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Fig. 9.4 Coagulation and inammatory responses to ECMO. During ECMO, major coagulation and inammatory changes occur: (1) Contact activation: FXII attaches to the foreign surface of the ECMO tubing and is subsequently converted to FXIIa, which cleaves PK to kallikrein and HMWK to bradykinin. The contact activation pathway then goes on to activate the intrinsic pathway of the coagulation cascade. The contact activation pathway plays a signicant role in inammation through its production of bradykinin. (2) Pro-inammatory cytokines: There is a strong relation­ship between the inammatory and coagulation responses that occur during ECMO.Complement is activated through the complement activation pathway when blood contacts the ECMO circuit. Products C3a and C5a promote the activation of T cells and other pro-inammatory cytokines. Activated complement also plays a role in coagulation by inducing the expression of TF on endo­thelial cells and directly activating platelets [98]. ECMO extracorporeal membrane oxygenation, FXII factor XII, FXIIa activated factor XII, PK pre-kallikrein, HMWK high-molecular-weight kininogen, TF tissue factor
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activation pathway’s contributions to a pro-inammatory response, the immune sys­tem’s complement pathway is activated through exposure to the foreign material of the circuit [98]. Activated complement, tissue necrosis factor-α (TNF-α), and inter­leukin- 6 (IL-6), in turn, can induce the expression of tissue factor, triggering a fur­ther coagulation response [98]. Finally, acquired antithrombin III deciency is relatively common during ECMO, seen in approximately 50% of individuals, and thought to be due to the use of heparin for anticoagulation [116].
S. Davis et al.

9.4.2 Transfusion Thresholds

The extensive changes to the coagulation cascade and platelets that occur because of ECMO create a ne balance between hemorrhagic and thrombotic risks that must be carefully mitigated through monitoring of signs and symptoms of bleeding and thrombosis, maintenance of goal hemoglobin levels, and use of anticoagulation. According to the ELSO guidelines, hemoglobin should be maintained at 14–15g/ dL or hematocrit of >40% [92]. The majority of surveyed ECMO centers use a hemoglobin threshold of 10g/dL, followed by 8g/dL for other centers, as a trigger to transfuse [92]. There is limited data on the safety of utilizing restrictive transfu­sion goals in patients on ECMO; however, expert consensus deems restrictive strate­gies of less than 7–7.5g/dL acceptable for non-bleeding ECMO patients [92]. A recent meta-analysis concluded uncertainty in what the optimal transfusion strategy should be for ECMO patients, including whether higher hemoglobin goals should be used in patients on VA-ECMO for ischemic heart conditions, due to a high risk of publication bias and poor methodological quality [1].
The data for transfusion strategies in VV-ECMO patients, however, is beginning to become clearer. Patients on VV-ECMO tend to require less transfusions due to lower-intensity anticoagulation and lack of arterial cannulation. Small, retrospec­tive studies of patients with ARDS on VV-ECMO support transfusion triggers of <7g/dL [1, 72]. A retrospective study in VV-ECMO for patients with ARDS found no difference in 28-day survival for transfusion thresholds of 8 versus 10g/dL; however, the more restrictive goal was associated with a lower chance of successful ventilator weaning [68]. Finally, in the recently published multicenter, prospective cohort PROTECMO study, a hemoglobin of less than 7g/dL was associated with a higher risk of mortality, and subsequently, transfusions for this threshold were asso­ciated with improved mortality [91].
9.4.3 Anticoagulation Strategies inECMO
Anticoagulation is a pivotal part of ECMO management. The ELSO guidelines rec­ommend the routine use of anticoagulation for VA- and VV-ECMO, although the literature is emerging that suggests that low intensity to no anticoagulation may be
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safe for VV-ECMO [92]. There are no established, standardized dosing and moni­toring protocols for anticoagulation for several reasons. First, ECMO technology continues to evolve, with older circuits requiring greater anticoagulation intensity compared to contemporary circuits [47]. Data regarding optimal monitoring using the anti-factor Xa assay (anti-Xa) or activated partial thromboplastin time (aPTT) varies, and therefore, different centers prefer different monitoring and targets (see Sect. 9.4.4). Centers also vary in the level of anticoagulation intensity targeted, which differs based on patient risk factors for bleeding versus thrombosis. The ret­rospective nature of currently published literature makes it difcult to control for these various risk factors and how they impact optimal management [47].
9.4.3.1 Heparin
Unfractionated heparin (UFH) is the most common anticoagulant utilized and is also recommended as the anticoagulant of choice by the International Society on Thrombosis and Haemostasis, primarily due to its many advantages (Table 9.1) [64]. UFH is a large polysaccharide molecule that binds to antithrombin III (ATIII), increasing its activity 1000-fold [66]. This complex inactivates factors IIa (throm­bin), Xa, IXa, XIa, and XIIa, leading to decreased coagulation [66]. It also binds proteins from platelets and endothelial cells and doubles levels of tissue factor path­way inhibitor, specically in ECMO patients, leading to inter-patient variability in response [64]. Heparin is administered via continuous infusion with or without boluses and, kinetically, has an immediate onset of action and a short half-life of 60–90minutes [64]. Additionally, it is fully reversible with protamine [64]. It is easy to monitor by using either aPTT, activated clotting time (ACT), or anti-Xa [64] (see Sect. 9.4.4). Finally, heparin requires no dose adjustments for liver or renal dysfunction [101]. Given the kinetic and monitoring benets of heparin as well as its reversibility and familiarity, heparin is by far the most common anticoagulant used, reported as the anticoagulant of choice at 96% of ECMO centers [101]. Despite its popularity, heparin does have limitations that must be considered. One of the most serious adverse effects of heparin is the risk of heparin-induced throm­bocytopenia (HIT), which can be fatal; furthermore, as discussed previously, the ECMO circuit itself can cause platelet consumption and thrombocytopenia as well as thrombotic complications, often making it difcult to diagnose true HIT versus thrombocytopenia from other causes [69]. Additionally, heparin use can deplete intrinsic stores of ATIII, leading to an acquired ATIII deciency and subsequent heparin resistance [69].
While heparin resistance due to ATIII deciency can become problematic for achieving therapeutic aPTT or anti-Xa levels, there is limited data to suggest that replacement of ATIII improves outcomes [92]. Additionally, data suggests that hep­arin resistance is not associated with increased rates of thrombosis, hemorrhage, or survival; however, these studies tend to be small and retrospective in nature [116]. Concerns remain that increasing doses of heparin in the setting of heparin resistance can increase the risk of bleeding, and using ATIII supplementation to better control
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Table 9.1 Pros and cons of heparin and direct thrombin inhibitors [24, 64]
Anticoagulant Pros Cons
Heparin Quick onset of action
Direct thrombin inhibitors
Bivalirudin Anticoagulant effects independent of
Argatroban Anticoagulant effects independent of
Each anticoagulant has its benets and drawbacks. Heparin remains the most commonly used anticoagulant in ECMO, primarily due to its familiarity. Limited data exist to guide the choice of anticoagulant, and the choice often is based on provider preference, local ECMO center protocols, and patient factors ATIII antithrombin III, HIT heparin-induced thrombocytopenia
Short half-life Reversible Easily monitored No dose adjustments are required for liver or renal dysfunction Extensive experience, familiarity Inexpensive Easily titratable
Anticoagulant effects independent of ATIII No risk of HIT High efcacy Easily monitored Easily titratable
ATIII No risk of HIT High efcacy Easily monitored Easily titratable
ATIII No risk of HIT High efcacy Easily monitored Easily titratable
Inter-patient variability in response Risk of HIT Heparin resistance possible due to acquired ATIII deciency
No reversal agent Expensive Risk of clotting in static blood
Prolonged half-life in renal dysfunction
Prolonged half-life in hepatic dysfunction and critical illness
S. Davis et al.
anticoagulation targets can improve outcomes, although emerging data does not support this strategy [110]. The ELSO guidelines note that ATIII can be monitored anywhere from daily to as needed, highlighting that there is currently no standard­ized approach to how or when ATIII supplementation should be given [92]. Literature has recommended various thresholds for repleting ATIII, including when ATIII is less than 50%, when ATIII is less than 100% and heparin requirements are higher than 45units/kg/hour, or when aPTT, anti-Xa, and ATIII are subtherapeutic and heparin requirements are higher than 25units/kg/hour in adults or 35–40units/ kg/hour in pediatric patients [29, 31].
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9.4.3.2 Direct Thrombin Inhibitors
In a minority of ECMO centers or in situations where heparin is contraindicated (e.g., HIT), direct thrombin inhibitors (DTIs) are used as either the primary or the secondary choice of anticoagulation, respectively. As the name implies, DTIs bind directly to thrombin, inhibiting the conversion of brin to brinogen and the activa­tion of factors V, VIII, and XI [24]. The DTIs most used in ECMO are argatroban and bivalirudin, and they have several advantages over heparin, including a predict­able anticoagulant effect independent of antithrombin III and no risk for HIT (Table9.1) [24]. Additionally, bivalirudin and argatroban bind circulating and clot­bound thrombin, suggesting that they may be more effective than heparin, which only binds circulating thrombin [24]. Argatroban and bivalirudin are monitored with aPTT or ACT and can markedly increase the INR disproportionate to their actual anticoagulant effects [24]. Despite these advantages, there are limitations that exist within the class and each specic agent. Unlike heparin, DTIs do not have a reversal agent and have considerations in organ dysfunction [24]. Bivalirudin has a short half-life (25 minutes), but is renally cleared, and requires signicant dose reductions in renal dysfunction [24]. Argatroban is hepatically metabolized, and dose reductions are necessary with hepatic dysfunction; argatroban has demon­strated a prolonged half-life in critical illness and should be dose adjusted accord­ingly [24]. Bivalirudin is unique in that it is locally metabolized by proteases and therefore can disassociate from thrombin in static blood, increasing the risk of clot­ting, which can be of concern in low-ow ECMO states or in areas of the circuit where blood may pool (e.g., the oxygenator) [24]. Finally, DTIs are signicantly more expensive than heparin; for a 70kg patient receiving starting dose infusions of heparin, argatroban, and bivalirudin at wholesale acquisition pricing, the cost per day would be $12.50, $800, and $2200, respectively [6, 14].
The data for use of bivalirudin or argatroban in ECMO patients is largely limited to retrospective studies, case series, and case reports. Overall, the data for bivaliru­din suggests that bivalirudin is comparable to heparin in terms of bleeding or throm­botic complications [24]. Patients in the studies were switched to bivalirudin, due to either HIT, heparin resistance, or intolerance to heparin (e.g., persistent clotting or bleeding). In one retrospective study of eight patients receiving ECMO postcardi­otomy, there was signicantly less blood loss associated with bivalirudin with no difference in thrombosis compared to heparin [117]. Of note, a more recent study did report thrombosis in the oxygenator and a 28% bleeding incidence as well as wide variation in dosing for patients who received bivalirudin [141]. Nearly all patients in the study received VV-ECMO for ARDS, except for two patients who received VA-ECMO post-cardiac surgery [141]. In one of the largest retrospective studies to date, 52 patients received either VV- or VA-ECMO for various indica­tions, including respiratory failure, cardiogenic shock, or post-heart and/or lung transplant, and were anticoagulated with either heparin or bivalirudin [69]. At 7days, the composite endpoints of thrombosis, major bleeding, in-hospital mortal­ity, and 30-day mortality were no different between patients who received heparin
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S. Davis et al.
versus bivalirudin, and the aPTT remained in the therapeutic range signicantly longer for patients on bivalirudin versus heparin (85.7% vs. 50%; p=0.007) [69].
Similarly, the data for argatroban overall suggests that its use in VV- and VA-ECMO may be safe and effective. In one large retrospective study of patients on VV-ECMO for ARDS with HIT or heparin resistance, 39 patients received argatro­ban, and a matched cohort of 39 patients received heparin as a comparator group [95]. The study found no differences in bleeding, thrombosis, rates of transfusion, and device-related complications [95]. Like bivalirudin, the aPTT was less likely to be subtherapeutic for argatroban compared to heparin [95]. In another propensity­matched cohort study of patients, specically without HIT on VV-ECMO, throm­botic and bleeding events were similar between the argatroban and heparin groups; of note, the cost of using each anticoagulant was also similar, primarily driven by the higher number of blood products used (e.g., platelets) and HIT diagnostic tests sent in the heparin group [51]. When it comes to choosing between bivalirudin and argatroban, there are currently no head-to-head studies comparing the two agents, and the decision is often based on patient-specic factors.

9.4.4 Monitoring Anticoagulation

As mentioned previously, there are no standardized protocols regarding dosing and monitoring of anticoagulation in ECMO.Monitoring of heparin can be done utiliz­ing aPTT, ACT, or anti-Xa, and DTIs can be monitored with aPTT or ACT. The ELSO guidelines make no recommendations as to the preferred laboratory monitor­ing parameter for heparin or DTIs, and note that each method has its advantages and disadvantages (Table9.2) [92]. In addition to considering the various pros and cons of each method, patient factors also play a role in deciding the optimal method to choose including the patient’s age, comorbidities, and other coagulation decien­cies the patient may have [29]. It is important to note that while these methods as a whole help to guide the clinician in determining the patient’s response to anticoagu­lation, their results do not always correlate to outcomes; bleeding and thrombotic events can happen at subtherapeutic, therapeutic, or supratherapeutic levels [29]. In addition, these methods do not give a full picture of what is going on within the coagulation cascade and platelet activation, as they are only able to measure pieces of this very complex system [29].
The ACT is a whole blood test that is initiated through the stimulation of the contact activation pathway and measures the time to brin formation [29]. While ACT is a bedside test with a quick turnaround time and is relatively inexpensive, it has disadvantages. ACT assesses the coagulation response to many factors that impact hemostasis, which can be a benet; however, this also means that ACT is affected by many different variables including high C-reactive protein levels, con­sumptive coagulopathies, hypothermia, platelet function, hypobrinogenemia, and hemodilution [29, 101]. One of the largest concerns with the use of ACT in ECMO is its potential insensitivity to lower heparin ranges [29, 101]. While ACT for
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Table 9.2 Advantages and disadvantages of anticoagulation monitoring methods [92]
Monitoring method Pros Cons
ACT Bedside test
Easy to use Quick turnaround time Inexpensive Assesses hemostasis response on a bigger picture level
aPTT Widely available
Familiar Sensitive to low heparin doses
Anti-Xa Reliable accuracy
Therapeutic range transferrable across institutions Correlates well with heparin concentrations
ACT activated clotting time, aPTT activated partial thromboplastin time Several different monitoring methods may be employed for monitoring anticoagulants, depending on which anticoagulant is used. Choice of method should be based on turnaround time, cost, sen­sitivity, and specicity. A mixed monitoring method is often utilized
Insensitive to low heparin ranges Affected by many factors (high CRP, consumptive coagulopathies)
Not immediately available results Affected by many factors (acute-phase reactants, brinogen, FVIII) High inter- and intra-patient variability Therapeutic range dependent upon the reagent used
Affected by high plasma free hemoglobin and hyperbilirubinemia Assesses small part of overall hemostatic picture Not immediately available results Expensive
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cardiopulmonary bypass targets high ranges of 400–800seconds, for ECMO, tar­gets are much lower at 180–200seconds [29]. Studies have shown that there can be discordance between ACT and anti-Xa, particularly in patients with hemorrhagic complications, where ACT was <180seconds but anti-Xa was >0.7IU/mL [13, 84]. Other studies have shown poor correlation between the ACT result and the heparin dosing [7].
The aPTT measures time from factor XII activation via the contact activation pathway to brin formation specically through the intrinsic pathway; however, unlike ACT, it uses plasma and not whole blood [29]. There are many different methods for measuring the aPTT, and its therapeutic range is highly dependent on calibration to the reagent used; this dependency makes the range of therapeutic aPTT levels widely variable, and therefore, the therapeutic range used in one ECMO center’s protocols cannot necessarily be used at another center [29]. In general, the therapeutic range is 1.5–2.5 times the patient’s baseline aPTT prior to starting anti­coagulation; however, this range is not validated specically in patients on ECMO [92]. The aPTT is one of the most commonly used methods for monitoring heparin or DTIs due to its wide availability and familiarity and correlates well with lower concentrations of heparin [92, 101]). The largest disadvantage to using aPTT is that in critically ill patients, the baseline aPTT may not be comparable to the baseline aPTT of a control population, which can impact the interpretation of the aPTT’s measure of heparin’s effects [92]. Additionally, the aPTT is affected by many
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S. Davis et al.
variables, including factor VIII, brinogen levels, presence of antiphospholipid syn­drome, and acute-phase reactants [92]. These variables can also change throughout the course of the patient’s illness, leading to a high risk of intrapatient variability in aPTT levels, and they should therefore be interpreted within the clinical context of each patient [92].
The anti-Xa test directly measures the inhibition of factor Xa via heparin’s effect on ATIII [29, 92]. While one of the major benets of the anti-Xa level is that it cor­relates best with heparin concentrations versus ACT or aPTT, its major critique is that it only assesses a small part of heparin’s impact on hemostasis [29]. Anti-Xa gives no insight into the prothrombotic state of a patient, including the amount of brin and thrombin being generated or the functionality of platelets [29, 92]. Additionally, anti-Xa can be impacted by high levels of plasma-free hemoglobin or hyperbilirubinemia [29, 92]. Despite these disadvantages, anti-Xa appears to be quite reliable and maintains a therapeutic range of 0.3–0.7IU/mL universally [29].
As stated previously, there is no recommendation on the optimal lab method to use for monitoring anticoagulants in patients on ECMO; however, more ECMO centers are moving towards utilizing anti-Xa levels as the primary monitoring method due to their accuracy [29]. All methods have advantages and disadvantages, and limited studies are comparing these methods in a head-to-head fashion. In one single-center retrospective study of adult patients on ECMO, ACT, aPTT, anti-Xa, antithrombin level, and heparin dose were collected simultaneously on 37 patients for a total of 129 lab values [102]. Patients were on VV- or VA-ECMO for a median of 7days for indications including ARDS, myocardial infarction, and acute myocar­ditis [102]. The study showed that the ACT was falsely elevated in patients with ATIII deciency [102]. The aPTT and anti-Xa were well correlated (correlation coefcient 0.72) and were better correlated in patients with ATIII deciency com­pared to those who did not have deciency [102]. The study also found that the heparin dose was moderately correlated with anti-Xa and aPTT values but had no correlation with ACT in patients without ATIII deciency (correlation coefcient
0.57, 0.62, and 0.16, respectively), and in patients with ATIII deciency, the heparin dose moderately correlated with anti-Xa level only [102].
One large meta-analysis of 26 studies in VA-ECMO was conducted to determine the optimal targets and strategies for anticoagulation management in relation to complications such as bleeding and thrombosis [133]. Overall, the meta-analysis noted that the majority of studies were of low quality [133]. The study found that the prevalence of bleeding events was 50% in patients monitored solely by aPTT and that this prevalence decreased to 24% when patients were monitored by a mixture of methods [133]. Similarly, in patients with thromboembolic complications, the study found the prevalence to be 9–12% with ACT monitoring, 3% with aPTT mon­itoring, and 6% with a mixture of methods [133]. This suggests that perhaps it is best to not rely on one lab methodology when monitoring anticoagulation in patients on ECMO, as different methods may help to paint a fuller clinical picture when assessed together.
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9.5 Pharmacokinetic Alterations inPatients onECMO
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9.5.1
Pharmacokinetic Changes inCritically Ill P
atients
During a critical illness, the body undergoes a plethora of changes related to how drugs are absorbed, distributed, metabolized, and excreted (Table 9.3). These changes may require empiric dose alterations or more frequent monitoring for ef­cacy and safety. In addition to the changes occurring in the body, the use of support therapies, such as renal replacement or ECMO, provides unique challenges to the adequate dosing of medications.
Acute kidney injury (AKI) is a frequent complication of both critical illness and ECMO support (see Acute Kidney Injury and Renal Replacement Therapies sec­tion). Continuous renal replacement therapy (CRRT) is the most common renal replacement modality used in critically ill patients and provides another mechanism to alter drug pharmacokinetics. Similar to critically ill patients not on CRRT, patients on CRRT exhibit increased Vd, diminished clearance of renally eliminated medications, alterations in protein binding, and added complexity of drug adsorp­tion to the dialyzer membrane [8].
Table 9.3 Selected pharmacokinetic changes in critical illness
Pharmacokinetic parameter Physiologic change Pharmacokinetic changes
Absorption Increased gastric pH from
Distribution Decreased albumin Increased free concentration of acidic
Metabolism Induction or inhibition of
Elimination Acute kidne
GI gastrointestinal, H Adapted from Ref. [26]
PPI/H
RA use
2
Reduced perfusion to GI tract Decreased absorption of oral formulations
Reduced perfusion to peripheral tissues
Increased alpha-1-acid glycoprotein
Volume resuscitation and uid shifts (e.g., third spacing)
hepatic enzymes Reduced hepatic blood ow Decreased clearance of high hepatic-
y injury Reduced drug clearance
Renal replacement therapy Variable effect on drug clearance
RA histamine-2 receptor antagonist, PPI proton pump inhibitor
2
Decreased absorption of basic drugs
resulting in reduced concentrations Decreased absorption of transdermal,
sublingual, and intramuscular formulations
drugs Decreased concentration of basic drugs
Increased volume of distribution
Increased or decreased clearance of low hepatic-cleared drugs
cleared drugs
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9.5.2 Properties oftheECMO Circuit
Affecting Pharmacokinetics
As previously mentioned, the ECMO circuit is composed of cannulas, tubing, oxy­genator, heat exchanger, and blood pump. These components have undergone sev­eral technologic improvements since their inception to improve efcacy as well as temper potential complications. These changes include heparin-coated polyvinyl chloride tubing and cannulas to reduce drug adsorption and inammatory response, silicone-based oxygenators replaced with polymethylpentene oxygenators with integrated heat exchangers for increased durability and reduced circuit changes, and conversion from roller to centrifugal pumps to decrease shear stress and hemolysis [26]. Despite these improvements, the ECMO circuit provides physical and chemi­cal changes to drug distribution, which can result in profound therapeutic alterations.
The ECMO circuit and resultant priming add notable volume into the system and result in an increased Vd [59]. This increased Vd primarily affects hydrophilic drugs and results in decreased plasma concentrations and potentially therapeutic failure of the drug [59]. The increased volume from priming may also result in the hemodilu­tion of plasma proteins, which can impact drugs that exhibit high protein binding, particularly to albumin. This can lead to toxicity caused by an increased free frac­tion of the drug that can exert its pharmacologic effect. Additionally, it is possible that certain blood components may compete with drugs for binding sites within the ECMO circuit. An ex vivo study demonstrated that the sequestration of certain drugs in blood-primed circuits was signicantly less than in circuits that have been primed with crystalloid solutions [94].
9.5.3 Properties oftheDrug Affecting Pharmacokinetics
In addition to the properties of the circuit materials, properties of the drug itself play a large role in whether the drug is susceptible to sequestration in the circuit. The most important characteristics are the amount of protein binding and lipophilicity of the drug molecule [59].
Drugs exhibit a wide variability of binding to plasma proteins such as albumin. Protein-bound drugs are not available for distribution into tissues or able to exert a pharmaceutical effect; however, the ECMO circuit can sequester both protein-bound and unbound medications, effectively removing them from circulation [128]. Protein binding >70% is considered to be “high,” and protein binding <30% is con­sidered to be “low” [113]. Highly protein-bound drugs will be too large to t through the pores of the oxygenator membrane and will be sequestered out of circulation, while low protein-bound drugs will pass easily through the circuit membrane and remain in the blood. An exvivo study showed that among medications with similar lipophilicity (discussed below), concentrations of high-protein-bound medications were signicantly reduced in the ECMO circuit cohort [128].