therapeutics sector includes enzymes such as urokinase, which are produced in lower quantities and at greater manufacturing cost. The technologies involved in the production of enzymes unite the disciplines of microbiology, genetics, biochemistry and engineering. Requirements for new enzymes can be achieved by the development of new procedures or the development of new procedures to address the unsatisfactory performance of known enzymes. Recent developments in gene technology have had a large impact on the enzyme industry. Genetic engineering tools have allowed enzyme manufacturers to synthesize adequate amounts of any enzyme irrespective of source, whereas protein engineering facilitates alteration of the enzymes before production. This chapter offers an outline of enzyme production procedures beginning from raw materials to the nished product, and also offers an understanding of the different alternative technologies existing for different phases of production.
2.1.1 Sources of enzymes
These enzymes are used for applications in industries on commercial scales [4]. There are various applications of these enzymes, for example, softening hides by using the feces of dogs and pigeons before tanning. A German researcher named Otto Rohm reported in 1905 that extracts from animal organs (pig and cow pancrease) could be used as the source of the enzyme protase, for leather softening [4]. The utilization of enzymes (mainly proteases) for cleaning laundry began in 1915. However, this was not initially successful due to allergic reactions to impurities in the enzymes. Currently, advance techniques are available for purication and the use of enzymes in washing powders (without allergic reactions) is common. A real boom in the large-scale industrial production of enzymes from microorganisms occurred after the 1950s. From the industrial point of view, enzymes can be derived from different sources, however, microbes act as an active source for unique biological enzymes and thus most enzymes are derived from microbial sources [4]. A wide variety of living organisms can serve as sources of enzymes, as depicted in gure 2.1.
2.1.1.1 Enzymes from animal and plant sources
A few decades ago, plants and animals were considered the major sources for enzymes. Even today, they are still major sources of certain enzymes [4], such as lipases, esterases and protease. Hens eggs and human milk contain high amounts of lysozyme. This lysozyme with bovine lactoferrin offers innate immunity to an infant by killing gram-negative bacteria. Certain plants such as papaya (papain) and pineapple (bromelain) are excellent sources of enzymes. The following lists a few recent breakthroughs and discoveries:
Enzymes present in herbivore gut fungi and their potential applications in fuels and chemical industry [5].
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70
60
50
40
30
20
10
0
Enzyme sources
Overall %age
Figure 2.1. Enzyme sources.
Bacterial enzymes responsible for human infection [6].
Gro3P phosphatase responsible for the conversion of glucose and fats into
other compounds (i.e., regulate how your body converts sugar and fats) [7].
A class of DNA repair enzymes (DNA glycosylase) [8].
An enzyme (reductive aminase) that will make a drug used to treat
Parkinsons disease [9].
Enzyme production involves many critical steps which present major challenges in the production of enzymes from different sources. Lack of suitable isolation and purication procedures, low yield and high cost of overall process are the major challenges facing enzyme-based industries. Certain enzymes are more closely asso­ciated with cell walls and face certain problems such as low concentration, insolubility and maintaining biological activity. Offering an optimal pH and isoelectric point during extraction is an important factor in determining the biological activity of these enzymes. Thus selection of the purification procedure and the correct physical and chemical conditions also helps to retain the biological activity of an enzyme. Certain enzymes are very sensitive to variation in environmental factors, and can immediately lose activity, so their catalytic activity needs to be maintained by using a continuous process to accelerate the purication process. One of the recent developments for purication is a miniaturization automated approach that not only accelerates but also optimizes and statistically analyzes the enzymes during purification. The utilization of chromatographic techniques (aided by the development of new resins) and ultra­ltration are the main approaches to enzyme purification. The contamination and toxicity of enzymes are again major challenges that can be minimized during the production procedure, e.g. enzymes derived from bovine sources involve a high risk of contamination with bovine spongiform encephalopathy (an illness caused by the ingestion of abnormal proteins called prions). These prions can be carefully heat­inactivated at a certain temperature which will not affect the enzyme properties. Due to these serious concerns, microbial sources are generally preferred over plant- and animal-based enzymes [10, 11].
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2.1.1.2 Enzymes derived from mammalian cell cultures
Mammalian cell cultures offer a continuous supply of enzymes that are commer­cially important (table 2.1), however, a major constraint is the cost, which can be extremely high [12]. With more advancements in tissue culture, in particular in the mass cultivation of cells and the availability of cheaper culture media, it is now possible to affordably produce many therapeutic enzymes such as urokinase. Further advancements in mammalian cell culture are exploring the application of cell immobilization, capillary culture, large-scale suspension culture and perfusion techniques. By using such approaches it is now possible to produce therapeutic enzymes, such as tissue plasminogen activator, at a large scale.
2.1.1.3 Microbial enzymes
Enzymes derived from microbes are referred to as microbial enzymes. Microbial enzymes were exploited for many decades without a complete understanding of how they work. Microbes are considered as the most reliable source for the production of commercial enzymes. In fact, many such enzymes are already being used on a commercial scale (table 2.2).
Since the rate of cell growth and proliferation in microbes is very high, a large amount of enzymes can be produced by culturing microorganisms under controlled in vitro environments. The media and other facilities involved in culturing microbes are economical in comparison to using plants and animals [4]. Moreover, plant and animal cells are more susceptible to contamination than microorganisms. Recombinant DNA technology can be utilized to increase the production of a desired protein in microorganisms, which is more challenging in plant and animal cells because of their high genetic complexity as eukaryotes compared to prokar­yotes. This notion is based on the sexual mode of reproduction in eukaryotes which offers more genetic variation then prokaryotes (asexual reproduction).
To satisfy industrial demands, microbial sources must allow the proper recovery, isolation and purication of enzymes. The production procedure for enzymes is described in gure 2.2. The initial step in isolation is to select the best source that allows easy production of the enzyme within the shortest amount of time. Since microbial strains can grow rapidly and can be manipulated with the help of genetic
Table 2.1. Commercially produced enzymes from animal sources and their applications.
Enzyme(s) Source(s) Application(s)
Amylase, esterase Lamb,
calf Pepsin, trypsin Bovine Lipase, rennin (chymosin) phospholipase,
phytase Lysozyme Hen eggs Cell wall breakage in bacteria Human urine Urokinase For dissolution of blood clots
Porcine
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Digestive aids, preparation of
cheese
Introduction to Pharmaceutical Biotechnology, Volume 2 (Second Edition)
Table 2.2. Selected list of industrially (microbially) produced enzymes, their sources and applications.
Enzyme Source(s) Application(s)
α-amylase Aspergillus oryzae, Aspergillus
niger, Bacillus subtilis, Bacillus licheniforms
Amyloglucosidase A. niger, Rhizopus niveus Starch hydrolysis Cellulase A. niger, Tricoderma koningi Alcohol and glucose production Glucoamylase A. niger, Bacillus
amyloliquefaciens
Glucose
isomerase Glucose oxidase A. niger Antioxidant in prepared foods Invertase Saccharomyces cerevisiae Sucrose inversion; preparation of artificial
Keratinase Streptomyces fradiae Removal of hair from hides Lactase Kluyveromyus spp.,
Lipase Candida lipolytica, A. niger Preparation of cheese; flavor production Pectinase Aspergillus spp., Sclerotina
Penicillin acylase Escherichia coli Production of 6-aminopenicillanic acid Penicillanase B. subtilis Removal of penicillin Protease, acid A. niger Digestive aid; substitute for calf rennet Protease, neutral B. amyloliquefaciens Fish and meat tenderizer Protease, alkaline A. oryzae, Streptomyces griseus,
Pollulanase Klebsiella aerogens Hydrolysis of starch Takadiastase A. oryzae Bread supplement; digestive aid
Arthrobacter spp., Bacillus spp. Manufacture of high fructose syrups
Saccharomyces fragilis
medina
Bacillus spp.
Production of beer and alcohol;
preparation of glucose syrups; as a digestive aid; removal of starch sizes
Production of beer and alcohol; starch
hydrolysis
honey; confectionaries
Lactose hydrolysis; removal of lactose
from whey
Clarification of fruit juices and wines;
alcohol production; coffee concentration
Meat tenderizer; detergent additive; beer
stabilizer
engineering, i.e., rDNA and gene editing tools, they are considered as the best sources for the production of a large variety of enzymes. Several therapeutic enzymes have been successfully produced from different microbial sources, as shown in table 2.2.
2.1.1.3.1 Aspergillus niger for the production of bulk enzymes
Enzymes derived from fungal sources such as Aspergillus, Rhizopus and Penicillium are considered as safe. These sources all produce extracellular enzymes which can be conveniently recovered. Although various microorganisms produce extracellular enzymes, the most frequently utilized in industrial applications is Aspergillus niger. A. niger,afilamentous fungi, produces signicant amounts of extracellular enzymes and citric acid, which are widely used for industrial purposes. So far, more than 50 enzymes have been isolated from this source, including various commercial enzymes
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Figure 2.2. Schematic representation of the production of enzymes by microorganisms.
that are conveniently produced by A. niger. Some of the key enzymes are protease, insulinase phytase, catalase α-amylase, lipase, pectinase and cellulase [4]. This acid tolerant microorganism has signicant hydrolytic potential in the production of α­amylase, and it also prevents bacteria-mediated contamination [13].

2.2 Enzyme production technology

Generally, the procedures used for microbial production of enzymes are equivalent to the methods used for the production of other industrial products. The signicant features are, briey[4]:
Selection of organisms.
Formulation of medium.
Production process.
Recovery and purication of enzymes.
A ow chart for enzyme production by microorganisms is depicted in gure 2.3.
2.2.1 Selection of microorganisms
Appropriate selection of microorganisms allows a high rate of production of enzymes. Selection can be achieved using different approaches, such as mutagens and radiation, in particular UV rays. The selection procedure for microorganisms is described in gure 2.4. The most signicant factor in selecting microorganisms is that the organism should produce a high amount of the desired enzyme in a very short time, while the quantities of other metabolites produced should be low. After selecting the organism, strain improvement to optimize enzyme production can be achieved using suitable methods (as above, using mutagens or UV rays). After selection of the microorganisms, inoculum can be prepared in a liquid medium.
In enzyme research, the identication of enzymes is an important goal. The classical selective microbial screening method helps in discovering enzymes in populations of microorganisms. During this procedure organisms are selected and then individually isolated to develop pure cultures. A pure culture can be propagated to a higher level, however, only few colonies are obtained from this pure culture. Due to syntrophic benets (interspecies interaction) it is again challenging to isolate
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Figure 2.3. Enzyme production at an industrial scale.
pure colonies under standard conditions. Thus only 1% of pure culture can be derived from this classical selection method [14].
However, if pure cultures are only considered for enzyme isolation, then the maximum potential of the microorganisms, which are capable of producing other novel enzymes, will be ignored. There are vast numbers of microorganisms present in nature and it is challenging to cultivate all of them using classical microbiological techniques. The arrival of metagenomics allowed the retrieval of genetic material from the microbial environment without using any cultivation methods. At present, metagenomics are extensively used as a technique to isolate and identify enzymes with unique properties from the uncultivable part of microbial populations. These techniques allow researchers to establish the relationship between the genetic material (the genes responsible for enzyme production), the enzyme utilized (or whether an enzyme is utilized or not) and their properties. Recent developments in the eld of
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Figure 2.4. Microorganism selection for enzyme production by the classical method.
enzyme technology allow the exploration of new approaches, such as metaproteomics. Most importantly, using metagenomics it is possible to discover the genetic potential required by a cell to produce enzymes, i.e., identification of those particular genes that are responsible for the synthesis of the desired enzyme. After identication of the gene, there remains the challenge to discover whether the enzyme is synthesized under a particular environment and also whether the enzyme produced will carry all the desired properties. To further improve the selection process, the study of symbiotic environments (consortiums) was suggested, by integrating various omics-techniques, such as metagenomics (shotgun sequencing methods), metatranscriptomics and metaproteomics (extensive characterization of the whole protein complement of one microbiota condition at a particular time) [15, 16]. At a particular timeis signicant, as the protein expression at different times helps in understanding protein dynamics. Consequently, metaproteomics allows temporal interpretation studies of protein expression, in comparison to the observational studies of the static metagenome.
2.2.2 Medium selection
In the classical approach, a suitable culture medium with dened composition is selected that contains all the vital components to encourage the growth of only those microorganisms that are capable of producing relatively large amounts of enzymes. The nutritional component of the culture medium should be available at a low price
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and should be safe. For the growth of anchorage-dependent microorganisms, a number of substrates in the medium have been explored, such as yeast extract, whey, starch hydrolysate, corn steep liquor, molasses and soybean meal. In traditional approaches of fermentation, cereals (wheat) and pulses (peanut) have been utilized as substrates. Optimal pH is required for signicant microbial growth and also plays an important role in enzyme production.
2.2.3 Production process
The production of enzymes is often performed at larger scales using fermentation techniques, in particular submerged fermentation (the development of microorganisms in a liquid broth) and solid-substrate fermentation (the development of microorgan­isms on a solid substrate, e.g. rice bran or wheat bran). In submerged fermentation a liquid broth is utilized to offer nutrients that result in the production of industrial enzymes, antibiotics or other products. At the industrial scale, submerged liquid fermentation procedures are classically employed for the production of enzymes from microbial sources, whereas solid-substrate fermentation is rarely used for this purpose. This is because submerged liquid fermentation offers a number of advantages, such as ease of handling and greater control of environmental factors (such as temperature and pH). However, the solid-substrate fermentation method can also be utilized to improve the yield and decrease the cost of enzyme production [17, 18].
Solid-substrate fermentation is an alternative approach to submerged fermenta­tion which is often employed for the production of fungal enzymes such as cellulases, amylases, proteases and pectioases [19]. During this process microorganisms are developed under a controlled environment to produce enzymes, fuel and nutrients. Sterilization is not essentially required for solid-substrate fermentation, as the fermentation substrate starts sterilization and the microbes inhibit the growth of micro-ora. It has been reported that both approaches (submerged and solid­substrate fermentation) are considered as effective techniques to produce several valuable products. Due to advancements in fermentation technology, particularly in solid-substrate fermentation, bioreactors of different sizes have now been designed. The design of bioreactors is based on the principles of biochemical engineering, including mathematical modeling, which is important in dening the cellular development of microorganisms. Several problems, such as heat and mass transfer, can be overcome using such bioreactors.
For fermentation (if required), batch and continuous sterilization techniques can be employed to sterilize a suitable medium. Afterwards the medium is inoculated with a suitable microorganism to initiate the fermentation process. The cultures environmental conditions, such as pH, temperature, O
and nutrient supplementa-
2
tion are initially optimized and later maintained to achieve the desired growth of microorganisms. The addition of an antifoaming agent is required to inhibit surface tension. Production also involves fermentation kinetics, the mathematical analysis of certain factors that helps in designing or improving the batch and continuous process. It has been observed that continuous fermentation processes give a lower enzyme yield, thus enzyme production is often conducted using batch fermentation,
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and only rarely using the continuous process. The vessel should be sterile during the fermentation process. Aseptic conditions can be maintained by effective manage­ment of vessel design, operating procedures, continuous monitoring and mainte­nance, and skilled technicians. Usually, the duration of the fermentation process varies from 2 to 7 days. Certain additional metabolites are also produced in the medium which can interfere with recovery of the desired enzyme, however, only desired enzyme(s) should be recovered and puried.
2.2.4 Recovery and purication of enzymes
After developing the selected microorganisms or establishing a pure culture, the recovery of suitable extracellular enzymes is again a challenge, since the culture medium can be full of unwanted end-products released by the stationary phase of the microorganisms. These unwanted substances can interfere with the recovery of suitable enzymes. Since the recovery of extracellular enzymes is easier than that of intracellular enzymes, based on the recovery process used, commercial enzyme preparations are available in crude or highly puried form. However, other factors such as the form of medium (solid or liquid), viscosity, the nature of the enzyme and the degree of purity desired, etc, affect the recovery of enzymes. As discussed, downstream processing, which involves recovery and purication steps for extracellular enzymes, is easier compared to intracellular enzymes which require more advance techniques for cell lysis. The selection of a suitable hydrolyzing agent for intracellular enzyme recovery is a crucial step. It requires a basic understanding of cell membrane physiology and should be carried out such that the enzyme properties are not affected. Different physical, chemical and enzymatic hydrolyzing agents have been reported to break the cell wall and release their intracellular material [20]. However, the recovery of enzymes closely associated with the membrane is challenging. Cell lysis is always followed by differential centrifugation which allows the separation of cytoplasmic particles on the basis of size and specic gravity. For recovery from microbial sources, the cell membrane can be lysed by physical means, such as sonication, high pressure and glass beads. Lysozyme is often used as a hydrolyzing agent for the lysis of the bacterial cell wall. For cell wall breakdown in yeasts, the carbohydrate enzyme β- glucanase is used to break down the glycosidic bonds within beta-glucans, which allows the release and solubilization of these polymers from the cell walls. However, enzymatic procedures have the disadvantage of their high cost. Cellulose-degrading enzyme methods are often employed for intracellular enzyme recovery. The method­ologies utilized for both intracellular and extracellular enzyme extraction always remain same, however, the hydrolyzing agents often differ. The objective of both procedures is to decrease the loss of the anticipated enzyme and its activity [20].
2.2.5 Cell debris removal
Procedures such as cross-flow microfiltration with rapid back pulsing and differential centrifugation can be employed to remove cell debris. For thermostable enzymes, a more convenient method is to denature the unwanted proteins by heating, then cooling the solution, and nally unwanted proteins can be removed by centrifugation.
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2.2.6 Nucleic acid removal
Non-proteinaceous contamination, such as nucleic acids, restricts recovery and purication of enzymes. These contaminants can be removed by precipitation processes using polyamines, streptomycin and polyethyleneimine [21]. The presence of DNA/RNA contaminants can be examined by blotting techniques and simple wavelength scan assessment of DNA/RNA.
2.2.7 Precipitation of enzymes
In a solution, salt concentration generally determines the protein solubility. During the process called salting-in, the concentration of salts is low, which can stabilize several charged groups over the protein molecule, and which can ultimately increase the solubility of the protein. In contrast, an increase in salt concentration increases the solubility to a particular point, afterwards a further increase in the salt concentration increases precipitation of proteins as water molecules are now replaced with salt concentration, so insufficient water molecules for solubilization of the protein are available. Precipitation of protein in the presence of a surplus amount of salt is called salting-out. Various salts can be utilized for this phenomenon. Ammonium sulfate is often used for this purpose as it has high solubility and is comparatively inexpensive. Ammonium sulfate reduces the solubility of proteins and enhances the precipitation, which may further increase the stability of the native conformation. Precipitation is very benecial in downstream processing, as the precipitated enzyme can be solubilized in a minimal volume to concentrate the enzyme [22].
2.2.8 Liquid–liquid partition
The desired enzymes can be obtained by liquid–liquid chromatography using poly- ethylene glycol or polyamines. Liquid–liquid partition chromatography can also be utilized to identify conformational changesin well-characterized enzymes [23]. Various advanced liquid–liquid fractionation techniques have emerged, such as the aqueous two-phase system, which was initially accidently utilized by Martinus Willem Beijerinck (1896) by mixing an aqueous solution of starch and gelatin [24, 25]. The inuence of organic solvents on the partitioning of enzymes in aqueous two­phase systems was studied in 1987 [24]. As per this report, partition coefcients for alkaline phosphatase decrease with ethylene glycol, glycerol, sucrose and urea. In 1996, the effects of low temperature (18 °C) on glycolytic enzymes (e.g. phospho- fructokinase) were investigated in terms of the stability and partitioning within an aqueous two-phase system [26]. It was found that the presence of ethylene glycol, phase polymers and low temperature stabilized enzyme activities.
This technique has now gained much attention because of its great potential for the extraction, separation, purication and enrichment of proteins, in particular enzymes, nucleic acids and other biomolecules. This complex partition behavior is formed by mixing a variety of components in water. As water is the main component of both phases in aqueous two-phase systems, it offers a protected environment to biomolecules for their separation and polymers to stabilize their structure and
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