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Classification of countable models of complete theories. Р.1. Monograph in two parts

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1.2.
INESSENTIAL COMBINATIONS AND COLORINGS
Col
(a) = µ},µ < λ
is a combination of i. e., with a structure
Comb(M, hM,
Col
A coloring Col of structure over a set
U ω
distinct elements and having length together
with colors of elements of
By
the denition of
Col of structure
IECU(M, hM,
Coli).
For any model Col0:
M0→ λ ∪ {∞}
1) Col0(a) = µifM0|=
2) Col0(a) = ifM06|=
Below, models shall denote a restriction of model
Any expansion predicates Colµ, any colored theory is a theory of some colored structure where
M |= T
.
A coloring Col of structureMis said to be
U ω
if for any model
. Clearly, a colored structure
M
with a
hM,
Col
coloring of its universe
i = hM;
Colµi
µ<λ
:
hM,
i).
M
if for any tuple
is said to be
a M
a) U
l(
a
isolates
innerly inessential
,
consisting of pairwise
,
the type of
tp
hM,
Col
(a)
i
IECU, an inner inessentiality of coloring
M
overUis equivalent to the equality
M0|= Th(hM,
Col
i)
hM,
a coloring
is dened naturally by the following rules:
Colµ(a)
Colµ(a)
M0will be denoted by
;
for any
hM0,
µ < λ
hM0,
Col0i
.
Col0i
, and by
to language
T0of a theoryTby pairwise inconsistent unary
µ < λ
, is said to be a
colored theory
. Clearly,
hM,
inessential over a set
hM0,
Col0i
of colored theory
Th(hM,
a corresponding coloring Col0is innerly inessential overU.
As above, considering the inessentiality over simply about the
A coloring Col of structure
inessential
U
, i. e.,
if this coloring is innerly inessential over an innite set
hM,
A coloring Col of structure if there is an innite set of colored theory
inessentiality
Col
i = AIEC(M,hM,
U ω
Th(hM,
.
M
is said to be
Col
i).
M
is said to be
such that for any model
Coli), a corresponding coloring Col0is
U = ω
innerly almost
almost)inessential
hM0,
innerly inessential overU.
hM,
Col
ainM
.
Col
M0we
Σ(M)
Coli,
Coli),
we say
Col0i
Col
i =
i =
61
i
,
.
The following example shows that an inner inessentiality of col- oring of structure does not imply an inessentiality of the coloring, although by Corollary 1.2.1.11 for a weakly saturated structure such implication holds.
62
Chapter
1. CHARACTERIZATION OF EHRENFEUCHTNESS
1.2.2.2. Example.
i
{c
| n ω},i ∈ {0, 1, 2}
n
by
f(c
0
n
) = c
2 2n
,
f(c
2 2n
Let
M
be a structure consisting of constants
, and expanded by substitutionfacting
0
) = c
1
,
f(c
n
n
) = c
2 2n+1
,
f(c
2 2n+1
) = c
1
,
n
n ω
Now let all these constants and the symbolfform the language of
M
. Consider a coloring Col:
i,n ω,i ∈ {0, 1, 2}
inessential, because a type some set of formulas
. Clearly, any coloring of
x)
p(
{(xj≈ c
Col0of weakly saturated model
M → {0, 1, 2}
of
any tuple
i
j
) | 1 j l(
n
j
hM0,
Col0i |= Th(hM,
, dened by Col
M
a M
x)}
is
isolated by
.
But a coloring
Coli)is not
i
(c
) =
n
is innerly
inessential.
Indeed, consider elements
|=
Col2(ak) ∧ ¬(ak≈ c
n ω
tp
hM0,
,
Col
k = 0, 1
0
(a0) = tp
i
. Clearly,
hM0,
tp
hM0,
Col
Col
ak∈ M0such that
2
) ∧ ∃xk(
n
Colk(xk) (f(xk) ak)),
tp
0
(a1)
, but
i
0
(a0) 6= tp
i
hM0,
(a0) = tp
0
M
0
(a1),
Col
i
M
(a1)
0
and
i. e.,
hM0,
The type
tp
(a0, a1)
0
M
Col0i 6= IEC(M0, hM0,
also witnesses this inequality.
Col0i).
¤
.
Note that for any colored structure ory
Col
Th(hM0,
is a closure of
Col0i)
is totally transcendental and
{(x y)} ∪ {
Colµ(x) | µ < λ}
hM0,
Col0i
-based, where
Col
with respect to
, the the-
substitutions of variables.
The following assertions hold in view of Theorem 1.2.1.12, Corollary 1.2.1.13, and Theorem 1.2.1.15.
1.2.2.3. Theorem.
theoryTover a set
(1) Col
(2)
is an inessential coloring overU;
Th(hM,
1.2.2.4. Corollary.
Let
U ω
Coli)is
Let
Col
be a coloring of model
Mof
. The following conditions are equivalent:
(∆
Col
)
-based overU.
Col
be a coloring of model
Mof
theoryT. The following conditions are equivalent:
(1) Col
(2)
is an(almost)inessential coloring;
Th(hM,
Coli)is an(almost)(∆
)
-based theory.
Col
-based
-based
1.2.
INESSENTIAL COMBINATIONS AND COLORINGS
63
1.2.2.5. Theorem.IfCol
structureM, then
Th(M)isλ
-stable(small).
Th(hM,
is an almost inessential coloring of a
Coli)isλ-stable(small)if and only if
1.2.3. Ordered colorings
1.2.3.1. Denition.
be a formula ofT. A coloring nite cardinality) is said to beϕ-ordered
Let
M
be a model of a theoryTand
Col:M λ∪{∞}
(whereλis an in-
if the following conditions
ϕ(x, y)
hold:
(a) for any
|=
Colµ(a)
(b) if
|=
Colµ(c)
Recall that a theoryTis said to be
1
-type over the empty set. A coloring Col of structure
inessential,n ω \ {0}
model
hM0,
Clearly, any inessential coloring isn-inessential for any
1
, and a coloring Col isn-inessential if and only if the theory
Th(hM, Th(hM,
Coli)is an inessential combination of theories
Coli)over
Note that if
coloring of a model complete1-types of
µ λ∪{∞} µ λ,p∞(x)
Colµ(x) | µ < λ}
In the Ehrenfeucht example of the theory
able models, the model expansion of a transitive theory by constants
µ ν < λ
Colν(b) ∧ ϕ(a,b)
µ < ν < λ
Colν(d) ϕ(d,c)
Col0i |= Th(hM,
U = {1, . . . , n}
Col:M λ∪{∞}
, where
, there exist elements
;
then there are no elements
.
transitiveifT
M
is said to ben-
, if
(M0)n⊆ IECT
Coli).
.
is a surjective1-inessential
M
of a transitive theoryT, then the set of
Th(hM,
pµ(x)
Coli)overconsists of types
is a type isolated by the formula Colµ(x)
a, b M
c, d M
has a unique
hM0,
Col
is a (unique) nonprincipal type isolated by the set
of formulas.
T3with three count-
ck,
k ω
, can be interpretable as an inessential col-
such that
such that
0
for any
i
n
Th(M)
pµ(x)
Th(hQ; <i)
oring Col specied by the following conditions:
0
if
a < c0,
if
a = ck,
if
ck< a < c
k+1
.
Col
(a) =
2k + 1 2k + 2
and
, ,
64
Chapter
1. CHARACTERIZATION OF EHRENFEUCHTNESS
It is easy to note that Col isϕ-ordered, where Besides, the relation type
p∞is non-symmetric, which the formulaϕis a witness for.
In Ehrenfeucht examples of structures
hQ; <, P0, . . . , P
SI
on the set of realizations of powerful
p
Tn,
n 4
, constant expansions of the
i
can also be conceived of as color
n3
ϕ(x, y) x < y
models with inessential ordered colorings.
Now we show that if a theory is obtained by means of an1-
inessential ordered coloring of a transitive theory and has a unique nonprincipal complete1-type then that coloring has the cardinality
λ = ω
1.2.3.2. Proposition.Ifϕ(x, y)
oryTand ordered coloring of a model
.
Proof.
is a formula of a transitive the-
Col:M λ ∪ {∞}
MofT
is a surjective
, then
λ = ω
1
ϕ
.
As it was noticed above, the1-inessentiality of coloring implies that there exists a unique nonprincipal complete1-type of the theory
Now assume that
Th(hM,
Coli).
λ > ω
. Consider the following sets of formu-
las:
q0(x) = {∃y, z(Coln(y) Colω(z) ∧ ϕ(y, x) ∧ ϕ(x, z)) | n ∈ ω},
.
-
q1(x) = {∃y(Colµ(y) ∧ ϕ(y, x)) | µ < λ}.
By compactness each
Colisϕ
-ordered, the set
time, since the coloring
i = 0,1
theory
, can be extended to a complete nonprincipal1-type of the
Th(hM,
Coli). Thus we get a contradiction.
qi,
i = 0, 1
q0(x) ∪ q1(x)
Col
is surjective andϕ-ordered, each
, is consistent. Since the coloring
is inconsistent. At the same
qi,
¤
Consider sucient conditions for aϕ-ordered1-inessential col-
oring to imply a non-symmetry of relation
1.2.3.3. Proposition.
Let
ϕ(x, y)
be a principal(i. e., isolating
SI
witnessed byϕ.
p
a complete type and consistent)formula of a transitive theory
T
and
Col
be the
MofT
ϕ(a, b)
such that
imply
(a, b) IECT
realizationaof type
1
hM0,
Col0i |= Th(hM,
hM0,
p∞(x)
the following conditions hold:
ϕ
-ordered coloring of a model
Coli)and
0
. Then for any(i. e., some
Col
i
hM0,
Col0i |=
)
1.2.
INESSENTIAL COMBINATIONS AND COLORINGS
65
(1)if|= ϕ(a, b) (2)if|= ϕ(a, b)
Proof.
ω
.
By Proposition 1.2.3.2, without loss of generality,
then
|= p∞(b)
andasemi-isolatesb;
thenbdoes not semi-isolatea.
λ =
(1) Consider the following set of formulas:
¯
!
¯ ¯ ¯ ¯
q(x) = Colm(x) | m < ω } ∪(¬∃yÃϕ(x, y)
w
is a nite set of natural numbers).
_
Coln(y)
nw
By the item (b) of the denition ofϕ-ordered coloring, that set is locally consistent (it suces to consider a formula
!
_
with a nite set
¬∃yÃϕ(x, y)
w = {i1, . . . , ik}
Coln(y)
nw
, a nite set of formulas
¬Colj(x),j = j1, . . . , jm, and to take, for a realization, an ele-
ment of a color compactness the set
1
-inessential, the theory
1
-type
p∞(x)
plies the validity of the inclusion that, by the denition of cannot have realizationsbwith some condition So
|= ϕ(a, b)
k < ω
, greater than all
q(x)
is consistent. Since the coloring
Th(hM, Coli)
i1, . . . , ik, j1, . . . , jm). By
has a unique nonprincipal
, and the consistency of that type with the set
q(x)
, the formula
q(x) p∞(x)
. Finally we notice
ϕ(a, y)
, where
Col(b) = n,n < ω
implies
|= p∞(b),ϕ(a, y) ` p∞(y)
, and thusasemi-
Col
q(x)
im-
|= p∞(a)
is
isolatesb.
(2) At rst we show that the formula
ϕ(x, y)
is not
p∞-preserving
with respect to the rst coordinate. To do so, we consider, for an arbitrary the structure
m < ω
hM,
, the following set of formulas in the language of
Coli:
, .
rm(y) Coln(y) | n < ω} ∪ {∃x(Colm(x) ∧ ϕ(x,y))}.
Since the set
rm(y)
is consistent with the type
p∞(y)
by the item
(a) of the denition ofϕ-ordering, and theϕ-ordered coloring
Col
66
Chapter
1. CHARACTERIZATION OF EHRENFEUCHTNESS
is1-inessential, we obtain an inclusion that for any realizationbof and for any element
m < ω,N |= ϕ(am, b) Colm(am)
aminN. Hence,
p∞(y)
ϕ(x, y)
is not
rm(y) ⊂ p∞(y)
in a modelNof
. It means
Th(hM,
holds for some
p∞-preserving with respect
Col
i)
to the rst coordinate.
Assume now to the contrary, that semi-isolatesa. The condition that the formula preserving with respect to the rst coordinate implies that
|= p∞(a),|= ϕ(a, b)
ϕ(x, y)
is not
, and
p∞-
ϕ(x, b)
cannot witness thatbsemi-isolatesa. On the other hand, by the assumption, there is a formula
ψ(x, b) ` p∞(x) ψ(x, y)}
is consistent. By compactness and since
principal type,
. In this instance the set
p∞(x) ∪ p∞(y) ∪ {ϕ(x, y) ∧ ¬ψ(x, y)}
ψ(x, y)
such that
|= ψ(a, b)
and
p∞(x)∪ p∞(y) ∪ {ϕ(x, y)
p∞(x)
is a non-
is likewise.
Hence the set
Colm(x) ∧ ¬
Colm(y) | m < ω} ∪ {ϕ(x, y )}
does not semi-isolate a complete type. The latter conicts with the fact that relation
(a, b) ∈ IECT
|= ϕ(a, b)
and
ϕ(x, y)
|= p∞(a)
is a principal formula inT, and with the
0
Col
for any
i
hM0,
imply thatbdoes not semi-isolatea.
(a, b)
with
|= ϕ(a, b)
. Thus,
¤
Note that the conclusion of Proposition 1.2.3.3 is true if we assume that
ϕ(x, y)
is a disjunction of principal formulas.
Proposition 1.2.3.3, being a sucient condition for non-sym- metry of semi-isolation, will be several times used for further con- structions. Below, in this Section, we introduce an example, real- izing properties that described in this Proposition.
Recall several notions in Graph Theory.
b
1.2.3.4. Denition.
A structure
Γ = hX ; Qi
with a (non-sym- metric, symmetric) binary relationQis said to be a spectively a
undirected graph
more, the setXis said to be a set of a set of of vertices in a graphΓ, such that
n 1
, is said to be a
also said to be a
n
is the
directed graph
or, in abbreviated form, a
or, in abbreviated form, an
vertices
arcs
od graphΓ. Any nonempty sequence
route
(a0, an)
lengthofS
, or a
-route
.
or a
path
(a0, an)
undigraph
and the relationQis
S = (a0, . . . , an)
Γ |= Q(ai, a
i+1
, inΓ. Here, the routeSis
-path
, and the number
graph
digraph
(re-
, an
). Further-
),i = 0,. . . ,
1.2.
INESSENTIAL COMBINATIONS AND COLORINGS
67
By the denition, any path of length0has unique vertex. A
cycle
length. If digraph does not have cycles it is said to be graph
a, b X (a, a)
-path such that there are no arcs with
(a
in a digraphΓis an arbitrary
hX; Qi
is said to be
are connected by a
(a0, . . . , an)
of nonzero length in a undirected graphΓ,
connected
(a, b)
(ai, a
, aj)
for
j+1
ai6= a
, is said to be a
i+1
(a, a)
-route of nonzero
acyclic
if any two distinct vertices
-path in graph
)
that are repeated or coincide
i+1
hX; Q Q1i
cycleinΓ
. A undigraph
. A
. Any
ΓisacyclicΓdoes not have cycles.
Recall that any maximal, with respect to inclusion, connected
subgraph of graph
Γ = hX; Qi
is said to be a
connected component
ofΓ. Each connected componentCofΓis uniquely dened by every its element
a C
and is denoted by
C(a, Γ)
, or by
C(a, Q)
the universeXis given.
For a graph
relations
Qn,
Q−n(Qn)−1,
Γ = hX; Qi
, we dene inductively the following
n Z:Q0 idX,
n ω
.
Q1 Q,Q
n+1
Qn◦ Q
The following example, constructed on the base of the free di- rected pseudoplane, found independently by A. Pillay [345] and by the author [393], shows:
(1) the non-symmetry of relation
ω
-stable theories,
SIpis realized in the class of
(2) distinct elementary chains over a same type may gener- ate non-isomorphic limit models forming continuum many pairwise non-isomorphic limit models.
Notice that any formula witnessing that
SIpis non-symmetric
denes a binary relation and, hence, a graph, whose vertices are colored by neighbourhoods ofp. Thus, constructing an example with non-symmetric tain a2n-ary relationQandn-ary relation
n = 1
there
b
and such that
is a pair
b
y the formula
SIp(in particular, an example below) we ob-
Pi,
i ω
a, b) Q
(
a, y)
Q(
x) | i ω}
{Pi(
of
andbdo
realizations ofp, for which
isolates
the type
es not semi-isolate
, reduced to
x)
and
p(
a
isolates
a
.
These cir- cumstances explain the language of the following example as well as languages of many further examples.
if
,
68
Chapter
1. CHARACTERIZATION OF EHRENFEUCHTNESS
1.2.3.5. Example.
graph
M0= hM0; Qi
Consider a countable connected acyclic di-
with acyclic undigraph
hM0; Q ∪ Q1i
such that every element has innitely many images and innitely many preimages4. The structure
plane
.
Extend the language by new binary predicates
M0is said to be a
free directed pseudo-
Q0and
Q1, form-
ing a partition of the predicateQwith the following condition: for any element nitely many preimages with respect to a1-inessentialQ-ordered coloring Col:
a M0there exist innitely many images and in-
Q0and to M0→ ω ∪ {∞}
Q1. Dene then
of the re-
sulting structure so that every element of colornhas the following:
(a) innitely many images of colorµrelative to
for any
µ n
(including);
(b) innitely many preimages of color
to
Q1for any
The theory
m n
.
T0 Th(hhM0; Q, Q0, Q1i,
Coli)is axiomatized by
m
Q0and to
relative to
Q
Q0and
the following axioms:
(1)
∃≥ωxColn(x),n ∈ ω
(2)
¬∃x (Colm(x) ∧ Coln(x)),m 6= n
(3)
x, y (Q(x, y) ↔ (Q0(x, y) ∨ Q1(x, y)))
;
;
;
1
(4)
¬∃x, y(Q0(x, y) ∧ Q1(x, y))
(5)
x∃≥ωyQi(x, y),i = 0,1
(6)
x∃≥ωyQi(y, x),i = 0,1
(7)
x, y(Q(x, y) → ¬Q(y, x))
(8)
∀x¡Colm(x) → ∃≥ωy (Qi(x, y) ∧ Coln(y))¢,
n < ω
m < ω
by the author [393] for a realization of non-symmetric relation of semi-isolation in the class of stable theories.
;
(9)
x¡Colm(x) → ∃≥ωy (Qi(y, x) ∧ Coln(y))¢,
;
(10)
¬∃x, y (Colm(x) ∧ Coln(y) ∧ Q(y, x)),m < n < ω
4
The
structure
M0has constructed independently by A. Pillay [345] and
; ; ;
;
i ∈ {0, 1},m
i ∈ {0, 1},n
;
1.2.
INESSENTIAL COMBINATIONS AND COLORINGS
(11)
69
ÃÃ
x, z, y0, . . . , y
Q(x, z) (y0≈ x) ∧ (yn≈ z) ∧
Ã
n1
_
Note that the theory
((yi≈ x) ∧ (y
i=0
T0is-based, whereis the least closed,
i+1
n
n1
^
i=0
z))
1(yi, y
!!
.
i+1
)!→
relative to substitutions of variables, set of formulas with at most two free variables such that this set contains formulas
n ω,(x y)
then
z (ϕ(x, z) Q
i, δ2∈ {0, 1};Q Coln(z),Col
and satises the following condition: if
δ
1
(z, y) Col
i
1
(x, y) = Qi(x, y),Q
i
0
(z) = ¬Coln(z)
n
δ
2
(y))
n
1
(x, y) = Qi(y, x),Col
i
, where
.
Coln(x)
ϕ(x, y)
δ1∈ {−1, 1}
1
(z) =
n
Indeed, by Lemma 1.2.1.7 it suces to show that for each tuple
a
in
a model of
a)is
tp(
(i)
Col(a)
-based.
a
is
if
is connected withaby an automorphism, i. e.,
isolated by set of formulas
n ω
;
a
(ii) if
con
then, up to a permutation,
a2suc C
tp(
h that
a2do
and
a1) tp(a2) Φ
that elementsbin
(Q Q−1)
a2)
tp(
-arcs; since by induction hypothesis the types
are-based,
(iii) if all elements of
T0, with pairwise distinct coordinates, the type
It is true by induction on length
a)ofa
l(
a singletonathen any elementbsuch that
:
Col(b) =
tp(a)
Col
δ
n
(x)
with
n
|= Col
δ
n
(a),δn∈ {0, 1}
n
tains elements in at least two connected components
a = a1ˆa2for
a1consists
of elements in a connected component
es not contain elements inC;
,
whereΦis the set of formulas in\saying"
a1andcin
we get that
a2are
a
b
elong to a connected component
not linked by a sequence of
a)is
tp(
nonempty tuples
a)
tp(
-based
is
too;
isolated by
tp(
a1)
and
is
a1,
C
then, by the acyclicity of the graph, there is a verticesbandcin
a
suc
h thatcseparatesbfrom sequentially incident arcs linking the separability property ofband
y)
set
Ψ(x,
of
formulas indescribing distances (i. e., lengths of
a1 a \
{b}
a1withbcon
a1b
yccan be expressed by a
, i. e., all tuples of
tain the vertexc;
,
;
,
70
Chapter
1. CHARACTERIZATION OF EHRENFEUCHTNESS
shortest if
|= Ψ(b0,
mapping
(Q Q−1)
a1)
and
b0to
b00;
-paths) betweenband elements in
|=
thus,
Ψ(b00,
tp(b/
a1)
a1)
then
there is an
is
isolated by
Lemma 1.2.1.5 and the induction hypothesis for
a)is
tp(
The-basedness for a model countable set
-based. of
T0implies that
T0isω-stabile. Indeed,
M |= T0there are countably many1-types over a
A M
, since there are countably many possibilities
Ψ(x,
a1;
moreover,
a1-automorphism
a1)
,
and using
a1)
tp(
w
e get that
for distance distributions from elements ofAto elements inM, intermediate with respect toAor separated by an element inA.
AsTisω-stable there exists a prime model
ization of type
p∞(x)
. By Proposition 1.2.3.3, the relation
is non-symmetric and it is witnessed by the formulas
Q1(x, y)
limit models over ductively elementary chains take for of
M
as where model
.
We argue to show that there exist
p∞. For this goal to be met, we construct in-
(M
α¹n)nω
M
p∞. If models
is a prime model over a realization
α¹n
M
α¹n+1
M
S
nω
The model
an arbitrary prime model over a realization
α¹0
M
, . . . , M
α¹0
α¹n
we take a prime model over a realization
α¹n
M
≺ M
α¹n
α¹n+1
by
.
and
|= Q
is dened (as a union of elementary chain
pairwise non-isomorphic
,
α 2ω, over
are already constructed, and
(a
α¹n+1
α(n)
of models, each of which is prime over unique realization of sequence by predicate symbol of the elements, over which the models in
Sequencesαandβin
k, m ω
models
of arcs on realizations of
Q
. In this case endpoints of arcs consist
α(n)
are said to be
such that
and
α(k + n) = β(m + n)
are isomorphic if and only ifαandβare
p∞, wheren-th arc is labelled
are prime.
for all
M
a
of type
α¹n
, a
)
α¹n
equivalent
n ω
over a real-
p
SI
Q0(x, y)
and
p∞. We
a
p∞, then
a
α¹n+1
of
p∞,
. Denote the
p∞) by
if there exist
. Note that
p
α¹0
C
equivalent.
Indeed, having the equivalence (i. e., when there exist such that phism of models (on the set of realizations of sequence of arcs with the labels
α(k + n) = β(m + n)
and
, transforming the sequence of arcs
p∞) with the labels
for all
Q
β(m+n)
n ω
), a partial isomor-
, can be extended to an
Q
α(k+n)
k, m ω
on the
α