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120 J. Allen and P. C. Belafsky
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endoscopy. Given that self-reported questionnaires are noninvasive, simple, and cheap, they may be instituted easily in practice. Broadly speaking, instruments may be symptom severity rating scales or quality of life scales. We will discuss only three scales as a representative sample.
8.1.1 Reflux Disease Questionnaire
Designed to act as a diagnostic tool for GERD, the 12-item Reflux Disease Questionnaire (RDQ) has now been used as both an outcome measure and a diagnostic tool (Shaw et al. 2001, 2008; Nocon et al.
2008; Dent et al. 2010) (see Appendix). Developed by
Shaw et al. (2008), it is a 12-item scale grouped into three subscales—heartburn, regurgitation, and dys­pepsia. It is validated and has been tested for responsiveness. The RDQ has subsequently been translated and validated in Swedish and Norwegian. It has been used as a symptom survey to monitor symptom severity over time in patients enrolled in the ProGERD study in Europe, showing useful stability and reproducibility (Nocon et al. 2008) and in the Diamond study comparing diagnostic tools in reflux disease (Dent et al. 2010). One interesting aspect of this survey instrument is the lack of use of the word ‘‘heartburn.’’ Initial development suggested that this word was poorly understood by patients, and that a ‘‘word picture’’ was better in conveying the symptom, i.e., burning rising up from the stomach behind the breastbone (Dent et al. 2010). The primary advanta­ges of this survey are its conciseness, short comple­tion time, adapted patient wording describing symptoms clearly, and cross-cultural validation. The primary limitations are inclusion of more than one disease profile (i.e., GERD and dyspepsia), long recall period, uncontrolled treatment in the patient valida­tion population, a diagnostic accuracy equal to that of physician assessment, and variable scoring system.
8.1.2 Gastro-oesophageal Reflux Disease Impact Scale
Jones et al. (2007) proposed the Gastro-oesophageal Reflux Disease Impact Scale (GIS) as a management tool for primary care physicians (see Appendix). The survey aims to assist patients in conveying GERD severity and impact, and to prompt clinicians to enquire about reflux-related symptoms. GIS is a nine­item scale with a 1-week recall period that can be completed in a matter of minutes. It has been
validated, and tested for responsiveness. Primary care physicians using the scale found it helped direct treatment decisions and assess treatment effective­ness. It has been utilized and reported by Gisbert et al. (2009), as part of the multinational European RANGE (Retrospective Analysis of GERD) study. Louis et al. (2009) reported the GIS correlated well with physi­cian-assessed GERD severity, and was sensitive to treatment changes over time. The primary advantages of this survey are the multidimensionality of the survey (symptoms and impact of GERD) and the brevity of the survey. The primary limitations of this survey are the tendency for results clusters and lack of diagnostic precision (GER vs dyspepsia vs functional heartburn).
8.1.3 Reflux Symptom Index
The Reflux Symptom Index (RSI) is a nine-item self administered survey that asks patients to rate on a scale of 0–5, with 0 being no problem and 5 being all the time, how much a particular symptom bothered them over the past month (Belafsky et al. 2002) (see Appendix). Total scores range from 0 to 45. In validation studies, the upper limit of 95% confidence intervals in normal controls was 13.6. Scores greater than 13 may suggest LPR playing a significant role in symptom production. Despite conflicting studies in support of and against the use of the RSI, it remains a simple, cheap, and reproducible tool, which most patients can answer in an expeditious fashion. It includes most of the accepted symptoms that are thought to be associated with LPR. Criticisms of the RSI have included the lack of frequency modifiers and missing symptom items such as throat pain and burning, and bundling of more than one symptom together. The review of Musser et al. (2010) of rating scales in extraesophageal reflux, although critical of the predictive value of the RSI, actually demonstrated significant correlation of the RSI with reflux area index at pH 4, a new proposed measure that nor­malizes frequency, duration, and acidity of reflux episodes for the total time of the study.
The greatest contribution of self-reported scales is their role in reflecting changes over time in the same patient, whether treatment is given or not. Subjec­tivity of symptom reporting differs hugely between patients, but will be more consistent in the same patient, and reflects the patient’s level of disease burden. Reflux is a symptom-driven disease and what
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matters most is how the patient feels. Use of symptom indices and endoscopic grading systems in treatment outcome studies is necessary to allow comparison of relative disease severity (in selected test and control populations), and response to intervention.
8.2 pH Studies
Currently considered the gold standard for diagnosing both GERD and LPR, the pH study is expensive, relatively hard to perform or at least time-consuming, and not by any means 100% sensitive or specific for reflux disease (Vaezi et al. 2006; Arevalo et al. 2011). Inclusion of impedance studies is now advocated for detection of nonacid reflux and volume reflux that may cause symptoms aside from those due to drop in pH (Arevalo et al. 2011). pH and impedance studies may be more specific but are poorly sensitive in this remitting disease, and the appropriate diagnostic cri­teria remain unclear. Detection of these conditions in the pharynx is poor, and the study may be poorly tolerated in many patients. Patients may find the probe uncomfortable and unsightly and may alter daily behaviors, which reduces the reliability of the test. One in eight patients will remove the probe before a complete study can be recorded (Kotby et al.
2010). In the performance of the study, placement of
the probe remains controversial, and probe-related artifacts from drying can be an issue. In diagnosis of GERD, established normative data suggest that pro­longed acid times (more than 4% of 24 h spent at pH \ 4) are associated with increasing mucosal injury (Vaezi et al. 2006; Arevalo et al. 2011). However, it is apparent that a group of patients with normal acid contact times still have symptoms related to reflux, and this group has been termed ‘‘sensitive esophagus’’ (Arevalo et al. 2011). Furthermore, abrupt esophageal distension that may occur in liquid or gaseous/liquid reflux may also give rise to symp­toms via mechanoreceptors (Arevalo et al. 2011), and without impedance testing these episodes are unlikely to be detected. In a recent metanalysis, Kotby et al. (2010) quoted an overall sensitivity of pH studies in the range of 50–80%. Almost one third of patients with endoscopically visualized esophagitis will have completely normal findings in a pH study. Are the norms asserted for the esophagus applicable to the pharynx? The increasing body of literature in this
area suggests not. It is likely that much higher pHs (i.e., those closer to neutral) are still injurious to the laryngopharynx (Postma 2000; Merati et al. 2005).
8.3 Proton Pump Inhibitor Trial
Empirical trial of PPI medication may appear to be an appealing option. If acid production and its reflux were the cause of symptoms, then a potent inhibitor of gastric acid secretion should produce definitive symptom control. Good quality, randomized con­trolled trials of PPI in treatment of pH-documented GER still fail to show an unequivocal benefit in terms of symptoms or objective endoscopic findings. Only 60% of patients with erosive esophagitis treated with PPI show a complete symptomatic response (Arevalo et al. 2011). In patients with nonerosive esophagitis, the response rate is a dismal 40% (Arevalo et al.
2011; Mainie et al. 2006). In a multicenter study using
combined multiluminal impedance and pH monitor­ing, 37% of 168 patients with persisting symptoms despite twice daily PPI treatment had a significant symptom association with nonacid reflux episodes (Mainie et al. 2006). Even more important, 11% of patients demonstrated symptoms with continued acid reflux on combined multiluminal impedance and pH monitoring, suggesting that PPI cannot control gastric acid secretion completely in some individuals (Mainie et al. 2006). Numans et al. (2004) undertook a meta­analysis of studies reporting the ‘‘PPI test.’’ This demonstrated that the PPI test showed a low likeli­hood ratio and specificity of only 54% in diagnosing GERD (Numans et al. 2004). Qadeer et al. (2006) undertook a meta-analysis of randomized controlled trials of PPI in treatment of reflux. They found only a modest nonsignificant improvement in symptoms with PPI therapy (Qadeer et al. 2005, 2006).
Acid is not the only component of refluxate that may cause injury. Other gastric refluxate components, including bile acids and pepsin, and the mere volume itself may result in dysfunction (Johnston et al. 2004,
2007; Galli et al. 2002; Tack 2005; Strugala et al.
2009). PPI will not abrogate the effects of these
components. Johnston et al. (2007) have demonstrated endocytosis of pepsin into laryngeal epithelium, and activity of pepsin up to pH 6.5. In fact, pepsin is not irreversibly deactivated until it is exposed to pH 8. This may explain some of the negative effects of
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nonacid or weakly acid reflux. There is ongoing debate about the dose and duration of treatment of PPI medication, and more concerning, new evidence suggesting that PPIs are not as benign as we once thought. Significant decrease in calcium absorption has been documented in women receiving long-term treatment, with increase in osteoporosis and hip fracture risk in those taking PPI for prolonged peri­ods. These medications interact with some drugs, including the platelet inhibitor clopidogrel, and alone they have a side effect profile that includes gastric upset, bloating, rash, myalgia, and depressed mood. They also remain expensive medications, especially newer-generation formulations.
Finally, it has now become clear that use of a PPI can result in reflex acid hypersecretion when treat­ment is terminated, which then leads to false-positive reinforcement to the patient that he or she is indeed suffering from acid reflux (Reimer et al. 2009). This rebound effect may last as long as 4 weeks and may be induced by only 8 weeks of therapy. Trial of medications (primarily PPI) runs the risk of medica­tion side effects, lack of therapeutic effect in nonacid reflux or with other gastric refluxate components, and inducing rebound hypersecretion.
have demonstrated characteristic dilated intercellular spaces in esophageal biopsies of patients with lar­yngeal symptoms only, and with both laryngeal and typical GER symptoms, compared with normal con­trols. Identification of pepsin in tissue or fluid aspi­rates (e.g., from middle ear, lung) has been suggested as a surrogate marker for reflux, and may well prove to be useful over time (Johnston et al. 2003, 2004,
2004; Knight et al. 2005; Tasker et al. 2002; Fox
2011). A new test kit, the Peptest lateral flow device
(RD Biomed, Hull, UK) uses a latex bead monoclonal antibody to identify pepsin in saliva in the manner of a pregnancy test. Results take only 5 min to obtain and it may be more useful in primary practice as a diagnostic tool for reflux (Fox 2011). Further testing is awaited.
A history consistent with GERD or LPR and examination findings of laryngopharyngeal inflam­mation or complications of reflux disease support a clinical diagnosis of reflux. At this point clinicians differ in their view as to what is the most appropriate next step.
9 Investigation
8.4 Endoscopy and Biopsy
Looking at tissue from the area affected at a micro­scopic and cellular level would, on the face of it, appear to be a definitive diagnostic process. However, ulceration, inflammation, eosinophilia, fibrosis, metaplasia, and dysplasia may be suggestive of reflux damage but are not pathognomonic or diagnostic of reflux on light microscopy (Wada et al. 2009). Many biopsies from patients with typical reflux symptoms show completely normal findings. Endoscopy has weak correlation with symptoms. It is a good screen for reflux complications but has low diagnostic sen­sitivity. The site of biopsy—the pharynx, upper esophagus, distal esophagus—may affect findings. Acquiring tissue is mildly uncomfortable, may require sedation, is relatively time intensive and expensive, and requires highly specialized tools and practitio­ners. Esophageal electron microscopy studies suggest that dilated intercellular spaces are correlated with GER (Park et al. 2010; Fox 2011). Park et al. (2010)
The options for investigation include those mentioned earlier—pH-metry, manometry, endoscopy, and VFSS. Peng et al. (2010) reported 469 Chinese patients presenting with typical symptoms of GERD (heartburn or regurgitation). All patients underwent early endoscopic evaluation, with 38.4% demon­strating clinically significant endoscopic findings (esophagitis, Barrett’s metaplasia, peptic ulcer, car­cinoma). Peng et al. (2010) recommended early endoscopy for both diagnosis and identification of complications. In-office endoscopic screening is well tolerated, safer, and cheaper than a sedated esopha­goscopy, and these findings support early TNE in the management of GER and LPR (Postma et al. 2005; Rees 2007; Belafsky and Rees 2009). Contrast imaging studies are widely used in the diagnosis of dysphagia. Videofluoroscopy for diagnosis of GERD, however, is poorly sensitive and its use is not rou­tinely indicated without other symptoms being pres­ent. Provocative testing during VFSS may demonstrate active GER but will rarely demonstrate LPR.
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Table 5 Lifestyle modifications recommended in gastro-
esophageal and laryngopharyngeal reflux disease
Elevate head of bed (more than 10 cm)
Smoking cessation Avoid lying down within 2 h of
meal Sleep on left side Weight loss and regular exercise Chew gum (sugar free) Small frequent meals
Avoid refluxogenic foods
Alcohol Fatty foods Chocolate Spicy food Tomato products Peppermint Citrus fruits
10 Management
Therapeutic options for reflux disease begin with life­style modifications (Table 5). Avoidance of reflux­ogenic foods, alcohol, caffeine, and smoking is recommended. Positioning with the head elevated during sleep, ensuring gastric emptying by not lying down for at least 2 h after meals, and regular exercise with weight loss may help symptomatic reflux. As yet there are no randomized controlled trials demon­strating efficacy of lifestyle changes alone.
10.1 Medications
The most potent and effective medications for GERD are PPIs. These reduce stomach intraluminal acid secretions by blocking end-organ function (H ATPase pumps). No tolerance effect is seen; however, rebound hypersecretion can occur if use of these medications is discontinued abruptly, leading to a flare of symptoms. This may occur after only 8 weeks of therapy (Qadeer et al. 2005). The dose and duration of therapy are debated and different depending on whe­ther the patient is deemed to have GERD or LPR. In GERD, response to therapy is seen at lower doses often with once daily regimens; however, in LPR patients twice daily administration is usually required, with higher doses at each time point (Park et al. 2005). The rate of response in nonerosive reflux disease may be lower than expected, with one study demonstrating only 40% response to PPI treatment in patients diag­nosed with nonerosive reflux disease (Dean et al.
2004). Randomized controlled trials have failed to
show unequivocal improvement in LPR patients
+/K+
receiving PPIs however, and debate remains over the appropriate duration of treatment (ranging from 4 to 12 weeks) (Postma et al. 2002; Koufman 2002; Noordzij et al. 2001; Steward et al. 2004). Histamine type 2 receptor antagonists (H2RA) reduce gastrin secretion and therefore overall acid secretion in the stomach. H2RAs have a short onset of action (less than 1 h) but also reduced effective period (less than 12 h). They are effective in healing esophagitis in approxi­mately 50% of cases, but are less effective than PPIs in the resolution rate of symptoms, ulcer healing, and relapse of both mucosal disease and symptoms (Meneghelli et al. 2002; Caro et al. 2001; Farley et al.
2000). Patients taking these medications develop
tachyphylaxis or a drug tolerance effect with long­term usage. Instituting a ‘‘drug holiday’’ such as a week off therapy every 3 weeks may limit this effect.
Although acid suppression with PPI treatment is profound, these medications do not prevent reflux— rather they only make it nonacid. Physical reflux barriers such as magnesium sulfate or aluminium sulfate suspensions, alginates, and sucralfate may provide protection against volume reflux (Strugala et al. 2009; Tang et al. 2005; McGlashan et al. 2009; Dettmar et al. 2006). McGlashan et al. (2009) dem­onstrated equivalent success in treating symptoms of LPR with liquid alginate alone compared with PPIs. Dettmar et al. (2006) demonstrated faster onset of action with liquid alginate than with either H2RAs or PPI. Alginates are polysaccharide copolymers that form a meshlike gel structure which can act as a biological sieve (Strugala et al. 2009). The properties of the gel can be altered by changing the relative proportions of guluronic acid and mannuronic acid in the mix. This adjusts the cross-linking and changes the pore sizes within the gel mesh, critically changing the permeability of the substance (Strugala et al.
2009; Tang et al. 2005). Tang et al. (2005) demon-
strated that adhered alginate gel significantly reduced both proton (acid) diffusion and pepsin diffusion in a dose-dependent fashion. Strugala et al. (2009) showed reduced pepsin diffusion in alginate, by up to 82% compared with controls. Furthermore, the alginate used in their study significantly retarded diffusion of bile acids as well. They simulated repeated reflux events by using multiple 5-ml-aliquot exposures of pepsin and bile acids. Even after ten exposures, alginate gel absorbed 50% of pepsin in the sample (Strugala et al. 2009). Alginate gel will coat mucosal
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both no effect and a significantly beneficial effect of fundoplication in selected patients presenting with extraesophageal manifestations (Westcott et al. 2004; Lindstrom et al. 2002; Swoger et al. 2006; Luostari­nen 1993; Shaw et al. 2010; Catania et al. 2007). Fundoplication may play an increasing role in treat­ment of nonacid reflux (Arevalo et al. 2011). Novel procedures to reduce GER such as endoscopic suture plication, radio-frequency energy treatment, and injection of the lower esophageal sphincter are under investigation but there are no long-term data to sup­port their implementation at this time.
Fig. 8 Photomicrograph of hamster cheek pouch demonstrat-
ing three squamous cell carcinomas induced by pepsin and 7,12-dimethylbenz[a]anthracene, a known carcinogen
surfaces and can stay adherent for up to 60 min without being washed off by saliva flow (Tang et al.
2005). Thus, alginate gel may act like gastric mucus,
forming a physical barrier to diffusion of acid and pepsin, and preventing contact with the cell surface and subsequent damage (Strugala et al. 2009; Tang et al. 2005). Allen et al. (2011), using a hamster model of carcinogenesis, demonstrated a significant reduction in tumor growth and proliferation in ham­sters treated with alginate versus controls (Fig. 8).
Use of prokinetics agents or c-aminobutyric acid B agonists is under investigation. Treatment with bac­lofen has demonstrated increased lower esophageal sphincter tone and reduced transient lower esophageal sphincter relaxations (Ciccaglione and Marzio 2003; Koek et al. 2003). Side effects include nausea, diz­ziness, and drowsiness which may improve over time.
10.2 Surgery
In refractory cases of GERD or LPR where medical therapy is unhelpful, or in cases complicated by large herniae, subglottic stenosis, brittle airway disease, or cancer, consideration of surgical intervention is war­ranted. Fundoplication is successful in reducing symptoms in the vast majority of patients with typical GER symptoms (Mainie et al. 2006). In those with extraesophageal symptoms, there is debate as to the role of fundoplication. Studies have demonstrated
11 Globus
Globus is a symptom rather than a diagnosis. Previ­ously considered a hysterical manifestation, it is now recognized as being a symptom generated from largely organic dysfunction. This is reflected by a change in terminology to globus pharyngeus. Globus pharyngeus may be used to describe a ‘‘lump in the throat’’ sensation, throat irritation, fullness in the throat, or even effortful swallowing. The cause of this symptom is likewise varied. There may be an asso­ciation with esophageal reflux and particularly prox­imal esophageal refluxate excursion. Both the presence of material in the proximal esophagus and slow distension of the proximal esophagus are known to result in reflex contraction of the UES (Szczesniak et al. 2010; Lang et al. 2001), whereas rapid disten­sion may result in UES relaxation (Szczesniak et al.
2010). This protective contraction acts to prevent
refluxate escaping into the pharynx and subsequently threatening the airway, whereas the relaxation of the UES enables eructation. It is suggested that inter­mittent recurrent reflux episodes result in a state of hypertension or hyperactivity in the UES, particularly the cricopharyngeal component. This mechanism is also proposed as the cause of cricopharyngeal bar. Szczesniak et al. (2010) have demonstrated an enhanced esophago-UES relaxation response in patients with symptoms of reflux laryngitis and suggested that this heightened belch response may contribute to symptoms. The sensation of a lump in the throat may be due to a lump in the throat. Vallecula cysts, lingual tonsillar hypertrophy, long uvula, and lingual thyroid tissue may all cause globus sensation.
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behavioral changes such as sipping water, or reflux
12 Investigation
lifestyle modifications. In many cases patients require
aggressive antireflux therapy with medication. Muscle Patients presenting with globus as a symptom require full evaluation to ensure no obstructive lesion is responsible. This may entail endoscopy, contrast imaging studies, e.g., VFSS, or computed tomography, depending on other symptoms. If the findings are nor­mal, consideration of pH/manometrystudies to examine the UES region looking for a hypertensive or poorly compliant UES may be helpful. Esophageal disease
relaxant medications such as diazepam have been
used successfully in some patients and there are
anecdotal reports of empiric balloon dilation of the
UES showing promise (C.J. Rees, unpublished data).
If investigations suggest a cricopharyngeal bar or
hypertensive UES, consideration of balloon dilation,
botulinum toxin injection, and rarely cricopharyngeal
myotomy may be required. commonly results in a feeling of discomfort in the cer­vical region. Smith et al. (1998) demonstrated that 58% of patients with a marshmallow impacted at the distal
14 Conclusion
esophagus complained of cervical dysphagia. One third of patients with globus, cough, or cervical dysphagia have an esophageal cause (Smith et al. 1998).
Swallowing disorders are common and will increase
in prevalence in the coming decades. Dysphagia is
intimately related to GERD and globus, and investi-
gation and treatment of all conditions is best accom-
13 Treatment
plished by thorough investigation and appropriate
multidisciplinary-team-based therapy. Treatment should be directed at the underlying cause of globus. If there is a mass lesion present, this should be addressed. Patients may benefit from reassurance,
15 Appendix
Table A.1 Ten-item Eating Assessment Tool (EAT-10) (Belafsky et al. 2008)
My swallowing problem has caused me to lose weight
My swallowing problem interferes with my ability to go out
Swallowing liquids takes extra effort 0 = no
Swallowing solids takes extra effort 0 = no
Swallowing pills takes extra effort 0 = no
Swallowing is painful 0 = no
The pleasure of eating is affected by my swallowing 0 = no
When I swallow food sticks in my throat 0 =
I cough when I eat 0 = no
Swallowing is stressful 0 = no
0 = no problem
0 = no problem
problem
problem
problem
problem
problem
no
problem
problem
problem
1 = slight 2 = mild 3 = moderate 4 = severe
1 = slight 2 = mild 3 = moderate 4 = severe
1 = slight 2 = mild 3 = moderate 4 = severe
1 = slight 2 = mild 3 = moderate 4 = severe
1 = slight 2 = mild 3 = moderate 4 = severe
1 = slight 2 = mild 3 = moderate 4 = severe
1 = slight 2 = mild 3 = moderate 4 = severe
1 = slight 2 = mild 3 = moderate 4 = severe
1 = slight 2 = mild 3 = moderate 4 = severe
1 = slight 2 = mild 3 = moderate 4 = severe
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Table A.2 Reflux Symptom Index (RSI) (Belafsky et al. 2002)
In the last month how did the following problems affect you? (1 = no problem, 5 = all the time)
Hoarseness or a problem with your voice?
Clearing your throat 0–5 Excess throat mucus or postnasal drip 0–5 Difficulty swallowing food, liquids,
or pills Coughing after you ate or after
lying down Breathing difficulties or choking
episodes Troublesome or annoying cough 0–5 Sensation of something sticking in your
throat or a lump in your throat Heartburn, chest pain, indigestion,
or stomach acid coming up
0–5
0–5
0–5
0–5
0–5
0–5
Reflux Disease Questionnaire (RDQ) (Shaw et al.
2001)
Three domains (heartburn, regurgitation, dyspepsia)
Acid taste frequency Acid taste severity Movement of materials severity Movement of materials frequency Frequency of pain behind the breastbone Frequency of burning behind the breastbone Severity of burning behind the breastbone Severity of pain behind the breastbone Upper stomach burning severity Upper stomach burning frequency Upper stomach pain frequency Upper stomach pain severity
Gastro-oesophageal Reflux Disease Impact Scale (GIS) (Jones et al. 2007)
Subjects make one of four responses—daily, often,
sometimes, or never:
1. How often have you had the following symptoms:
Pain in your chest or behind the breastbone? Regurgitation or acid taste in your mouth? Pain or burning in your upper stomach? Sore throat or hoarseness that is related to your heartburn or acid reflux?
2. How often have you had difficulty getting a good
night’s sleep because of your symptoms?
3. How often have your symptoms prevented you from eating or drinking any of the foods you like?
4. How frequently have your symptoms kept you from being fully productiveinyour job or dailyactivities?
5. How often do you take additional medication other than what the physician told you to take (such as Tums, Rolaids, Maalox)?
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