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158 Rotational Vestibular Assessment
+ 60°
Rotaon
Rightward
Leward
ChairVelocity
Rotaon
Time
- -60°
chair velocity
Target
One Cycle
One Cycle
FIGURE 6–3. Rotational plot showing two cycles of rotation and the corresponding direction of chair rotation
during each one-half cycle of rotation.
+ 60°
Rotaon
Rightward
Leward
ChairVelocity
Rotaon
Phase
Time
- -60°
90° 180° 270° 360° / 0°
0 sec 100 / 0 sec 50 sec
One Cycle; 0.01 Hz One Cycle; 0.01 Hz
90° 180° 270°
360° / 0°
100 sec 50 sec
FIGURE 6–4. Rotational plot showing two cycles of rotation for 0.01 Hz. The time and degree of chair rotation
are plotted for each cycle of rotation.
Angular Acceleration
As already mentioned, acceleration is frequency dependent and increases as frequency increases. When discussing acceleration is terms of a rota­tional stimulus, it is known as angular acceleration (α). Angular acceleration can be thought of as how many degrees the chair rotates in a certain
period of time. Angular acceleration can be math­ematically defined as the quotient of the change in angular velocity (ω) divided by the change in time (t), and is expressed by the equation:
∆ω
α =
t
FIGURE 6–5. Comparison of rotational characteristics for 0.01 Hz and 0.32 Hz. Note: The time scales between
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both examples are not relative to one another.
FIGURE 6–6. Angular velocity of chair rotation; (d) Equals distance in degrees traveled (A → B)
in a known period of time (usually one second); ω = angular velocity; when R = 1; d = a. Note:
cartoon of chair rotates at point “c”. Chair is depicted off center of axis for illustrative purposes.
159
160 Rotational Vestibular Assessment
In this equation, change in angular velocity is equal to the target velocity of chair rotation dur­ing SHA testing (a constant value either 50°/s or 60°/s), and change in time is equal to 1/4 dura­tion of one full cycle of rotation, which is the time needed to accelerate to the stimulus target veloc­ity before decelerating back to 0°/sec (see Figure 6–5). Using 0.01 Hz as an example, the angular acceleration of the chair is as follows;
∆ω
α =
t
60°/sec
α =
25 sec
2.4°
α =
sec
2
The angular acceleration for each of the stimulus frequencies performed during SHA testing is pro­vided in Table 6–1.
Number of Required Cycles of Oscillation
One can quickly determine that the number of cycles conducted can have a significant impact on the overall time required to complete each rota­tional frequency, and ultimately impacting the total time required to conduct a complete range of frequencies during SHA testing. It stands to rea­son that a greater number of oscillations (or cycles) will invariably produce more compensatory VOR data during the test, which would undoubtedly result in greater reliability, validity, and repeat­ability of data. If one were to randomly assign a minimum number of ten cycles to be conducted for each rotational frequency, the total test time to complete 0.32 Hz would be 31.25 seconds (3.125 seconds times ten cycles). This is not unreasonable in a clinical setting. However, the time needed to complete ten cycles of 0.01 Hz would be 1,000 sec­onds, or 16 minutes and 40 seconds for a single frequency, which is clinically unreasonable. So how does one determine the best number of oscil­lations to administer?
To answer this question, we must first be cognizant that collection of a “bad cycle” of VOR response data has traditionally been highly prob-
lematic. This was due to the forced “deletion” of the entire cycle of data when “bad” data was collected, even if only a portion of a cycle was “bad.” This was often secondary to the limita­tions of some analysis algorithms. This limita­tion has traditionally plagued rotational testing, as the deletion of an entire cycle of “bad” data, when only two cycles of data are collected, can be disastrous for data analysis and subsequent clini­cal interpretation, particularly if both cycles have periods of bad data and you are forced to delete both cycles or, worse, analyze “bad” data. Thank­fully, this problem is becoming less of an issue as data analysis algorithms continue to improve in their ability to detect and remove discrete spu­rious data points/regions within distinct por­tions of any particular cycle. This eliminates the “forced deletion” of an entire cycle of data due to a small portion of the cycle containing “bad data.”
Second, and perhaps the most important fac­tor when determining the number of oscillations needed for reliable data, is that the test time must be long enough to allow for the characterization of the steady-state response of the vestibular sys­tem (Wall, 1990). For the lower frequencies of rotation (0.01 to 0.02 Hz), this will generally occur after 45 seconds of slow oscillatiory stimulation (Wall, 1990). In general, the minimum number of cycles for any frequency should be two full cycles for frequencies less than 0.04 Hz, with a higher number of cycles for frequencies above 0.02 Hz. For the lower two frequencies, this would equate to a testing time of 200 seconds for 0.01 Hz and 100 seconds for 0.02 Hz. If you are to add in the 45 seconds of test time needed prior to initiation of the steady-state response, this would calculate to 245 seconds for 0.01 Hz (or 4 minutes, 5 sec­onds) and 145 seconds for 0.02 H (or 2 minutes, 25 seconds). Although more data during these low frequencies of rotation is seldom discouraged, one must be cognizant of the added test time required and subsequent mental tasking demand placed on the patient, which could potentially lead to poorer data, secondary to reduced mental alertness. The tradeoff between a limited amount of robust clean data, and more data that are less robust, is undoubtedly important and can often be patient­dependent with respect to how adept they are per­forming mental tasking as well as each patient’s
6. Sinusoidal Harmonic Acceleration (SHA) Testing 161
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relative fatigue. Most SHA rotational protocols typically present two to three cycles of rotation for 0.01 Hz and 0.02 Hz, and up to 10 cycles for the remaining frequencies between 0.04 and 0.64 Hz. To account for adaptation of the steady-state response, most current analysis paradigms delete a portion of, or the entire first and last half of, the beginning and ending cycle, respectively.
Chair Rotation Versus Chair Revolution
Finally, it is important to make a distinction between the rotational chair completing one full cycle of rotation versus making one full revolution. This distinction is relevant as one quickly realizes that the rotational chair no longer completes a full 360° revolution for stimulus frequencies above
0.04 Hz. This can clearly be seen when critically examining the video for each SHA frequency on the companion website. The reason for this lies in the test’s terminal target velocity of 60° per sec­ond. Recall that as soon as the acceleration of the chair reaches the target velocity of 60° per second (which is achieved at 1/4 of one full cycle), the chair immediately begins to decelerate back to 0° per second (full stop at 1/2 cycle) before changing directions and completing the second half of the cycle (Figure 6–7). For SHA test frequencies greater than 0.04 Hz, the increased acceleration stimulus achieves this target velocity rather quickly and is able to both accelerate to the target velocity and decelerate back to full stop prior to completing a full 360° revolution. That is, the time needed to
complete one-half a cycle of oscillation (accelera­tion and deceleration in the rightward or leftward direction) at a rotational frequency of 0.08 Hz is approximately 180° of rotational displacement, or just one-half a full revolution.
When considering the example using a rota-
tional frequency of 0.01 Hz, where the rotational
2
acceleration is slow (2.4°/sec
), the chair will take 25 seconds to accelerate to the target velocity of 60° per second (1/4 cycle) and another full 25 sec­onds to decelerate back to 0° per second (full stop at 1/2 cycle) before reversing direction of rotation. During these 50 seconds of rightward (or leftward) rotation, the chair will actually travel (or rotate) a
1
full 1500°, or 4
3 revolutions in 1/2 cycle before coming to a full stop and reversing directions. Dur­ing the next 50 seconds of acceleration and deceler­ation in the leftward direction, the chair will once
1
again make 4
3 revolutions during this second, 1/2 cycle. However, during a rotational frequency of 0.16 Hz, because the rotational acceleration is
2
much faster (38.4°/sec
), the chair will only take
3.125 seconds to accelerate to the target velocity of 60° per second and only another 3.125 seconds to decelerate back to 0° per second (full stop) before reversing direction of rotation. During these 6.25 seconds of rightward (or leftward) rotation, the chair will actually travel (or rotate) only 93.75°, or approximately ¼ of one revolution during this ½ cycle before coming to a full stop and reversing directions. The angular displacement and revolu­tions for each of the frequencies performed during SHA testing is provided in Table 6–1.
FIGURE 6–7. One cycle of rotation showing peak target chair velocity for both rightward and leftward rotations.
Chair velocity always peaks at predetermined target velocity (60º/second in the example).
162 Rotational Vestibular Assessment
NORMAL PHYSIOLOGICAL
RESPONSE DURING SHA TESTING
In response to chair rotations, specifically chair acceleration and deceleration, an intact vestibu­lar system will generate a slow compensatory eye movement (i.e., the VOR) in the opposite direc­tion to that of chair rotation. The constant-varying cupular deflection creates the excitatory and inhibitory peripheral afferent response that is inte­grated by the central vestibular nuclei, cerebel­lum, and various brainstem structures reviewed in earlier chapters. Central efferent signals are sent to the appropriate efferent ocular motor neurons resulting in the compensatory slow-phase vestib­ular nystagmus that is generated in the opposite direction of chair rotation (Figure 6–8).
The vestibular slow-phase occurs until the eye reaches an eccentric position within the orbit and is then followed by a fast resetting of the eyes back to the primary position (fast-phase), which is initiated by the brainstem. This pattern continues as long as the chair is accelerating or decelerat­ing in a single direction. The resultant nystagmus (named for the fast-phase) is, therefore, always in the same direction of chair rotation: right-beating nystagmus with rightward rotation and left-beat­ing nystagmus with leftward rotation. As the chair decelerates back to a velocity of 0° per second (full stop), the chair immediately reverses direction and begins accelerating and then decelerating in the opposite direction. The nystagmus switches direc­tions in response to the change in the direction of chair rotation. This process is repeated until the predetermined number of oscillations has been
FIGURE 6–8. Relationship between direction slow and fast phases of nystagmus versus the direction of chair
rotation. Direction of nystagmus fast phase is always in the direction of chair rotation. Vestibular slow phase is always in the opposite direction of chair rotation.
6. Sinusoidal Harmonic Acceleration (SHA) Testing 163
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completed for each respective frequency. The observed nystagmus is captured and “traced,” or “charted,” in real time through a computer soft­ware program. A series of rightward and leftward chair oscillations and the respective right-beating and left-beating nystagmus can be seen in Fig-
6–9. Notice how the nystagmus increases in
ure its slope as the rotation of the chair increases to its peak target velocity, at which time the slope of the nystagmus begins to diminish as the chair decel­erates back to a velocity of 0°/second.
From the resulting nystagmus, software pro­grams delete the fast-phase components of the VOR response leaving only the slow-phase vestibular components remaining (Figures 6–10 and 6–11). The reason for this is simple but should, neverthe­less, be stated. It is the vestibular response that is of interest during rotational testing and therefore only the slow phase that is of primary concern. After the slow-phases are parsed from the response, the degree of each slow-phase is measured and plot­ted in relation to chair oscillation. Because the plot of slow phase velocity of vestibular nystagmus is in the opposite direction to chair rotation and the
degree of nystagmus increases and decreases with the acceleration and deceleration of the chair rota­tion, the resultant nystagmus velocity and chair velocity data always appear as opposing (or mir­ror) sinusoids; that is, 180 degrees out of phase from one another (Figure 6–12). The peak velocity of the slow phase component of the vestibular nystagmus will generally increase and peak near the same time the chair reaches peak velocity prior to beginning deceleration (Figure 6–12). Once the degree of the slow-phase nystagmus has been plot­ted, various algorithms are applied to the data in order to characterize the vestibular response with respect to its response gain, phase, and symmetry.
SHA ANALYSIS PARAMETERS
Analysis of the VOR in response to sinusoidal chair rotations produces three principle measure­ment parameters: gain, phase, and symmetry (Brey et al. 2008a; Shepard, Goulson, & McPher-
FIGURE 6–9. Relationship between direction of chair rotation versus slow and fast
phase of nystagmus. Raw tracing of nystagmus (top plot ) shows right-beating and left- beating nystagmus in relation to rightward and leftward chair rotation, respectively.
FIGURE 6–10. Close up view of slow and fast phases of the rota-
tional nystagmus during one-cycle of rotation (top graph). Fast phases are deleted from the nystagmus (orange), leaving only the slow phase component of the nystagmus remaining for analysis.
FIGURE 6–11. Fast phase components of the vestibular nystagmus are deleted
(orange), and the degree for each slow phase component of the vestibular nystagmus is plotted below on the eye velocity plot (green arrows to the lower graph) for each one-half cycle of rotation.
164
6. Sinusoidal Harmonic Acceleration (SHA) Testing 165
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son, 2016; Shepard & Telian, 1996). Comparison of the peak ocular response to that of peak chair rotational velocity can be easily determined (Fig­ure 6–13). This ratio of peak eye velocity to peak chair velocity is known as the sensitivity (or gain) of the vestibular system and, through a series of rotations (accelerations and decelerations), the gain of the vestibular system can be effectively determined across a wide range of frequencies during SHA testing.
In addition, as the chair begins to accel­erate in one direction and the eye begins to slowly deviate in the opposite direction due to the vestibular response, the timing relationship between the exact moment chair rotation be­gins and the exact moment the eyes begin to move in the opposite direction can also be deter­mined. This timing relationship is known as the phase of the VOR response, and is simply the temporal (timing) relationship between the move-
FIGURE 6–12. Plot of chair velocity and corresponding vestibular slow phase velocity data. Arrows
identify the peak target velocity of the chair rotation in relationship to the peak vestibular slow phase component of the eye velocity data. Data show a strong temporal relationship between peak eye data and peak chair data. As dictated by the vestibular ocular reflex, the slow phase velocity data will always be in the opposing direction of chair rotation, thus forming a mirror eye velocity sinusoid in relation to the chair velocity.
FIGURE 6–13. Single cycle of chair rotation, illustrating how the various analysis parameters of SHA testing
(gain, phase, and symmetry) are determined.
166 Rotational Vestibular Assessment
ment of the eyes in relation to the movement of the head (chair).
Finally, the degree of peak eye response can be compared from rotations in the clockwise direc­tion to those from the counter-clockwise direction. The ratio between these two peak responses is known as the symmetry of the VOR. Therefore, three primary measures are specifically analyzed during rotational testing; VOR gain, phase and symmetry (see Figure 6–13). Each parameter has unique characteristics, strengths, and limitations.
VOR Response Gain
Gain defines the relationship between peak eye velocity and peak chair velocity (Brey et al. 2008a; Shepard & Telian, 1996; Shepard et al., 2016). It is simply the sensitivity, or responsiveness, of the vestibular system to a particular stimulus (or rotational frequency). A perfect compensation of eye movement to that of chair rotation would produce a VOR response that was truly equal (and opposite) with respect to chair movement. That is, the relationship between peak eye and peak chair velocity would be exactly the same, which is expressed as the ratio 1:1, or simply a gain of 1.0. A perfect response is often referred to as response unity. VOR response gain is calculated for each stimulus rotational frequency performed during SHA testing.
Because the exact acceleration and velocity stimulus being delivered to the vestibular system is known, simple calculations of the slow-phase eye velocity in relation to chair velocity can be precisely determined. If the VOR were truly an equal and opposite response to head acceleration, then the degree of ocular reflex (slow-phase veloc­ity slope calculation) would exhibit an equivalent increase or decrease in relation to an increase or decrease in chair rotational frequency. That is, as the frequency of chair rotation is increased, so too would the response velocity of the peak eye response. Although this is generally the case, we will discover that for the frequencies assessed dur­ing rotational testing (0.01 to 0.64 Hz) the response of the VOR is always opposite the direction of head (chair) rotation; however, it is seldom, if ever, truly equal to the intensity of the chair rotation. This concept is especially true for the slower rotational
frequencies below 0.08 Hz and, to a lesser extent, also true for the mid-to-high rotational frequen­cies above 0.04 Hz. This is not surprising as the frequency stimuli used during SHA testing remain below the vestibular system’s optimum operating range of 1 to 5 Hz. Most physiological systems fail to exhibit sufficient responses for stimuli that do not adequately stimulate their ideal operating range, (visual acuity in darkness is one such exam­ple). However, if one could adequately and reli­ably assess the vestibular system using rotational stimuli between 1 to 5 Hz, the data would show that the degree of VOR response would not only continue to be opposite (this is always the case) but would also be truly equal (or nearly equal) to the degree of stimuli input. That is, response unity would be present within our functional operating range of 1 to 5 Hz.
Analyzing Raw VOR Gain Data
Figure 6–14 depicts the raw nystagmus response of the VOR during a rotational stimulus. The slow­phase responses are plotted against the rotational stimulus for 0.04 Hz. The figure depicts right-beat­ing nystagmus in response to rightward rotation and left-beating nystagmus in response to left­ward rotation. It can clearly be seen that the VOR nystagmus response (i.e., the slope of the nys­tagmus) crescendos and decrescendos in relation to chair acceleration and deceleration. A healthy VOR nystagmus response will, therefore, have a peak response that is often associated with, or occurs near, the peak response of chair rotation.
The gain of the VOR is determined by com­paring the peak eye velocity response to peak chair velocity response. The peak velocity of chair rotation is always held constant, most often 50° or 60°/second, depending on the predetermined stimulus parameters of the rotational paradigm or chair protocol. The peak eye (VOR) response, how­ever, will often vary with respect to the frequency of chair rotation and physiology of the vestibular system. For lower frequencies of rotation, like that in Figure 6–15, the peak VOR response crescen­dos to approximately 30°/second in response to a
0.02 Hz rotational stimulus, whereas the peak eye (VOR) response crescendos to a much more robust peak response at 35° to 38°/second in re-sponse to a 0.32 Hz rotational stimulus (Figure 6–16). Identify-
FIGURE 6–14. Data plot for two cycles of chair rotation and the corresponding slow
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and fast phases of the vestibular nystagmus.
FIGURE 6–15. Complete
data for 0.02 Hz rotation.
Top graph shows raw
nystagmus tracing. Middle
graph shows a plot of the
slow phase component
of the vestibular data in
relation to chair velocity.
Bottom graph shows averaged slow phase data in relation to chair velocity.
Peak eye velocity data is
determined and VOR gain
for rightward and leftward
rotation is calculated.
167