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Dysphagia in Systemic Disease 161
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Fig. 3 A 64-year-old woman
with dermatomyositis and dysphagia. a Barium examination of the pharynx shows retention in the piriform sinuses. There is misdirected swallowing that reaches into the laryngeal vestibule. b Contrast medium also reaches up into the nasopharynx. There was very little contraction and movement of the pharyngeal wall
Patients with polymyositis, dermatomyositis, and IBM may have abnormal oropharyngeal and/or
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Abnormal upper esophageal sphincter opening is common in polymyositis, dermatomyositis, and IBM (Sonies 1997). Inflammation and edema in the cri­copharyngeal muscle has been observed. Muscle fibrosis is often present. This has usually been treated by cricopharyngeal myotomy (Berg et al. 1985). Esophageal involvement leads to abnormal peristaltic transportation. This is similar to that seen in sclero­derma. Injection of botulinum toxin into the crico­pharyngeal muscle has also been recommended. Early treatment is important in order to avoid muscle atro­phy. Treatment generally includes corticosteroids and immunosuppressive agents.
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The Geriatric Pharynx and Esophagus
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Olle Ekberg
Contents
1 Introduction.............................................................. 165
1.1 The Ageing Brain...................................................... 166
1.2 Primary Ageing.......................................................... 166
2 The Oral Stage......................................................... 166
3 The Pharyngeal Stage ............................................. 167
3.1 Misdirected Swallowing ............................................ 167
3.2 Pharyngeal Constrictors............................................. 167
3.3 The Pharyngoesophageal Segment ........................... 168
4 Examination Techniques......................................... 168
5 The Nondysphagic Elderly ..................................... 168
6 Dementia ................................................................... 169
7 The Ageing Esophagus............................................ 170
8 Gastroesophageal Reflux......................................... 172
References.......................................................................... 172
O. Ekberg (&) Diagnostic Centre of Imaging and Functional Medicine, Skåne University Hospital, 205 02 Malmö, Sweden e-mail: olle.ekberg@med.lu.se
Abstract
Dysphagia is common in the elderly. This is mainly due to neurodegenerative abnormalities in the central nervous system. The elderly may be able to compensate, to a certain degree, for deterioration of function but the reserve capacity is much less than in younger. Understanding of the normal aging process as well as disease processes common in the elderly is important for diagnosis and treatment of dysphagia in the elderly.
1 Introduction
There are several age-related alterations in oral, pharyngeal, and esophageal morphology and func­tion. These variations in the healthy elderly (primary ageing) must be taken into account during clinical and radiological evaluation. In fact, these changes do not normally impair the swallowing process and are thereby not symptomatic. However, when disease processes (secondary ageing) add to primary ageing, they may result in significant impairment.
Deglutition disorders are common and costly in the elderly. The actual prevalence and natural history of such dysphagia is not very well known. Dysphagia is more commonly detected in the hospitalized and institutionalized elderly than in individuals who live in their own homes. In hospitals and nursing homes with predominantly an elderly population, the preva­lence of dysphagia is up to 50% of the population (Groher and Bukatman 1986). Dysphagia is also much more common in the very old (over the age of 85)
O. Ekberg (ed.), Dysphagia, Medical Radiology. Diagnostic Imaging, DOI: 10.1007/174_2011_389, Ó Springer-Verlag Berlin Heidelberg 2012
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than in any other group. Neurologic diseases such as stroke, dementia, and Parkinson’s disease are common in these populations. The central nervous system regulates oropharyngeal function in an inte­grated complex sensory and motor activity pattern. Especially the coordination between the oral and pharyngeal stage, i.e., between a voluntary and an automatic function, is vulnerable. In the elderly this coordination is frequently impaired.
Many elderly people with dysphagia seem to be in reasonably good health, and are not frail or bedridden. They do not seem to suffer from clini­cally apparent neurologic disease. Oropharyngeal impairment is usually insidious and chronic in these individuals, although acute, transient cases do occur. A rational approach to understanding deglutition in the elderly requires that we differentiate expected, if not clearly predictable, senescent changes (primary ageing) from those caused by disease (secondary ageing). Unfortunately, subclinical disease, espe­cially cerebral vascular disease, makes this distinc­tion difficult.
From other organ systems we know that there is roughly a 1% yearly decline in function beginning at 30 years of age. Overall ageing is a progressive generalized impairment of function resulting in a loss of adaptive response to stress and in a growing risk of age-associated disease (Kirkwood 2000).
The morphodynamics of deglutition can be measured in terms of timing, movement of ana­tomical structures, pressure generation, and bolus movements (Tracy et al. 1989; Sonies et al. 1988; Shaw et al. 1990; Shaker et al. 1990). Senescent changes in oropharyngeal function can be charac­terized as ‘‘less efficient.’’ However, the relationship between symptoms and morphodynamic abnormali­ties, especially in the context of compensation/ decompensation, is very complex (Jones and Donner 1991).
One important feature of ageing is an inability to adapt to stress, and the videofluorographic exami­nation is certainly a stressful situation. Abnormali­ties, or differences from younger, presumably normal individuals, may induce alterations that reflect senescent decline in function. Similarly, the examination itself may induce decompensation in those with existing dysfunction due to known disease and minor abnormalities may become major ones.
1.1 The Ageing Brain
In the central nervous system various alterations of the cytoarchitecture occur in ageing. For example, motor neuron counts in the spinal cord show that the number of cells declines by approximately 200 neurons per segment per decade (Schoenen 1991). A study that counted the pigmented neurons in the locus ceruleus in the brainstem found a decline averaging 2,000 cells per decade after the age of 60 years (Vijayashankar and Brody 1979). Cell counts in various glossopharyngeal and vagus nuclei within the brainstem are not available in humans, but a similar decline is likely.
1.2 Primary Ageing
The oral cavity undergoes important changes with age. Such changes include an increase in the amount of connective tissue in the tongue, loss of dentition, and reduced masticatory strength (Logemann 1990). In the pharynx ithas beenshown thatthe anteriorelevation of the larynx is less pronounced in the elderly and that the pharyngeal swallowing phase is significantly slowed down (Sonies et al. 1988). The pharyngeal peristaltic motion has been shown to be slowed down above the age of 60 years (Tracy et al. 1989). However, another study showed that this is not the case but that there is instead a wider intrapersonal variability in the elderly (Borgström and Ekberg 1988a). However, there is no significant change in pharyngeal peak pressure, dura­tion, or in the rate of propagation of contraction (Robbins et al. 1992). Healthy elderly subjects there­fore do not have any residual accumulation in the pharynx after swallowing.
2 The Oral Stage
It has been shown that pressure that is generated during swallowing by the tongue does not change in the elderly compared with young individuals. However, when individuals are asked to apply maximal strength, the pressure recording increases considerably in the young, whereas in the elderly such reserve capacity does not seem to exist. Others have shown that lingual peristaltic pressure decreases with age (Shaker et al. 1988).
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Almost as common was large bolus ingestion or
3 The Pharyngeal Stage
3.1 Misdirected Swallowing
Bolus misdirection into the airways is the most signif­icant event observed during videofluoroscopy. The timing and level of bolus misdirection are important observations, but again may be extremely variable (Dodds et al. 1990; Logemann 1983; Groher 1983). In the elderly,itis not uncommonto see ingestion oftoo large a bolus volume or a rapid ingestion rate during uncontrolled administrations. This results in disruption of sequencing between bolus ingestion, delivery, propulsion, and laryngeal closure. Some patients aspi­rate only on the first liquid barium administration; others appear relatively normal until a small amount penetrates and then grossly deteriorate and aspirate before, during, and after some of the subsequent swallows. Particularlyin theelderly bolus misdirection most often results from oral stage dysfunction even when it occurs during the pharyngeal stage.
Another common finding in the elderly is failure of containment during ingestion, oral processing of bolus holding. In these individuals the glossopalatal seal is inadequate. Lingual movements may be dys­kinetic or disorganized and disrupt the glossopalatal seal. Alternatively, there may be no oromotor activity attempting to contain the bolus once it has been ingested. The third oral stage cause of misdirection is transitional dissociation. This means that the bolus is positioned at the wrong place at the wrong time.
In young individuals the hyoid bone starts to move anteriorly (from its posterior position) before the apex of the bolus passes the level of the faucial isthmus as it can be seen in a true lateral projection during swallowing. With increasing age, the start of this anterior hyoid bone movement is delayed. It is com­mon in the elderly (over 75 years of age) to observe a delay of the anterior movement of the hyoid bone for more than 0.5 s after the apex of the bolus has passed the faucial isthmus (Feinberg and Ekberg 1991). In that study using the previously outlined pattern analysis, it was found that aspiration was due to oral stage dysfunction in 50% of patients, pharyngeal dysfunction in 30% of patients, and combined dys­function in 20% of patients. The most common oral stage abnormality was failure of containment. Transitional dissociation was seen in many patients.
rapid ingestion rate. The most common pharyngeal stage abnormality was incomplete transportation, i.e., retention. A mere defective laryngeal closure was seen less frequently (Feinberg and Ekberg 1991). There is, however, no significant relationship between a patient’s specific disease and the pattern of abnor­malities during barium swallow. This means that the observed dysfunctions are nonspecific in terms of their cause. The high frequency of oral dysfunction indicates that oral stage abnormalities must be rou­tinely looked for during videofluoroscopy.
The presence of anterior osteophytes larger than 10 mm that impinge on the pharynx may explain aspiration in dysphagic patients (Strasser et al. 2000). Coexisting clinical conditions and diseases such as stroke and partial laryngeal resection increase the risk of aspiration in patients with smaller osteophytes of the cervical spine.
Pneumonia is common in the elderly and it may be due to defective closure of the airways during swallowing, i.e., penetration/aspiration. However, the cause and effect relationship is complex and few studies have addressed this accordingly (Doggett et al. 2001; Feinberg et al. 1996). The most plausible explanation is that infected saliva reaches the lower airways by means of the larynx and causes the infection (Langmore et al. 1998).
3.2 Pharyngeal Constrictors
There are conflicting opinions concerning the effect of ageingondeglutitivepharyngealpressures.Whereasone study showed that there was no pressure difference (Robbins et al. 1992), other studies have shown differ­ences (Tracy et al. 1989; Perlman et al. 1993; Shaker et al. 1993). However, there are a multitude of method- ological differences that makes comparison difficult. In fact, one of the studies (Shaker et al. 1990) showed that the amplitude and duration of the peristaltic pressure wave were significantly greater in the elderly than in the young.Suchalterationswithage,alterationsthatactually could be seen as improvements, may actually be regar­ded as compensatory responses to, for instance, reduced cross-sectional area of the deglutitive pharyngoesopha­geal segment (PES) opening in the elderly (Shaw et al.
1990). A study supporting this theory was presented by
Shaker (1993). In this study he found that intrabolus
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pressure in the pharynx was significantly higher in the elderly than in young patients, on swallowing in both upright and supine positions and with both liquid and mashed potatoes. This again may indicate that there is lack of distension of the PES in the elderly.
3.3 The Pharyngoesophageal Segment
The PES pressure has also been studied in the elderly and has been compared with that in younger subjects. Cook et al. (1989) did not find significant age-related changes in resting PES pressure measured with a sleeve device; however, they only studied individuals under 55 years of age. Wilson et al. (1989) made the same observation in healthy subjects under 62 years of age. On the other hand, Fulp et al. (1990) showed that normal elderly subjects over 62 years of age have lower resting PES pressure than younger controls. Shaker et al. (1993) studied the effect of ageing (70 years and over) on the resting PES pressure and its response to esophageal air and balloon distension. The results of this study indicate that ageing signifi­cantly reduces the resting PES pressure. However, this latter study (Shaker et al. 1990, 1993) also showed that there were normal PES pressure responses to swallowing and esophageal distension by air and balloon in the elderly. Therefore, the protec­tive role of the PES against pharyngeal reflux of gastric acid is preserved in the elderly.
Kendall and Leonard (2001) showed that there is pharyngeal weakness in the elderly dysphagic patient. They also concluded that poor pharyngeal constric­tions suggestive of pharyngeal weakness contributed to 75% of cases of aspiration in their study. Feeding and respiratory pattern was studied in normal elderly people (Hirst et al. 2002). Hirst et al. found a fairly stable pattern. It has been shown that particularly in the elderly incoordination commonly leads to aspi­ration (Nilsson et al. 1997). Solid aspirators also have a lower oxygen saturation level compared with normal individuals (Colodny 2001).
4 Examination Techniques
The examination technique in the elderly does not differ from that in young individuals. However, many elderly people are severely impaired and cannot
cooperate. The examination should be custom­tailored to the patient’s symptoms, and in a very impaired elderly patient there are very few relevant clinical questions that should be addressed. Therefore, such an examination is usually very easy to perform.
5 The Nondysphagic Elderly
An important aspect is, of course, the prevalence of videofluorographic abnormalities in nondysphagic elderly patients. Ekberg and Feinberg (1991) found that only 16% of the elderly population (mean age 83) were normal. Oral and pharyngeal dysfunction was very prevalent in their study (63 and 25%, respec­tively) (Fig. 1). Combined dysfunction was present in 60% of patients. Sixty-five percent of patients showed bolus misdirection into the airways (20% showed penetration into the vestibule, 45% showed minor aspiration to the trachea). No major aspiration was observed. Misdirection was due to oral dysfunction 4 times as often as pharyngeal dysfunction and twice as often as combined oral and pharyngeal dysfunc­tion. In that study 36% of patients had dissociation between the oral and pharyngeal stage. This was the pathophysiological process of oral dysfunction lead­ing to misdirected swallowing. However, in that study, half of the patients had a history of neurologic disease such as dementia, Parkinson’s disease, and stroke, although none had a history of dysphagia or swallowing impairment. Pharyngeal constrictor pare­sis and lingual dysfunction was much more common in those patients with neurologic disease. The high frequency of abnormalities that was observed in that study may have a number of explanations. Many elderly individuals do not admit to being dysphagic even when it is obvious that they are. Caregivers are relatively poor at detecting dysphagia unless they have been specifically trained (Ekberg et al. 2002).
Altered oropharyngeal function has been docu­mented in asymptomatic elderly volunteers (Pontoppidan and Beecher 1960; Baum and Bodner
1983; Sonies et al. 1984; Borgström and Ekberg 1988b; Tracy et al. 1989; Ekberg and Feinberg 1991;
Robbins et al. 1992). Such changes may be due to normal age-related changes in tissues, muscles, and neuromorphodynamics. It is not clear what is ‘‘normal decline’’ in oropharyngeal function among the elderly and what is really the result of disease processes
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Fig. 1 Pharyngeal dysfunction is common in the elderly.
Weak musculature leads to impaired clearance of the pharynx. This is mostly related to defective elevation of the pharynx. In this patient there is pooling of contrast medium in the vallecula
which definitely are more common in the elderly, particularly in the central nervous system (Levine et al. 1992; Buchholz 1992). Again, it is very important to try to compare symptoms with morpho­dynamic findings (Sheth and Diner 1988; Donner and Jones 1991). There is a confusing overlap of clinical, videofluoroscopic, and magnetic resonance imaging findings in elderly individuals with and without oropharyngeal dysphagia/dysfunction (Figs. 2, 3, 4).
6 Dementia
Because dementia is the most common neurologic disease associated with misdirected swallowing, it is of interest to study such a population more closely (Feinberg et al. 1992). In the study of Feinberg et al., only 7% of patients were found to be normal during videofluoroscopy. Oral stage dysfunction was found in 73% of patients, pharyngeal dysfunction was found
and piriform sinus bilaterally. Contrast medium has reached into the laryngeal vestibule and is also seen between the arytenoids
in 43% of patients, pharyngoesophageal abnormalities were found in 33% of patients, and combined dys­function was found in 42% of patients. When only one stage was abnormal, again oral dysfunction (36%) was much more common than pharyngeal dysfunction (14%). Common neuropsychiatric features of dementia can explain the oral stage dysfunction that was observed in that study. Patients frequently seem to be displaying agnosia (inability to recognize familiar stimuli or situations), dyspraxia (inability to perform coordinated movements), and abulia (psychomotor retardation). Inappropriate ingestion behavior appears to be secondary to faulty judgment and lack of impulse control. Transitional phase dissociation was the most common oral abnormality, seen in 44% of patients. Volicer et al. (1989) have suggested that Alzheimer’s disease patients ‘‘simply have forgotten how to initiate the swallowing reflex,’’ and a high frequency of dissociation in the afore­mentioned study may reflect such a deficit.
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Fig. 2 Barium swallow in a 79-year-old woman with dyspha-
gia. She coughs during eating. Compensation is often difficult to detect on barium swallow. This patient has increased activity in the middle pharyngeal constrictor (broad arrow). This is likely to be due to a weak tongue base pressure. In this patient there is also misdirected swallowing. Barium has passed
A recent study found a correlation between the impairment of the oropharyngeal swallowing phase and the presence of unidentified objects observed incidentally on head magnetic resonance imaging performed on elderly subjects (Levine et al. 1992). Two other studies found alterations of pharyngeal clearance and swallowing pressure in patients with prominent cervical osteophytic formations (Ohmae et al. 1993; Strasser et al. 2000).
7 The Ageing Esophagus
The term ‘‘presbyesophagus’’ has been used to describe esophageal motility abnormalities in the elderly. However, studies have shown that dysmotility does not occur secondarily to ageing as such. How­ever, esophageal diseases are common in all age groups, including the elderly. Some diseases have a relative frequency that increases with age, such as adenocarcinoma. One must also take into account that an elderly patient with suspected achalasia is much more likely than a younger one to have a distal
through the vocal cords (arrow) into the subglottic area. There is also an incoordination of the opening of the pharyngoesoph­ageal segment seen as an indentation of the cricopharyngeal muscle (open arrow). a Midpharyngeal stage of swallow. b One quarter of a second after a
esophageal malignancy. Moreover, long-standing achalasia that occurs in an elderly patient may develop a secondary malignancy.
Symptoms of well-known diseases usually have a more complex presentation in the elderly; therefore, chest pain due to esophageal dysmotility or gastro­esophageal reflux disease may be much more difficult to distinguish from coronary artery disease. More­over, chronic disorders present for a long time in the elderly are more likely to cause complications. This may be true for Barrett’s esophagus and adenocarci­noma of the esophagus. Esophageal dysmotility is a major problem in the elderly. The symptoms are characteristically related to abnormal transportation of ingested material through the esophagus. Cardinal symptoms are chest pain and vomiting. The major differential diagnostic problem is to detect any underlying mechanical obstruction such as reflux (or other) stricture and malignancies. Characteristi­cally strictures are symptomatic for solid foods but not for liquids. Dysmotility is usually equally symp­tomatic for liquids and solids. It is always important to consider endoscopy in this age group. If it is
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Fig. 3 Zenker’s diverticula. These are usually asymptomatic
in younger persons (as in a, b). In a young person, Zenker’s diverticulum is usually the only abnormality found. This is in contrast to the situation in the elderly (as in c, d). In this patient there is concomitant dysfunction with pooling of contrast medium in the vallecula and in the piriform sinuses. There is also misdirected swallowing. Although the diverticulum is
contraindicated or not available, the radiologic study must include morphologic evaluation.
The effect of ageing on the esophageal motor function has been studied by several authors. Nonpropulsive, often repetitive contractions are numerous in the elderly (Soergel et al. 1964; Zboralske et al. 1964). Tertiary contractions and delay
bigger in the young patient in a, it is likely that most of the symptoms are due to concomitant pharyngeal dysmotility. However, in elderly patients the diverticulum might be huge as in d. The diverticulum dislocates the cervical esophagus anteriorly, and it was obvious during the examination that there was an obstruction for bolus passage
of the esophageal emptying, as well as dilatation of the esophagus, are also commonly seen. It has also been shown that the distal esophageal peristaltic amplitude is significantly higher in the elderly then in the young (Richter et al. 1987). Interestingly, how­ever, the proximal esophageal contractile amplitude did not increase with age. Others have shown that the