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82 C. Unsworth et al.
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incorporated into hydrogel contact lenses for the ocular delivery of the corticosteroid Loteprednol Etabonate. An extended release was observed for up to 12 days in vitro, a signicant improvement compared with conventional administration. (Nasr et al.
2016) Nanoparticle suspensions have also been delivered to the eye using hollow
microneedles, targeting drug delivery across the sclera (Jiang et al. 2009).
4.5 Conclusions
Nanocarrier particles have dominated the research eld for many years, but SDNs have been highly productive as a translational platform for clinical nanomedicine. The benets of considering an SDN approach to achieve new clinical benets are varied, but clearly, SDNs do not provide all of the options that may be achievable when using nanocarriers. As with all medicine develo pment, the clinical needs should drive the technical solution, with patient-preference, adherence, clinician benets, scalability and cost being key parameters to consider. SDNs offer the scope to address numerous administration routes and access a wide range of positive outcomes. The reduction of large drug particles into the sub-micron range is con­ceptually the simplest route to the formation of drug nanoparticles, but, as can be seen, there are numerous factors that need to be considered when optimising manufacture, scale up and nal product form.
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Chapter 5
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Lipid Nanocapsules: Latest Advances and Applications
Juan Aparicio-Blanco and Ana Isabel Torres-Suárez
5.1 Introduction
Nanomedicines have already reached the clinical setting for the treatment of numer­ous diseases (Anselmo and Mitragotri 2016, 2019, 2021; Perez-Lopez et al. 2020). Given their non-toxic, biocompatible and biodegradable nature, most of the marketed nanomedicines are lipid-based carriers and, particularly, liposomes, as their potential was acknowledged much earlier than any other alternative. A distinct type of lipid-based nanomedicine with high translational potential are lipid nanocapsules (LNCs) (Huynh et al. 2009), which have several advantages over other lipid-based delivery systems. These advantages may be grouped into three categories.
First, whereas most nanocarriers are manufactured using high-energy methods wherein the required energy input is achieved by agitation of the dispersion medium with a mechanical device, LNCs are produced by a solvent-free low-energy method, that is, the phase inversion temperature method. Low-energy methods, with improved formulation yiel ds, are energetically more efcient and suitable for large-scale production because they utilize the physicochemical properties of sur­factants to lower the interfacial tension and consequently lower the energy require­ment for emulsication (Thomas and Lagarce 2013). Interestingly, gentle emulsication conditions also help prevent the potential degradation of drug substances.
J. Aparicio-Blanco · A. I. Torres-Suárez () Department of Pharmaceutics and Food Technology, Faculty of Pharmacy, Complutense University of Madrid, Madrid, Spain
Institute of Industrial Pharmacy, Complutense University of Madrid, Madrid, Spain e-mail:
galaaaa@ucm.es
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerland AG 2024 I. F. Uchegbu et al. (eds.), Fundamentals of Pharmaceutical Nanoscience,
https://doi.org/10.1007/978-3-031-59478-6_5
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The phase inversion temperature met hod prots from the negligible interfacial tension achieved when the surfactant curvature is inverted by changes in temperature (Aparicio-Blanco et al. 2019a). Therefore, surfactants whose hydrophilic–lipophilic balance follows a temperature-dependent pattern must be utilized, namely, non-ionic ethoxylated surfactants. Certainly, increasing temperatures reduces the extent of hydration of the poly(oxyethylene) moieties, which ultimately leads to inversion in the surfactant curvature. Succinctly, all excipients (namely, aqueous and oily phases along with non-ionic polyethoxylated surfactants) are mixed under magnetic stirring and progressively heated over the phase inversion temperature of the system. Subsequently, the mixture is gradually cooled down until the phase inversion temperature was reached. At the phase inversion temperature, since the afnity for both phases is balanced, a minimum in interfacial tension is achieved and emulsi­cation is promoted. The nal formulation is obtained following a thermal quench below the surfactant melting point. Hence, being stabilized by the rigid surfactant shell, nanoemulsion droplets eventually adopt the form of nanocapsules with a liquid oily core. Although there seemed to be some controversy on the relevance of the number of temperature cycles around the phase inversion region to prepare LNCs by the phase inversion temperature method, we have demonstrated that neither the average volume diameter nor the polydispersity index are signicantly modied with the number of temperature cycles (Aparicio-Blanco et al. 2019a). These results evidence that, contrary to the traditionally postulated three temperature cycles necessary to achieve monodisperse populations, LNCs can be obtained in a single­step process, as a single temperature cycle around the phase inversion region is required for their formation. These results augur very well for the industrial rele­vance of the phase inversion method. The simplication of the formulation proce­dure paves the way for the encapsulation of thermosensitive cargos, thanks to reduced exposure to heating conditions, increases energetic yield and greatly shortens preparation times.
Second, LNCs can be ne-tuned to be produced at highly monodisperse nominal sizes by varying the amount of the excipients, for example, by adapting the relative proportions of the oily phase and the non-ionic polyethoxylated surfactant. Indeed, for low-energy methods, the formulation variables, and particularly the relative proportion of excipients, are the most inuencing parameters, as these methods do not rely either on physical energy input or on shear forces. On the one hand, particle size is expected to be reduced with incre asing amounts of surfactant due to the decrease in interfacial tension. On the other hand, particle size is expected to grow with increasing amounts of oil, as it represents the liquid core of the colloid capsules (Lefebvre et al. phase/surfactant mass ratio is the parameter that drives LNC formation by the phase inversion temperature method for different oil–surfactant combinations and enables their particle size to be predicted (Aparicio-Blanco et al. 2019a). In fact, we have proved that particle size can be predicted with a linear univariate mathematical model as a function of the oily phase/surfactant ratio for various oily phase– surfactant combinations, with coefcients of determination above 0.99 in all cases. The estimation of particle size with a univariate mathematical model is of the
). Accordingly, we have recently demonstrated that the oily
2017
5 Lipid Nanocapsules: Latest Advances and Applications 91
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greatest importance as it will intuitively provide formulation scientists with a tool to tailor particle size of LNCs prepared by the phase inversion temperature method. This tailoring of particle size may be correlated to the therapeutic need, as dened by a specic disease. Importantly, the tailoring can also be made in terms of changing the oily phase to one that fully solubilizes the drug substance. Tailoring formulation variables can also accommodate an increase i switching the concentration. This linear univariate mathematical model also accounts for the variation of particle size from a wide variety of experimental data available in the literature and that were originally evaluated following other parameters . Remark­ably, this linear relationship does not only serve to predict particle size of nanocapsules prepared by the P
2010),
et al. Elgammal et al. 2015), which emphasizes the link between the governing phenom­ena underpinning all these formulation techniques.
A comparison among the linear plots for the different oil–surfactant combinations revealed that there are not statistically signicant differences in the Y-intercept, which means that there exists a lower limit of particle size to be obtained with the phase inversion temperature method, and this limit equals 10 nm, whereas the signicant differences observed in the slopes can be attributed to the difference between the hydrophilic–lipophilic balances of the polyethoxylated surfactants and the triglycerides utilized as oily phases. The slopes followed the pattern the closer the hydrophilic–lipophilic balance afnity between the surfactant and the oily phase, the lower the slope of the linear plot. Interestingly, this model can also be applied to drug-loaded LNCs (Aparicio-Blanco et al. 2019b).
Third, the stability upon storage has been traditionally another aw of many nanocarriers (such as liposomes) to achieve global translational impact. In this regard, LNCs prepared by the phase inversion temperature method have been demonstrated to be kinetically stable in suspension against the main breakdown mechanisms over 6 months both at room temperature and at 4 °C regardless of the oily core/surfactant mass ratio (Aparicio-Blanco et al. 2019a). This high kinetic stability is likely to rely on the one hand, on the presence of a solid thick surfactant layer that noticeably precludes the passage of the liquid oily core through the interface, and on the other hand, on the low polydispersity indexes that prevent signicant differences in Laplace pressures that ultimately account for the occur­rence of Ostwald ripening.
Altogether, LNCs prepared by the phase inversion temperature method overcome some drawbacks inherent in other colloid systems such as liposomes (namely, the low drug payloads and the reduced stability on storage). On the one hand, thanks to its liquid lipid core of triglyceride oils, an increase in loading of hydrophobic drugs can be achieved. On the other hand, the formation of a solid shell of poly (ethoxylated) surfactants that confers rigidity to the system extends the stability of the carrier upon storage. Moreover, the linear univariate mathematical model ulti­mately enables monodisperse LNCs to be obtain ed on-demandto meet disease­driven criteria in terms of particle size for specic therapeutic purposes.
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