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24 Role of Neuromonitoring in Minimally Invasive Lateral Approaches to the Spine
Fig. 24.4 Patient in the lateral decubitus position with the table broken
237
electromyography (EMG). Each of these modali­ties has been proposed to play an important role at specifi c stages of surgery. During spinal sur­gery, it has been suggested that neurophysiologi­cal testing helps to avoid unforeseen neuronal or vascular injury, reduces the risk of a perma­nent postoperative defi cit, and provides local­ization of specifi c nerve roots. SSEPs comprise signals recorded from multiple positions along the afferent pathway of primarily propriocep­tive tracts. These are transmitted via the dorsal columns of the spinal cord. As mentioned above, when patients are positioned laterally, SSEPs can be particularly useful in possibly identifying and reversing impending damage to peripheral nerves within both upper and lower extremities (by repositioning the extremity of concern) [ 9 ]. A peripheral disturbance in neuronal transmis­sion may be resultant of stretch or compression in any of the extremities in this lateral position. As an example, the peripheral nerve(s) in the top arm, primarily at the site of the brachial plexus, can be stretched if proper padding techniques are not administered. The bottom arm can also experience similar strain as nerve(s) can be com­pressed if the head is not positioned properly in a neutral fashion and/or an axillary roll is inap­propriately placed. Furthermore, compression of the ulnar nerve can occur in either of the arms
if they are not adequately padded. The break in the surgical table can cause the bottom leg to be compressed or the top leg to be stretched past its functional threshold. It is of utmost importance for the neuromonitoring team to have reliable peripheral SSEP responses (recorded from Erb’s point in the upper extremities and the popliteal fossa in the lower extremities) to distinguish between changes caused by positioning, surgical manipulation, pharmacological events, or under­lying physiological issues.
MEPs are elicited by transcranial activation of the motor cortex and are transmitted through the lateral corticospinal tracts of the cord, exiting at each nerve root level, continuing transmission of the signal to the motor axons that innervate each of the designated muscles. MEPs have been pro­posed to be a very sensitive test for assessment of motor function and may allow for more rapid identifi cation of potential damage to neural struc­tures. Although further study is needed, some practitioners feel that effective MEP methods and techniques can give additional prognostic infor­mation for the assessment of patient outcomes.
From a technical perspective, EMG electrodes are placed in the muscles that supply the nerve(s) that may be at risk during a given procedure. For the lateral approach, these muscles include the iliopsoas, vastus lateralis, biceps femoris,
238
Iliopsoas
Vastus lateralis
K.D. Than et al.
Biceps femoris
Tibialis anterior
Abductor hallucus
Fig. 24.5 Diagram for placement of EMG leads for lateral approaches to the spine
tibialis anterior, gastrocnemius, and abductor hallucis muscles (Fig. 24.5 ). Depending upon the neuromonitoring group’s protocol, the electrodes used to monitor MEP responses may be suffi cient to also monitor the EMG. However, in general, more extensive coverage of muscles is applied to EMG monitoring than is to MEP monitoring. It should be noted that any electrodes used to monitor EMG can theoretically be used to record MEP responses as well; two additional cortical stimulating electrodes are placed to add MEPs as a modality when requested. Both SSEP and EMG monitoring are limited in the information each can give the surgical and neuromonitoring teams (such as an ischemic event at an individual root level). Thus, MEPs may provide the sur­geon with more data that can assist with surgical decision-making.
For the minimally invasive lateral transpsoas approach, the most common and benefi cial neu­romonitoring technique is EMG. EMG can pro­vide real-time feedback, allow for surgical correspondence with specifi c nerve roots, and
safely guide retractors. There are two forms of EMG: (1) free-running, which assesses continu­ously for evidence of nerve root manipulation, and (2) triggered, where nerves are intentionally stimulated to elicit a response (Figs. 24.6 and
24.7 ). EMG has high sensitivity but low specifi c- ity in predicting postoperative neurologic defi cits and thus is frequently used in combination with other forms of neuromonitoring [ 10 , 11 ].
The use of EMG is essential during the mini­mally invasive lateral transpsoas approach. In a literature review, Uribe et al. [ 12 ] concluded that the use of EMG during lateral approaches has decreased the incidence of neurologic defi ­cit from 30 % to less than 1 % [ 1316 ]. In this review, the authors describe a method by which the femoral nerve can be reliably positioned pos­terior to the retractor, thus minimizing the risk of injury by retraction. By rotating the direc­tional EMG probe, ideal positioning relative to the femoral nerve can be confi rmed by observing high stimulation thresholds anteriorly and low stimulation thresholds posteriorly. (Stimulation
Gastrocnemius
24 Role of Neuromonitoring in Minimally Invasive Lateral Approaches to the Spine
239
thresholds refer to the amount of current required to activate a nerve. Low thresholds indicate close proximity to nerve, whereas high thresholds indi­cate further distance from it.)
Fig. 24.6 Nerve stimulators are used to assess for nearby nerves prior to expansion of the tubular retractor
In a prospective, multicenter, industry­sponsored trial, Tohmeh et al. [ 17 ] enrolled 102 patients undergoing extreme lateral inter­body fusion (XLIF) at L3–L4 and/or L4–L5 to
a
Fig. 24.7 ( a ) Panel A shows baseline SSEP record- ings during a lateral transpsoas interbody fusion. Panel B shows baseline EMG. ( b ) Panel A shows stable SSEP
recordings. Panel B shows a triggered EMG of the left iliopsoas, vastus lateralis, and biceps femoris at 2 mA. ( c ) Enlarged picture of triggered EMG
240
K.D. Than et al.
b
c
Fig. 24.7 (continued)
receive intraoperative real-time EMG recordings. Recordings were taken using three successive dilators at three points: surface of the psoas mus­cle, middle of the psoas muscle, and on the spine itself. Recordings were made at four points (pos­terior, superior, anterior, and inferior) in a 360° rotational fi eld. Zones III and IV were targeted in the vast majority (90 %) of cases. The authors
found that lumbar plexus nerves were encoun­tered in 55.7 % of all cases and, more commonly, posteriorly 63 %. The feedback provided by EMG allowed the authors to adjust their surgical trajec­tory. Postoperatively, transient hip fl exion weak­ness occurred in 27.5 % of patients, and transient upper medial thigh sensory loss occurred in
17.6 %. Three other motor defi cits (two patients
24 Role of Neuromonitoring in Minimally Invasive Lateral Approaches to the Spine
241
with knee extension weakness and one patient with ankle dorsifl exion weakness) were encoun­tered, but all had resolved by 6 months postoper­atively. Given the variable location of the nerves and the good long-term outcomes of the patients, this authors’ study supported the use of real-time EMG during the minimally invasive lateral trans­psoas approach.
One emerging neuromonitoring modality that has recently entered the fi eld for use in this and other spine surgeries is mechanomyography (MMG). One potential drawback of EMG is its susceptibility to electrical interference, which can result in a poor signal-to-noise ratio and, hence, the aforementioned low specifi city. Using MMG, electrically stimulated probes induce nerve root depolarization. Special sensors (accel­erometers that are not susceptible to electrical interference) are placed on correlating muscle groups and detect the mechanical activity (move­ment) of muscle contraction after nerve stimula­tion. This feedback is delivered in real time to the surgeon in a fashion similar to EMG activity. Application of this modality to spine surgery is still under development and, to date, no published studies exist that examine its practicality or effi ­cacy. Preliminary results, however, suggest that MMG has faster detection and higher sensitivity than EMG [ 18 ].
24.4 Outcomes in Lateral Spine
Surgery
The most worrisome complication after any spine surgery is postoperative motor defi cits. In a pro­spective, non-randomized, multicenter, industry­sponsored trial, Isaacs et al. [ 19 ] performed XLIF on 107 patients (322 levels) with degenerative scoliosis. Thirty-six patients (33.6 %) had some evidence of postoperative weakness, with 80.6 % of such patients suffering from hip fl exion weak­ness. This was transient in the vast majority of cases (86.2 %). Seven patients (6.5 %) were con­sidered to have a “major” motor defi cit, defi ned as a postoperative decrease in motor grade by more than two grades at any point and/or having no evidence for improvement by 6 months. Only
one patient was considered to have an injury of lumbar plexus origin, although further detail was not provided by the authors. The authors did conclude that the risk of experiencing any complication was lower in patients who received stand-alone XLIF compared to supplemental pos­terior instrumentation; in those who did receive posterior instrumentation, the complication rate was lower in those who had percutaneous screw placement compared to open screw placement. According to this study, “(the) strongest inde­pendent predictor of complications was the total number of levels operated per patient.” Of note, several important long-term outcome measures were not included in this study, including post­operative sagittal vertical axis measurements and fusion and pseudarthrosis rates.
Cahill et al. [ 20 ] retrospectively reviewed 118 patients who had undergone minimally invasive lateral transpsoas interbody fusion at 201 levels, all with continuous EMG monitoring. Ipsilateral nerve injury (specifi cally of the femoral nerve) occurred in two patients, both at the L4 and L5 levels. This equated to a 4.8 % risk of injury at L4–L5 compared to no neurologic complications at any other level. Echoing the aforementioned conclusions of Guerin et al. [ 5 ], these authors also recommended “judicious” use of this surgi­cal procedure at L4–L5. In another study [ 21 ], two out of 58 patients suffered iatrogenic femoral nerve injury, although the specifi c vertebral lev­els instrumented were not specifi ed. Rarely, con­tralateral femoral nerve injury can occur. Two such cases have been reported secondary to inter­body placement: one due to an osteophyte frac­ture compressing the contralateral nerve root and another due to a far lateral disc herniation with the same result [ 22 ]. Both patients recovered after reoperation for decompression of the injured nerve root.
In the aforementioned Cahill et al. study [ 20 ], fi ve patients (4.2 %) suffered from postoperative abdominal paresis/fl ank bulge, presumably sec­ondary to injury to the T11 and T12 motor nerves during exposure and closure of the abdominal wall. All fi ve cases occurred at the L3–L4 level or higher. A larger multi-institutional study of 568 patients found 10 who developed this
242
K.D. Than et al.
complication (1.8 %) [ 23 ]. Eight of these patients had resolution of their abdominal wall paresis within 6 months, whereas the other two were lost to follow- up. Conservative treatment of this complication consists of wearing an abdominal corset. To avoid the complication, the authors suggested sequential and gentle muscle dilation with blunt instruments, dissection, and mobiliza­tion of any encountered nerves and, in the retro­peritoneal space, blunt dissection in a posterior to anterior and superior to inferior trajectory so as to “run with” the trajectory of the nerves.
While motor defi cits impact a patient’s func­tionality, sensory changes can also be very both­ersome. In a retrospective review of 59 patients who underwent the minimally invasive lateral transpsoas approach, Cummock et al. [ 24 ] found that approximately 60 % of patients suffered from postoperative thigh pain, numbness, and/or paresthesias. Half of the patients had resolution of these symptoms at 3 months postoperatively, while 90 % had resolution by 1 year.
The lack of signal changes during intraopera­tive neuromonitoring does not guarantee that a patient will have normal neurologic function postoperatively. Houten et al. [ 25 ] reported two cases of postoperative neurologic defi cit (one patient with profound quadriceps weakness and another with antigravity hip fl exor and quadri­ceps weakness) despite normal intraoperative monitoring.

24.5 Recommendations

In summary, while the minimally invasive lateral transpsoas approach is being used increasingly in spine surgery, it can be fraught with complica­tions (specifi cally, injury to the lumbar plexus). There are a few strategies to employ when utiliz­ing this surgical approach. First, the surgeon must have a good understanding of the safe working zones at each lumbar level. This is sim­ple enough, as the safest zone is Zone III at L1– L2, L2–L3, and L3–L4. At L4–L5, Zone II is the safest, but there should be a low threshold to abort the procedure at this level due to the
relatively high risk of neurologic complication. Second, neuromonitoring with EMG should always be used, and trajectories should be adjusted if there is any evidence for fi ring on EMG. The role of MEP and SSEP monitoring is less clear, although SSEP monitoring may be of benefi t to minimize positioning-related brachial plexus injuries.

References

1. McAfee PC, et al. Minimally invasive anterior retro­peritoneal approach to the lumbar spine. Emphasis on the lateral BAK. Spine (Phila Pa 1976). 1998;23(13): 1476–84.
2. Laws CJ, et al. Direct lateral approach to lumbar fusion is a biomechanically equivalent alternative to the anterior approach: an in vitro study. Spine (Phila Pa 1976). 2012; 37(10):819–25.
3. Benglis DM, Vanni S, Levi AD. An anatomical study of the lumbosacral plexus as related to the minimally invasive transpsoas approach to the lumbar spine. J Neurosurg Spine. 2009;10(2):139–44.
4. Uribe JS, et al. Defi ning the safe working zones using the minimally invasive lateral retroperitoneal trans­psoas approach: an anatomical study. J Neurosurg Spine. 2010;13(2):260–6.
5. Guerin P, et al. The lumbosacral plexus: anatomic considerations for minimally invasive retroperitoneal transpsoas approach. Surg Radiol Anat. 2012;34(2): 151–7.
6. Moro T, et al. An anatomic study of the lumbar plexus with respect to retroperitoneal endoscopic surgery. Spine (Phila Pa 1976). 2003;28(5):423–8; discussion 427–8.
7. Dakwar E, Vale FL, Uribe JS. Trajectory of the main sensory and motor branches of the lumbar plexus out­side the psoas muscle related to the lateral retroperito­neal transpsoas approach. J Neurosurg Spine. 2011; 14(2):290–5.
8. Fahim DK, et al. Avoiding abdominal fl ank bulge after anterolateral approaches to the thoracolumbar spine: cadaveric study and electrophysiological inves­tigation. J Neurosurg Spine. 2011;15(5):532–40.
9. Kamel IR, et al. The use of somatosensory evoked potentials to determine the relationship between patient positioning and impending upper extremity nerve injury during spine surgery: a retrospective analysis. Anesth Analg. 2006;102(5):1538–42.
10. Paradiso G, et al. Multi-modality neurophysiological monitoring during surgery for adult tethered cord syn­drome. J Clin Neurosci. 2005;12(8):934–6.
11. Paradiso G, et al. Multimodality intraoperative neuro­physiologic monitoring fi ndings during surgery for
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adult tethered cord syndrome: analysis of a series of 44 patients with long-term follow-up. Spine (Phila Pa
1976). 2006;31(18):2095–102.
12. Uribe JS, Vale FL, Dakwar E. Electromyographic monitoring and its anatomical implications in mini­mally invasive spine surgery. Spine (Phila Pa 1976). 2010;35(Suppl 26):S368–74.
13. Rodgers WB, Gerber EJ, Patterson J. Intraoperative and early postoperative complications in extreme lat­eral interbody fusion: an analysis of 600 cases. Spine (Phila Pa 1976). 2011;36(1):26–32.
14. Wang MY, Mummaneni PV. Minimally invasive sur­gery for thoracolumbar spinal deformity: initial clini­cal experience with clinical and radiographic outcomes. Neurosurg Focus. 2010;28(3):E9.
15. Tormenti MJ, et al. Complications and radiographic correction in adult scoliosis following combined transpsoas extreme lateral interbody fusion and poste­rior pedicle screw instrumentation. Neurosurg Focus. 2010;28(3):E7.
16. Bergey DL, et al. Endoscopic lateral transpsoas approach to the lumbar spine. Spine (Phila Pa 1976). 2004;29(15):1681–8.
17. Tohmeh AG, Rodgers WB, Peterson MD. Dynamically evoked, discrete-threshold electromyography in the extreme lateral interbody fusion approach. J Neuro­surg Spine. 2011;14(1):31–7.
18. Jogani J, Wybo C, Bartol S. Innovation in spine sur­gery: miracles of MMG. International society for the advancement of spine surgery. 2011. SAS11.
19. Isaacs RE, et al. A prospective, nonrandomized, mul­ticenter evaluation of extreme lateral interbody fusion for the treatment of adult degenerative scoliosis: peri­operative outcomes and complications. Spine (Phila Pa 1976). 2010;35(Suppl 26):S322–30.
20. Cahill KS, et al. Motor nerve injuries following the minimally invasive lateral transpsoas approach. J Neurosurg Spine. 2012;17:227–31.
21. Knight RQ, et al. Direct lateral lumbar interbody fusion for degenerative conditions: early complication profi le. J Spinal Disord Tech. 2009;22(1):34–7.
22. Papanastassiou ID, Eleraky M, Vrionis FD. Contralateral femoral nerve compression: an unrecognized compli­cation after extreme lateral interbody fusion (XLIF). J Clin Neurosci. 2011;18(1):149–51.
23. Dakwar E, et al. Abdominal wall paresis as a compli­cation of minimally invasive lateral transpsoas inter­body fusion. Neurosurg Focus. 2011;31(4):E18.
24. Cummock MD, et al. An analysis of postoperative thigh symptoms after minimally invasive transpsoas lumbar interbody fusion. J Neurosurg Spine. 2011;15(1):11–8.
25. Houten JK, et al. Nerve injury during the transpsoas approach for lumbar fusion. J Neurosurg Spine. 2011; 15(3):280–4.

Lateral Interbody Decompression and Fusion: Which Side to Approach From?

Andrew A. Sama
2 5

25.1 Background

Bertagnoli et al. initially described lateral lumbar interbody surgery in 2003 when they described the approach to implant prosthetic nuclear devices into the lumbar spine [ 1 ]. Ozgur and Pimenta described the extreme lateral transpsoas approach for inter­body fusion in 2006 [ 2 ]. Over the last 7 years, the popularity and applications for minimally invasive lateral retroperitoneal approaches to the lumbar spine have grown. As the indications and applica­tions have broadened, so have the dilemmas regard­ing which side to approach. In cases of a one-level fusion for degenerative disc disease, the point may be moot, and the approach should be based on which side appears easier to access on x-ray with respect to the ribs or iliac crest or whether the patient had prior retroperitoneal surgery on one side or the other. In more complex cases with coronal and sagittal deformities, the side of the approach becomes more poignant.

25.2 Anterior Interbody Versus Posterior Interbody

The fi rst thing to decide is whether an anterior or posterior interbody approach is warranted and advisable. It has been demonstrated that both
A. A. Sama , M.D. Department of Orthopaedic Surgery, Weill Cornell Medical College , 523 East 72 Street , New York , NY 10021 , USA e-mail: samaa@hss.edu
traditional posterior and anterior approaches to the spine are associated with a variety of poten­tial benefi ts and complications [ decision to approach anteriorly has been made, then consideration for anterior retroperitoneal transpsoas or anterior-to-the-psoas approaches can be considered. Approaching from the ante­rior lateral aspect of the spine allows powerful correction of the spine in both the coronal and sagittal planes [ 6 ]. It also allows placement of a large interbody spacer with large graft cham­bers to facilitate fusion. By restoring collapsed disc space height, indirect decompression of the neuroforamina and subarticular lateral recesses can be achieved [ 7 ]. Careful evaluation of the facet joints at the proposed fusion sites on preop­erative CT scan or MRI is imperative to estimate how much distraction and elevation of the disc space will be possible from the lateral approach. If the facets are ankylosed, it is not likely that the surgeon will be able to correct the collapsed disc space or the deformity anteriorly alone. In these cases, a posterior approach for release of the facets and correction of the deformity is advisable prior to any interbody work. If the fac­ets are not ankylosed and an anterior, lateral, or transpsoas approach is contemplated, the surgeon must decide on whether to perform a traditional anterior approach, a direct transpsoas approach, or an anterior-to-the-psoas lateral approach. In cases with severe loss of lumbar lordosis, or in the presence of lumbar kyphosis, release of the anterior longitudinal ligament may be necessary for optimal correction. Release of the anterior
35 ]. Once the
M.Y. Wang et al. (eds.), Minimally Invasive Spinal Deformity Surgery, DOI 10.1007/978-3-7091-1407-0_25, © Springer-Verlag Wien 2014
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A.A. Sama
longitudinal ligament from the transpsoas approach is possible [ 8 , 9 ] but typically ill advised because of the potential increased risk of injury to the great vessels and diffi culty in controlling a bleed if an injury were to occur. The lateral inter­body approach also temporarily depends on the integrity of the anterior and posterior longitudi­nal ligaments to help keep the spacer in place. If the anterior longitudinal ligament is released or ruptured, provisional fi xation of the interbody spacer should be considered. Mobilization of the vessels via a traditional anterior approach or even from an anterior-to-the-psoas lateral approach allows for safer access to release the anterior lon­gitudinal ligament and correct the severe sagittal deformity than posterior or transforaminal inter­body approaches.

25.3 Approaching from the Concave or Convex Side of the Spine

Several factors should come into consider­ation when determining the side of the lateral approach, especially in deformity cases. Things to consider include the approach that would allow the best access to the greatest number of levels in order to achieve correction of the deformity. A general rule of thumb is to allow the alignment and approachability of the L4–5 disc to be the guide if it is to be included in the fusion. A good set of lumbar or scoliosis x-rays in the anterior­posterior and lateral planes are usually adequate to begin planning the approach (Fig. 25.1 ). The fi lms should be analyzed to determine if the patient has scoliosis or spondylolisthesis in the anterior- posterior or lateral planes. Depending on the presence of one or more of these deformi­ties, the approach that gives access to the L4–5 disc is usually preferred. Once the analysis of the scoliosis or lumbar x-rays has been completed and the surgeon has decided on the provisional approach, careful evaluation of the preoperative MRI (Fig. 25.2 ) should be undertaken to assess the position of the psoas muscle, the lumbar plexus, and the great vessels with respect to the fusion levels under consideration [ 1013 ].

25.4 Concave Approach

Fortunately, approaching from the side that allows access to the L4–5 disc obliquity is usually approaching from the concavity of a lumbar sco­liosis (Fig. 25.3 ). When approaching from the concavity, the surgeon is able to access multiple levels from one well-placed incision as depicted in Fig. 25.3 . Once the decision to approach from the concavity has been made, the surgeon should consider addressing the cephalad or most caudal levels fi rst rather than addressing the apical levels fi rst which will correct the deformity and likely make access to the higher or lower levels more diffi cult because they will be further displaced upward under the ribs or lower into the pelvis, respectively. Angled instrumentation to access and prepare the disc spaces is now available from most manufacturers. These angled cob elevators, pituitary rongeurs, and curettes allow the surgeon to access, prepare, and release the disc while pre­serving the end plates.
By addressing the curvature from the con­cavity, a signifi cant amount of correction can be achieved in the coronal and sagittal plane defor­mities. Releasing the annulus of each disc and dis­tracting the more collapsed side of the disc allow for the most signifi cant correction. Approaching from the concavity also allows approach to the upper lumbar levels with less likelihood of enter­ing the chest (Fig. 25.4 ). The operating table can be used to help correct the deformity when approaching from the concave side of the curve by fl exing the break in the table (Fig. 25.5 ).
Care must be taken when approaching from the concave side to avoid excessive bony destruc­tion. This is especially true in patients with large bridging osteophytes on the concavity of the curve. Using an osteotome to enter the disc space under fl uoroscopic guidance in the anterior­posterior view from the concavity of the curve can help minimize bony destruction (Fig. 25.8 ). The position of the segmental vessels must also be considered with a concave-sided approach [ 14 , 15 ]. The segmental arteries can be bunched together and may be prone to injury when remov­ing concave osteophytes. Again, using the fl uo­roscopic guidance to be sure the trajectory of the
25 Lateral Interbody Decompression and Fusion: Which Side to Approach From?
247
Good position for potential mini-open incision
Would be
difficult to access L4-5
L4-5 easily accessible over the iliac crest
Fig. 25.1 Standing Anteriorposterior and Lateral Scoliosis x-rays showing coronal and sagittal decompensation
Note position of vessels that would make ALIF more difficult
Nerve roots exiting spine and entering lumbar plexus with psoas bilaterally
Fig. 25.2 Axial T2 Weighted slice through lumbar segment to illustrate position of the psoas
Potential trajectory for lateral inter-body fusion