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Foreword
Welcome to the world of chronic total occlusion (CTO) intervention, an exciting and rapidly evolving field within interventional cardiology. This book is the third edition within the last 14 years of the popular Chronic Total Occlusions, a testimonial to the advance­ment in the field and the interest of interventional car­diologists to win the battle to safely and effectively treat CTOs. The book continues to serve as a compre­hensive guide for both novice and experienced practi­tioners who seek to enhance their understanding and skills in the management of CTOs.
The presence of CTOs was initially observed dur­ing coronary angiography procedures in the mid-20th century. In the early days of percutaneous coronary intervention (PCI), CTOs were considered challeng­ing to treat due to technical difficulties and lack of suitable equipment and often were referred for surgi­cal revascularization or medical treatment. However, the interventional cardiologist was not satisfied with these alternatives to PCI and strongly believed that successful revascularization of CTOs can relieve symptoms, improve cardiac function, and potentially reduce the need for more invasive procedures like coronary artery bypass grafting (CABG). Others questioned the utility of reanalyzing CTO percutane­ously and its impact on mortality and quality of life. With the lack of definitive data from randomized clinical trials, the debate was ongoing. But simultane­ously skilled operators from around the globe, with industry support, continued to advance the field and reported several important breakthroughs through the past three decades. Among these were the devel­opment of specialized guidewires with improved flex­ibility and penetration power, which allowed for more successful attempts at crossing CTOs.
In the 1990s, the retrograde approach was intro­duced in the US by Kahn and Hartzler, and in Japan by the co-editor of this book, Dr. Saito. Navigating and crossing the occlusion via native collaterals and saphe­nous vein grafts expanded the possibilities for CTO intervention and improved success rates. Finally, ded­icated devices and tools were developed specifically for crossing and treating these challenging lesions. These devices include CTO-specific guidewires,
microcatheters, and specialized balloon catheters, as well as devices and techniques to seal perforations.
With the advancement of techniques, devices, and operator experience, the success rates of CTO inter­ventions have significantly improved and now stand in the high 90s success rate, with an acceptably low rate of procedural complications.
A key to the success of the procedure is adequate training courses – a dedicated CTO program within the hospital. These programs comprise skilled inter­ventional cardiologists who have extensive experience in performing CTO interventions.
CTO interventions often require a multidiscipli­nary approach involving collaboration among inter­ventional cardiologists, imaging specialists, and cardiac surgeons. A team-based approach ensures comprehensive evaluation, appropriate patient selec­tion, and optimal treatment strategies for CTO patients.
To stay updated with the latest advancements and techniques in CTO interventions, interventional car­diologists in the USA participate in continuing medi­cal education activities. These include conferences, workshops, case discussions, and comprehensive text­books, which provide opportunities to learn from experts and share experiences with peers.
It is important to note that the future of CTO inter­ventions is dynamic and subject to ongoing innova­tion. These potential developments hold the promise of further improving patient outcomes, expanding the eligibility for CTO interventions, and reducing the complexity and invasiveness of procedures.
Advancements in imaging techniques, such as the integration of intravascular ultrasound and optical coherence tomography to enhance lesion visualiza­tion and guide treatment strategies, add to this bright future. Furthermore, the development of novel devices and tools, including bioresorbable scaffolds and drug­eluting balloons, may further improve outcomes by promoting vessel healing and reducing restenosis rates.
Ongoing innovation in this field is expected to drive these developments. Artificial intelligence (AI) is poised to play a crucial role in improving CTO
x
Foreword xi
interventions. AI algorithms can aid in lesion assess­ment, procedural planning, and complication man­agement, offering real-time decision support and enhancing procedural precision.
The third edition of this comprehensive CTO inter­vention guide aims to provide an in-depth exploration of the principles, techniques, and tools employed in the field. Leading experts from around the world have contributed their knowledge and experience to create a resource encompassing the entire spectrum of CTO management. From fundamental physiology and lesion assessment to procedural planning, equipment selection, and complication management, each chap­ter delves into key aspects of CTO intervention, emphasizing evidence-based practice and innovation within the CTO community.
Our intent is not only to educate and empower interventional cardiologists but also to foster a culture of collaboration and innovation within the CTO com­munity. In this book, you will find invaluable insights and pearls of wisdom gained from years of clinical practice and research. Additionally, we highlight the importance of a multidisciplinary approach, acknowl­edging the critical role of imaging specialists, nurses,
technicians, and other healthcare professionals in optimizing patient outcomes.
I would like to extend my special thanks to Jason Wermers for his guidance and assistance in the edito­rial management process of this book. Dr. Saito and I extend our deepest gratitude to all the contributors who generously shared their expertise and experi­ences, making this book a comprehensive and valua­ble resource. We hope that it serves as a guide and source of inspiration for healthcare professionals worldwide who are dedicated to improving patient care through the successful management CTOs.
Ron Waksman, MD, FESC,MSCAI, FACC
Professor of Medicine (Cardiology),
Georgetown University
Associate Director, Cardiology
Director, Cardiovascular Research and
Advanced Education
MedStar Heart and Vascular Institute
MedStar Washington Hospital Center
Washington, DC,
USA
Preface
The first therapeutic PCI was performed by Dr. Gruentzig in 1981. The basic idea was to widen a sten­otic lesion in a coronary artery by balloon dilation. The key concept at this time was to guide the burst­resistant balloon to the lesion site, preceded by a deli­cate atraumatic guidewire. The structure of PCI balloon catheter consists of several small parts, which is considered both feasible and best in the current technology at the time.
The complex procedure of PCI is first broken down into its component and functional parts. Then, the aggregate of the parts performs the necessary actions on the stenotic lesion to achieve a good overall result. This concept of first breaking it down into parts and then examining the results as an aggregate of parts is very important. Smaller units of functional parts are easier to improve and bring new functionality to. PCI for chronic total occlusions has also become easier with the use of improved combinations of functional components.
The first time I personally performed PCI for a chronic total occlusion was in 1985 or 1986. The patient was a man in his 50s suffering from exer­tional angina pectoris due to a chronic totally occluded lesion in his right coronary artery. I reported at an academic conference that I had reo­pened this patient using a Hartzler LPS (ACS) bal­loon (2.0 mm), and that six months later, the patient was still good on angiography. To my surprise, one of the leading PCI operators at the time stood up and said, “One-vessel occlusion of the right coro­nary artery does not affect the prognosis in any way, and unnecessary PCI is unacceptable”. At that time, Dr. Gerald Dorros (who was active in Milwaukee at that time), who was invited to the conference at that time, stood up and said in front of everyone, “A young doctor is presenting such a wonderful treatment, and it is unacceptable for a
doctor not to recognize it.” This was the moment when I embarked on the long road of PCI for chronic total occlusion. Looking back, the success of the PCI of the right coronary CTO at that time was because I could use a Hartzler LPS balloon catheter. And what I have learnt from this experi­ences is that, before opening the door for a new world, there will be many obstacles, and we have to overcome them.
At that time, PCI for CTO was performed using only antegradde approach without contralateral dye injection. However, as the technique was limited to that, the success rate was slow to improve even with the evolution of balloons and wires.
This situation was broken in the 1990s with the introduction of wires with improved torque control and penetrating power, the importance of contralat­eral dye injection was emphasized. Although the introduction of Intravascular ultrasound (IVUS) in antegrade approach improved the success rate, the wire was advanced into the false lumen and could not enter in the true lumen.
In the 2000s, the retrograde approach was started, and wires and various devices have been developed to make this approach easier. With the introduction of the retrograde approach, more complex CTO lesions were confronted with PCI than ever before. In the 2010s, Complex high-risk indicated percutaneous coronary interventions (CHIP-PCI) were started. PCI for CTO has thus evolved significantly due to (1) tech­nical developments of operators, (2) introduction of more sophisticated and advanced devices, and (3) improved patient’s management strategies This book documents everything of PCI for CTO from the past to the future.
Shigeru Saito, MD,
Shonan Kamakura General Hospital.
xii
I
PART I
Pathology, Indications, and Review of Clinical Trials
1
CHAPTER 1
The Pathobiology of CTO
Gabby Elbaz-Greener1 & Bradley H. Strauss2,*
1
Department of Cardiology, Hadassah Medical Center & The Faculty of Medicine,
Hebrew University of Jerusalem, Jerusalem, Israel
2
Schulich Heart Centre, Sunnybrook Health Sciences Centre, University of Toronto, Toronto, ON, Canada
* Corresponding author
Introduction
Chronic total occlusions (CTO) are defined by an occlusion age of 3 months or greater, with angio­graphic thrombolysis in myocardial infarction (TIMI) flow grade 0 or 1 [1]. Our current understanding of CTO development is based on a limited number of autopsy specimens, imaging studies, and animal CTO models. CTO constitute the most challenging lesions in interventional challenge due to the complexity of the composition and the geometric issues, such as CTO entry/exit and the overall occlusion length. In recent years, additional unique features in specific types of CTO, such as occluded native arteries in patients with bypass surgery and stent CTO have been identified. The challenges of CTO PCI have been the impetus for developing unique interventional equip­ment and strategies, and innovative biologic manipu­lations [2, 3].
Human coronary CTO studies
Our current understanding of human coronary CTO pathology is based on a small number of autopsy studies. Srivatsa et al. [4, 5] classified angio­graphic CTOs in 61 patients according to the age of the occlusions (<1 year vs ≥1 year). The main points were: (1) Angiographic occlusion did not necessarily mean histologic occlusion, with 25% of cases demon­strating antegrade continuity and subtotal occlusion (90–95% obstructed). Severe, but not completely obstructive narrowing, may limit contrast reagent penetration into lesions and thereby overestimate the difficulty of a successful guidewire crossing. This was particularly shown in peripheral arterial
“chronic occlusions” in the lower legs [6], (2) Hard
fibrocalcific plaques are a common feature in all CTOs regardless of age, but there is a definite increase in harder plaques in older CTOs, while softer (mainly lipid and loose fibrous tissue) plaques are more likely to be present in CTOs <1 year old, and (3) Recanalization of the CTO intimal plaques by neo­vascular channels was commonly observed at all time
periods, particularly around prominent collections of inflammatory cells (lymphocytes and macro­phages) [7] (Figures 1.1A, 1.1B; Figures 1.2A, 1.2B).
Katsuragawa et al. [8] examined autopsy specimens of 10 patients with CTOs, all presumed to be >1 year old. They reported similar findings, namely loose and dense fibrous tissue, atheroma, small recanalization channels, calcification and inflammatory cellular infiltrates, but no fresh thrombus (Figures 1.1A, 1.1B). Small recanalization channels, which traversed the CTO in 4 cases, were correlated with the angiographic appearance of a tapering entrance into the CTO, a well-known favorable sign for successful guidewire crossing [9]. Thus, there is a histologic basis for the
presence of softer tissue components and recanalization channels with higher angiographic success rates in guidewire crossing, most frequently evident in CTOs <1-year duration [5].
Recently, additional histology has been published for two specific CTO clinical situations: post bypass and stented coronary lesions.
(1) CTOs in patients with coronary artery bypass graft:
The Canadian CTO Registry reported that > 50% of patients with previous bypass surgery undergoing coronary angiography had a native artery CTO [10]. In fact, the strongest clinical predictor for coronary
Chronic Total Occlusions: A Guide to Recanalization, Third Edition. Edited by Ron Waksman and Shigeru Saito. © 2024 John Wiley & Sons Ltd. Published 2024 by John Wiley & Sons Ltd.
3
4 PART I Pathology, Indications, and Review of Clinical Trials
patients. In 7.5% of patients, the native artery and the graft supplying that territory were both occluded. In particular, a pre-operative proximal stenosis >90% identified the highest risk for a subsequent new CTO. New native artery CTO post bypass had long-term prognostic significance: 21% of these cases had died or experienced nonfatal myocardial infarction or repeated revascularization at a mean of
Ca
Ca
MV
7.2 years [12]. Sakakura et al. reported on histologic differ-
ences in 95 CTOs in patients with and without prior coronary artery bypass grafts (CABG) [13]. In this study, short CTO duration was defined by histology (rather than actual timing), based on organizing thrombi (fibrin) and proteoglycan-rich extracellular matrix, particularly in the middle
Necrotic
of the CTO segment (Figure 1.1A). Longer dura­tion (non-bypassed) CTOs in contrast demon­strated more complex features: mainly collagen
Figure 1.1A Hematoxylin-eosin stained human coronary CTO, demonstrating extensive collagen-rich fibrous tissue, several patches of calcification (Ca), two small microvessels (MV), and a large necrotic area (necrotic). (Courtesy of Dr. Jagdish Butany, University Health Network, Toronto, ON, Canada.)
1 deposition and moderate calcification (Figure
1.1B). CTOs with bypass grafts were characterized
by the heaviest calcification (including the adja­cent proximal and distal segments) (Figure 1.2C).
Negative remodeling, defined as reduction in the CTO vessel cross-sectional area relative to the adja­cent proximal segment, was least in CTO sections containing organizing thrombus, followed by cal­cified sections and proteoglycan-rich thrombus
M
sections, but highest in non-calcified CTO sections with collagen type I [13]. This predilection for heavy
calcification likely explains the clinical experience of lowest PCI success rates in CTOs which have been
MV
Ca
Ca
previously bypassed [14, 15]. Although bypass sur­gery is well recognized as the superior revasculari­zation strategy in patients with high SYNTAX score and multivessel disease, there is also a downside of iatrogenic CTO formation, ultimately creating the
MV
most technically challenging CTOs for percuta­neous revascularization, and a pool of no-option, symptomatic patients.
(2) CTOs in Bare Metal versus Drug Eluting Stents:
In-stent occlusion accounts for approximately 12% of all coronary occlusion interventions [16, 17]. The
Figure 1.1B Elastin-trichrome stained human coronary CTO, demonstrating fibrous tissue (lighter staining material inside the lumen), with two distinct areas of calcification (Ca) and two microvessels (MV). M = media. (Courtesy of Dr. Jagdish Butany, University Health Network, Toronto, ON, Canada.)
characteristics of chronic stent occlusion (> 3 months post implantation) were described in a detailed pathological analysis of a series of 56 stent occlusions (both bare metal stents [BMS] and drug eluting stent [DES], mainly first generation) [18]. The 5 most common etiologies in order of fre-
quency were (1) acute thrombotic occlusion (>50% CTO formation is coronary artery bypass grafting [11]. Angiographic follow-up at one year post coro­nary artery bypass grafting demonstrated ≥1 new native coronary artery CTO in almost half of the
of cases), (2) restenosis (>20%, mainly in BMS
cases), (3) neoatherosclerosis rupture (10%), and
very infrequently, calcified nodules and hypersensi-
tivity reactions. The timing of stent occlusion
CHAPTER 1 The Pathobiology of CTO 5
relative to stent implantation was 2 years for acute thrombotic, 4.5 years for restenosis and 7.4 years for neoatherosclerosis. The contributing factor most fre- quently identified was a medial tear (60% of cases), potentially indicative of more aggressive stent siz­ing. Less frequently, protrusion of a necrotic core, overlapping stents, bifurcation stenting, and stent fracture with complete disruption were also recog­nized. Neoatherosclerosis (foamy macrophages, necrotic core) was present in 25% of these stent CTO, but neointimal calcification was rarely pre­sent, despite a high prevalence of patients with diabetes and renal failure (Figure 1.2D). These find­ings highlight a number of differences between de­novo and stented coronary CTO.
Current paradigm of CTO evolution
The development of CTOs includes several specific stages with unique histologic characteristics pre­sent at each stage. The initial acute event leading to the development of a CTO is in many cases a ruptured atherosclerotic plaque with bidirectional thrombus formation [7]. Clinically the arterial occlusion may develop insidiously with minimal symptoms or may present as an acute coronary syn­drome. In patients with minimal or no symptoms, the timing of the occlusive event cannot be clearly identified. In fact, the age of approximately 60% of CTO cases cannot be reliably dated by symp­toms [10]. In patients with ST segment elevation myocardial infarction (STEMI) not treated with reperfusion therapy, an occluded infarct related artery has been found in 87% of patients within 4 hours, in 65% within 12–24 hours, and in 45% at 1 month [19, 20]. Up to 30% of patients treated with thrombolytic therapy alone have a chroni­cally occluded artery 3–6 months after MI [21]. In patients treated with percutaneous coronary inter­vention (PCI) during evolving acute myocardial infarction (AMI), approximately 6–11% will have chronic occlusion of an infarct related artery at 6 months, due to either initial treatment failure or late re-occlusion [22].
Characterization of CTO development in human studies is problematic since CTOs are often diagnosed at a very late stage, and data regarding initial stages in their evolution is lacking. Several animal models, particularly rabbit and swine, have been developed to systematically define the development stages of a CTO [10, 23]. However, these models have certain characteristics that could potentially limit their rele­vance to humans, such as non-coronary location, and
the lack of an underlying atherosclerotic substrate or significant calcification.
Development of CTOs
Acute arterial occlusion due to atherosclerotic plaque rupture with thrombus formation is likely a common initiating event, which then triggers an
inflammatory reaction. In a rabbit CTO model, the freshly formed thrombus contains platelets and erythrocytes within a fibrin mesh, which is followed by an invasion of acute inflammatory cells [24]. This early acute inflammatory response (initial 2 weeks) is accompanied by patchy formation of a proteolycan-enriched extracellular matrix and myofibroblast infiltration into the thrombotic occlusion. At the initial part of the intermediate stage (6 weeks), there is marked negative arterial remodeling and disruption of the internal elastic lamina accompanied by intense intraluminal neo­vascularization and increased CTO perfusion. Total microvessel cross-sectional area increases 2-fold, along with a nearly 3-fold increase in the size of individual intraluminal vessels.
However, by 12 weeks, there is a reduction in both
microvessel formation and CTO perfusion, with further declines at the advanced stage (18–24 weeks).
This progressive decrease in the CTO perfusion coin­cides with gradual replacement of proteoglycans by collagen in the extracellular matrix. Human studies have shown collagen and calcium accumulation char­acterize the later stages of CTO maturation (Figures
1.1 and 1.2). The density of the fibrocalcific tissue is highest at the proximal and distal ends of the lesion compared to the body. Thus, the tissue components of the CTO evolve over time with remarkable spatial variability along the length of the CTO. From a pathobiology standpoint, three specific regions of the CTO have been proposed: (1) The proximal fibrous cap is a thickened struc­ture at the entrance (the proximal end) of the CTO containing particularly densely packed collagen. It usually contains types I, III, V, and VI of collagen. Type IV collagen has also been observed in calcified tissues [25]. This region represents a distinct physical barrier to crossing into the CTO. (2) The distal fibrous cap also contains densely packed collagen, but is commonly regarded (although not proven in studies) as a thinner and softer struc­ture compared to the proximal cap. This has been part of the rationale for developing the retrograde approach to cross the CTO.
6 PART I Pathology, Indications, and Review of Clinical Trials
(3) The main body of CTO. As mentioned earlier, human coronary artery autopsy studies [4, 5, 8] have shown that the lumen of the CTO in some cases contains organized thrombus. Recanalization channels were observed in nearly 60% of lesions. Unlike the preclinical rabbit femoral artery model, the frequency of lumen recanalization and sizes of the channels were similar in different CTO ages. The intimal plaques within the CTO contained collagen, calcium, elastin, cholesterol clefts, foam cells, giant cell atherophagocytes, mononuclear cells (lymphocytes, monocytes), and red blood cells. “Soft”
or cholesterol-laden lesions were more prevalent in younger CTOs age (< 1 year); the amount of choles­terol-laden and foam cells declined with advancing CTO age. Older age CTOs typically contained hard fibrocalcific lesions (“hard plaque”).
Extensive recanalization of the intimal plaques by neovascular channels was frequently evident, partic­ularly within and adjacent to the sites infiltrated by inflammatory cells (lymphocytes and macrophages). In some cases, intimal neovascular channels directly com­municate with adventitial vasa vasorum. Neovascular channels were also observed in the vascular medial layer; the extent of medial neovascularization was pro­portional to the cellular inflammation in the intimal plaque. The adventitia of the vessel is usually exten­sively revascularized in CTOs of all ages. Again, the extent of adventitial neovascularization is correlated to adventitial cellular inflammation. Munce et al. have shown peripheral artery CTO model in a rabbit that a large rise in extravascular vessels surrounding the occluded artery occurred at early time points, which was followed by a significant increase in intravascular vessels within the central body of the occlusion [26]. The temporal and geographic pattern of microvessel formation and the presence of connecting microves­sels support the thesis that the extravascular vessels may indeed initiate formation of the intravascular channels within the center of the occlusion. However, as the CTO matures beyond 6 weeks, a reduction in the size and number of central intravascular micro­channels was demonstrated, suggesting that many of the vessels in this region become nonfunctional [26].
Intraluminal microvessel formation (“Recanalization Channels”)
These microvessels generally range in size from 100 to 200 µm, but can be as large as 500 µm [5]. In contrast to the vasa vasorum which run in radial direction,
these intimal microvessels run within and parallel to the thrombosed parent vessel [27], and therefore have particular relevance for crossing of CTOs as a pathway for guidewire crossing.
Calcification
Calcification, a major predictor of procedure failure [28–30], seems to be particularly determined by coronary occlusion duration. In short dura­tion coronary occlusions (≤3 months), intimal plaque calcification was present in 54% of coro­nary occlusions, but reached 100% in CTO of >5 years duration [5] (Figure 1.2C). In contrast, insulin-dependent diabetes mellitus was more fre­quently observed in patients with predominantly cholesterol laden or mixed CTOs than in those with fibrocalcific CTOs [5].
Calcification changes range from crystal formation to tissue that is histomorphologically indistinguish­able from bone. Calcification is correlated with chronic kidney disease, diabetes mellitus, and is a consequence of aging. Our understanding of the balance between promotion and inhibition of calcification in the CTO is much more limited.
The process of the CTO calcification is usually sim­plified into two mechanisms:
(1) Passive process: This requires high concentrations of tissue calcium and phosphate but is recognized as a regulated process [31–34]. It was initially considered
that calcium precipitation occurred when apoptotic cell fragments and cholesterol crystals served as a crystallization nidus and the calcium and phosphate concentration approached the salt solubility product in the presence of a lower concentration of local cal­cium-chelating molecules. The formation of hydroxy­apatite crystals in this way is now regarded as a semi-regulated process, and the high phosphate levels might induce vascular smooth muscle cells to differ­entiate into an osteoblastic phenotype resulting in bone formation.
(2) Active osseous process: This requires recruit- ment of osteoblasts and osteoclast-like cells into the atherosclerotic plaque. This process can be triggered
by immunomodulating cytokines, causing local production of ossification factors such as BMP-2 [34–36], culminating in producing extra osseous bone tissue inside the media and lumen of CTO. Similar to skeletal bone, these bone/cartilage-like structures are subject to resorption by osteoclast­like cells.
CHAPTER 1 The Pathobiology of CTO 7
Collagen Calcium Proteoglycan FibrinPlaqueMicrovesselsCholesterol
A. CTO <1 year
B.CTO >1 year
C. Calcified CTO
Figure 1.2 CTO pathology variability: longitudinal arterial section with CTO cross-section. A. CTO<1 year: Proteoglycan-enriched tissue with abundant microvessels near center of CTO, surrounded by recently formed collagen. B. CTO>1 year: Dense fibrosis tissue, predominantly collagen, with a few microvessels. Prominent negative remodeling in the occluded segment relative to adjacent, non-occluded segment. C. Calcified CTO: Particularly common in long-standing CTOs in previous bypassed arteries. Collagen and heavy calcification are evident throughout, with calcification
Summary
In this chapter we have summarized the key compo­nents of CTOs and suggested an impact of each on
D. In-stent CTO
particularly evident in the deeper vessel layers. Atherosclerotic plaques with necrotic core are present at the periphery of artery. D. In-stent CTO: Small rim of proteoglycan-enriched tissue and microvessels located within the most inner layer of the CTO. Dense surrounding collagen is main constituent, both inside and outside stent struts. Cholesterol plaques also present in deeper vessel layers outside the stent struts. Fibrin deposits may be present around the stent struts and occasionally in center of CTO. The medial layer is compressed by stent struts.
guidewire crossing. Better understanding of the CTO structure incorporating the imaging techniques with advances in guidewires and other plaque modifica­tion strategies may enable significant improvements