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Case 28
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Subclavian Steal in Left Subclavian Artery and Right Internal
Carotid Artery Occlusion Leading to Extracranial–Intracranial
Bypass Surgery
409
Clinical Presentation
A 50-year-old woman was admitted to the emergency
department with acute weakness of her left arm, left
drooping lip, and slurred speech. She had woken up with
these symptoms that morning. One year previously, she
had had two transient episodes of left-sided hemihypesthesia, each lasting about 20 minutes. She had multiple
vascular risk factors including arterial hypertension,
h y p e r c h o l e s t e r o l e m i a , a n d h e a v y s m o k i n g . O n a d m i s sion, the neurologic examination revealed left-sided
supranuclear facial palsy, mild left-sided sensorimotor
hemiparesis, and dysarthria (National Institute of Health
Stroke Scale [NIHSS] score: 6).
Initial Neuroradiologic Findings
Cranial CT demonstrated early signs of extended rightsided territorial middle cerebral artery (MCA) infarction, which was confi rmed by MRI. Time-of-fl ight MR
angiography (TOF-MRA) depicted absent signals of the
right internal carotid artery (ICA) and right MCA and a
prominent right posterior communicating artery (PCoA)
(Fig. B28.1 and Fig. B28.2).
Suspected Diagnosis
Ischemic right-sided MCA infarction in ICA and M1-MCA
occlusion. Thrombolysis was not performed because the
unknown time of stroke onset (wake-up stroke) and because of the CT fi ndings visualizing ischemia in more than
one-third of the MCA territory.
Questions to Answer by Ultrasound
Techniques
• Was there evidence of atherosclerotic change in the extracranial brain-supplying arteries?
• Was there a sustained occlusion of the right ICA and
MCA? If so, was there evidence of collateral blood fl ow
via the anterior (ACA) and posterior (PCA) cerebral
arteries or the ophthalmic artery (OA)?
Initial Neurosonologic Findings
(Day 1)
Extracranial Duplex Sonography
B-mode imaging revealed severe atherosclerotic changes
in extracranial vessels with distinct accentuation in the
right carotid bifurcation. A high-resistance fl ow signal
with reduced fl ow velocity and increased pulsatility was
seen in the right common carotid artery (CCA). The right
external carotid artery (ECA) was normal. No fl ow signal
was seen in the right ICA. Both vertebral arteries (VAs)
were of normal caliber in the V2 segment (left, 4.1 mm;
right, 3.9 mm). Flow assessment of the left VA demonstrated an almost retrograde fl ow with only a minimal
diastolic fl ow component. Upper arm compression test
with a blood pressure cuff (pressure above the systolic
blood pressure) led to a bidirectional fl ow signal with ret-
rograde systolic and antegrade diastolic fl ow component.
Release of the pressure cuff (reactive hyperemia of the
arm) led to completely retrograde fl ow. Increased fl ow
velocities but otherwise normal fl ow signals were seen
in all detectable segments of the right VA. Both V0-VA
segments and the subclavian arteries (SAs) could not be
visualized (Figs. B28.3–B28.9; see also Video
Transcranial Duplex Sonography
The right M1-MCA and A1-ACA segments revealed an
obvious poststenotic fl ow pattern with antegrade A1-
ACA fl ow. A positive oscillation eff ect in the right MCA
was seen during slight tapping of the right VA at the
level of the atlas loop. Marked turbulence including a
musical murmur was observed in the right PCoA at its
junction with the PCA. On the left side a strong antegrade
A1-ACA segment was seen (fl ow velocity 142/74 cm/s).
The anterior communicating artery (ACoA) was not visible. The left M1-MCA segment was normal (fl ow velocity
110/60 cm/s). The right P1-PCA had a markedly increased
fl ow velocity (160/100 cm/s). Both P2- and P3-PCA segments had fl ow velocities at normal ranges with a post-
stenotic fl ow pattern. Transforaminal insonation revealed
a nearly complete retrograde systolic fl ow component
in the left V4-VA segment similar to the extracranial
B28.1).

410 Case 28 Subclavian Steal in Left Subclavian Artery and Right Internal Carotid Artery Occlusion Leading to
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Extracranial–Intracranial Bypass Surgery
fi ndings and a normal antegrade fl ow in the right V4-VA
segment. The basilar artery (BA) showed a poststenotic
fl ow pattern. On transorbital insonation, the right OA could
not be seen (Fig. B28.10–B28.19; see also Video
B28.2).
Cerebrovascular Reactivity Testing
Intravenous administration of 1 g acetazolamide induced
a 31% increase of mean fl ow velocity above baseline lev-
els in the left M1-MCA and an 8% decrease in the right
M1-MCA, indicative of a steal phenomenon (Fig. B28.20).
Conclusion
Severe atherosclerotic vascular changes with proximal
occlusion of the right extracranial ICA but with a patent right MCA. Insuffi cient intracranial collateral blood
fl ow toward the right MCA and ACA via the right PCoA.
Additional collateral fl ow toward the right ACA via the
left ACA (double fi lling). Furthermore, indirect signs of
left proximal SA occlusion or high-grade stenosis with
asymptomatic subclavian steal phenomenon grade III.
Notably, the right VA was the only patent vessel providing blood fl ow, not only to the total posterior circu-
lation but also to the right anterior circulation and to
the left arm.
Conventional Angiography (Day 2)
Digital subtraction angiography (DSA) confi rmed the prox-
imal occlusion of the right ICA and the collateralization of
the right MCA territory via the right PCoA. On selective left
ICA injection, double fi lling of both A2-ACA segments via
the left A1-ACA segment was observed. In addition, a left
SA occlusion was detected and the subclavian steal phenomenon was confi rmed (Figs. B28.21–B28.26).
Clinical Course (1)
A periocclusional embolism on the basis of severe atherosclerosis originating from the right ICA with spontaneous recanalization was thought to be the cause of the
MCA infarction. Subsequently, long-term secondary stroke
prevention was started with aspirin. Because of the impaired intracranial collateralization, mildly hypertensive
blood pressure values were tolerated. A right EC–IC bypass
was discussed but the decision was postponed until
re-examination of cerebrovascular reactivity (CVR) and
evaluation of the clinical course 4 weeks later. During
the hospital stay, the left-sided hemiparesis improved
markedly.
Follow-up Neurosonologic Findings
(4 Weeks)
Extracranial Duplex Sonography
Assessment of the extracranial arteries remained unchanged demonstrating the right-sided ICA occlusion and
left-sided subclavian steal phenomenon (not shown).
Transcranial Duplex Sonography
Unchanged intracranial fi ndings (not shown).
Cerebrovascular Reactivity Testing
A 52% acetazolamide induced fl ow increase was seen in
the left M1-MCA. The right M1-MCA demonstrated a 16%
fl ow decrease (not shown).
Conclusion
Right extracranial ICA occlusion with unchanged intracranial collateralization mainly via the right PCoA.
Unchanged asymptomatic subclavian steal phenomenon grade III on the left side. Worsened CVR implicating an increased risk of developing hemodynamic
ischemia.
Fig. B28.27 shows a schematic of the patient’s extra-
and intracranial brain-supplying arteries.
Clinical Course (2)
A right-sided STeA–MCA bypass was performed. The
intervention was uneventful and the angiographic
control immediately after surgery showed a patent collateral vessel (not shown). CT revealed no intracranial
bleeding and no new ischemic brain damage. Longterm stroke prevention with clopidogrel was recommended. Follow-up over a 4-year period revealed no
further ischemic events.
Final Diagnosis
Periocclusional right territorial MCA infarction caused by
an occlusion of the right ICA. Impaired intracranial collateralization with cross-fl ow via the ACoA only to the con-
tralateral ACA territory and insuffi cient collateral fl ow to
the MCA via the ipsilateral PCoA, complicated by a left
subclavian steal phenomenon. Successful insertion of an
STeA–MCA bypass on the right side.

Fig. B28.1 Cerebral MR T2-weighted image, axial plane. Right par-
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
tial territorial MCA infarction sparing the basal ganglia.
Final Diagnosis
Fig. B28.2 3D TOF-MRA, axial maximal intensity projection (MIP).
Absent right ICA signal and large signal gap in the course of the right
MCA (arrows) suggestive of distal M1-MCA and ICA occlusion. Note
the prominent distal ICA perfused by the right PCoA (arrowhead).
411
CCA-L
Fig. B28.3 Extracranial duplex, longitudinal plane. Normal left CCA
fl ow (fl ow velocity 76/35 cm/s, PI = 1.25).
CCA-R
Fig. B28.4 Extracranial duplex, longitudinal plane. Resistance fl ow
signal with reduced velocity and increased pulsatility in the right
CCA (fl ow velocity 33/15 cm/s, PI = 1.39).

412 Case 28 Subclavian Steal in Left Subclavian Artery and Right Internal Carotid Artery Occlusion Leading to
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Extracranial–Intracranial Bypass Surgery
ICA-R
Fig. B28.5 Extracranial duplex, longitudinal plane. Absent signal in
the right ICA.
V2-VA-R
V2-VA-L
Fig. B28.6 Extracranial duplex, longitudinal plane. Retrograde systolic fl ow with at best minimal antegrade diastolic fl ow in the normal-
ly developed left V2-VA (diameter 4.1 mm, fl ow velocity 84/0 cm/s).
V2-VA-L
Fig. B28.7 Extracranial duplex, longitudinal plane. Increased antegrade fl ow in the normally developed right V2-VA (diameter
3.9 mm, fl ow velocity 160/88 cm/s).
V2-VA-L
Cuff release
Fig. B28.9 Extracranial duplex, longitudinal plane. Left V2-VA after
the release of upper arm compression (arrow) leading to reactive
hyperemia and completely retrograde fl ow.
Cuff pressure >
systolic blood pressure
Fig. B28.8 Extracranial duplex, longitudinal plane. Left V2-VA during upper arm compression, induced by a blood pressure cuff infl at-
ed to more than the systolic blood pressure (arrow), leading to a
bidirectional fl ow signal with antegrade diastolic fl ow.
M1-MCA-L
Fig. B28.10 TCCS (trans temp oral ap proa ch), lef t-sid ed i nson ation ,
midbrain plane. Almost normal fl ow signal in the left M1-MCA (fl ow
velocity 110/60 cm/s).

Final Diagnosis
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
413
M1-MCA-R
Fig. B28.11 TCCS (transtemporal approach), right-sided insonation, midbrain plane. Distinct poststenotic fl ow pattern in the right
M1-MCA (fl ow velocity 55/35 cm/s).
A1-ACA-R
A1-ACA-L
Fig. B28.12 TCC S (t rans tempo ral ap proa ch), l eft- sided insonation, midbrain plane. Marked but otherwise normal fl ow in the left
A1-ACA indicating collateral fl ow (fl ow velocity 142/74 cm/s).
PCoA-R
Fig. B28.13 TCCS (transtemporal approach), right-sided insonation, midbrain plane. Antegrade fl ow with a poststenotic fl ow
pattern in the right A1-ACA identical to the pattern of the right
M1-MCA (fl ow velocity 52/33 cm/s).
P1-PCA-R
Fig. B28.15 TCCS (transtemporal approach), right-sided insonation, midbrain plane. Turbulent fl ow with increased fl ow velocity in
the right P1-PCA indicating collateral fl ow via PCoA (fl ow velocity
160/100 cm/s).
Fig. B28.14 TCCS (transtemporal approach), right-sided insonation, midbrain plane. Musical murmurs in the right PCoA at the
junction with the PCA indicating functional stenosis.
P2-PCA-R
Fig. B28.16 TCCS (transtemporal approach), right-sided insonation, midbrain plane. Marked poststenotic fl ow pattern in the right
distal P2-PCA with otherwise normal fl ow velocities (40/30 cm/s).

414 Case 28 Subclavian Steal in Left Subclavian Artery and Right Internal Carotid Artery Occlusion Leading to
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Extracranial–Intracranial Bypass Surgery
P2-PCA-L
Fig. B28.17 TCCS (trans temp oral ap proa ch), lef t-sid ed i nson ation ,
thalamic plane. Poststenotic fl ow pattern in the left distal P2-PCA
(fl ow velocity 75/50 cm/s).
V4-VA-R
V4-VA-L
Fig. B28.18 TCCS (t rans foram inal app roach). Alm ost re trograde
fl ow in the left V4-VA similar to the fl ow signal in the left V2-VA
(fl ow velocity 80/−2 cm/s).
Velo city (cm/s )
150
MCA-L
+ 31%
100
Fig. B28.19 TCC S ( transfo rami nal app roac h). Pro mine nt but
otherwise normal fl ow signal in the right V4-VA (fl ow velocity
90/35 cm/s).
50
MCA-R
0
13:55
14:00 14:05 14:10
- 8%
Time (min)
Fig. B28.20 Acetazolamide infusion test, bilateral TCD monitoring
of M1-MCA fl ow velocity. Marked diff erence between the right and
left sides with an increase in fl ow velocity of 31% on the left and a
decrease of 8% on the right side (steal phenomenon).
Fig. B28.21 DSA, right CCA injection, lateral view. Proximal
occlusion of the right ICA (arrow).
Fig. B28.22 DSA, left CCA injection, posteroanterior view. Normal
left-sided intracranial anterior circulation. Filling of the right ACA
territory via the left A1-ACA (arrows).

415Discussion
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Fig. B28.23 DSA, right VA injection, posteroanterior view. Filling of
the right MCA vessels (arrows) via the right PCoA (arrowhead). Note
the absent fi lling of the ACA.
Fig. B28.25 DSA, brachiocephalic angiogram, left anterior oblique
(LAO) view. Proximal left SA occlusion (arrow).
Fig. B28.24 DSA, right VA injection, lateral view. Note the prominent right PCoA (arrow).
Fig. B28.26 DSA, right VA injection, lateral view, late arterial phase.
Note the retrograde left VA fi lling (arrows) and the distal SA fi lling
(arrowhead) following contralateral VA contrast injection.
Discussion
Clinical Aspects
2010, Wouters et al 2014). WUS is a major obstacle for
thrombolysis. Comparable to myocardial infarction and
sudden cardiac arrest, a diurnal variation in the onset
of stroke with predominance in the morning and even
Our 50-year-old patient had woken up with ischemic symptoms of MCA stroke. On cranial CT early signs
of extended right-sided MCA infarction were detected and therefore no thrombolysis was performed. Unknown time of onset including so-called wake-up stroke
(WUS) is observed in ~20–25% of patients (Silva et al
just prior to awakening is well known but not well un-
derstood. Endogenous factors like an increase in blood
pressure or in platelet aggregation may be contributing
factors (Kario et al 2011). To explore the possibility of
off ering patients thrombolytic therapy in WUS, a large
European multicenter trial (WAKE-UP) is currently

416 Case 28 Subclavian Steal in Left Subclavian Artery and Right Internal Carotid Artery Occlusion Leading to
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
Extracranial–Intracranial Bypass Surgery
functional ACoA via the contralateral A1-ACA. Second, the
MCA is in most cases the extension of the ICA whereas the
origin of the ACA has an unfavorable angle and is therefore
not the preferential route of emboli. Last, a major fl ow is
usually present in the MCA, which favors the receipt of
emboli. It has been shown that in patients with isolated
territorial infarctions of the ACA, this vessel had a larger
diameter than the ipsilateral M1-MCA, which supports
this assumption (Shoamanesh et al 2014).
It has been assumed that ~15% of large embolic artery infarctions are caused by acute ICA occlusions. The underlying
mechanism of periocclusional embolism might be a critical
slowing of blood fl ow within a stenosis. This then leads to
embolus formation which in the moment of ICA occlusion
detaches, and leads to intracranial vessel occlusion and in-
RL
farction. Embolism may, however, rarely also occur after
completed vessel occlusion from the distal “tail” of a propagating carotid thrombus (Finklestein et al 1980). More theo-
Fig. B28.27 Schematic of the patient’s extra- and intracranial
brain-supplying arteries before EC–IC bypass. Right proximal ICA
occlusion and left proximal SA occlusion (circles). Collateralization
of the right MCA territory through the right VA via BA and right
PCoA. Collateralization of the right ACA territory in part through
the left ACA. Blood supply to the left distal SA via retrograde left
VA fro m th e r ight VA (arr ows ). Not e t hat th e r igh t VA pr ovi des th e
blood fl ow for the total posterior circulation, right MCA territory,
part of the right ACA territory and left arm.
retically, the proximal stump of the occluded ICA may be the
source of emboli, for example, if an ICA embolus originating from the stump follows the collateral pathways via the
ECA and retrograde OA into the brain. MCA embolism may
also occur in ICA occlusion primarily as an artery-to-artery
event in CCA and ECA plaque lesions (Barnett et al 1978).
Hemodynamic compromise is the second common
cause of ischemia in ICA occlusions (Pessin et al 1979). In
cases with insuffi cient collateral blood supply, reduced per-
fusion in the border zones between the vascular territories
analyzing the relationship of signal increases in diffusion-weighted (DW) and fl uid-attenuated inversion
recovery (FLAIR)-weighted images (diff usion–FLAIR
mismatch) on MRI. The hypothesis is that hyperacute
ischemia will show DWI lesions but no corresponding
FLAIR correlates, which would then allow thrombolysis
in strokes of unknown onset (Thomalla et al 2014).
Our patient had severe atherosclerosis of the
brain-supplying arteries, associated with multiple vascular risk factors including smoking. She suff ered from a
right MCA infarction, most probably caused by a “fi nal”
periocclusional artery-to-artery embolism in ICA occlusion. An asymptomatic left subclavian steal phenomenon
(SSP) on the basis of a left proximal SA occlusion was also
detected. Both pathologies resulted in a complex extraand intracranial hemodynamic situation. Because of the
good regression of neurologic defi cits, the patient’s rel-
atively young age, and the exhausted CVR, an STeA–MCA
bypass operation was performed to improve the perfusion of the right hemisphere. In the following discussion
we fi rst address the implications of ICA occlusion and
then those of the SSP.
The incidence of symptomatic unilateral ICA occlu-
sions is 6/100,000 (Flaherty et al 2004). Considering that
not every patient suff ering a transient ischemic attack
(TIA) consults a doctor, the number may even be higher. The incidence of asymptomatic ICA occlusions is unknown. In symptomatic cases cerebral or retinal ischemia
may be hemodynamic or, more often, embolic in nature.
Embolism may result in acute carotid-T occlusion which,
however, most frequently leads to an involvement of the
MCA territory, less frequently of the ACA territory or of
both territories combined. The dominance of MCA territorial infarctions is explained by three aspects. First, an
A1-ACA occlusion can be compensated in the presence of a
may result in hemodynamic infarctions (BZI). This assumption is supported by an obvious association of BZI and ICA
occlusions or high-grade stenoses (Baumgartner and Regard
1994, Hupperts et al 1996, Weiller et al 1991) (for further
discussion on BZI, see also Chapter 4, “Border Zone Infarction” under “Classifi cation of Arterial Stroke,” and Case 30).
Hemodynamic TIAs may present with specifi c pat-
terns. Often, TIAs occur with cortical signs, for example,
in relation to orthostatic hypotension (Caplan and Sergay 1976, Ruff et al 1981, Somerville 1984). Occasional-
ly “limb shaking” may be observed (Nguyen et al 2011,
Persoon et al 2010). This phenomenon, fi rst described
in 1962 by Fisher, comprises unilateral repetitive involuntary movements of arm and/or legs without epileptic
activity on electroencephalogram (EEG) analysis. The
detailed mechanism of this phenomenon is not well understood; however, it ceases after successful carotid endarterectomy (CEA) or an EC–IC bypass (Baquis et al 1985,
Tatemichi et al 1990, Yanagihara et al 1985). In contrast
to amaurosis fugax, usually associated with extracranial
ICA stenoses and indicative of artery-to-artery embolism,
a transient retinal ischemia or “retinal claudication” is a
less well known symptom. Looking into bright light increases the retinal metabolic demand. In combination
with the already impaired retinal perfusion in patients
with an ICA occlusion, this may subsequently manifest
by diminished visual acuity after visual stimuli (Furlan
et al 1979). Chronically reduced orbital blood fl ow may
lead to venous stasis retinopathy, which is often clinically
asymptomatic and may be diagnosed by ophthalmoscopy.
In patients with ICA occlusion a venous stasis retinopathy was observed in 32 of 110 patients (29%). Clinically
manifest chronic ocular ischemia is rare, with a published
annual rate of 1.5% (Klijn et al 2002). For further reading
on amaurosis and central artery occlusion, see Case 38).

417Discussion
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
All rights reserved. Usage subject to terms and conditions of license.
The two ischemic mechanisms, embolic and hemodynamic, may facilitate each other. Animal experiments
have demonstrated that the extent of embolic infarctions
rises in cases with generally impaired cerebral hemodynamics, probably as a result of insuffi cient and delayed
disruption of emboli (Omae et al 2000).
The functioning of the available collaterals determining
the degree of impairment in cerebral hemodynamics can
be assessed by several diagnostic methods, such as PET,
SPECT, MRI, and transcranial ultrasound. A measure of collateral function is the CVR which can easily be determined
by transcranial Doppler (TCD) (see also Chapter 3, “Metabolic Coupling”). Applying this method to patients with
an ICA occlusion, ~12% of cases demonstrate an exhausted CVR and 29% an impaired CVR (Widder et al 1994).
The former was especially seen in patients who had experienced cerebral ischemia in the 3 months prior to the
analysis. In cases with acute occlusion, the CVR undergoes constant changes as collateral function may improve
over time. Therefore, CVR improves over time too and
may not be stable before 3–4 weeks post ischemia. The
assumption that CVR normalization occurs over several
months was not confi rmed, however (Rutgers et al 2000).
In our patient, we repeated CVR testing after 4 weeks,
which demonstrated further progression of the hemodynamic failure.
Patients with asymptomatic ICA occlusions have a
good long-term prognosis. A case series in 30 patients reported only one ischemic stroke during an observational
period of 32 months (Powers et al 2000). An analysis of
symptomatic patients from 20 clinical studies, who had
suff ered a retinal TIA, cerebral TIA, or minor stroke, re-
vealed a general annual risk of stroke of 5.5% and a risk of
an ipsilateral stroke of 2.1%. Patients with impaired CVR
had an even higher annual risk of 12.5% for general stroke
and of 9.5% for ipsilateral stroke, both substantially higher
than for the total group of ICA occlusions. Patients with
an exhausted CVR had the highest risk, with 41.4% for
general stroke and 31% for ipsilateral stroke, respectively
(Klijn et al 1997).
Secondary stroke prevention in ICA occlusion is mainly achieved by antiplatelet medication. In cases of acute
ICA occlusion, anticoagulation therapy is sometimes given for several weeks to prevent embolic events from the
stump. However, there are no data from controlled trial to
support this approach.
Another therapeutic aspect is blood pressure management. Large epidemiologic studies have shown that blood
pressure reduction leads to subsequent reduction of stroke
risk. However, in patients with impaired hemodynamics
due to severe steno-occlusive disorder normal blood pressure might be a risk factor for hemodynamic cerebral ischemia. In these cases, moderately elevated blood pressure
values might be tolerated or an intervention (such as CEA
or stenting of an ipsilateral asymptomatic high-grade stenosis in case of contralateral ICA occlusion) considered. In
cases of unilateral chronic ICA occlusion, a deliberate increase of blood pressure is not recommended as it does not
reduce the risk of future strokes but increases the risk of
cardiac events (Rothwell et al 2003c).
Interventional revascularization approaches such as
the insertion of an EC–IC bypass are controversial, but
have been largely abandoned since publication of the
EC–IC Bypass Study results in 1985. In this trial, which
included patients with symptomatic high-grade ICA or
MCA stenosis or occlusion, no benefi t was found for pa-
tients who had been operated on compared with those
who had best medical treatment (EC/IC Bypass Study
Group 1985). For further reading on EC–IC bypass treatment, see also Case 25 and Case 9.
In addition to the ICA occlusion, our patient presented an
occlusion of the left proximal SA and a subsequent SSP. A SSP
is defi ned as the reversal of blood fl ow in a VA, ipsilateral to
an upstream proximal high-grade SA stenosis or occlusion.
The left side is mostly aff ected in a ratio of ~4:1 which is
usually explained by the acute angle of origin of the left SA,
which increases fl ow turbulence and accelerates atheroscle-
rosis (Labropoulos et al 2010, Nicholls et al 1991). The VA
then takes over the insuffi cient blood supply of the ipsilat-
eral arm. Fisher named the phenomenon “subclavian steal”
in 1961 as the ischemic arm “steals” blood from the intracranial circulation. The reported prevalence of the SSP is
between 1.9% (in a population-based analysis of blood pressure diff erences >15%) and 9% (in patients with a neck bruit)
(Bornstein and Norris 1986, English et al 2001, Shadman et
al 2004). Atherosclerotic occlusive disorders of the SA correlate with past and current smoking history, hypertension,
and especially with the presence of a peripheral arterial
occlusive disease (PAOD). An angiographic study reported
prevalence for SA stenosis of 4.3% in patients who smoked,
6.8% in patients with diabetes mellitus, 7.6% in patients with
cerebrovascular events, and 11.5% in patients with PAOD
(English et al 2001). Besides atherosclerosis, other causes
such as congenital deformities, traumatic injuries, radiation
emboli, or infl ammatory diseases like giant cell arteritis and
in particular Takayasu’s arteritis, might lead to the SSP (see
also Case 23). Depending on the anatomic vessel course, SA
stenoses or occlusions with subsequent SSP occur in twothirds of cases on the left side and in one-third of cases on
the right (Kaneko et al 1998, Tan et al 2006). Rarely a SSP
may be present bilaterally (Budincevic et al 2014).
Whenever transient or persisting clinical symptoms
are observed, the term subclavian steal syndrome is
used instead of SSP. A variety of symptoms may occur
including headaches, episodes of transient brainstem
ischemia, activity-related pain (arm claudication), and
sensory disturbances as well as impaired strength in
the aff ected arm. Headaches, particularly located in the
neck, or the mastoid or occipital regions, which may be
amplifi ed by physical activity, are frequently reported
in subclavian steal syndrome. Resting and exertional
arm pain or other impairments of the arm are rather infrequent fi ndings. This might be explained by the
slow progression of the SA occlusive disorder with the
subsequent development of other additional collateral
pathways. TIAs are often short, lasting only seconds to
minutes. The symptoms may be diffi cult to recognize as
they often only become obvious if there are additional occlusions in the anterior circulation or there is inadequate collateralization. A large study including 324
patients with a subclavian steal found symptoms related to an impaired perfusion of the posterior circulation in only 5% of cases. In contrast, 31% had, as in our
case, symptoms attributable to the anterior circulation

418 Case 28 Subclavian Steal in Left Subclavian Artery and Right Internal Carotid Artery Occlusion Leading to
Valdueza et al., Neurosonology and Neuroimaging of Stroke: A Comprehensive Reference, Second Edition (ISBN 978-3-13-141872-2), copyright © 2017 Thieme Medical Publishers
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Extracranial–Intracranial Bypass Surgery
because of a generalized severe atherosclerosis also
aff ecting the carotid arteries. The remaining 64% of pa-
tients were asymptomatic (Hennerici et al 1988). When
considering therapeutic measures, the often complex
vascular constellation has to be taken into consideration. Until the 1980s, patients with a subclavian steal
were often treated by vascular surgery even if they were
asymptomatic. Today these procedures are considered
only in symptomatic patients and after critical evaluation of the complete hemodynamic situation. In most
cases, however, no intervention is required (for further
discussion on therapeutic aspects, see also Case 23).
Angiologic and Anatomic Aspects
The SSP is characterized by a reversal of fl ow within the
aff ected VA, illustrating the compensatory ability of the
cerebral circulation. Determined by the degree of stenosis of the SA, three grades of SSP can be diff erentiated
(Thomassen and Aarli 1994):
• Grade 1—incipient SSP: This grade is characterized by
a gradual diminution of systolic VA fl ow but preserved
diastolic fl ow, called systolic deceleration. This depres-
sion in fl ow velocity refl ects a loss of VA perfusion pres-
sure during the highest fl ow velocity in the SA (Kliewer
et al 2000).
• Grade 2—incomplete SSP: This grade is characterized
by a pressure adjustment leading to a biphasic alternating fl ow signal with a retrograde systolic and an ante-
grade diastolic fl ow component.
• Grade 3—complete SSP: This is characterized by a
complete fl ow reversal, observable in all segments of
the aff ected VA, which usually occurs in complete SA
occlusion.
The same monophasic VA fl ow profi le can then also be
observed in the dependent distal arteries (e.g., the brachial artery), which allows a fast indirect evaluation of
SA pathology. The described fl ow patterns apply to the
patient at rest. Muscular activity within the aff ected arm
leading to reactive hyperperfusion will alter the observed
VA fl ow profi les. This principle may also be applied as
a controlled test for an SSP. A blood pressure cuff posi-
tioned on the aff ected arm is infl ated above systolic blood
pressure levels under continuous monitoring of the VA
fl ow. During this phase of arm ischemia the VA fl ow may
improve or normalize. On sudden release of the pressure
cuff the arm becomes hyperemic and the VA fl ow abnor-
mality worsens, usually by one grade. Such a change was
observed in our patient. The description of fi ndings in the
ultrasound report should therefore include the SSP grade
at rest and under provocation unless grade 3 SSP is already present at rest.
Ultrasound diagnosis of the SSP is easy because the
combination of extracranial duplex and transcranial
color-coded duplex sonography (TCCS) permits a clear
description of fl ow pathology within the extracranial and
intracranial VAs and the BA. In patients with a grade 2
or 3 SSP the diagnosis is straightforward. More diffi cult
may be the diff erentiation of grade 1 SSP from a mild-
ly poststenotic fl ow, caused by a proximal VA stenosis,
which might not be accessible to ultrasound diagnostics.
In these cases the above blood pressure cuff test and fl ow
signal assessment of the distant VA or BA will be of help
as no relevant modulation of the fl ow profi le is to be ex-
pected in the case of proximal VA stenosis.
ther hemodynamic eff
Ano
ect of SSP on the posterior
circulation is the increased fl ow in the nonaff ected VA,
which occurs in all cases with a vertebro-vertebral overfl ow. As may be expected, this eff ect will be greater in
grade 3 than in grade 2 SSP (Tan et al 2006). Furthermore,
the SSP may additionally provoke a basilar steal phenomenon. An incomplete basilar steal comprising a systolic
fl ow deceleration at rest was seen in 7 of 55 patients with
SSP, increasing to 25 if additional provocation tests were
performed. A complete basilar steal phenomenon, however, is rare. It was found at rest only in one patient in this
study. A basilar steal was present in seven of eight cases
with defi nitive symptoms of posterior circulation and in
fi ve of six symptomatic patients with a >50% contralateral
VA st en os is , i ndic at in g t hat pa ti en ts wi th a b as il ar stea l
are at higher risk of stroke (de Bray et al 1994).
Our case presented a pathologic poststenotic fl ow pat-
tern, not only in the BA but also in both PCAs without the
presence of a proximal VA or BA stenosis. This fl ow altera-
tion can therefore be explained by the proximal SA occlusion and by a lack of collateral blood fl ow from the anterior
circulation due to an additional extracranial ICA occlusion.
At least the nonaff ected right VA assured the blood supply
of the left arm, the brainstem, the cerebellum, both PCA
territories, the right MCA territory, and in part the right
ACA territory via the right PCoA, which explains the overall high fl ow velocity detected in the right V2-VA.
All the above fi ndings, readily assessable by ultra-
sound, however, are only indirect signs of the proximal
SA pathology. The occlusive process itself is usually not
easy to visualize. The main reason for this is the limited
access to the vessel, located behind the clavicle. An absent signal should therefore be cautiously interpreted,
while stenoses should be evaluated as soon as increased
fl ow velocities and turbulent fl ow can be detected. A SSP
can only be expected if a relevant SA stenosis is present.
In a correlation study of duplex ultrasound-derived SSP
grades and the degree of SA stenosis assessed by angiography, an SA stenosis of at least 60% was found to produce abnormal VA Doppler fl ow signals in 90% of cases.
Grade 3 SSP was associated with SA occlusion in most of
the observed cases (Yip et al 1992).
It is important to notice that not every severe stenoocclusive process in the SA results in a reversed ipsilateral VA fl ow. Normal VA fl ow directions might be found
if other collaterals (e.g., the inferior and external thyroid
arteries, the internal mammary artery, or intercostal
and ascending arteries) suffi ciently compensate for the
SA pathology (Berguer et al 1980). Also, vessel disorders
and variants of the VA as in ipsilateral VA occlusion, VA
terminating as posterior inferior cerebellar artery (PICA),
or a VA not originating from the SA but directly from the
aortic arch may hinder its function as a collateral vessel.
How do other angiologic methods compare with ultrasound in assessing the above dynamic fl ow patterns?
DSA has been considered to be the standard procedure
in diagnosis of SSP as it permits direct visualization of
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