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58 Rotational Vestibular Assessment
FIGURE 3–3. Cerebellum. A. Individual labeling of
the cerebellar lobules (1 to 9) (sagittal plane). (1) Lin­gula Cerebelli, (2) Lobulus Centralis, (3) Culmen, (4) Declive, (5) Folium Vermis, (6) Tuber Vermis, (7) Pyramis Vermis, (8) Uvula Vermis, and (9) Nodulus Vermis. From Abolished tilt suppression of the vestibulo-ocular reflex caused by selective uvulo-nodular lesion by G. Wiest, L. Deecke, S. Trattnig, and C. Mueller, 1999, Neurology 52(2), 417–419. Reprinted with permission. continues
A
tions from the cerebellar cortex are exclusively handled by a layer of cells known as Purkinje cells (Brodal, 2004). Functionally, the cerebellum is classified into the vestibulocerebellum, the spinocerebellum, and the pontocerebellum with each serving a primary need and responsibility (Arslan, 2001).
Vestibulocerebellum (Lobule X)
The vestibulocerebellum is comprised solely of the flocculonodular lobe (lobule X). The vestibulo­cerebellum is the most primitive and smallest part of the cerebellum (Brodal, 2004) and is located anteroventrally within the cerebellum just dorsal to the fourth ventricle. The flocculonodular lobe primarily receives neural fibers from the vestibu­lar nuclei as well as directly from the vestibular periphery (Brodal, 2004). The flocculonodular lobe is comprised of the nodulus in the midline and the two flocculi that flank either side (Figure 3–3B). The nodulus, located directly in the mid­line and anteroventrally within the cerebellum, is actually the inferior most portion of the ver­mis. Each flocculus is connected via a thin stalk that projects laterally from the nodulus, which
is known as the paraflocculus (Brodal, 2004). As previously stated, the Purkinje cells of the vestib­ulocerebellum do not have axonal projections to deep cerebellar nuclei, but rather send their axon projections directly to the vestibular nuclei (Brodal,
2004). The vestibulocerebellum is therefore critical to the vital components of vestibular physiology and function, including VOR regulation, equilib­rium, as well as central compensation (Brodal,
2004). Functionally, the flocculus, the nodulus, and the vermis each have distinct responsibilities.
Cerebellar Flocculus. The overall responsibil-
ity of the flocculus is to maintain the gain of the vestibular ocular reflex (Hain & Helminski, 2007). The axonal fibers from the flocculus predomi­nantly terminate in the superior and medial vestibular nuclei. From there, ascending tracts through the longitudinal medial fasciculus project to the ocular motor nuclei which eventually inner­vate various ocular motor muscles for coordina­tion of eye movement (Arslan, 2001). Therefore, coordination between the flocculus and the ves­tibular nuclei provide a significant contribution to maintaining an effective and efficient vestibular ocular reflex.
3. Anatomy and Physiology of the Central Vestibular System, Velocity Storage, and Central Compensation 59
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B
FIGURE 3–3. continued B. Division of lobes and fissures (flattened transverse plane). Floccu-
lonodular lobe is also known as the vestibulocerebellum, which contains the nodulus, as well as the flocculi and paraflocculi. These structures, along with the ventral nodulus, are critical to central vestibular compensation. From Neuroscience for the Study of Communication Disorders (4th ed.) by S. C. Bhatnagar, 2013, Baltimore, MD: Lippincott, Williams & Wilkins. Reprinted with permission.
Cerebellar Nodulus. The overall responsibility of
the cerebellar nodulus is to adjust the duration/ timing of the VOR as well as to process otolith input (Hain & Helminski, 2007). Axonal projec-
tions from the nodulus are similar to that of the flocculus with the exception of a further projec­tion to the lateral and inferior nuclei. From there, descending tracts form the vestibulospinal tracts
60 Rotational Vestibular Assessment
for coordination of posture and equilibrium. In addition, strong evidence supports nodular pro­jections to be critical for restoring and recalibrating central vestibular neural symmetry following insult during central compensation (Leigh & Zee, 2006).
Cerebellar Vermis. The overall responsibility of
the cerebellar vermis is to assist in the coordina­tion of the vestibulospinal system for effective and efficient posture and equilibrium (Hain & Helminski, 2007). Purkinje cells of the vermis as well as the anterior and posterior cerebellar lobes have prolific projections to the deep cerebellar fastigial nuclei. From there, main axonal projec­tions bypass the vestibulocerebellum (flocculo­nodular lobe) and directly terminate in the lateral vestibular nuclei. From there, efferent projections descend through the lateral vestibulospinal tract and innervate the spinal cord (Arslan, 2001; Bro­dal, 2004). The cerebellar vermis and its efferent projections are subsequently vital for postural control (Brodal, 2004).
Spinocerebellum and Pontocerebellum
Besides the functional capacities offered by the vestibulocerebellum, the cerebellum is further divided into the spinocerebellum and the ponto­cerebellum (Brodal, 2004). Whereas the vestibu­locerebellum is composed of the flocculonodular lobe and nodulus, the spinocerebellum is com­posed of the entire anterior lobe and the para­vermal lobules (intermediate hemispheres) of the cerebellum (Brodal, 2004). The pontocerebellum, or cerebrocerebellum, is composed of all the lat­eral aspects of the cerebellar hemispheres (Tim­mann & Diener, 2007). Both the pontocerebellum and the spinocerebellum are named accordingly in light of the heavy axonal projections from the pontine nuclei and the spinal cord, respectively. Although neither contains heavy projections to or from the vestibular nuclei, both are believed to collectively coordinate incoming sensory data with the flocculonodular lobe in order to make continuous and fine adjustments to movement (Timmann & Diener, 2007). The spinocerebellum tracts provide essential data regarding propul­sive movements (e.g., ambulation) (Arslan, 2001).
The pontocerebellum and its pontine tracts saltate neural responses from the cerebral motor areas; most notably the primary motor cortex, somato­sensory cortex, supplementary motor and premo­tor areas, the posterior parietal lobes, as well as prefrontal and limbic areas (Timmann & Diener,
2007). Therefore, neural information is inundat­ing the cerebellum and all its functional divisions with sensory data pertaining to the analysis, plan­ning, integration, and initiation of gross and fine motor movements to ensure such movements are performed both smoothly and accurately.
COMMISSURAL
VESTIBULAR FIBERS
Vestibular commissural fibers are a critical com­ponent to the function and efficiency of the central vestibular system (Barin & Durrant, 2000; Baloh & Honrubia, 2001). The commissural fibers play a significant role in the functioning of the velocity storage mechanism and with central compensa­tion. Most of the commissural fibers arise and ter­minate within all four vestibular nuclei; however, the superior and medial nuclei receive and send most of the commissural neural tracts, with the superior nucleus comprising the majority (Gacek,
2005). Because the commissural pathways pre­dominantly involve the superior, inferior, and medial vestibular nuclei, by default, the commis­sural neural activity is primarily provoked from semicircular canal neural input. As we learned in Chapter 2, the primary mechanism for this activity is afforded by the opposite polarity of peripheral hair cells in the cristae. Because maculae have an opposite polarization of the hair cells between the two halves of each sense organ (separated by the striola), commissural projections may not be nec­essary to produce a differential effect from activa­tion of these sensory end organs (Gacek, 2005).
Although heavy homologous commissural projections are noted between vestibular nuclei counterparts, the existence of many more variable projections between disparate nuclei supports a more complex commissural pathway structure (Lysakowski et al., 1998). Overall, the relative importance and function of these commissural
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pathways should not be overlooked. The primary role of the commissural pathway is largely inhibi­tory and compensatory (Curthoys & Halmagyi, 1996; Raphan & Cohen, 1996). The mere existence of a commissural network largely facilitates two of the most significant physiologic attributes of the vestibular system, namely, velocity storage and central compensation (Leigh & Zee, 2006).
Velocity Storage
The following review regarding the anatomi­cal and physiologic processes of velocity storage and central compensation has been synthesized from Curthoys and Halmagyi (1996), Barin and Durrant (2000), Baloh and Honrubia (2001), and Leigh and Zee (2006). Much of what is known regarding normal functioning of the velocity stor­age mechanism comes from single unit neuron recordings from animals (primarily monkeys, rats, and guinea pigs). The reader is strongly encour­aged to review these sources for a complementary and complete physiological understanding of the velocity storage mechanism and its associated neural pathways.
Velocity storage is a process of integration and subsequent preservation and augmentation of afferent signals sent from the various periph­eral vestibular sensory receptors. Velocity storage is particularly critical in the central augmentation of low frequency stimuli that would otherwise be too weak to effectively drive the VOR. It is mediated within the vestibular nuclei by the com­missural pathways and the cerebellum (Barin & Durrant, 2000; Baloh & Honrubia, 2001). The pro­cess of velocity storage is integrated and mediated primarily by specific neuronal cells within the ves­tibular nuclei (Curthoys & Halmagyi, 2007). These highly specialized neuronal cells are type I and type II neurons. The activation of these central neuronal cells, however, is also heavily dependent upon the peripheral afferent signal from the SCCs and, to a lesser degree, the otoliths (Curthoys & Halmagyi, 2007). Therefore, the functional depen­dence of the velocity storage mechanism is reliant on adequate peripheral input. When such input is altered, such as from a peripheral vestibular lesion, the velocity storage mechanism responsi­bility is also modified.
Type I and Type II Vestibular Neurons
There are two types of primary neuronal cells located within the vestibular nuclei complex, type
I and type II neurons, (not to be confused with type I and type II peripheral hair cells). These cell types integrate and process the peripheral vestibular sensory input (along with the cerebellum, higher brainstem, and cortical structures) prior to send­ing efferent responses to the appropriate ocular motor, postural motor, and vestibulocollic motor reflexes. In addition, type I and type
II neurons are essential to the velocity storage mechanism as well as ensuring effective compensation for peripheral vestibular disease. Individually, each type of neuron has its own specialized function. Collectively, type I and type II neurons, in associa­tion with the commissural fibers, work together to form a complementary neurophysiologic network that is vital to the efficiency of the central vestibu­lar system.
Type I Vestibular Neurons. Within each vestibu-
lar nuclei, there exist type I neurons that are spe­cialized to be either excitatory or inhibitory. That is, some type I central neurons are only activated with excitation, whereas others are only activated with inhibition. This is generally dependent on the direction of head rotation, such that rotations in the yaw plane toward the right will activate pri­mary horizontal semicircular canal afferents that project and synapse directly with the appropriate type I excitatory neurons in the right vestibular nuclei. Conversely, type I inhibitory neurons locat­ed in the left vestibular nuclei will be simultaneous­ly activated by primary vestibular afferents driven by hyperpolarized (inhibited) hair cells originat­ing from the crista in the left horizontal semicir­cular canal. Finally, type I neurons also show an indirect synaptic cleft (“connection”) with type I neurons located in the contralateral vestibular nuclei through commissural projections (via contralateral type II neurons). As mentioned previously, this commissural network of decussating fibers is ex­tensive and variable, often projecting to or away from their respective homologous contralateral nuclei division. Evidence shows that such commis­sural projections are inhibitory in nature (Curthoys & Halmagyi, 1996, 2007; Raphan & Cohen, 1996).
62 Rotational Vestibular Assessment
Type II Vestibular Neurons. Type II neurons
differ from type I neurons is two primary ways. First, while type I neurons are either excitatory or inhibitory, type II neurons are always inhibitory and only receive synaptic projections via the com­missural pathways from excitatory type I neu­rons located in the contralateral vestibular nuclei (Curthoys & Halmagyi, 1996; Raphan & Cohen,
1996). That is, type II inhibitory neurons are solely activated by contralateral excitatory type I neu­rons via the commissural pathways, (and just to be clear, activation of a type II inhibitory neurons refers to the neuron exerting an increase in inhibi­tion). The second way type II neurons differ from type I neurons is that type II neurons always form synaptic clefts with neighboring type I excitatory neurons in the same vestibular nuclei (Curthoys & Halmagyi, 1996; Raphan & Cohen, 1996). There­fore, type II inhibitory neurons share a rather intimate relationship with type I excitatory neu­rons, insomuch that they share a direct synaptic cleft with neighboring ipsilateral excitatory type I neurons and also receive direct projections from contralateral excitatory neurons via the com­missural pathways, thereby forming an indirect inhibitory “link” between excitatory type I neu­rons from opposing vestibular nuclei. The nor­mal role of the type II inhibitory neurons is, there­fore, to act as a facilitator between type I excitatory neurons from both vestibular nuclei in order to allow indirect inhibition (or even “silencing”) of type I excitatory neurons located in the contralater- al vestibular nuclei (Curthoys & Halmagyi, 1996; Raphan & Cohen, 1996). Of course, it goes without saying that the commissural fiber network plays an integral role in this process. This processes of “commissural inhibition” and the role of the type II inhibitory neurons holds true when referring to the process of velocity storage. However, the role of type II inhibitory neurons changes slightly during the “neural clamping” process that occurs during central compensation (discussed later).
Type I and Type II Vestibular Neurons Comple­mentary Physiology.
As previously stated, type II inhibitory neurons are activated solely via the commissural pathways from the contraversive excitatory type I neurons, which are driven by the semicircular canal afferents, (specifically hori­zontal canal afferents during yaw rotations). In
a healthy vestibular system, contraversive type inhibitory II neurons are always activated (exert stronger inhibition) when ipsiversive type I excit­atory neurons are activated (Curthoys & Halma­gyi, 1996; Raphan & Cohen, 1996). This is critical when considering the relationship of type II inhib­itory neurons with neighboring type I excitatory neurons in the same vestibular nuclei. At its most fundamental level, one could argue that it is this re­lationship that forms the foundation for the mech­anism underlying velocity storage: specifically, the further inhibition of the contraversive excitatory type I neurons that are undergoing a transient re­duction in the tonic resting neural vestibular firing rate from the periphery due to the activation of contraversive type I inhibitory neurons. Essen­tially, this serves to further lower the tonic neural rate within the contraversive vestibular nuclei in relation to the increased neural rate of the ipsiver­sive vestibular nuclei. Put simply, type I and type II neurons are complementary with respect to their inhibition and excitation. Overall, this pro­cess creates a larger tonic neural disparity between the two vestibular nuclei than would have other­wise existed if it were not for this type I–type II commissural relationship. As previously stated, this process is particularly important for low-fre­quency acceleration stimuli that would otherwise be too weak to effectively drive a functional VOR.
To summarize the relationship between type I and type II central neurons thus far, let us consider an example. When turning toward the right, type I excitatory neurons located in the right vestibular nuclei are activated by right (ipsiversive) horizon­tal canal afferents, which, in turn, activate type II inhibitory neurons in the contraversive left vestib­ular nuclei. During the same rotation, toward the right, type I inhibitory neurons in the left vestib­ular nuclei are activated (Barin & Durrant, 2000; Baloh & Honrubia, 2001; Curthoys & Halmagyi,
1996). Simultaneously, type I excitatory neurons in the contraversive left vestibular nuclei are inhibited by their neighboring type II neurons secondary to activation signals sent via commissural projec­tions from the ipsiversive type I excitatory neu­rons located in the right vestibular nuclei. This “commissural inhibition” is critical to the process of velocity storage and central compensation. However, this part of the complementary process is only one-half of the “story.” The commissural
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relationship between type I excitatory neurons and type II inhibitory neurons does not end here, and is even more dramatic and complex than pre­sented thus far. Let us now continue to dissect how this commissural relationship forms the basis for the velocity storage mechanism in the process of augmenting a weak neural response.
Velocity Storage Central Mechanism
The complete process of velocity storage involves an intricate, complex, and cyclical interaction between the type I and type II neurons within and between the VN, via the commissural fiber network. It is the cyclical component to the veloc­ity storage process that we must now discuss. In doing so, we must continue to consider the inter­action between type I and type II neurons, and how they form the foundation for the velocity storage mechanism within each vestibular nuclei and across the commissural fiber network.
We have previously discussed how the effi­ciency of the peripheral vestibular system is fre­quency dependent. That is, because the cupulae respond to acceleration, low frequency accel­eration stimuli are less apt to provoke a robust response than mid-to-high frequency stimuli (greater than 0.05 Hz). However, that is not to say that the vestibular system fails to respond to low frequency acceleration stimuli. In fact, it is able to respond to extremely low frequency stimuli. It just so happens that the central processing of this poorly integrated weak peripheral response re­quires a mechanism by which the impuissant neu­ral response can be “amplified,” (not a concept too far different than that of the cochlear amplifier). That mechanism is known as velocity storage.
Velocity storage is critical for the processing and augmentation of the weak neural response produced from low frequency stimuli (in addition to its integral involvement with central compensa­tion). This reliance on the velocity storage mecha­nism for the processing of low frequency stimuli will repeatedly be highlight during our discussion of sinusoidal acceleration testing as it pertains to low-frequency stimuli in Chapter 6. Let us con­sider the neurophysiological response to a low fre­quency angular stimulus applied to the horizontal cristae. A depolarization of the peripheral vestibu­lar receptor causes an increase in the ipsiversive
afferent vestibular neural firing rate, which acti­vates type I excitatory neurons within the ipsilat­eral VN. The ipsiversive type I excitatory neurons synapse directly with the contraversive type II excitatory neurons via the commissural fibers. Meanwhile, a concomitant and opposite signaling, that originates from the contraversive hyperpo­larized horizontal canal afferents, activates type I inhibitory neurons within the contraversive VN.
The activation of the type II inhibitory neu­rons in the contraversive VN, in combination with the activation of the type I inhibitory neurons, is critical to the augmentation of the weak periph­eral input. The increased activation of contraver­sive type II neurons, via the commissural fibers, provides an indirect decrease in the activation of type I excitatory neurons on the hyperpolar­ization side — that is, type II inhibitory neurons exert increased inhibition on the contraversive type I excitatory neurons. This occurs because the increase in contraversive type II neuron activation (increased inhibition) serves to reduce the excit­atory nature of the type I excitatory neurons on the hyperpolarization (inhibition) side, thus creat­ing an even more inhibitory environment. This is particularly true because type I inhibitory neurons are concomitantly creating an inhibitory environ­ment due to the decrease in resting neural tonic activity signaled by the hyperpolarized periphery.
We have now reached a critical point in the neurophysiology of the velocity storage mecha­nism. The next step is critical, as it pertains to a further reduction of the contraversive type I excit­atory neurons with a concomitant “augemented” increase in the ipsiversive type I excitatory neu­rons. This next step in the commissural process causes the neurophysiology of the velocity stor­age mechanism to become highly efficient in augmenting weak neural responses. Because the contraversive type
II inhibitory neurons have reduced the activity of the contraversive type I excitatory neurons, and because these contraver­sive excitatory neurons have an analogous direct synapse back to the type II inhibitory neurons of the ipsiversive side, the decrease in the excitatory activity of the contraversive type I excitatory neurons causes a subsequent decrease in the acti­vation of type II ipsiversive neurons via the com­missural pathways. This decrease in the activation of ipsiversive type II inhibitory neurons (i.e., the
64 Rotational Vestibular Assessment
neurons are made less inhibitory) serves to reduce the inhibition of the ipsiversive type I excitatory neurons, which, in turn, allows them to further increase their excitatory nature beyond that which was already produced by the increase in the rest­ing firing rate due to the depolarization of the horizontal canal crista.
Now we have come to a neurophysiologic moment that creates a repeating cycle; a veloc­ity storage cycle (if you will) that effectively can, centrally, augment a weak peripheral afferent sig­nal. As the ipsiversive type I excitatory neurons are centrally driven to a higher tonic level, (due to a decrease in their inhibition, complements of the inhibited contraversive type I excitatory neu­rons and the commissural fibers), this in turn fur- ther activates the contraversive type II neurons inhibitory control over the contraversive type I excitatory neurons. This process is similar to that of the start of our discussion regarding the initial commissural interaction between ipsiver-
sive excitatory type I neurons and contraversive inhibitory type II neurons. This process, in turn, creates a repeating effect of decreased activation of ipsiversive type II neurons causing a further in­crease in ipsiversive type I excitatory neurons, all while, concomitantly creating a centrally increas­ed inhibitory neural-state in the contraversive vestibular nuclei. And the cycle repeats itself. And repeats itself. And repeats itself. And so on. Thereby, creating a positive neural feedback loop.
In summary, ipsiversive type I excitatory neu­rons increase their tonic activity level by activa­tion from the periphery, in addition to reduced inhibitory control from neighboring ipsiversive type II inhibitory neurons, (via the commissural fibers from the inhibited contraversive type I excitatory neurons). This creates an eloquent syn­ergism between type I and type II central neurons, and is the fundamental neurophysiological struc­ture of the velocity storage mechanism. Figure 3–4 (A–M) complements the previous discussion and
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FIGURE 3–4. continues
65
VNNeurophysiologyDuringHeadTurn
(VelocityStorage)
I
TypeIexcitaCon
II
TypeIIinhibiCon
I
TypeIInhibitory
HeadTurntotheRight
AcCvaConofthe
D.
ipsiversivetypeI excitatroyneurons increasestheacCvaCon ofthecontraversive typeIIinhibitory neuronsthroughthe commissuralfiber network
DecreasedAfferent
NeuralAcCvity
II
I
I
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II
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I
I
II
I
I
II
VNNeurophysiologyDuringHeadTurn
IncreasedAfferent
NeuralAcCvity
I
TypeIexcitaCon
II
TypeIIinhibiCon
I
TypeIInhibitory
DecreasedAfferent
NeuralAcCvity
FIGURE 3–4. continues
(VelocityStorage)
HeadTurntotheRight
II
I
I
LVN
II
I
I
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I
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I
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RVN
I
II
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I
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I
I
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I
I
II
I
I
II
AcCvaConofthe
E.
contraversivetypeII inhibitoryneurons increasestheirnatural inhibitorycontrol
IncreasedAfferent
NeuralAcCvity
66

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FIGURE 3–4. continues
67