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receptor T cells manufactured next- day for acute lymphoblastic leukemia. Blood Cancer J. 12 (6): 96. https://doi.org/10.1038/ s41408- 022- 00688- 4.
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expressing the chemokine receptor
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Zhao, Z., Condomines, M., van der Stegen, S.J.C. etal. (2015). Structural
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B38M, a chimeric antigen receptor T cell therapy directed
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(CAR-
T) cells expanded with IL- 7/IL- 15mediate superior antitumor effects. Protein Cell 10 (10): 764–769. https://doi.org/10.1007/s13238- 019-
0643- y.
XL activation and CD8+ T cell- mediated tumor
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Chapter26
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Molecular basis oftransplantation
Pramila Krishnamurthy1, Victoria Potter1 and Francesco Dazzi
1
King’s College Hospital NHS Trust, London, UK
2
School of Cancer Sciences, King’s College London, UK
Introduction and definition, 397 Principles and clinical indications of HCT, 397 Exploiting HCT for resetting the immune system, 398 Basic concepts in the immunology of allogeneic HCT, 398 Graft- versus- host and graft- versus- leukemia, 402
Introduction and definition
Transplantation is a successful therapeutic modality for a variety of diseases of different etiologies and pathogenesis. Liver, heart, and kidney failures are common indications that would be even more widely pursued should the donor avail­ability not be so limited. Although the basic general principle underlying transplantation is the replacement of a malfunc­tioning tissue with a healthy one, in the case of hemopoietic cell transplantation (HCT), the procedure is associated with a number of other beneficial effects which can be exploited not only to restore hemopoietic failure itself but also for treating cancer and autoimmune diseases.
Principles and clinical indications of HCT
Hematopoietic progenitor cells (HPCs) have the capacity to self- renew and give rise to all formed elements in the blood (see Scadden DT: “Stem Cells.” Molecular Hematology (ed: D Provan, HM Lazarus). 5th edition, Wiley- Blackwell, Hoboken, NJ, 2023). Because of this property, they can be used to rescue the hemopoietic system from the intensification of anti- cancer cytotoxic therapies. HPC can be autologous when donor and recipient are the same individual or allogeneic if another indi­vidual is selected as HPC donor. Mobilization of stem cells is routinely performed by administration of granulocyte colony­stimulating factor (G- CSF) regardless of whether autologous or allogeneic donors are being harvested. Plerixafor (a small­molecule inhibitor of chemokine receptor type 4 [CXCR4]) and more recently motixafortide, a novel cyclic- peptide CXCR4inhibitor with extended invivo activity have been uti­lized in combination with G- CSF to increase the efficacy of mobilization from autologous donors.
The pathogenesis of GvHD, 405 Can GvHD and GvL be dissected?, 407 New directions, 410 Conclusions, 410 Further readings, 410
In autologous HCT, patients can be subjected to lethal doses of
radiotherapy to eradicate the tumor and then receive
chemo­their own HPC harvested before to restore the otherwise per­manently ablated hemopoietic system. Although autologous HCT is useful in some solid tumors, its efficacy in the treatment of hemopoietic malignancies is limited by the contamination of the harvested stem cells by the original tumor and/or by the insufficient activity of the chemotherapy in eliminating the tumor itself. However, such an approach maintains some efficacy because normal HPCs have a temporary growth advantage at repopulating the recipient as compared to neoplastic stem cells.
A more recent application of autologous HCT has been the treatment of severe autoimmune diseases whereby the repop­ulation of the immune system with primitive HPC is believed to re- educate the ill immune system. Phase I/II trials have reported high response rates in systemic lupus erythemato­sus, systemic sclerosis, rheumatoid arthritis, and multiple sclerosis. Randomized studies are ongoing to compare these achievements to conventional immunosuppressive therapies.
When a compatible donor is available, the use of allogeneic HCT has profoundly modified the outcome of several hema­tological malignancies. The conditioning regimen contributes to the eradication of the abnormal cells and ensures sustained engraftment of the healthy allogeneic stem cells. However, the efficacy of this approach cannot simply be ascribed to the chemo-
radiotherapy and either to the administration of healthy HPC but is greatly dependent on the immune recogni­tion of the tumor by the lymphocytes contained in the donor cell preparation. Additionally, HCT is associated with several other beneficial effects which can be exploited, not only to restore hemopoietic failure itself, but also for treating cancer, autoimmune diseases, and inborn errors (or genetic defects).
From these preliminary considerations, it is clear how sev-
eral mechanisms contribute to the outcome of HCT and
2
Molecular Hematology, Fifth Edition. Edited by Drew Provan and Hillard M. Lazarus. © 2024 John Wiley & Sons Ltd. Published 2024 by John Wiley & Sons Ltd.
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397
398 Molecular Hematology
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these involve HPC engraftment, expansion, and differentia­tion as well as, in the case of allogeneic HCT, the interplay between donor and recipient immune responses.
Exploiting HCT for resetting theimmune system
While the long- term efficacy of autologous HCT in malig­nancies is confined to a minority of tumors, the fact that HPC are also the precursors of immune cells has prompted investigators to test the ability of autologous HCT to treat conditions characterized by abnormal immune responses. In support of this initiative is the evidence that the maturation of new T- cells in the thymus continues, albeit at a decreased rate, also in adult life.
Autologous HCT is currently being explored with remark­able success in severe forms of autoimmune diseases, includ­ing multiple sclerosis, systemic lupus erythematosus, systemic sclerosis, rheumatoid arthritis, and Crohn’s disease. The main rationale for applying HCT to autoimmune dis­eases has been the idea that intensive immune depletion could eliminate the pathogenic repertoire, and that reconsti­tution of a new immune system from hematopoietic precur­sors could restore immune tolerance, halting ongoing inflammatory activity and preventing relapses.
Recent studies have confirmed the notion that HCT induces alterations of the immune system, which are beyond the effects of a dose- escalating immunosuppressive approach. HCT has been shown not only to affect the B cell populations associated with the production of auto- antibodies, but also to profoundly perturb the T- cell compartment, as illustrated by the normalization of the deregulated T- cell receptor (TCR) repertoire in multiple sclerosis. Furthermore, it appears that following, a subset of T- cells (regulatory T- cells) with the specific function of controlling immunity to self­antigen selectively expands and could contribute to the con­trol of the underlying autoimmune disease.
On the contrary, the immune reconstitution following allogeneic HCT remains incomplete for several months or years depending on the histocompatibility differences between donor and recipient. This is one of the several prob­lems associated with the various immune responses gener­ated in an allogeneic setting.
Basic concepts in the immunology ofallogeneic HCT
allogeneic SCT, they are profoundly inhibited by the condition­ing regimen. The immunologically competent cells, present in the HPC preparation, play a more important role because they mediate a reaction against the host, which targets recipient nor­mal tissues (graft­effect at the basis of the eradication of residual neoplastic cells (graft- versus- leukemia, GvL).
versus- host, GvH), but also mediate the
The major histocompatibility complex
The major histocompatibility complex (MHC) defines a genetic region that includes genes encoding class I and class II membrane- bound cell surface glycoproteins. The function of MHC proteins is to present peptide antigens to T- cells, a vital part of initiating an antigen- specific immune response. MHC proteins are also involved in the recognition of virally infected cells, or those cells in which genetic anomalies arise, by natural killer (NK) cells.
There are two major classes of genes within the MHC region, namely class I and class II MHC genes. In addition to these, the MHC class III region encodes other proteins of the immune system, such as certain complement and cytokine genes. In humans, the MHC region is found on the short arm of chromosome 6 and encodes for the human leukocyte antigens (HLA). Different loci are des­ignated by a letter; thus, the major class I loci are HLA- A, HLA- B, and HLA- C. HLA class II genes are collectively designated HLA- D, and individual loci identified by a sec­ond letter, HLA- DR, HLA- DP, and HLA- DQ. In addition to the “classical” class I and class II MHC genes, there exists a number of nonclassical MHC genes, including HLA- E, HLA- F, and HLA- G with functions that have not yet been fully elucidated.
The role of MHC molecules is to present peptide antigens to T- cells. Class I molecules present endogenous peptides, which may include virus- or tumor- derived peptides that are generated in the cytosol, transported to the endoplasmic reticulum (ER), and finally presented to the cell surface. HLA class II molecules are assembled in the ER, then trans­ported through the Golgi to endosomal compartments where they load peptides that have entered the cell via endo­cytosis or receptor­of peptides by MHC molecules is dictated by the sequence of the MHC antigen- binding groove. Although MHC mole­cules have limited polymorphism as compared to TCRs, they exhibit varying avidity for different peptides, thus account­ing for individual variability of responses to the same antigen and against different moieties.
mediated internalization. The selection
Allogeneic HCT triggers a network of immune responses, which fundamentally affects the outcome of the procedure both in terms of complications and therapeutic success. Whereas recipient anti- donor immune responses (host- versus­graft, HvG) are important in solid organ transplantation, in
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Mechanisms ofallorecognition: lessons fromsolid organ transplantation
Allorecognition is a particular form of antigen presentation, occurring only after transplantation of tissues between
Molecular basis oftransplantation 399
Direct presentation
MHC complex
T-cells
Recipient
Indirect presentation Semi-direct presentation
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genetically disparate individuals of the same species (or after in vitro simulation of such). HvG reactions refer to the immune response of the host to disparate antigens expressed on donor cells, which result in graft rejection. Current understanding of HvG responses derives mainly from stud­ies of solid organ transplantation in which the host does not receive any conditioning prior to the transplant and thus maintain the ability to reject it.
Three pathways of allorecognition have been described, namely direct, indirect, and the most recently described semi- direct allorecognition (Figure 26.1). The term direct allorecognition was initially used to describe the recognition by host T- cells of intact donor MHC–peptide complex directly on the surface of donor antigen presenting cells (APC), but it has also later been extended to include the rec­ognition of other donor- derived transplantation antigens (minor histocompatibility antigens) presented on donor APC by an MHC molecule that is shared between donor and recipient. The frequencies of alloreactive T- cells using this pathway has been estimated between 0.1% and 10% as com­pared to approximately 10−5 for nominal peptide antigens. An explanation for such a high frequency is that direct allorecognition arises as a consequence of cross reactivity of self MHC- restricted T- cells.
Indirect allorecognition is the recognition of donor­derived antigens that have been processed and are presented on the cell surface of host APC in the context of self- MHC. Therefore, the distinction between direct and indirect pres­entation is thus the source of the APC on which alloantigens are presented. The mechanism of indirect allorecognition is indistinguishable from the physiological processing and presentation of pathogen- derived peptide antigens. Donor MHC molecules can be processed, and peptide fragments presented to T- cells by host APC. Although only approxi­mately 5–10% of alloreactive T- cells are specific for indi­rectly presented donor antigens, they are still thought to
play a major role in chronic solid organ transplant rejection, which occurs at a time when donor APC are no longer thought to be present. The mechanisms by which indirectly primed T- cells mediate graft rejection are unclear. Following organ transplantation, the donor endothelial layer is repop­ulated with recipient T- cells. One theory is that donor anti­gen is presented to direct pathway T- cells by recipient MHC I by the recipient endothelium. An alternative hypothesis is that graft destruction is the result of bystander killing fol­lowing re- encounter of antigen on the surface of graft infil­trating APC.
More recently, a predominant role of CD4+ T- cells has been advocated, whereby they orchestrate both the pro­duction of donor- specific antibodies and the initiation of inflammatory signals through myeloid cells. Following the presentation of donor- derived antigens, host B- cells are induced to produce specific antibodies by CD4+ T- cells. Donor organ injury is ultimately mediated through opsonization and activation of host NK and macrophages. Host macrophages can also interact with CD4+ T- cells as host APCs.
A further mechanism of allorecognition has been described as the semi- direct presentation of donor antigens and the underlying mechanisms identified very recently. The original hypothesis assumed that intact donor- derived MHC complexes were transferred to and presented by host- derived
+
T- cells through the indirect pathway and specific CD8+ T- cells through the direct pathway. It was recently found that high numbers of “cross- dressed” recipient APCs, that have acquired intact, donor MHC–peptide complexes from graft cells, are present in the lymph nodes draining the graft. Donor MHCs are derived from allogeneic exosomes, which can induce pro­inflammatory allo- responses even without transplantation. The contribution of this pathway to the rejection of the transplanted organ is yet to be elucidated.
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Figure26.1 Mechanisms of allo- recognition.
TCR
Donor
400 Molecular Hematology
Recipient thymus
g
Peripheral anergy
Donor stem cells
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Transplantation tolerance: clonal deletion
The establishment of tolerance to antigens expressed by donor tissues is a major goal of allogeneic transplantation. There are three main mechanisms that contribute to trans­plantation tolerance: clonal deletion, anergy, and peripheral regulation (Figure26.2).
During T- cell ontogeny, intrathymic clonal deletion of self­reactive T- cells is the primary process for the selection of the mature T- cell repertoire. The transplantation of donor HPC into sublethally or lethally myeloablated recipients gives rise to an immune system that is immunologically tolerant to donor antigens. The chimerism is established not only at the level of the bone marrow but also in the thymus where recipi­ent T- cells learn to recognize the donor as “self” after interac­tion with donor- derived professional APCs, which orchestrate the continuous depletion of alloreactive T and B cells. Since mainly based on clonal deletion, such tolerance is long- term and does not require immunosuppression but for the first months of the transplant. There is now plenty of anecdotal evidence that patients undergoing allogeneic HCT can subse­quently receive an organ from the original HCT donor with­out the need for lifelong immunosuppression, with induction of allograft tolerance through HCT in both HLA- matched and mismatched kidney transplants. Encouraging outcomes for these dual transplantation procedures have been reported, with at least half of recipients able to discontinue long- term immune suppression and low incidence of severe graft­versus- host disease (GvHD) or solid organ graft rejection. Notably, although in most cases, hematopoietic chimerism
was achieved during the induction phase of the treatment, it was often not durable, thus questioning its requirement in the maintenance of the allograft tolerance in the long term. A bet­ter understanding of the underlying mechanisms of tolerance induction after HCT and the improvement of the safety of the protocols used will certainly extend the success of this approach to solid organ transplantation from non-
living
donors.
Clonal deletion can also occur at extra- thymic sites and can account for the removal of mature alloreactive T- cells, thus leading to the establishment and maintenance of donor­specific tolerance in experimental models of mixed chimer­ism induction following MHC- mismatched HCT. T- cells are deleted in the periphery by either activation- induced cell death or by passive cell death, both leading to apoptosis. Indeed, improved technical applications, such as the use of
throughput Vβ TCR chain CDR3 sequencing by next-
high­generation sequencing approaches has enabled tracking of donor- derived alloreactive T- cell clones within transplant recipients. In the context of renal transplantation, gradual deletion of alloreactive donor T- cell clones within the patient following grafting was associated with tolerance and graft acceptance.
T- cell anergy describes a persistent state of unresponsive­ness of T- cells to their cognate antigen. This functional inac­tivation occurs as a consequence of TCR engagement in absence of full co- stimulatory signals. T- cells receive co­stimulatory signals via ligation of surface CD28with B7mol­ecules expressed on APC. Other co- stimulatory pathways
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Recipient bone marrow
Clonal deletion
Selection of
mature T cell
repertoire
Naïve and
memory T cells
Natural T
reg
Induced T
re
Figure26.2 Mechanisms of transplant tolerance.
Molecular basis oftransplantation 401
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include CD40/CD40ligand (CD154). Furthermore, signal­ing through CTLA- 4 (CD152) has also been implicated in the generation of hyporesponsive T- cells. Anergic T- cells fail to produce sufficient interleukin (IL)- 2 and to proliferate in response to antigen, but the unresponsive state can be over­come by the exogenous addition of IL- 2, or if anergic T- cells are cultured in the absence of their cognate antigen. The blockade of co- stimulatory pathways has been widely exploited as a mechanism to induce tolerance in solid organ and hematopoietic stem cell transplantation. In the context of experimental models of allogeneic HCT, the administra­tion of anti- CD154 mAb was shown to induce mixed lympho- hematopoietic chimerism and subsequent perma­nent skin graft acceptance if used as a single agent, in combi­nation with reduced intensity HCT, or in combination with the antagonists of CTLA- 4. However, there is little evidence in support of a role for anergy in the induction of transplan­tation tolerance.
Transplantation tolerance: peripheral regulation
Since the demonstration that tolerance to allogeneic organ grafts can be transferred to naïve recipients by T- cells derived from tolerant hosts, induction and maintenance of trans­plantation tolerance has largely been ascribed to immu­noregulation. The initial problems in the identification of a suppressor T- cell in the 70s have been partially overcome more recently with the discovery of a distinct CD4+ T- cell subset constitutively expressing CD25. Besides CD25, regu­latory T- cells (T
) are characterized by the expression of the
reg
transcription factor Foxp3, crucially involved in suppressing overactive immune responses, as demonstrated by the high incidence of self- reactive lymphocytes in Immune Dysregulation, Polyendocrinopathy, Enteropathy, X- Linked (IPEX) syndrome in humans and scurfy in mice. Further markers to identify T
cells include the expression of CTLA-
reg
4, glucocorticoid- induced tumor necrosis factor receptor (GITR), folate receptor- 4 (FR4), and the absence of CD127. CD4+CD25+ naturally occurring T
cells are thymic derived
reg
and have been shown to be important for maintaining self­tolerance, regulating the homeostasis of the peripheral T- cell pool, and contributing to tolerance induction in various models of solid organ transplantation as well as in allogeneic HCT. In vivo depletion of T
cells in animal models increases
reg
the incidence of autoimmune diseases and immune responses to tumors. It has also been observed that in the condition of full or mixed donor chimerism after HCT, there is a selective advantage in the homeostatic expansion of T
cells as com-
reg
pared to effector T- cells. The presence of donor antigens during this phase skews the T
repertoire toward the prefer-
reg
ential expansion of those recognizing the donor antigens, thus contributing to the induction of transplantation toler­ance. The use of conditioning regimens aimed at expanding
T
cells invivo or the infusion of T
reg
cells expanded invitro
reg
and co- transplanted with HPC has been proven efficacious in prolonging the survival of the allograft.
The mechanisms underlying naturally occurring Treg cell immunosuppression require cell- to- cell contact. However, adaptive CD4+CD25+ regulatory cells with simi­lar phenotype have been described that derive from mature effector T- cells and exert their suppressive activity via inhibitory cytokines such as transforming growth factor (TGF)- β or IL- 10. It is likely that a combination of naturally occurring and adaptive regulatory cells are involved in transplantation tolerance depending on the time and the conditioning regimens.
The use of low- dose IL- 2has been demonstrated to effec­tively increase the number of T
cells and, by activating their
reg
immunoregulatory activity, ameliorate cGvHD. The thera­peutic efficacy of IL- 2 could also be enhanced by the combi­nation with rapamycin that synergizes in increasing the proliferation and expansion of T
. These data are consistent
regs
with the poor experience of using IL- 2 receptor antibodies to control the expansion of activated alloreactive T- cells respon­sible for GvHD.
A few studies in animal models have documented that the adoptive transfer of T GvHD. There are also suggestions that T
cells can prevent and partially treat
reg
may preserve the
regs
GvL activity, but data obtained in patients after HCT have failed to show a significant correlation with GvHD and found that leukemia relapses are associated with an increment in the number of T Similarly, the degree of T
in the peripheral blood of patients.
regs
infiltration seems to correlate
reg
with bad prognosis in ovarian cancer.
However, only a small proportion of T
cells specifically
reg
recognize alloantigens, thus making their contribution to suppressing effector cells recognizing alloantigens limited. Furthermore, they can be implicated in inhibiting also the beneficial virus- or tumor- specific immunity. Therefore, alloantigen- specific T
cells are the most promising approach
reg
for their therapeutic application in the context of transplanta­tion. This can be achieved by stimulating Treg cells in vitro with the alloantigen (or mHAg), but the efficiency and purity of the method is rather poor. Gene editing provides a much better tool. Antigen- specific Treg cells can be generated either by transducing genes encoding specific TCRs recognizing the antigen or by harnessing the CAR platform. While the TCR approach is complicated by the limitation of MHC restric­tion, the second scenario has the advantage of a broader application by targeting either the alloantigen or an antigen that is expressed at the site where effector T cells are concen­trated. CAR- T
cells can therefore be engineered to migrate
reg
and concentrate their immunosuppressive activity at sites of GvHD. The CAR construct can be additionally modified to stabilize its function, thus avoiding the interference of an inflammatory microenvironment.
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402 Molecular Hematology
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Graft- versus- host andgraft- versus- leukemia
A unique and prominent feature of allogeneic HCT as com­pared to solid organ transplantation is the presence, in the graft, of immunologically competent T- cells, which can rec­ognize normal and malignant recipient tissues. Consequently, donor lymphocytes mediate a reaction against normal tis­sues, which is defined as GvHD, but also mediate the funda­mental therapeutic effect at the basis of the eradication of residual neoplastic cells, the GvL effect. It is not surprising therefore that the molecular targets of GvH and GvL largely overlap.
The immunological targets of GvHD and GvL
We have previously discussed how differences between donor and recipient at the MHC level produce vigorous immune responses. Since genetic differences are the major factors influencing the outcome of allogeneic HCT, selection of the donor is of crucial importance. Given the extensive existing experience and outcome data associated with the use of MHC­identical sibling or MHC- matched unrelated donors, these remain the donors of choice. However, given the low probabil­ity (1/4) of any single sibling being MHC- identical and the fact that only approximately 40% of patients will have fully MHC­matched donor options identified via international donor reg­istries, alternative MHC mismatched donors are increasingly being utilized. These include related haploidentical donors and cord blood units, and are of particular importance in the context of ethnic minority transplant recipients, since histori­cal uptake of voluntary donation by minority ethnic commu­nities has been relatively low– although this is changing with increasingly targeted donor recruitment drive efforts.
MHC matching is by itself insufficient for long- term graft survival and/or to prevent GvH reactions without the use of potent immunosuppressive regimens. The existence of addi­tional histocompatibility loci, first indicated in inbred mice, was then clearly demonstrated in humans in HCT, whereby they were associated with severe GvH. In this genetic situa­tion, immune responses are directed against alloantigens encoded by histocompatibility (H) loci outside the MHC, the
called minor H loci. Minor histocompatibility antigens
so­(mHags) are polymorphic self- derived peptides expressed on the cell surface in association with MHC class I and II molecules. The fact that they are recognized, as are viruses, by MHC- restricted T- cells with specificity for peptides brought to the cell surface during biosynthesis of MHC class I and II molecules makes their identification more difficult. Unlike invitro T- cell responses to MHC antigens, which can be measured readily by proliferation in mixed lymphocyte reactions without previous exposure to antigen, those against minor H antigens need prior invivo immunization.
Although many polymorphic proteins exist, not all give rise to peptides recognized as mHags. Furthermore, there are several factors that appear in practice to severely limit the number of mHags eliciting an invivo response in a particular donor/recipient combination. In fact, it is clear that there is a hierarchy of responsiveness. In a genetic situation where there are many mHag disparities, one or a few are immuno­dominant, with clones of CD8+ T-
cells responding to such an antigen expanding selectively, while T- cells against others appear transiently early in the response, or not at all. In most models, immunodominance results from competition for APC resources among responding CD8
+
T- cells, because it disappears when competing epitopes are presented on differ­ent APC or when APC are present in large excess. There is strong statistical and genetic evidence that this also occurs in human immune responses to multiple mHags, thus in prin­ciple making it possible to predict, measure and manipulate the immune response following allografting.
Graft- versus- leukemia
Clinical studies and experimental animal models have shown that the efficacy of allogeneic SCT in hematological malig­nancies is related not only to the intensive chemo- radiotherapy but also to an immunological anti- tumor effect exerted by the graft itself. This effect, referred to as GvL, has been initially recognized because patients who received T- cell- depleted HPC preparations with the intention of reducing GvHD had a higher incidence of leukemia recurrence after the trans­plant. Further lines of evidence support this concept. For example, the risk of relapse is higher if donor and recipient are identical twins and some reports have indicated that remission can be re- established by the withdrawal of post­transplant immunosuppressive treatment and/or by the recurrence of GvHD. Indeed, the development of acute or chronic GvHD has been reported to associate with protection from relapse in several retrospective studies. The proof of principle of the GvL effect came from the evidence that the infusion of lymphocytes from the original stem cell donor could restore complete remission in patients with chronic myeloid leukemia (CML) relapsed after allogeneic SCT. These data support the requirement of two main components for GvL to occur: the presence of T-
cells in the donor preparation and the existence of antigenic differences between donors and recipients.
The role of donor lymphocytes in induction of GvL
The paradigm of successful GvL induction using donor lym­phocyte infusions (DLI) remains the therapeutic efficacy seen in the context of relapsed CML, where the response rate is >90%. The experience in other malignancies is not as good and, in some cases, rather disappointing. However, the intro­duction of reduced- intensity conditioning has extended the
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