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https://t.me/med1917
Chapter 9
https://t.me/med1917
Ultrasmall-in-Nano
Ryan D. Mellor
9.1 Introduction
Ultrasmall-in-Nano constructs consist of sub-5 nm particles, typically gold nanoparticles (AuNPs), assembled into nanostructures, resulting in particles which have the advantageous properties of both size scale (Li and Lane 2019). The core particles are synthesized in the sub-5 nm range to ensure that after they have served their purpose in vivo, they can safely be excreted by the bodys natural systems. These cores are assembled into the 100–500 nm range to have enhanced optical and biodistribution properties, however, this assembly must be reversible to allow for regeneration of the initial sub-5 nm cores (Fig. 9.1).
These constructs have garnered particular interest in the eld of cancer theranostics due to their unique physicochemical properties. These properties include increased circulation times (Patra et al. tumour tissue due to the enhanced permeability and retention effect (Duan and Li
2013), and specically in the case of AuNPs strong absorbance in the
phototherapeutic window (Kim and Lee 2018). Once at the site of the tumour, the same properties of the particle that allow for detection of the tumour and monitoring of the tumour environment will permit the particles to be used therapeutically via heat-induced apoptosis, namely strong absorbance in the phototherapeutic window (Diwu and William
To display the desired optical properties, specically, a bathochromic shift in absorbance upon clustering, the ultrasmall particles must come into close proximity to one another. The effect of interparticle electromagnetic coupling is propor tional to the inverse of interparticle distance (Le et al.
1994).
2018), superior accumulation in
2015), suggesting that the most
R. D. Mellor () UCL School of Pharmacy, University College London, London, UK e-mail: ryan.mellor.16@ucl.ac.uk
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerland AG 2024 I. F. Uchegbu et al. (eds.), Fundamentals of Pharmaceutical Nanoscience,
https://doi.org/10.1007/978-3-031-59478-6_9
183
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Fig. 9.1 Generalized principle of the ultrasmall-in-nano approach
prominent bathochromic shift is obtained when the ultrasmall particles are as close as possible without touching to avoid irreversible fusion, as would be observed with other aggregation methods, for example, upon the addition of glucosamine phos­phate to small AuNPs (Martínez et al. 2019).
9.2 The Need for Excretion
The excretability of AuNPs used in medical applications carries profound implica­tions, in terms of clinical outcome but also sociologically and economically.
While gold itself is inert and biocompatible, problems arise when considering persistence of the gold in the body (Li and Lane 2019). The bodys main mechanism for excretion of compounds from circulation, specically, via the renal pathway, is not efcient at removing particles larger than 5 nm in diameter (Soo Choi et al.
2007). This is mainly due to the functional pore size of the glomerular capillary wall
of 4.5–5 nm (Dai 2015) and larger particles will instead rely on elimination via the hepatobiliary pathway. Consequently, particles below this threshold are desirable to avoid the potential retention of gold in the body.
From a societal standpoint, public perception and acceptance are paramount. Injected nanoparticles, especially those that are not excretable, can trigger scepticism and apprehension among the public. Even if scientic evidence supports their safety, concerns may persist, potentially hindering the adoption of valuable medical treat­ments. These sociological factors could inuence regulatory processes, creating hurdles for approval and integration into healthcare.
On the economic front, safety testing and gaining FDA approval are essential but resource-intensive processes. Non-excretable nanoparticles would necessitate exten­sive, long-term safety studies, dramatically increasing development costs and timeframes. In contrast, smaller, excretable nanoparticles require shorter and more
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streamlined testing processes, which can signicantly reduce the economic burden on developers. Additionally, market viability is closely tied to public acceptance. If people are reluctant to embrace non-excretable nanoparticles due to perceived risks, the market for such treatments may remain limited, discouraging investment in research and development. Therefore, ensuring that AuNPs are small enough to be excretable not only addresses health concerns but al approval, lowers research more practical and economically viable option for medical applications.
costs, and enhances market acceptance, making them a
so facilitates regulatory
9.3 Size-Dependent Properties of Nanoparticles
Almost any material exhibits distinct size-dependent properties across different scales, including atomic, nano, and bulk scales (Roduner 2006). Consequently, a wide range of materials can be categorized as nanomaterialswhen their dimensions fall within the scale of 1– 1000 nm. In the subsequent section, we will employ AuNPs as a model to explore the intriguing size-dependent phenomena. It is important to note that the principles discussed here are broadly applicable to various types of nanoparticles.
AuNPs offer an excellent platform for investigating size-dependent properties due to our ability to precisely control their size (ranging from 1 to 330 nm), shape (including spheres, rods, stars, plates, cubes, cages, and shells), and surface chem­istry. This versatility within the AuNP design space allows researchers to isolate and scrutinize a singl e variable while keeping all other parameters constant, making them an invaluable tool in the study of nanomaterial properties. Furthermore, understand­ing how different shapes impact properties can shed light on various applications of these nanoparticles in diverse elds.
9.3.1 Effect on Opsonization
When nanoparticles are introduced into the bloodstream, a dynamic interplay occurs between these nanoparticles and proteins. These proteins readily bind to the nanoparticles, forming what is termed a protein corona’—a biological identity enveloping the nanoparticle (Monopoli et al. 2011). Within this protein corona, a fraction of proteins, including opsonins like complement proteins (Merle et al. 2015) and antibodies (Chiu et al. 2019), act as molecular tags. These tags serve to designate the nanoparticles for uptake by phagocytes, facilitating their elimination from the body. While this process is crucial for the immune systems function in removing pathogens, diseased cells, and protein aggregates (Cockram et al. 2021), it leads to the unwanted consequence of shortened nanoparticle circulation in the bloodstream. One effective strategy to mitiga te this issue involves altering the surface chemistry of the nanoparticles, a technique exemplied by PEGylation (Petros and DeSimone
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2010; Yoo et al. 2010). However, the nanoparticle size stands as an equally inu-
ential factor.
Research indicates that nanoparticles and proteins of simil ar sizes interact due to van der Waals forces, and this interaction strength scales with the radii of the particles (Lane et al. ened opsonization, as evidenced by experiments involving particles with diameters ranging from 7 to 22 nm (Deng et al. attributed, in part, to the larger surface area of these particles. Nevertheless, surface area alone does not provide a comprehensive explanation, as studies have highlighted an elevation in the density of adsorb ed proteins on larger nanoparticles (Kaur and Forrest 2012). This trend, however, is not indenitely sustainable. At a critical point, the diminishing curvature of the nanoparticle surface renders it prac­tically at from the perspective of a protein. Research establishes this size threshold to be approximately 50 nm, beyond which the binding of proteins diminishes with further size increase (Lacerda et al. the intricate relationship between nanoparticle dimensions and the dynamics of opsonization.
2015). Consequently, larger nanoparticles experience height-
2012). The increased opsonization can be
2010). This intriguing phenomenon underscores
9.3.2 Effect on Cellular Internalization
In the realm of theranostic applications, the inuence of nanoparticle size on cellular internalization holds signicant importance. Depending on the specic purpose, the internalization process can either be encouraged or suppressed. When the objective is not reliant on intracellular activity, such as imaging or photothermal therapy (PTT), suppression of internalization is advantageous. This facilitates the efcient removal of nanoparticles post-application (Yu and Zheng applications involving intracellular actions, promoting internalization is benecial. However, such promotion must be balanced to minimize systemic toxicity, often achieved through nanoparticle surface coatings with targeting components (Ruoslahti et al. 2010).
The internalization of nanoparticles is heavily reliant on receptor-mediated endo­cytosis (Jiang et al. between nanoparticle size and the rate of internalization. Larger nanoparticles possess the ability to bind with multiple cell-surface receptors simultaneously, prompting the cell membrane to envelop the particle due to reduced Gibbs free energy. On the other hand, smaller nanoparticles can only interact with a limited number of receptors at once. This eliminates the risk of localized receptor scarcity, which could otherwise hinder the overall particle uptake rate. However, both size categories face challenges. Larger particles require signicant cell membrane surface area for envelopment, while smaller particles demand higher cell membrane curvatureboth posing kinetic and energetic disadvantages. Research, encompassing both theoretical (Gao et al. Ferrari 2007) and experimental (Chithrani et al. 2006; Liu et al. 2013a) approaches,
2008; Gao et al. 2005
). This gives rise to a nuanced interplay
2005; Yuan et al. 2010; Decuzzi and
2015). Conversely, for
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indicates an optimal internalization range of approximately 25–50 nm. Nonetheless, this ranges effectiveness is subject to the particles surfa ce chemistry (Li and Lane
2019) and the specic cell line under examination (Albanese et al. 2012). Broadly,
the range of 10–100 nm is acknowledged as optimal for fostering internalization, with particles outside this range encountering the aforementioned challenges.
9.3.3 Effect on Renal Clearance
Efcient renal clearance of injected agents is crucial to prevent potential hazards arising from agent accumulation or decomposition within the body. Renal clearance relies on the hydrodynamic diameter of particles relative to the kidney ltration threshold (KFT), approximately 5.5 nm (Longmire et al. 2008; Liu et al. 2013b). This threshold is determined by the size of glomerular pores responsible for ltering blood plasma.
Particles with a hydrodynamic diameter of up to 8 nm can be ltered by the kidneys, but this is conditional upon the particles having a positive surface charge. This positive charge facilitates interactions with the ltration barrier, which are not operational for neutral or negatively charged particles (Adhipandito et al. 2021). Particles that are not able to be ltered by the kidneys will rely on the slower hepatobiliary pathway for clearance if they are to be excreted at all.
There exists a critical size range for renally clearable particles, typically falling within 1–5 nm. The existence of a lower limit is assumed to be due to the fact that particles below 1 nm can enter the approximately 1 nm pores of the glomerular glycocalyx. This is evidenced by the exponential decrease in the rate of glomerular ltration with decreasing particle size for atomically precise AuNPs below 1 nm, where the size is inferred from the particlesmass as determined by electrospray ionization mass spectroscopy (Du et al. 2017).
Multiple studies (Semmler-Behnke et al. 2008; Balogh et al. 2007) have consis­tently demonstrated that particles larger than 5 nm exhibit low to undetectable levels in the urine due to their inability to pass through glomerular pores. Inst ead, they tend to accumulate in the liver and are eventually excreted via the hepatobiliary pathway. In contrast, particles smaller than 5 nm show signicantly higher rates of excretion through both renal and hepatobiliary pathways. More than 50% of the injected dose (%ID) can be cleared within hours (Hainfeld et al. 2006), in contrast to larger particles that may take weeks (Renaud et al. 1989) to months (Sadauskas et al.
2009) for clearance.
It is important to emphasize that the fate of nanoparticles is determined by their hydrodynamic diameter, not their solid core size. This distinction is evident when varying the molecular weight and therefore the thickness of a PEG coating while maintaining a gold core size of 2.5 nm. Particles with a hydrodynamic diameter of less than 5 nm exhibit preferential renal clearance, while those with a diameter exceeding 5 nm show reduced clearance rates, consistent with larger particles (Zhao
2014). This correlation between size and excretion rate follows an exponential
et al.
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trend (Zhou et al. 2011). For instance, particles measuring 2, 6, and 13 nm demon­strate renal clearance efciencies of 50%, 4%, and 0.5%, respectively, 24 h post­injection.
9.3.4 Effect on Biodistribution
Biodistribution of nanoparticles is inuenced by several factors, including particle size, shape, and surface chemistry. It is crucial to recognize that altering one of these parameters can either enhance or counter the effects of another. Nevertheless, when other factors remain constant, particle size exhibits a signicant correlation with biodistribution. Figure biodistribution.
In general, smaller nanoparticles tend to exhibit a broader distribution throughout the body compared to larger ones. A study, which involved intravenous injection of particles with sizes of 10, 50, 100, and 250 nm, 24 h post-injection (De Jong et al.
2008), revealed distinct patterns. The largest particles (100 and 250 nm) were
detectable in the blood, liver, and spleen, with negligible quantities (0.1%ID) in the kidneys. In contrast, the smaller 50 nm particles were additionally found in the lungs and heart. Only the smallest 10 nm particles were detected in the testis,
9.2 provides an overview of how particle properties impact
Fig. 9.2 Biodistribution of nanoparticles. Arrows indicate routes of administration (green), distri­bution (grey), and clearance (yellow). Approaches for modulating biodistribution are shown on the right, where desirable (green) and undesirable (red) characteristics are given for select organs
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thymus, and brain, with a larger quantity (1%ID) present in the kidneys. Across all sizes tested, the highest organ accumulation was consistently observed in the liver.
Another study, comparing particles of sizes 15, 50, 100, and 200 nm, reported nearly identical results, with the exception of 50 nm particles, which were also detected in the brain (Sonavane et al. investigation. It is important to note that variations in animal models and nanopar­ticle preparations between the two studies may account for this diff erence (Khlebtsov and Dykman
2011).
2008), a surprising nding worthy of further
9.3.5 Effect on Tumour Accumulation
Tumour accumulation is a critical factor in the efcacy of cancer theranostics. In diagnostic applications, the ability of a construct to accumulate at the tumour site is essential for distinguishing it from healthy tissue and identifying the tumour itself. In therapeutic applications, tumour accumulation enables the focused delivery of treatment to diseased tissue, maximizing its effectiveness while minimizing adverse side effects.
One popular approach is to functionalize the surface of constructs with tumour­targeting antibodies, aptamers, peptides, or small molecules; however, this is outside of the scope of this section; the reader is referred to the review Active targeting of AuNPs as cancer therapeutics(Goddard et al.
Passive targeting, based on the size of nanoparticles (NPs), offers a promising approach to achieve tumour accumulation. Nanoparticles within the size range of 40–400 nm (Subhan et al. retention (EPR) effect. This effect results from the unique characteristics of tumour vasculature, characterized by leaky blood vessels compared to the tight endothelial junctions found in healthy tissue, as well as reduced lymphatic drainage. These factors collectively lead to the passive and preferential accumulation of NPs in tumour tissue by preventing the clearance of cytotoxic compounds (Greish 2010).
To ensure the effectiveness of passive targeting, it is imperative that the thera­peutic nanoparticles remain in circulation for as long as possible. Achieving an extended half-life requires careful functionalization of the NPs to adjust their size, surface charge, hydrophobicity, and surface chemistry. These modications serve to reduce renal and phagocytic clearance mechanisms (Blanco et al. 2015).
However, it is worth noting that the existence and effectiveness of the EPR effect in humans have been the subject of substantial debate in the scientic community, despite clear evidence of its presence in animal models (Nichols and Bae 2014; Danhier 2016).
The size of nanoparticles is a pivotal factor in their ability to accumulate at tumour sites. Particles smaller than 10 nm tend to distribute widely across various tissues (De Jong et al. 2008), including both healthy and diseased areas. While they can penetrate tumour vasculature (Perrault et al. 2009) more easily, their rapid diffusion into and out of the tumour can limit their accumulation. In contrast, larger
2021) c an leverage the enhanced permeability and
2020) for an overview of the subject.
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particles, approaching or exceeding 1 μ m, are unable to pass through the tumours smaller fenestrae, with pores in the order of a few hundred nanometres (Jain and Stylianopoulos 2010), or diffuse effectively into solid tumours. However, this limitation may not be problematic in diagnostic applications where localization at the tumour boundary sufces.
As discussed in the previous section, smal ler particles generally exhibit longer circulation times, leading to increased tumour accumulation compared to their larger counterparts. Notably, ultrasmall AuNPs have demonstrated particularly high tumour accumulation when compared to AuNPs larger than 10 nm (Huang et al.
2012).
9.3.6 Effect on Toxicity
The relationship between the size of AuNPs and their toxicity is a subject of considerable interest in the literature. However, drawing denitive conclusions has proven challenging due to variations in synthesis methods, capping ligands, cell/ animal models, dosages, and routes of administration (Sani et al. toxicity has been observed in the case of ultrasmall AuNPs (diameter less than 2 nm), especially when the bare gold surface is exposed (Schmid et al. 2017). This height­ened toxicity in ultrasmall AuNPs may be attributed to their wider biodistribution and extended circulation times, in contrast to larger particles that tend to accumulate rapidly in the liver.
The majority of studies tend to characterize AuNPs as non-toxic. In cases where toxicity is observed, it is often attributed to the capping ligands rather than the gold core itself.
In contrast, a specic investigation took a closer look at citrate-capped AuNPs ranging from 3 to 100 nm. This study conducted an in vitro MTT (3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide) assay using Hela cells to evaluate the particles. Interestingly, the results showed virtually no cytotox­icity, with over 80% cell viability across the entire size range (3–100 nm) at all tested concentrations, which went up to 0.4 mM. Additionally, the study assessed the average lifespan (L50) of BALB/c mice following intraperitoneal dosing with 8 mg/kg/week for each particle size. Surprisingly, no toxicity or lethality was observed for the small particles (3 and 5 nm) or the large particles (50 and 100 nm). However, intermediate-siz ed particles (8, 12, 17, and 37 nm) all exhibited an L50 of less than 21 days. The authors of this study suggest that this zone of toxicity is attributed to particles being small enough to enter cells but large enough to evade triggering a specic immune response (Chen et al.
2009).
2021). Notably,
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9.3.7 Effect on Optical Properties
Nanoparticle size exerts a profound inuence on the nanoparticles optical proper­ties, making the manipulation of AuNPs an efcient avenue for achieving desired effects (Lee and El-Sayed plasmon resonance (SPR), a unique phenomenon that materializes at specic wave­lengths depending on particle size and shape. This characteristic is exclusive to the nanoscale, setting it apart from the atomic and bulk scales of gold (Mohapatra et al.
2018).
The implications of SPR in AuNPs are far-reaching, nding utility in various applications. It underpins diagnostic methods such as surface-enhanced Raman spectroscopy (SERS) (Langer et al. (SORS) (Mosca et al. techniques like photothermal therapy (PTT) (Wei et al. 2019) and photodynamic therapy (PDT) (Chen et al. 2020).
For diagnostic and therapeutic purposes, it is imperative that the SPR band falls within the phototherapeutic window, typically ranging from 650 to 850 nm. This spectral range is characterized by minimal absorption by biomolecules in human tissue, enabling deeper penetration of incident laser light (Diwu and William 1994). However, a noteworthy challenge arises as particles exhibiting this SPR band tend to reside in the size range of 100–200 nm (Niu et al. for renal excretion.
Generally, larger nanoparticles exhibit a redshifted SPR peak compared to their smaller counterparts (Njoki et al. 2007). For example, ultrasmall particles (~5 nm) demonstrate SPR peaks around 515–520 nm, while larger particles, exceeding 100 nm, display a bathochromic shift beyond 570 nm (Haiss et al. 2007). This shift is accompanied by a broadening of the resonance (Lee and El-Sayed Njoki et al. 2007).
Furthermore, it is worth noting that SERS intensity rises with increasing particle size (Njoki et al. 2007). This observation holds immense signicance in the realm of theranostic applications of AuNPs. Greater SERS intensity equates to the ability to detect particles at lower concentrations and at greater depths. Nonetheless, additional research is warranted to unravel the intricate interplay between particle size, laser wavelength, and SERS intensity (Njoki et al. 2007).
2005). A fundamental property of AuNPs is their surface
2020) and spatially offset Raman spectroscopy
2021). Furthermore, it plays a pivotal role in therapeutic
2007), making them problematic
2005;
9.4 Methods to Synthesize Ultrasmall AuNPs
The precise control of size, shape, and surface chemistry of ultrasmall AuNPs is of paramount importance in various elds. This control can be achieved through a variety of methods, ranging from eco-friendly approaches like green synthesis involving microorganisms or plant extracts (Bharadwaj et al. 2021; Xin Lee et al.
2016; Esther and Sridevi 2017) to physical techniques such as laser ablation