Добавил:
kiopkiopkiop18@yandex.ru t.me/Prokururor I Вовсе не секретарь, но почту проверяю Опубликованный материал нарушает ваши авторские права? Сообщите нам.
Вуз: Предмет: Файл:
Ординатура / Хирургия / Библиотека им академика М.И. Перельмана / Книга_538_Библиотеки_им_академика_М_И_Перельмана.pdf
Скачиваний:
0
Добавлен:
29.08.2026
Размер:
86 Мб
Скачать
25 Colon Cancer Surgical Treatment: Principles ofColectomy
Fig. 25.5 Extended left hemicolectomy
457
Splenic Flexure andDescending Colon Cancer
Tumors of the splenic exure and proximal descending colon are usually treated by a left colectomy. This procedure involves high ligation of the left colic artery and left branch of the middle colic artery (Fig.25.6). The resultant mesen­teric resection includes the areas drained by the distal half of the transverse colon and the descending colon. The resulting anastomosis is typically transverse colon to sigmoid colon. The root of the IMA and superior hemorrhoidal artery is pre­served to maintain arterial ow to the remaining sigmoid colon. If colorectal anastomosis is performed, then the root of the IMA can be divided.
Technical Aspects
The patient should be positioned in split leg or low lithotomy position to facilitate stapled end-to-end anastomosis and/or leak testing of the anastomosis endoscopically. The small bowel should be positioned on the patient’s right side so that exposure is gained to the base of the mesentery. Either before or after mobilization of the colon to its embryologic midline position, attention is directed to the mesentery. The inferior mesenteric vein is divided adjacent to the ligament of Treitz. A decision is made as to whether the sigmoid will be pre­served, and then the IMA is divided at the aorta (sigmoid to
be removed), or the left colic artery is ligated at its origin while preserving the root of the IMA and superior hemor­rhoidal artery (sigmoid to be preserved). During these resec­tions, the splenic exure is completely mobilized, and the left side of the omentum is typically taken with the speci­men. The proximal and distal colon transection lines are determined by the resected blood supply and the margin on the tumor. For some proximal splenic exure lesions, an extended left colectomy with division of the main middle colic artery trunk divided is indicated.
For tumors located in the distal descending colon, a more formal left colectomy includes resection of the sig­moid colon and a colorectal anastomosis (Fig.25.7). The IMA is isolated at its origin, making sure to identify and preserve the left ureter. The IMA is then ligated at its ori­gin, and the inferior mesenteric vein (IMV) is taken near the ligament of Treitz at the inferior border of the pancreas. The mesentery is lifted off of the retroperitoneum, and the entire left colon from the distal transverse colon to the top of the rectum is removed. It is important to note that attempts at anastomosis can be difcult due to reach and tension. To facilitate reach, the IMV should be ligated proximally. The transverse colon should be mobilized and omentum released from the stomach. A retroileal anasto­mosis may be needed to allow reach of the colon to the rectum for anastomosis in select patients.
458
Fig. 25.6 Segmental left hemicolectomy for splenic exure tumor
E. H. Carchman and M. F. Kalady
Fig. 25.7 Formal left hemicolectomy for descending colon tumor
Sigmoid Colon Cancer
Sigmoid colon cancer is treated with either a sigmoid colectomy or a left colectomy, depending on the loca­tion of the tumor in the sigmoid colon. More proximal lesions are best served with left colectomy (as outlined
above) to ensure adequate lymph node harvest. Tumors in the mid to distal sigmoid colon are adequately treated with anterior resection of the rectosigmoid/sigmoid colectomy. There has not been a proven oncologic ben­efit for formal left colectomy for distal sigmoid colon tumors.
25 Colon Cancer Surgical Treatment: Principles ofColectomy
459
Technical Aspects
An anterior resection is performed for tumors of the mid and distal sigmoid colon. The patient is placed in low lithotomy position. For a medial to lateral approach, the peritoneum is incised along the root of the sigmoid mesocolon, from IMA origin to just distal to the sacral promontory. Dissection just deep to the arc of the superior hemorrhoidal vessels allows for identication and preservation of the hypogastric nerves, left ureter, and gonadal vessels. At this point, a decision is made as to whether to divide the IMA at the aorta or preserve the left colic artery and instead divide the superior hemor­rhoidal artery at its origin (Fig. 25.8). As discussed previ­ously, several studies have demonstrated that there is no survival advantage of “high” ligation of the IMA although lack of precise anatomic denitions makes it difcult to draw denitive conclusions (8, 40, 41). During mobilization of the sigmoid colon and the ligation of the vessels, the left ureter should be identied and preserved. Most injuries of the ure­ter occur at the level of the iliac artery. One then completes the dissection of the sigmoid and descending colon and its mesentery off of the retroperitoneum. The distal aspect of resection is the upper rectum, and the proximal aspect of resection is typically the junction of the descending and sig-
moid colon, assuring appropriate margins and pulsatile arte­rial ow to the proximal colon conduit. One then determines if the descending colon will reach without tension to the rec­tal stump. If there is any tension, additional maneuvers to create length for the colon conduit include high ligation of the inferior mesenteric vein at the inferior border of the pan­creas and complete splenic exure mobilization. Some sur­geons will routinely mobilize the splenic exure, while some do so selectively. The anastomosis is then created, typically in an end-to-end fashion with an endoscopic stapler. As per routine, endoscopic inspection and pneumatic anastomotic leak testing, preferably with carbon dioxide as the instilled gas, should be performed.

Special Circumstances

Obstructing or Perforated Colon Cancer: Principles ofSurgical Resection
About 15% of patients with colon cancer will present with acute obstruction or perforation. Management varies based on location of the tumor and the clinical presentation.
Fig. 25.8 Sigmoid colectomy
460
E. H. Carchman and M. F. Kalady
Patients who present with acute obstruction due to suspected colon malignancy typically undergo CT of the abdomen and pelvis ordered by the emergency room physician. Unless the patient has undergone recent colonoscopy, urgent water­soluble contrast enema should be considered as the next step in evaluation. Water-soluble contrast enema will typically conrm the diagnosis, evaluate for synchronous distal lesions, and prep the distal colon for possible intraoperative colonoscopy. For obstructing right colon tumors, right colec­tomy should be considered. The dilated colon proximal to the obstruction is removed during right colectomy, and if the ileocecal valve is competent, the ileum is usually of reason­able caliber, and the patient can thus be considered for pri­mary anastomosis if doing well otherwise. If the ileum is dilated and edematous, resection with end ileostomy and mucus stula using a corner of the transverse staple line in the ileostomy opening as a vent can be considered. Other options include leaving the closed distal colon segment in the abdomen (only if one can ensure that there are no syn­chronous large distal colon lesions), creation of formal colon mucus stula in the contralateral abdomen, and creation of ileocolic anastomosis with proximal diverting ileostomy.
If the site of the obstruction is located more distally in the colon, more extensive resections are necessary. If there is evidence of proximal colon ischemia, then subtotal colec­tomy should be strongly considered (Fig.25.9). The decision as to whether to perform anastomosis (ileosigmoid or ileo­rectal) should again be based on the condition of the bowel and the acute and chronic condition of the patient. If the
proximal colon is dilated but not ischemic, then endoluminal stent as a bridge to formal resection can be considered. If this is not the favored approach or not possible, then Hartmann resection with proximal colostomy should be considered. Only in very rare cases should primary anastomosis, with or without proximal fecal diversion, be considered due to the risk of anastomotic leak. If primary anastomosis and proxi­mal fecal diversion is performed, then intraoperative colonic lavage should be considered in order to clear the diverted segment of stool, which could otherwise slowly extrude out of a leaking anastomosis should this complication occur.
In cases of perforation, similar principles as discussed above are followed. One additional consideration for perfo­rated tumors, however, is the high rate of recurrence and the need for adjuvant chemotherapy. In this situation, one should avoid creating a high-risk anastomosis that may leak and then delay or obviate adjuvant chemotherapy.
Surgical Resection forColon Cancer intheSetting ofLynch Syndrome
Approximately 3% of all colorectal cancers develop within the setting of Lynch syndrome. These patients have an increased risk of developing metachronous colon cancers due to their genetic predisposition (42). When a curable colon cancer is diagnosed in the setting of Lynch syndrome, the American Society of Colon and Rectal Surgeons recom­mends total abdominal or subtotal colectomy as opposed to a
Fig. 25.9 Subtotal colectomy
25 Colon Cancer Surgical Treatment: Principles ofColectomy
461
segmental colectomy due to the reduced risk of metachro­nous cancer afforded by extended resection (43). This sub­ject is covered in more detail in another chapter.

References

1. Available from: https://seer.cancer.gov/statfacts/html/colorect.
html.
2. Stanciu C, Trifan A, Khder SA. Accuracy of colonoscopy in localizing colonic cancer. Rev Med Chir Soc Med Nat Iasi. 2007;111(1):39–43.
3. Piscatelli N, Hyman N, Osler T. Localizing colorectal cancer by colonoscopy. Arch Surg. 2005;140(10):932–5.
4. Cho YB, Lee WY, Yun HR, Lee WS, Yun SH, Chun HK.Tumor localization for laparoscopic colorectal surgery. World J Surg. 2007;31(7):1491–5.
5. Hilliard G, Ramming K, Thompson J Jr, Passaro E Jr. The elusive colonic malignancy. A need for denitive preoperative localization. Am Surg. 1990;56(12):742–4.
6. Trakarnsanga A, Akaraviputh T.Endoscopic tattooing of colorectal lesions: is it a risk-free procedure? World J Gastrointest Endosc. 2011;3(12):256–60.
7. Nelson H, Petrelli N, Carlin A, Couture J, Fleshman J, Guillem J, etal. Guidelines 2000 for colon and rectal cancer surgery. J Natl Cancer Inst. 2001;93(8):583–96.
8. Park SS, Park B, Park EY, Park SC, Kim MJ, Sohn DK, etal. Outcomes of high versus low ligation of the inferior mesenteric artery with lymph node dissection for distal sigmoid colon or rectal cancer. Surg Today. 2020;50(6):560–8.
9. Draginov A, Chesney TR, Quereshy HA, Chadi SA, Quereshy FA.Association of high ligation versus low ligation of the infe­rior mesenteric artery on anastomotic leak, postoperative compli­cations, and mortality after minimally invasive surgery for distal sigmoid and rectal cancer. Surg Endosc. 2020;34(10):4593–600.
10. Olofsson F, Buchwald P, Elmstahl S, Syk I. High tie or not in resection for cancer in the sigmoid colon? Scand J Surg. 2019;108(3):227–32.
11. Turnbull RB Jr, Kyle K, Watson FR, Spratt J.Cancer of the colon: the inuence of the no-touch isolation technic on survival rates. Ann Surg. 1967;166(3):420–7.
12. Wiggers T, Jeekel J, Arends JW, Brinkhorst AP, Kluck HM, Luyk CI, etal. No-touch isolation technique in colon cancer: a controlled prospective trial. Br J Surg. 1988;75(5):409–15.
13. Garcia-Olmo D, Ontanon J, Garcia-Olmo DC, Vallejo M, Cifuentes J.Experimental evidence does not support use of the “no-touch” isolation technique in colorectal cancer. Dis Colon Rectum. 1999;42(11):1449–56; discussion 54–6.
14. Takii Y, Shimada Y, Moriya Y, Nakamura K, Katayama H, Kimura A, etal. A randomized controlled trial of the conventional technique versus the no-touch isolation technique for primary tumor resection in patients with colorectal cancer: Japan Clinical Oncology Group Study JCOG1006. Jpn J Clin Oncol. 2014;44(1):97–100.
15. Sjo OH, Merok MA, Svindland A, Nesbakken A.Prognostic impact of lymph node harvest and lymph node ratio in patients with colon cancer. Dis Colon Rectum. 2012;55(3):307–15.
16. Ogura A, Akiyoshi T, Takatsu Y, Nagata J, Nagasaki T, Konishi T, etal. The signicance of extended lymphadenectomy for colorectal cancer with isolated synchronous extraregional lymph node metas­tasis. Asian J Surg. 2017;40(4):254–61.
17. Bertelsen CA, Neuenschwander AU, Jansen JE, Tenma JR, Wilhelmsen M, Kirkegaard-Klitbo A, et al. 5-year outcome after complete mesocolic excision for right-sided colon cancer: a population- based cohort study. Lancet Oncol. 2019;20(11):1556–65.
18. West NP, Hohenberger W, Weber K, Perrakis A, Finan PJ, Quirke P. Complete mesocolic excision with central vascular ligation produces an oncologically superior specimen compared with standard surgery for carcinoma of the colon. J Clin Oncol. 2010;28(2):272–8.
19. Eiholm S, Ovesen H. Total mesocolic excision versus traditional resection in right-sided colon cancer- method and increased lymph node harvest. Dan Med Bull. 2010;57(12):A4224.
20. Chang GJ, Rodriguez-Bigas MA, Skibber JM, Moyer VA. Lymph node evaluation and survival after curative resection of colon can­cer: systematic review. J Natl Cancer Inst. 2007;99(6):433–41.
21. Le Voyer TE, Sigurdson ER, Hanlon AL, Mayer RJ, Macdonald JS, Catalano PJ, etal. Colon cancer survival is associated with increas­ing number of lymph nodes analyzed: a secondary survey of inter­group trial INT-0089. J Clin Oncol. 2003;21(15):2912–9.
22. Liang JT, Huang KC, Lai HS, Lee PH, Sun CT.Oncologic results of laparoscopic D3 lymphadenectomy for male sigmoid and upper rectal cancer with clinically positive lymph nodes. Ann Surg Oncol. 2007;14(7):1980–90.
23. Liang JT, Lai HS, Huang J, Sun CT.Long-term oncologic results of laparoscopic D3 lymphadenectomy with complete mesocolic excision for right-sided colon cancer with clinically positive lymph nodes. Surg Endosc. 2015;29(8):2394–401.
24. Siani LM, Lucchi A, Berti P, Garulli G. Laparoscopic complete mesocolic excision with central vascular ligation in 600 right total mesocolectomies: safety, prognostic factors and oncologic out­come. Am J Surg. 2017;214(2):222–7.
25. West NP, Kobayashi H, Takahashi K, Perrakis A, Weber K, Hohenberger W, etal. Understanding optimal colonic cancer sur­gery: comparison of Japanese D3 resection and European complete mesocolic excision with central vascular ligation. J Clin Oncol. 2012;30(15):1763–9.
26. Freund MR, Edden Y, Reissman P, Dagan A. Iatrogenic superior mesenteric vein injury: the perils of high ligation. Int J Color Dis. 2016;31(9):1649–51.
27. Wang C, Gao Z, Shen K, Shen Z, Jiang K, Liang B, etal. Safety, quality and effect of complete mesocolic excision vs non-complete mesocolic excision in patients with colon cancer: a systemic review and meta-analysis. Color Dis. 2017;19(11):962–72.
28. Storli KE, Sondenaa K, Furnes B, Eide GE. Outcome after intro­duction of complete mesocolic excision for colon cancer is similar for open and laparoscopic surgical treatments. Dig Surg. 2013;30(4–6):317–27.
29. Gouvas N, Pechlivanides G, Zervakis N, Kafousi M, Xynos E.Complete mesocolic excision in colon cancer surgery: a com­parison between open and laparoscopic approach. Color Dis. 2012;14(11):1357–64.
30. Feng B, Sun J, Ling TL, Lu AG, Wang ML, Chen XY, et al. Laparoscopic complete mesocolic excision (CME) with medial access for right-hemi colon cancer: feasibility and technical strate­gies. Surg Endosc. 2012;26(12):3669–75.
31. Bertelsen CA, Larsen HM, Neuenschwander AU, Laurberg S, Kristensen B, Emmertsen KJ. Long-term functional outcome after right-sided complete mesocolic excision compared with con­ventional colon cancer surgery: a population-based questionnaire study. Dis Colon Rectum. 2018;61(9):1063–72.
32. Lopez MJ, Monafo WW.Role of extended resection in the ini­tial treatment of locally advanced colorectal carcinoma. Surgery. 1993;113(4):365–72.
33. Curley SA, Carlson GW, Shumate CR, Wishnow KI, Ames FC.Extended resection for locally advanced colorectal carcinoma. Am J Surg. 1992;163(6):553–9.
34. Zhou Z, Nimeiri HS, Benson AB 3rd. Preoperative chemotherapy for locally advanced resectable colon cancer- a new treatment para­digm in colon cancer? Ann Transl Med. 2013;1(2):11.
35. Dehal A, Graff-Baker AN, Vuong B, Fischer T, Klempner SJ, Chang SC, et al. Neoadjuvant chemotherapy improves survival
462
E. H. Carchman and M. F. Kalady
in patients with clinical T4b colon cancer. J Gastrointest Surg. 2018;22(2):242–9.
36. Bokey EL, Chapuis PH, Dent OF, Mander BJ, Bissett IP, Newland RC.Surgical technique and survival in patients having a curative resection for colon cancer. Dis Colon Rectum. 2003;46(7):860–6.
37. Wakeman CJ, Dobbs BR, Frizelle FA, Bissett IP, Dennett ER, Hill AG, etal. The impact of splenectomy on outcome after resection for colorectal cancer: a multicenter, nested, paired cohort study. Dis Colon Rectum. 2008;51(2):213–7.
38. Langevin JM, Rothenberger DA, Goldberg SM.Accidental splenic injury during surgical treatment of the colon and rectum. Surg Gynecol Obstet. 1984;159(2):139–44.
39. Varty PP, Linehan IP, Boulos PB.Does concurrent splenectomy at colorectal cancer resection inuence survival? Dis Colon Rectum. 1993;36(6):602–6.
40. Yang Y, Wang G, He J, Zhang J, Xi J, Wang F.High tie versus low tie of the inferior mesenteric artery in colorectal cancer: a meta­analysis. Int J Surg. 2018;52:20–4.
41. Dimitriou N, Felekouras E, Karavokyros I, Pikoulis E, Vergadis C, Nonni A, etal. High versus low ligation of inferior mesenteric ves­sels in rectal cancer surgery: a retrospective cohort study. J BUON. 2018;23(5):1350–61.
42. Parry S, Win AK, Parry B, Macrae FA, Gurrin LC, Church JM, etal. Metachronous colorectal cancer risk for mismatch repair gene mutation carriers: the advantage of more extensive colon surgery. Gut. 2011;60(7):950–7.
43. Herzig D, Hardiman K, Weiser M, You N, Paquette I, Feingold DL, etal. The American Society of Colon and Rectal Surgeons Clinical Practice Guidelines for the management of inherited polyposis syn­dromes. Dis Colon Rectum. 2017;60(9):881–94.

Rectal Cancer: Neoadjuvant Therapy

StevenR.Hunt andMatthewG.Mutch
26
Key Concepts
• Standardized surgery using the total mesorectal excision concept remains paramount for achieving local control for rectal cancer.
• Addition of neoadjuvant therapy (short-course radiation, long-course chemoradiation) along with standardized sur­gery improves local control.
• Neoadjuvant short-course radiation therapy and long­course chemoradiation therapy have not improved DFS or OS for patients with LARC.
• Increased time interval between the completion of radia­tion therapy and surgery directly impacts the pathologic response of the primary tumor.
• The administration of systemic multidrug chemotherapy in the neoadjuvant setting as either induction or consoli­dation relative to radiation therapy has led to improved primary tumor response, improved tolerance, and improved delivery.

Introduction

As our understanding of the management of rectal cancer evolves, the tools available to stage and treat these patients are ever-increasing in number. Just a decade ago, staging and treatment were relatively straightforward. Patients were staged with endoscopy to assess tumor location, transrectal ultrasound (TRUS) to determine depth of tumor invasion (T stage) and lymph node status (N stage), and cross-sectional imaging (typically computed tomography, CT) to assess for distant metastatic disease (M stage). Based on these results, patients were offered one of two options for denitive ther­apy: patients with early stage tumors (cT1-2N0M0) went directly to surgery, and patients with locally advanced tumors
S. R. Hunt · M. G. Mutch (*) Washington University School of Medicine, Department of Surgery, St. Louis, MO, USA e-mail: mutchm@wustl.edu
(cT3-4N0 or cTXN1-2M0) received neoadjuvant therapy followed by surgery. The options for neoadjuvant therapy were limited to long-course radiation and chemotherapy, with short-course radiation therapy being used in parts of Europe and sparingly in the United States. Systemic chemo­therapy was typically the last mode of therapy received by rectal cancer patients. Trimodal therapy combining pelvic radiation, surgery, and chemotherapy evolved into the cur­rent “standard of care” for patients with locally advanced rectal cancer (LARC).
Improvements in rectal cancer staging, systemic chemo­therapy, and our understanding of the effects the components of trimodal therapy had on both local and systemic disease have allowed for signicant changes in how we utilize these three modes of therapy. The treatment paradigm of long­course chemoradiation therapy followed by surgery, and then systemic chemotherapy is being challenged.
Historical rates of local pelvic failure for LARC were upward of 25%, but the introduction of strict surgical tech­nique and neoadjuvant chemoradiation therapy has consis­tently lowered the rate to between 5% and 10% [14]. Despite these improvements in local control, neoadjuvant radiation and optimal surgery have not translated into consis­tently improved overall survival [57]. Patients with LARC (stage II and III) currently have a 30–40% risk of distant fail­ure, which is the most frequent cause of cancer-related death in this population [8]. Many have hypothesized that the lack of improvement in survival is a result of the long time period between initiation of neoadjuvant therapy and the delivery of multidrug systemic chemotherapy, which can be up to 20 weeks. These issues have led to studies examining the most appropriate timing and sequence of the three treatment modalities. First, distant recurrence is a result of occult micrometastases, and the longer they are left untreated, the greater the chance they have of surviving and establishing growth in a distant site [9]. Second, in attempting to dene the most appropriate timing of surgery after radiation ther­apy, it has become clear that longer “resting” intervals have
© Springer Nature Switzerland AG 2022 S. R. Steele et al. (eds.), The ASCRS Textbook of Colon and Rectal Surgery, https://doi.org/10.1007/978-3-030-66049-9_26
463
464
S. R. Hunt and M. G. Mutch
led to a greater response rate of the primary tumor [1013]. Third, the introduction of oxaliplatin to the systemic treat­ment of colorectal cancer has demonstrated an improvement in tumor response compared to 5-FU alone [14, 15]. Finally, the concept of organ preservation is becoming more accepted in patients who have a clinical complete response to neoad­juvant therapy [16]. As a result of these observations, there has been a dramatic change in rectal cancer treatment, namely, the utilization of multidrug systemic chemotherapy in the neoadjuvant setting and the introduction of the concept of total neoadjuvant therapy (TNT). This chapter will focus on the history of neoadjuvant therapy, the evolution of the use of systemic chemotherapy in the neoadjuvant setting, and the concept of total neoadjuvant therapy (TNT).

Rectal Cancer Staging

For the purposes of this chapter, staging will be discussed only in relation to determining the need for neoadjuvant ther­apy. Systemic staging is important, as knowledge of the pres­ence of distant metastatic disease may impact decisions regarding the use and timing of all three modalities of ther­apy– surgery, radiotherapy, and chemotherapy. Locoregional staging in rectal cancer is important for planning operative therapy and for making the decision as to whether the patient should be treated with neoadjuvant therapy. TRUS had been used in rectal cancer staging for the better part of the last 30years, but because of its operator dependence, technical challenges, and only moderate accuracy, it has been sup­planted in the last decade by magnetic resonance imaging (MRI), especially for locally advanced tumors. Currently, pelvic MRI is the recommended imaging modality for accu­rate local staging of rectal cancer [17]. It provides informa­tion regarding tumor size and location, the relationship of the tumor to the sphincter complex and peritoneal reection, evidence of extramural vascular invasion, and invasion of other pelvic structures. Most importantly, MRI denes the relationship of the tumor to the mesorectal fascia. This is often termed the “circumferential resection margin (CRM)” by radiologists, although obviously the true CRM can only be determined histologically. On MR, the CRM is dened as the closest distance of the tumor to the mesorectal fascia. It is thus assumed that the surgeon will be able to accurately mobilize the rectum and mesorectum in this plane. The CRM is considered threatened or involved when the tumor extends within 1mm or less of the mesorectal fascia and breaches the mesorectal fascia or for lower tumors, when they invade the intersphincteric plane [18]. The signicance of the CRM, and more specically an involved CRM, to local recurrence and overall survival in rectal cancer patients has been eluci­dated with increasing clarity over the past three decades [1821]. Local recurrence is signicantly higher in patients with a positive CRM than without [18, 22]. Furthermore,
with decreasing distance to the CRM, there is a dramatic increase in rates of local recurrence, metastasis, and death [18]. MRI has emerged as consistently superior to either TRUS or CT scan for CRM assessment, while offering com­parable assessment of both T and N stage [23]. In patients who have contraindications to MRI, the combination of physical exam, TRUS, and a pelvic CT scan can provide adequate information to guide therapy.
There are no widely agreed upon recommendations for restaging the primary tumor following neoadjuvant therapy. Patients with a threatened or involved CRM on initial staging exam may benet from restaging [17]. In these patients, treatment-related tumor retraction from the CRM portends an improved prognosis [21]. However, there have been very little data to support the concept that local restaging will change operative strategy in patients initially presenting with locally advanced tumors. Because neither radiotherapy nor chemotherapy kill in a “wave front” and isolated nests of viable tumor can persist in the original volume of tumor, the surgeon should plan on resecting all tissue that was origi­nally involved with tumor. The major exception to this rec­ommendation regarding restaging is when one is considering nonoperative management after neoadjuvant therapy (deni­tive chemoradiotherapy, “watch and wait”).
The National Comprehensive Cancer Network (NCCN) provides a formal denition of the rectum as beginning at a virtual line between the sacral promontory and the top of the pubic symphysis and ending at the palpable upper border of the anorectal ring [17]. While this denition is important in differentiating rectal cancer from colon cancer, it is not intended to mandate which tumors should be treated with neoadjuvant therapy. Suitability for neoadjuvant radiation often depends on the nation in which the patient is present­ing. In the United States, the NCCN guidelines recommend neoadjuvant radiation for all clinical stage II and III patients [17]. The European Society for Medical Oncology (ESMO) allows for patients with early cT3 cancers (invading less than 5mm beyond muscularis propria) to be treated with proctec­tomy alone [24]. The ESMO guidelines even permit surgery alone for patients with clinical N1 disease in the upper and mid-rectum, provided that the circumferential resection mar­gin appears free on imaging.
History of(Neo)Adjuvant Therapy
For over 100 years, radiation has been used to varying degrees in the treatment of rectal cancer. In the early twenti­eth century, surgery was used only for salvage, as it was extremely morbid. Over time, as operative and anesthetic techniques improved, surgery became the mainstay for the treatment of rectal cancer. In the early 1980s, William Heald published multiple papers describing his technique and excellent local control with what he described as “total
26 Rectal Cancer: Neoadjuvant Therapy
465
mesorectal excision” (TME), which emphasized the concept of removing the appropriate amount of mesorectum in its fascial envelope, using precise technique with good visual­ization [1]. This was not a novel concept, but not routinely practiced by many surgeons at the time, who often removed the rectum bluntly, potentially threatening the CRM and leaving involved mesorectal nodes in situ. Despite the publi­cations of Heald and others, widespread adoption of TME technique was slow, and surgery at that time had a high local recurrence rate. This high local recurrence rate prompted multiple trials aimed at using radiation to improve local control.
Two competing schools of thought emerged on the use of radiation in rectal cancer. Advocates for preoperative radia­tion touted the ability of radiation to shrink tumors prior to surgery. This camp argued that tissue oxygenation, which is requisite for maximal radiation efcacy, was adversely impacted by scarring postoperatively. Additionally, neoadju­vant delivery would minimize radiation damage to the small bowel and neorectum, as pelvic adhesions would be fewer and small bowel xation in the pelvis less, in the preopera­tive period. Those supporting the concept of selective post­operative radiotherapy noted that the inherent inaccuracies of staging would lead to overtreatment of many patients and also commit some patients with lower stage tumors to adju­vant chemotherapy because the true tumor stage would be difcult to differentiate. There was also signicant fear that preoperative delivery would lead to increased anastomotic and wound complications. Delay of surgery, which was the mainstay of therapy, was also cited as a reason to delay radia­tion until after surgery. While early trials demonstrated the value of radiation in both the preoperative [25, 26] and post- operative setting [2729], it would take years before the opti­mal timing of radiation would be established.

Adjuvant Radiation

The initial early large trials for rectal cancer used radiation alone in the adjuvant setting. The Medical Research Council Rectal Cancer Working Party in the United Kingdom found that radiation delivered in the postoperative setting decreased the local recurrence rate by 50% when compared to surgery alone [30]. Meanwhile, several invitro and animal studies demonstrated that 5-uorouracil (5-FU) enhanced the effec­tiveness of radiation on various tumor cell lines [31, 32]. Additionally, the Mayo Clinic demonstrated that combining 5-FU with radiation improved palliation in patients with recurrent or unresectable rectal cancer [33]. With this back­ground, various groups began to explore the use of combined chemoradiation in trials.
In the United States, the Gastrointestinal Tumor Study Group performed a prospective randomized study compar­ing surgery alone to surgery plus adjuvant therapy with either
chemotherapy, radiation, or combined chemoradiation [29]. While the study was small and likely underpowered, it did show that postoperative radiation combined with chemother­apy conferred a signicant 24% survival advantage over sur­gery alone.
The North Central Cancer Treatment Group (NCCTG) set out to determine if chemotherapy and radiation were more effective than radiation alone in the adjuvant setting [34]. Patients were randomized to groups receiving radiation alone or chemotherapy and chemoradiation. The radiation was delivered over 5 weeks to a total dose of 45 Gy, and most patients received a 5.4Gy boost to the tumor. The patients in the combined chemotherapy and chemoradiation group received systemic chemotherapy with 5-FU and semustine (methyl CCNU) for several cycles and then radiation com­bined with bolus 5-FU, administered early and late during the course of radiation. This group was also given more sys­temic chemotherapy after the chemoradiation. With 204 patients enrolled, the authors demonstrated signicant improvements in disease-free survival, local recurrence, cancer- related death, and overall survival in the combined chemotherapy and chemoradiation group. While there was no difference in the severe side effects between groups, the chemoradiation group suffered more gastrointestinal and hematologic toxicities.
Following the release of these study results, the National Institute of Health convened a Consensus Conference on colorectal cancer. It was the overwhelming opinion of the conference that both adjuvant radiation and chemotherapy should be part of the treatment of locally advanced rectal cancer. This was released as a Consensus Statement in 1990, published in the Journal of the American Medical Association [35]. In the manuscript, the authors point out that semustine had signicant leukemogenesis and nephrotoxicity, and they were emphatic that future studies should attempt to nd adjuvant regimens that did not use semustine. Following release of the 1990 NIH consensus statement, many patients with rectal cancer were then given adjuvant chemoradiother­apy, although the vast majority of it was administered in the postoperative setting.
Seeking to deliver adjuvant chemoradiation in a more effective and more tolerable regimen, the Gastrointestinal Intergroup performed a 2×2 clinical trial comparing postop­erative chemoradiation with bolus 5-FU to chemoradiation to chemoradiation with infusional 5-FU delivered over the entirety of the radiation treatment [36]. Additionally, they evaluated the use of semustine delivered before and after chemoradiation because of semustine’s signicant toxicities. This was a large multi-institute trial involving 660 patients with stage II and III rectal cancers. All patients received sys­temic chemotherapy with 5-FU (+/ semustine) both before and after chemoradiation. The trial showed that there was a signicantly increased time to recurrence in the group that received the 5-FU as a constant infusion. Additionally, the
466
S. R. Hunt and M. G. Mutch
authors found no benet to the addition of semustine to the systemic chemotherapy regimen. They concluded that infu­sional 5-FU was superior to bolus 5-FU and that semustine was not necessary in the adjuvant regimen for rectal cancer.
While it was clear that adjuvant therapy conferred a sig­nicant benet to rectal cancer patients, it had not been denitively proven that the addition of radiation to adjuvant chemotherapy was more helpful than chemotherapy alone. The National Surgical Adjuvant Breast and Bowel Project (NSABP) R-02 was a large trial designed to address this question [37]. As with the trials discussed above, in the radi­ation group, systemic chemotherapy was given before and after postoperative chemoradiation. The authors demon­strated that the addition of radiation to systemic chemother­apy signicantly improved local control but did not affect the incidence of distant disease or overall survival.

Neoadjuvant Radiation

Meanwhile, advocates for preoperative radiation had been working diligently to prove the value of administering radia­tion prior to surgery. Out of fear that radiation would lead to signicant postoperative complications, early trials used relatively low doses (<20 Gy), and none of these studies showed signicant improvement inlocal control or overall survival as compared to surgery alone [3840].
Eventually, higher doses of preoperative radiotherapy were utilized. The European Organization for Research and Treatment of Cancer (EORTC) demonstrated that preopera­tive delivery of 34.5 Gy of radiotherapy reduced the local recurrence rate from 30% to 15% when compared to surgery alone. This was one of the rst large prospective studies to show a benet to neoadjuvant radiation. While there was a trend toward improved survival, it was not signicant. The authors did caution that such a “large” dose of radiation in the neoadjuvant setting may have signicant morbidity in elderly and medically frail individuals [41].
The Medical Research Council Rectal Cancer Working Party evaluated the use of neoadjuvant radiation for poten­tially operable xed and tethered tumors [42]. These patients were chosen because the tumors were likely to be higher stage, minimizing the chance of overtreatment. Patients were randomized to surgery alone or radiation followed by sur­gery. Patients in the treatment group were given 40Gy in 20 fractions, and surgery was delayed by at least 4weeks. There was no difference in postoperative complications between the groups. The authors showed a signicant improvement in local control and disease-free survival in the patients treated with neoadjuvant radiation followed by surgery as compared to patients treated with surgery alone.
The Uppsala Trial compared preoperative and postopera­tive radiation delivery in what was the largest comparative trial at that time [43]. Patients randomized to the preopera-
tive radiation group were treated with 25.5Gy over 5–7days followed by immediate surgery. Patients assigned to the postoperative treatment group were given radiation only if their pathologic stage was stage II or III. They were then treated with 60Gy over 8weeks. Local recurrence rates were signicantly better in the neoadjuvant group (12% vs 21%). Despite the improvement inlocal control, the study showed no survival advantage to preoperative radiation. The authors did note that half of the patients assigned to the postoperative treatment group had delayed radiation therapy due to pro­longed recovery from surgery.

The Foundation Trials

The foundation for the use of neoadjuvant radiation that is commonly used today arises primarily from three sequential publications around the turn of the century in the New England Journal of Medicine. The rst of these studies was the Swedish Rectal Cancer Trial [3]. Based on the results in the Uppsala Trial, the study designers compared surgery alone to neoadjuvant short-course radiation followed by immediate surgery. This large randomized trial was offered to patients with resectable rectal cancer for whom abdomi­nal surgery was planned. All patients had a minimum of 5years of follow-up. Nearly one-third of the patients in the trial had stage I disease. The results showed a signicant and dramatic decrease inlocal recurrence in those treated with neoadjuvant short-course radiation (11% vs 27%). There was also a difference in overall and disease-free sur­vival, favoring those in the neoadjuvant radiation group. Critics of the trial, many of whom believed that precise sur­gery alone was sufcient treatment for rectal cancer, argued that the local pelvic failure rate in the surgery alone group was too high. They contended that the trial only proved that radiation mitigated problems related to poor surgical tech­nique. Moreover, there were signicantly more stage I and stage II patients in the radiation/surgery group than in the surgery alone group. Even though patients were treated with short-course radiation and immediate surgery, the authors attributed these differences to tumor downstaging from radiation.
Soon after the Swedish trial was published, another large national study addressed some of its shortcomings. The Dutch Colorectal Cancer Group essentially repeated the Swedish Rectal Cancer Trial, randomizing patients to sur­gery alone versus preoperative short-course radiation fol­lowed by immediate surgery [2]. However, the trial designers recognized the importance of standardizing and optimizing surgical technique. Participating surgeons were required to attend workshops and symposia on “TME surgery” and watch instructional videos and were monitored by specially trained expert surgeons. Specically, the rst ve proctec­tomy procedures at each institution were proctored. In addi-