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Chapter 12
Shortness ofBreath
KiyoshiKinjo

Introduction

Dyspnea of acute onset may suggest serious and potentially life-threatening illness. When the vital signs are abnormal and the patient looks acutely ill, the diagnosis and treatment need to be provided expeditiously; in many instances, the best approach would be to transfer the patient to the emergency room [1].
Chronic dyspnea should be approached systematically. Pulmonary and cardiac abnormalities, anemia, and obesity/ deconditioning are the most common etiologies [2].
Decision-Making/Differential Diagnosis andKey History andPhysical Exam
The onset and duration of dyspnea can be divided into four categories: sudden-onset, acute, episodic, and chronic dys­pnea (Fig.12.1).
K. Kinjo (*) Department of Internal Medicine, Okinawa Chubu Hospital, Uruma City, Okinawa, Japan
© The Author(s), under exclusive license to Springer Nature Switzerland AG 2022 E. Sydney et al. (eds.), Handbook of Outpatient Medicine,
https://doi.org/10.1007/978-3-031-15353-2_12
251
252
cC
K. Kinjo
Dyspnea
Sudden onset
• Pnuemothorax
• PE
• Airway obstruction
Acute Episodi
• CHF
• Asthma
• Pneumonia
• Other
• Asthma
• Panic attack
• Flash pulmonary edema
• Recurrent aspiration
hronic
• Cardiac CHF CAD
• Pulmonary
COPD ILD Pulmonary vascular disease
• Other
Anemia Deconditioning Neuromuscular disease Tense ascites Kyphosis/scoliosis
F . Differential diagnosis of dyspnea. PE pulmonary embolism, CHF congestive heart failure, CAD coronary artery dis­ease, COPD chronic obstructive pulmonary disease, ILD interstitial lung disease

Sudden-Onset Dyspnea

When the patient can tell what he/she was exactly doing at the onset of dyspnea, the likely differential diagnoses are pneumothorax, pulmonary embolism, and acute airway obstruction (foreign body or anaphylaxis).
Spontaneous pneumothorax is often seen in young slender men who smoke. Secondary pneumothorax is mostly seen in patients with known chronic lung diseases such as COPD (chronic obstructive pulmonary disease). Patients can some­times recall straining during exercise or reaching out an arm when he/she develops sudden dyspnea, often accompanied by pleuritic chest pain.
Pulmonary embolism (PE) can present with sudden-onset dyspnea, pleuritic chest pain, syncope, or hemoptysis. When considering PE, the risk factors should be reviewed, and vali­dated clinical prediction rule (such as Wells score; see Table 12.1) should be used [3]. When the patient with sus-
Chapter 12. Shortness ofBreath
T . Wells prediction rule (simplied score)
Clinical characteristic Score
Previous PE or DVT (deep vein thrombosis)
Heart rate >100 beats/min 1
Surgery or immobilization within the past 4weeks
Clinical signs of DVT 1
Alternative diagnosis less likely than PE 1
Hemoptysis 1
Active cancer 1
Modified from Gibson NS, Sohne M, Kruip MJHA et al. Further validation and simplification of the Wells clinical decision rule in pulmonary embolism Thrombosis and Haemostasis 2008;99:229–34
Pretest probability
≤1: PE unlikely (low) >1: PE likely (high)
1
1
253
pected acute PE is hemodynamically unstable, he/she needs to be transferred to the emergency room. In massive PE, thrombolytic therapy might be beneficial.
If the pretest clinical probability is low, one can order D-dimer; if D-dimer is negative (<500 ng/mL), PE can be safely ruled out. When D-dimer is positive, additional imag­ing is necessary. When the pretest probability is high, the patient needs evaluation in the emergency room (CT pulmo­nary angiography or VQ scan). If the transfer and imaging studies take time, one should consider starting empirical anticoagulation therapy in the absence of contraindication, pending definitive diagnostic workup.
Diagnosis of acute airway obstruction is usually obvious based on the history of aspiration or signs of anaphylaxis (lip and tongue swelling, urticaria, tachycardia, and hypotension) and stridor.
254
K. Kinjo

Acute-Onset Dyspnea

The most common causes in this category are congestive heart failure (new onset or exacerbation), asthma attack, and pneumonia. With history (by paying attention to risk factors and associated symptoms), physical examination, and simple tests including chest X-ray, electrocardiogram, and BNP (brain natriuretic peptide), it is usually easy to reach the cor­rect diagnosis [4].
Congestive heart failure (CHF) is characterized by dys­pnea, which is worsened by lying flat (orthopnea), nocturia, weight gain, and bilateral lower extremity edema. Many patients have cardiovascular risk factors: when those risks are absent, acute valvular heart disease (including infective endo­carditis (IE)) or acute myocarditis should be considered.
On physical examination, one should look for jugular venous distension, lower extremity edema, bilateral lower lung crackles and heart gallop, laterally displaced PMI (point of maximal impulse), and possibly cardiac murmurs (imply­ing underlying valvular heart disease). Occasionally, wheez­ing can be heard, and the patient may even respond to a beta-agonist bronchodilator.
Asthma exacerbation typically presents with acute-onset dyspnea, cough (mostly dry), and chest tightness, which is worse late at night or early in the morning, often triggered by upper respiratory infections. In many cases, wheezing can be easily audible, but in a severe asthma attack with impending respira­tory failure, wheezing may diminish or become absent. History of allergy (atopic dermatitis, allergic rhinitis, or conjunctivitis) as well as family history of asthma and allergy is helpful.
Pneumonia is not difficult to diagnose when a patient pres­ents with typical symptoms such as fever and cough with purulent sputum, but the presentation can be quite variable [5]. Many elderly may have no fever, but present with appe­tite loss, impaired mental status, or acute decline from base­line ADLs (activities of daily living) [6]. Atypical pneumonia can present with GI symptoms or headache. Tachycardia or tachypnea may be the only clue to the correct diagnosis.
Chapter 12. Shortness ofBreath
Other etiologies of acute dyspnea can be identified by his­tory, physical examination, chest X-rays, and electrocardio­gram in most cases.
255

Episodic Dyspnea

When a patient presents with recurrent episodes of dyspnea, the common diagnoses to consider are (1) asthma, (2) panic attack, (3) flash pulmonary edema, and (4) recurrent aspiration.
Panic attack is characterized by episodes of intense fear accompanied by somatic complaints including dyspnea. Although it is important to exclude other medical illnesses, patients with typical features of panic disorders would benefit from early psychiatric evaluation and treatment including cognitive behavioral therapy.
Flash pulmonary edema presents with an acute episode of pulmonary edema, presenting like acute CHF, but can be caused by a noncardiac infirmity such as bilateral renal artery stenosis [7].
Elderly with advanced dementia or patients with underly­ing neuromuscular disorders may develop intermittent aspi­ration with desaturation. Rhonchi and wheezing are often detected when the patient becomes dyspneic.

Chronic Dyspnea

Etiology of chronic dyspnea can be divided into three catego­ries: (1) cardiac, (2) pulmonary, and (3) others. One should always consider and thoroughly evaluate each category since more than one cause may coexist, especially in the elderly (e.g., COPD and coronary artery disease). When dyspnea seems out of proportion to the severity of one disease, another overlapping condition may be present.
The most common etiologies are (1) CHF, (2) COPD, (3) interstitial lung disease, (4) asthma, (5) anemia, and (6) obe­sity/deconditioning (Table12.2).
K. Kinjo
256
T . Common causes of chronic dyspnea
Physical
Diagnosis History
CHF History of
coronary artery disease, hypertension, valvular disease, orthopnea, edema, weight gain
COPD >50years
old with significant smoking history, chronic cough, sputum
Interstitial lung disease
Asthma Episodic
Anemia Dyspnea on
Obesity/ deconditioning
Chronic dry cough, h/o occupational exposure, rheumatic disease
wheezy dyspnea, triggered by URI, seasonal changes
exertion
Dyspnea on exertion, sedentary lifestyle, obesity
exam Diagnostic test
Jugular venous distension, lower extremity edema, bibasilar crackles, gallop sound, AFib
Distant lung sounds, barrel chest, wheezes
Bibasilar fine crackles, clubbing
Wheezes PFT with
Pale conjunctiva
Normal or obese
Electrocardiogram Chest X-ray Echocardiography BNP
Chest X-ray PFT
Chest X-ray and chest CT PFT
bronchodilator response
Hemoglobin Workup underlying cause of anemia
Exclude other etiologies
Chapter 12. Shortness ofBreath
Although many interstitial lung diseases are chronic, acute interstitial pneumonia, acute eosinophilic pneumonia, pneu­mocystis pneumonia, and dermatomyositis-associated lung disease may present acutely or subacutely.
Other less common diagnoses to consider may include lung cancer, pleural effusion, pulmonary hypertension, tense ascites, neuromuscular diseases, and chest wall deformity.
When the diagnosis remains elusive after routine evalua­tion, pulmonary or cardiology consultation should be consid­ered. In difficult cases, cardiopulmonary exercise testing may be helpful [8].
257

Treatment

Once the etiology is identified, the specific treatment can be provided.
The stepwise asthma treatment is shown in Table12.3 [9]. In most cases, symptoms of asthma can be managed with low- dose inhaled corticosteroids (ICS). A recent guideline recommends the use of ICS-formoterol (LABA) as both controller and reliever; even patients with infrequent asthma symptoms are at risk for severe exacerbation. Patients often use only short-acting beta agonist inhaler without ICS.Overuse of beta agonist is a risk factor for fatal asthma. Patients who cannot use the steroid inhaler despite repeated instructions (e.g., cognitive impairment or hand deformity) may use a leukotriene receptor antagonist, although it is less effective. Patients with more frequent, more severe symptoms should be treated with a low-dose steroid and a long-acting beta-agonist (ICS- LABA) inhaler. If asthma is poorly controlled, one needs to review the diagnosis of asthma, medication adherence (especially inhaler technique), triggering factors (e.g., smoking, use of NSAIDs or beta blockers), and comorbid conditions (e.g., rhinosinusitis or GERD) and then consider stepping up the treatment regimen. If symptoms are well controlled for 3months, consider stepping down, but it is strongly recommended to continue the steroid inhaler.
COPD management is summarized in Table 12.4 [10]. FEV1 value is important to establish the diagnosis of COPD
258
K. Kinjo
Add LAMA
Refer to
asthma
specialist
Medium dose
maintenance ICS-
formoterol
maintenance ICS-
formoterol
Add LAMA
Refer to
asthma
specialist
Medium−/high-
dose maintenance
ICS-LABA
Low-dose
maintenance ICS-
LABA
Low-dose ICS
maintenance
As needed low dose ICS-formoterol Low-dose
T . Stepwise asthma management
Reliever Step 1 Step 2 Step 3 Step 4 Step 5
Preferred
controller
Reliver As needed low-dose ICS-formoterol
Take low-dose
Alternate
ICS whenever
controller
SABA taken
choice
Reliever As needed SABA
Modified from Global Initiative for Asthma. Global Strategy for Asthma Management and Prevention, 2022
ICS inhaled corticosteroid, LABA long-acting beta2-agonist, SABA short-acting beta2-agonist, LAMA long acting
muscarinic antagonist
Chapter 12. Shortness ofBreath
T . COPD management
mMRC 0–1
CAT <10
Exacerbation ≥two/year or ≥ one hospitalization
0–1 exacerbation/ year and no hospitalization
Global Initiative for Chronic Obstructive Lung Disease Global Strategy for the Diagnosis, Management, and Prevention of Chronic Obstructive Pulmonary Disease (2022 Report) mMRC modified MRC dyspnea scale (Fletcher CM.BMJ 1960; 2:
1662), CAT COPD assessment test (Jones etal. ERJ 2009; 34: 648–54
http://www.catestonline.org), LABA long-acting beta-agonist, SABA
short-acting beta-agonist, LAMA long-acting muscarinic antagonist, SAMA short-acting antimuscarinics, ICS inhaled corticosteroid
1. Smoking cessation
2. Assess the symptom severity and exacerbation history and select
bronchodilator treatment (see table)
3. Treat comorbid conditions: Common comorbid conditions include
cardiovascular disease, skeletal muscle dysfunction, metabolic syndrome, osteoporosis, depression, anxiety, and lung cancer. One should actively screen and treat them appropriately in order to maximize the patient’s quality of life
4. Vaccination: Vaccinate against influenza, COVID-19 and
pneumococcus
Start LAMA
• If further exacerbation, LAMA + LABA or LABA + ICS
Choose one from SABA, LABA, SAMA, or LAMA
• If effective, continue
• If ineffective, stop and change to another
mMRC ≥2
CAT ≥10
Start LAMA
• If further exacerbation, LAMA + LABA or ICS+LABA
• If still further exacerbation, refer to pulmonologist
Start LABA or LAMA
• If symptoms persist, LABA+LAMA.Consider other cause of respiratory symptoms
259
260
K. Kinjo
(post bronchodilator FEV1/FVC <70%), but the medication choice is strongly influenced by the degree of symptoms and the history of exacerbation. LAMA (long-acting muscarnic antagonist) is the preferred choice in many patients; it is shown to improve symptoms and quality of life and reduce exacerbation and hospitalizations and has little systemic side effects. As opposed to asthma, inhaled steroid should be used selectively in patients with COPD.ICS increases the risk of pneumonia, and the effect is limited in patients whose blood eosinophil count is low (<100/μg). None of the pharmacologic therapies are shown to slow the decline of the lung functions; smoking cessation is the only definitive treatment of COPD; patients should be strongly counseled to quit smoking. A detailed discussion of COPD therapy is beyond the scope of this chapter. Comanagement with a pulmonary specialist may be indicated in patients with advanced COPD. Pulmonary rehabilitation and oxygen therapy may be appropriate in some patients. Comorbid conditions such as cardiovascular disease, depression, and osteoporosis are very common in patients with COPD; screening and treatment of comorbidity is important.
Management of heart failure is summarized in Fig. 12.2. While cardiologists may provide many aspects of specialized care, the primary care providers should work in conjunction with cardiologists and manage comorbid conditions such as obesity, smoking, hypertension, and diabetes.
In patients with chronic heart or lung disease, the symp­tom of dyspnea can be challenging to manage; physical ther­apy may be beneficial in some cases. Oxygen therapy can be considered in select hypoxic patients. Those with advanced end-stage illness may suffer from refractory dyspnea; opiates should be considered in these situations [11].