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D.G. Karahalios and M.J. Musacchio Jr.
stabilization technology for the posterior lum­bar midline approach. Traditional means of spi­nal segmental stabilization include instrumented and non-instrumented fusion, including the interspinous fusion devices discussed earlier in this chapter. While stabilization via fusion accomplishes clinical goals of improved back pain, slowing of the degenerative cascade, reduction in intradiscal pressures, and preserva­tion of foraminal height, it does so at the poten­tial expense of adjacent level degeneration and the possibility of need for further treatments and intervention [4244]. In analogous fashion to artificial disc replacement technology, the the­ory behind interspinous and interlaminar motion-preserving stabilization is to accomplish the goals of fusion stabilization without the downside of adjacent level degeneration and dependence on solid bony fusion for clinical efficacy.
Currently in the US market, there are only two
FDA-approved and commercially available devices for interlaminar and interspinous motion­preserving stabilization. They are Coflex Interlaminar Stabilization (ILS) (Paradigm Spine, New York, NY) and Superion Interspinous Spacer System (ISS) (VertiFlex, San Clemente, CA). These devices have different mechanisms of action and insertion techniques but share the common goal of addressing clinically relevant elements of the disease state of lumbar spinal ste­nosis, while still allowing the index level to main­tain some degree of motion, thereby minimizing impact on adjacent spinal levels. In the case of Coflex, the device is designed to preserve normal motion of the spinal segment while reducing back pain by offloading the facets and slowing the degenerative cascade. In contrast, Superion is designed as an extension blockade to relieve symptoms of neurogenic claudication but allow normal flexion.
Lumbar stenosis is not a discrete disease but is
instead a part of a larger spinal degenerative cas­cade. Beyond symptoms of neural compression, patients with stenosis often progress to develop segmental degeneration that is associated with facet degeneration, disc collapse, foraminal nar­rowing, and mechanical back pain with or with-
out instability. Therefore, there is not a single surgical solution that may address the totality of the disease spectrum.
While many patients with lumbar stenosis will benefit from laminectomy alone, there are many who will still have mechanical back pain or develop recurrent disease [4547]. In these patients, stabilization may offer additional bene­fits. In the case of Coflex, decompression may be performed. Clinical evidence supports significant advantages in clinical outcomes, maintenance of spinal motion, reduced back and leg pain, and preservation of foraminal height in the Coflex procedure over decompression alone and decom­pression with fusion [4853]. In the case of Superion, the primary goal is to relieve symptom­atic lumbar stenosis in patients with moderate stenosis. By virtue of lack of surgical fixation, this device allows some degree of maintenance of motion but, unlike interlaminar stabilization, the maintenance of motion is not the intended mech­anism of action.

Indications and Patient Selection

The primary diagnosis in candidates for posterior midline motion preserving stabilization is lumbar stenosis. These techniques may be considered for patients with moderate to severe stenosis without gross instability, generally defined as up to grade 1 spondylolisthesis with sagittal translation less than 4 mm on flexion vs. extension, and who have failed conservative treatment options. A major distinction between the two techniques is that patients who have significant back pain in addition to stenosis have been shown to benefit from Coflex after direct decompression, whereas Superion is intended to address only the symp­toms associated with intermittent neurogenic claudication.
Coflex is intended to be an adjunct to direct surgical decompression via laminectomy, as opposed to the indirect decompression of Superion, which does not involve performing a laminectomy. Both techniques are aimed at addressing stenosis, but in the case of Coflex, more severe stenosis can be addressed via the
25 Lumbar Interspinous Devices: Fusion and Motion Sparing
329
laminectomy than could potentially be relieved by indirect distraction alone. By definition, the degree of stenosis in Superion must not be so severe that the patients are beyond relief by lean­ing forward or sitting. Additionally, a primary goal of Coflex is to relieve the mechanical back pain of the diseased segment, particularly as it relates to facetogenic disease, as it offloads the facets after the direct decompression, while the primary goal of ISS is to relieve the neurogenic claudication associated with stenosis.
Patients who have symptoms of back and/or buttock and leg pain with radiographic confirma­tion of at least moderate lumbar stenosis at one or two contiguous levels from L1 to L5 may be can­didates for either of these procedures. Table 25.3 lists notable contraindications for motion-sparing procedures. Generally speaking, motion sparing is contraindicated in patients who have greater than grade 1 spondylolisthesis, gross instability on flexion/extension X-rays, moderate to high grade deformity or scoliosis, and more than two segments of disease requiring surgical decom­pression. Relative contraindications may also include previous back surgeries at index levels, osteopenia/osteoporosis, or other severe medical or systemic diseases.
Table 25.3 Contraindications for interspinous motion sparing device placement
Prior fusion or decompressive laminectomy at any index lumbar level
Radiographically compromised vertebral bodies at any lumbar level(s) caused by current or past trauma or tumor (e.g., compression fracture)
Severe facet hypertrophy that requires extensive bone removal which would cause instability
Grade II or greater spondylolisthesis
Isthmic spondylolisthesis or spondylolysis (pars fracture)
Degenerative lumbar scoliosis (Cobb angle of greater than 25°)
Osteoporosis
Back or leg pain of unknown etiology
Axial back pain only, with no leg, buttock, or groin pain
Active or chronic infection – systemic or local
Known allergy to titanium alloys or MR contrasting agents

Preoperative Considerations

When considering the appropriateness of ILS vs. ISS motion-preserving devices, one must consider whether a direct decompression will be required or if an indirect decompression will suffice. In the case of ISS, the entire success of the procedure hinges on whether the implanta­tion of the device itself will provide enough indirect decompression to provide sustainable symptomatic relief. A broad distinction of whether direct decompression will be required or if indirect decompression will suffice is whether a patient gains relief of symptoms with sitting or bending forward. For patients who fail to gain symptom relief with flexion, indirect decompression will not be adequate, and the surgeon should consider direct decompression. The surgeon must also evaluate whether there is adequate spinous process anatomy to support the implant as poor bone quality or anatomic variance may compromise the integrity of the implantation.
With ILS, the decompression will be accom­plished via direct laminectomy. Therefore, the preoperative considerations center around whether the patient would benefit from post­laminectomy stabilization to improve mechani­cal back pain and prevent recurrent stenosis and foraminal collapse. In the case of grossly unsta­ble patients or patients with moderate to severe spinal deformity, fusion remains the gold stan­dard for stabilization. Also, if the act of decom­pression will destabilize the spinal segment or if the degree of decompression requires exces­sive laminar removal, then ILS may not be feasible.

Surgical Technique: Interlaminar Stabilization

Coflex is the only ILS device FDA approved for use in the USA. The surgical technique for ILS begins with a modified segmental laminotomy and bilateral medial facetectomies with special attention paid toward creating a parallel space between the adjacent spinous processes and pre-
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D.G. Karahalios and M.J. Musacchio Jr.
serving portions of the lamina for engagement with the U-shaped Coflex device. The ligamentum flavum is resected as part of the decompression and to ensure the device can seat properly in the interlaminar space. It is recommended that the decompression be performed with the patient in a prone neutral position to ensure that the decom­pression is adequate for symptomatic relief but not so extensive as to preclude placement of the device.
When the decompression is completed, the proper-sized implant is selected using trials of increasing height inserted into the interlaminar space. Once selected, the one-piece titanium implant with superior and inferior wings is gen­tly tapped into the interlaminar position with the ventral aspect within 1–2 mm of the dura. Once position is confirmed visually, and radiographi­cally if so desired, the wings are then crimped against the superior and inferior spinous pro­cesses to prevent shearing or loosening. When sizing the interlaminar implant, the device should fit snugly within the interlaminar space but not over-distract the facets by more than 1–2 mm. It should not introduce kyphosis at the segment, as it is intended to stabilize motion after direct decompression, not create indirect decompression. Ultimately, the Coflex device will serve as a stabilizer of segmental motion while offloading the facet and posterior intradis­cal pressures without causing significant altera­tion in spinal motion.

Surgical Technique: Interspinous Process Distraction

The Superion interspinous process spacer is the only interspinous motion-preserving device cur­rently available for use in the USA. The surgical technique relies upon an indirect decompression of the spinal canal via the introduction of seg­mental distraction by leveraging off the spinous processes. The patient is placed in a prone posi­tion and a midline skin incision is made over the segment of interest. An incision is made through the fascia and supraspinous ligament, and dila­tors are used to introduce a cannula into the mid­line interspinous space. An intraspinous gauge is then passed through the cannula and used to select the appropriate size for implantation. The titanium implant is then inserted through the can­nula and has two cam lobes which are deployed inferiorly and superiorly to encompass the corre­sponding spinous processes. Figure 25.5 pro­vides an illustration of the surgical technique.

Illustrative Case (Interlaminar/ Interspinous Motion Preservation)

History A 63-year-old male presents with com-
plaints of progressive mechanical low back pain and neurogenic claudication. On a scale of 0 to 10, he rates both back and leg pain at a maximum of 8/10. His pain is significantly worse with
Fig. 25.5 Illustration showing insertion technique for interlaminar stabilization. A parallel channel is created in the interspinous process space seen on the left. The device is then inserted within this space and the ventral aspect is
engaged within the interlaminar space, as seen in the image on the right. © 2016 Paradigm Spine, LLC. All Rights Reserved. Published with permission
25 Lumbar Interspinous Devices: Fusion and Motion Sparing
331
standing and walking and is only partially abated with sitting.
Physical Examination Well-developed male with appropriate interactions and affect. Strength is 5/5 throughout. Gait is antalgic. Sensory is intact and reflexes are 2+/5 throughout.
Imaging Upright lumbar radiographs with flex-
ion/extension views reveal a Grade 1 spondylo­listhesis at L4-5 with less than 4 mm of translation on flexion vs. extension. MRI of his lumbar spine reveals severe L4-5 central spinal stenosis (Fig. 25.6a, b).
Treatment After failure of conservative treat­ment, he underwent a segmental laminotomy and bilateral medial facetectomy at L4-5 with insertion of an interlaminar stabilization device (Fig. 25.6c).
Outcome At 2-year postop, he rates his maximum back pain at 2/10 episodically and leg pain at 0/10.

Technical Pearls

Motion Sparing Interspinous Devices
• These procedures are motion-preserving, not motion-creating. Preoperating imaging, including dynamic flexion/extension X-rays, should be obtained to determine the absence of gross instability
• If the surgical decompression results in insta­bility, then motion-sparing technologies are unlikely to be successful
• Careful attention to the extent of spinous pro­cess, laminar, and facet removal is important to ensure proper implantation and functioning of the implant.
• For motion-preserving devices depending on indirect decompression, ensure that the patient gets symptomatic relief when sitting or for­ward flexion
• If patient does not obtain symptomatic relief from sitting or forward flexion, consider direct decompression.
Fig. 25.6 (a). Sagittal and (b). axial T2-weighted mag- netic resonance images revealing severe stenosis at L4-5 and Grade 1 spondylolisthesis. (c). The lateral plain radio­graphic image reveals proper placement of a dynamic
lumbar interlaminar device at L4-5 inserted after direct segmental decompression (Coflex, Paradigm Spine, New York, NY)
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D.G. Karahalios and M.J. Musacchio Jr.

Complications and Strategies for Avoidance

Motion Sparing Interspinous Devices
Coflex
The complications associated with this technique include wound related issues, inadequate lami­nectomy and decompression, and poor patient selection including those who ultimately require a fusion due to their instability. Less common adverse events include a 2.8% incidence of device-related failures requiring revision and a
4.2% incidence of late-term ineffective treatment requiring revision for a total of 7% of patients requiring revision at 5-year postop due to ineffec­tive treatment [53]. In comparison, in the fusion control cohort of the FDA trial 5-year outcomes data, there was a 12.1% revision rate due to inef­fective treatment. Complication avoidance in this technique includes standard precautions taken with standard laminectomy procedures, with the addition of carefully evaluating the patient preop­eratively for preexistent instability or the possi­bility of the development of instability from the act of direct decompression.
Superion
Potential adverse events of this procedure pri­marily involve ineffective treatment and/or spi­nous process fracture. At 2-year follow-up, there was a 23.2% incidence of reoperations or revi­sions reported in the FDA trial data. Additionally, there was a 12.1% incidence of spinous process fracture and a 13.2% incidence of postoperative epidural steroid injection or nerve block at index level [54, 55]. Avoidance of therapeutic failure is most likely tied to proper patient selection and dependence on bone integrity to maintain spinal distraction.

Conclusion

The posterior midline anatomy of the lumbar spine is familiar to spine surgeons and presents
techniques. There are distinct advantages that may be gained through use of MSTs over other
stabilization techniques. MSTs are generally per­formed using less invasive surgical techniques when compared to other methods of spinal stabi­lization, and they typically do not introduce sig­nificant morbidity to the surgical procedure. Additionally, they may offer greater versatility in the case of revision surgeries and limited impact or interference with adjacent levels. Two types of devices are available including those that are intended to result in arthrodesis and those that preserve motion. The former are indicated as adjuncts to decompression and fusion while the later are for treatment of spinal stenosis and attempt to avoid fusion.
Disclosures DK serves as a consultant and
derives royalties for products developed and commercialized by Medtronic and Zimmer­Biomet (including devices mentioned in this chapter). MM serves as a consultant for Medtronic and Paradigm Spine.

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The Minimally Invasive Retroperitoneal Transpsoas Approach

Jacob Januszewski and Juan S. Uribe

Introduction

Minimally invasive retroperitoneal transpsoas approach or lateral interbody fusion (MIS LIF) was first introduced by Luiz Pimenta in 2001. It is a safe and effective alternative to anterior or posterior approaches for lumbar fusion such as anterior lumbar interbody fusion (ALIF), poste­rior lumbar interbody fusion (PLIF), or transfo­raminal lumbar interbody fusion (TLIF) procedures [1, 2]. Advantages include indirect neurological decompression with less tissue trauma, minimal blood loss, shorter operation times, fewer wound issues, placement of a larger cage, and early patient mobilization [36]. In addition, normal stabilizing ligaments are not sacrificed as compared to other interbody techniques.
MIS LIF was an adaptation of an endoscopic lateral transpsoas approach to lumbar fusion as described by Bergey et al. [7]. The authors have found that the endoscopic lateral transpsoas approach to the lumbar spine was a safe method to fuse the lumbar vertebrae, which allowed for exposure of the lumbar spine without mobiliza-
J. Januszewski, DO (*) • J.S. Uribe, MD Department of Neurosurgery, Barrow Neurological Institute, Phoenix, AZ, USA
Januszewski@health.usf.edu;
e-mail:
juribe@health.usf.edu
26
tion of the great vessels or sympathetic plexus. The endoscopic approach led to the development of several systems from various manufacturers that allow for an MIS lateral retroperitoneal transpsoas approach under direct visualization.
Clinical applications of the retroperitoneal transpsoas MIS LIF include a wide range of spi­nal conditions including trauma, adult degenera­tive scoliosis, degenerative disc disease, spondylosis with instability, lumbar stenosis, spondylolisthesis, tumor, and adjacent segment failure. Research on MIS LIF is very active and clinical outcomes appear to be promising. However, success of this technique relies heavily on careful patient positioning, gentle retroperito­neal dissection, meticulous psoas splitting with directional EMG monitoring, and short retraction time.

Anatomic Considerations

The lateral approach is increasingly becoming popular among minimally invasive spine sur­geons but as a relatively new procedure may still be unfamiliar to many trained traditionally in the open technique. Because of this, a review of key anatomic structures encountered with the lateral approach is paramount. In the order encountered, the muscles include the external oblique, the internal oblique, and the transversus abdominis muscle. Once the retroperitoneal space is entered,
© Springer International Publishing AG 2017 L.T. Holly, P.A. Anderson (eds.), Essentials of Spinal Stabilization, DOI 10.1007/978-3-319-59713-3_26
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the quadratus lumborum and psoas muscle are then encountered. The details of blunt dissection, as opposed to electrocautery, are discussed later, but careful attention must be paid in order to avoid injuring a traversing lumbar plexus nerve, which could lead to postoperative deficits.

Psoas Muscle

The psoas major (or psoas) muscle is the key muscle traversed with blunt dissection during the MIS LIF approach. The psoas muscle is a long muscle that originates from the anterolateral aspect of the lumbar vertebral bodies, transverse processes, and their intervening disc spaces [8
11]. It is comprised of superficial and deep parts
with the lumbar plexus lying between them. The psoas muscle descends anterolaterally, deep to the inguinal ligament, where it is joined by the iliacus muscle and together they insert into the lesser trochanter of the femur. Together they are referred to as iliopsoas muscle. As it progresses inferiorly from approximately the L1 level, the diameter of the psoas muscle steadily increases as it is contributed to by insertions at each subse­quent level. The psoas major muscle receives innervations from the second to fourth lumbar spinal nerves as tiny intrinsic branches off the femoral nerve. The main action of the psoas mus­cle is hip flexion. In approximately 50% of the population, there is a smaller accompanying muscle lying on its ventromedial surface known as the psoas minor. It originates from the antero­lateral surface of the twelfth thoracic and first lumbar vertebrae and the intervertebral disc between them. The psoas minor muscle ends in a long flat tendon that inserts into the superior ramus of the pubis. A branch of the first or sec­ond lumbar spinal nerve innervates it, and its action is to assist in upward rotation of the hip.
mary ventral rami of the first four lumbar nerves and a contribution of the subcostal nerve (T12), the last thoracic nerve. Multiple motor and sen­sory nerves are given off. The major motor branches consist of the femoral (L2–4) and obturator (L2–4) nerves. The major cutaneous, sensory branches consist of the iliohypogastric (L1), ilioinguinal (L1), genitofemoral (L1–2), lateral femoral cutaneous (L2–3), and anterior femoral cutaneous (L2–4) nerves. Most nerves are mixed motor and sensory. The intrinsic psoas nerves are the only purely motor nerves, and the lateral femoral cutaneous nerve is the only purely sensory nerve.

Motor Nerves

The femoral nerve is a mixed motor and sensory nerve that arises from the lateral border of the psoas muscle. It has two divisions, anterior and posterior. The anterior division gives off the ante­rior cutaneous nerve and muscular branches. It gives motor innervation to the pectineus and sar­torius muscles. The posterior division gives off the saphenous nerve (sensory) and muscular branches. It gives motor innervation to the quad­riceps femoris which is composed of the rectus femoris, vastus lateralis, vastus medialis, and vastus intermedius.
The obturator nerve is a mixed motor and sen­sory nerve that arises from the medial border of the psoas muscle. It innervates the adductor mus­cles of the lower extremity. These include the external obturator, adductor longus, adductor brevis, adductor magnus, gracilis, and the pectin­eus (inconstant) muscles. It does not innervate the obturator internus. It also supplies the sensory innervation of the skin of the medial aspect of the proximal thigh.

The Lumbar Plexus

The lumbar plexus is found within the sub­stance of the psoas muscle. It is a part of the lumbosacral plexus, and it is made of the pri-

Sensory Nerves

The ilioinguinal nerve innervates the skin at the base of the penis and upper scrotum in males and the skin of the mons pubis and labia majora in females.
26 The Minimally Invasive Retroperitoneal Transpsoas Approach
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The iliohypogastric nerve consists of two branches that innervate the skin of the lower abdominal wall. The lateral cutaneous branch innervates the skin of the gluteal region. Of note, this nerve can also be injured when harvesting an anterior iliac crest bone graft. The anterior cuta­neous branch innervates the hypogastric or lower abdominal region.
The genitofemoral nerve consists of two branches, the genital and femoral branches. The genital branch innervates the cremaster muscle and scrotal skin in males and the skin of the mons pubis and labia majora in females. The femoral branch innervates the skin over the femoral tri­angle. This nerve is distinct from the other sen­sory nerves in that it does not follow a lateral trajectory to the site of innervation but rather emerges on the anterior surface of the psoas and descends on the ventral surface.
The lateral femoral cutaneous nerve inner­vates the lateral aspect of the thigh. It consists of an anterior and a posterior branch. The anterior branch innervates the skin of the anterior and lat­eral surfaces of the thigh, as far as the knee. The posterior branch innervates the lateral and poste­rior surfaces of the thigh, from the level of the greater trochanter to the middle of the thigh.
The anterior femoral cutaneous nerve inner­vates the anterior and medial aspect of the thigh.

Subcostal Nerve

The most cranial nerve that contributes to the lumbar plexus is the subcostal nerve. It originates from the twelfth spinal nerve (T12) root and accompanies the subcostal vessels along the infe­rior border of the 12th rib. It passes behind the lateral arcuate ligament and kidney and travels anterior to the upper part of the quadratus lumbo­rum. The subcostal nerve then perforates the apo­neurosis of the origin of the transversus abdominis muscle and travels between the transversus abdominis and internal oblique muscles in a medial and inferior course. A lateral cutaneous branch pierces the internal and external obliques before reaching the costal angle. The subcostal
nerve continues its course within the abdominal wall medially until it reaches the edge of the rec­tus abdominis where it perforates to give rise to the anterior cutaneous branches. It supplies the muscles of the anterior abdominal wall, espe­cially the external oblique, and provides sensa­tion to the anterior gluteal skin. Irritation or injury to this nerve, the potential for which may exist when treating the upper lumbar levels with lateral transpsoas interbody fusion, may result in abdominal wall paresis and pseudohernia [ also occasionally communicates with the iliohy­pogastric nerve to give off a branch to the pyram­idalis muscle.
12]. It

Furcal Nerve

The furcal (meaning forked) nerve is an indepen­dent nerve with its own ventral and dorsal root­lets. It most commonly arises at the L4 level followed by L3 level as the second most common location, but it can be present at any lumbar level except for L1. It generally follows the L4 nerve in parallel through the neural foramina and is located superior and ventral to it extraforami­nally. It forks and gives off branches to the obtu­rator nerve, the femoral nerve, and the lumbosacral trunk serving as a link between lum­bar and sacral plexus (Fig. 26.1). Compression of this nerve is responsible for atypical presentation of sciatica/radicular symptoms or for double nerve root contribution in unilateral radiculopa­thy [13]. Clinical presentation may differ from radiographic imaging on the CT myelogram or MRI. Sensory distribution may not exactly fol­low dermatomal patterns corresponding to the appropriate level of disc herniation. Because of its location, it can be easily injured during lateral transpsoas approaches.

Safe Zones

Early anatomic work related to the retroperito­neal transpsoas approach by Moro et al. helped to establish a safe zone to prevent nerve injuries when operating [14]. Specifically, they found that