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346 Theory and Practice of Squint and Orthoptics
Features due to aberrant regeneration of third nerve
Aberrant regeneration can occur following congenital or acquired third nerve palsy. It may occur even without a preceding oculomotor paralysis in patients with a slowly growing intracavernous meningioma or with a carotid aneurysm. Aberrant regeneration is thought to result from a miswiring of axons from the proximal portion of the nerve into the peripheral segment of the nerve. The misdirection syndrome (aberrant regeneration) follows more commonly in a compressive injury of the oculomotor nerve, e.g. those associated with birth trauma.
Features due to aberrant regeneration of third nerve (all of which may not necessarily be
present in a given patient) are as follows:
1. Pseudo-Graefe's sign. It refers to elevation of the
upper lid on attempted downgaze. It perhaps occurs due to miswiring of the nerve fibres originally meant for inferior rectus with the nerve fibres going into levator palpebrae superioris.
2. Widening of the palpebral fissure on adduction
and narrowing of the fissure on abduction.
3. Pseudo-Argyll Robertson pupil. It refers to a
dilated fixed pupil that does not react to direct or consensual light stimulation but does react slightly on convergence and also on adduction.
4. Retraction of the upperlid occasionally may be
accompanied by contraction of the pupil.
5. Eyeball may be retracted and adducted on
attempted upgaze.
Cyclic oculomotor paralysis
It is the rarest but an interesting form of third nerve paralysis which is usually congenital in origin. As the name implies, it is characterized by an alternate paresis and spastic contraction of the extraocular and intraocular muscles supplied by the third cranial nerve. The spastic phase is shorter than the paretic phase. The two phases continue to alternate even in sleep but disappear in deeper stages of anaesthesia.
1. Paretic phase is characterized by occurrence
of ptosis, dilatation of pupil, impairment of accommodation, weakness of adduction, weakness of vertical movements and an outward turning of the globe.
2. Spastic phase is characterized by contraction of the muscles—beginning with adduction and elevation of the lid. It is followed by pupillary constriction and improvement in accommo­dation. Ultimately, the eye may return to primary position to be followed, shortly by the paretic phase.
MANAGEMENT
Management of third cranial nerve palsy remains the most difficult, incomplete and least satisfying. In general, the management includes investi­gations, treatment of the cause, conservative treatment and surgical treatment.
Investigations
Third nerve palsy of acute onset, especially if non-pupil sparing, should be subjected to through neuro-ophthalmic evaluation and be investigated with prompt and appropriate neurologic studies.
1. Magnetic resonance imaging (MRI) and carotid angiography. Probably, it is best to
perform MRI in such cases and then proceed further as below:
a. In children below 10 years of age regardless of
the state of pupil, if MRI is normal, carotid angiography is not essential because of the less likelihood of aneurysm.
b. In patients above 10 years of age with pupil
involvement, if MRI shows a mass compatible with an aneurysm or even if MRI is normal, perform carotid angiography to rule out aneurysm.
c. In patients above 10 years of age with pupil
sparing, if MRI is normal, a thorough medical evaluation should be conducted. In patients of vasculopathy age group (>40 years), hypertension and atherosclerosis should be taken care of. Further, diabetic mononeuro­pathy should always be ruled out by glucose tolerance test in patients with pupil sparing third nerve palsy.
All such patients should be observed frequently and if pupil is involved or signs and symptoms of subarachnoid haemorrhage develop immediately, angiography is required to rule out aneurysm.
Incomitant Strabismus
347
2. Tensilon test. One should remember the dictum that any unexplained cause of diplopia or ptosis requires a Tensilon test to exclude myasthenia gravis.
3. ESR. In patients of more than 55 years of age with symptoms of polymyalgia rheumatica, ESR estimation should be done. If ESR is found high, then temporal artery biopsy should be per­formed to rule out temporal arteritis.
Treatment of the cause
If on investigation, a definite cause of third nerve palsy such as intracranial aneurysm, diabetes, myasthenia gravis, etc. is found, patient should be referred to neurosurgeon or neurophysician depending upon the indication. However, if no surgical cause is found, patients should be managed conservatively followed by extra­ocular muscle surgery, if required.
Conservative treatment
1. Observations and monitoring. Like any other paralytic squint, wait and watch for the self­recovery should be done at least for 6–8 months. During this period, patient should be followed every 6 weeks, and at each follow-up visit, following examinations should be done.
Measurement of exotropia and hypotropia
with prism for cover test.
Diplopia charting.
Hess charting.
2. Amblyopia is frequently associated with third
nerve paresis in paediatric patients and must be sought and treated aggressively. Therefore, surgical treatment to raise the ptotic lid is needed urgently in children. Alternate patching should be done to prevent occurrence of amblyopias.
3. Diplopia is difficult to treat with prisms,
because of its variable nature.
Complete ptosis is useful in preventing diplopia
in visually mature patient. Therefore, ptosis surgery should be deferred until after the eye has been straightened.
Alternate patching is required to prevent
diplopia in visually mature patients with incomplete ptosis. Opaque contact lens or blurred spectacles can be used as alternative to patching.
4. Botulinum toxin. Use of botulinum toxin is another nonsurgical option in the acute phase of partial third nerve paresis. This is, especially useful in cases of isolated involvement of MR muscle. It paralyses the antagonist LR temporarily and thus neutralizes horizontal deviation in the primary position. It also prevents contracture of LR muscle. After recovery of the injected muscle, the remaining vertical deviation may need to be corrected by prisms or surgical therapy. Some patients may not need surgery later on. Use of botulinum toxin for vertical muscle imbalance is rarely indicated, as SR should not be injected as ptosis can occur if toxin is placed into the levator—SR complex.
5. Vitamin B-complex may be used as neurotonic.
6. Systemic steroids may hasten the recovery in
patients with non-specific inflammation. Further, in patients with temporal arteritis or rheumatological disorder, high doses of steroids are recommended.
Surgical treatment
General principles
1. Observation and monitor approach. Like any other paralytic squint at least 6–8 months should elapse before performing any surgical treatment to straighten the eye.
2. Surgery should be undertaken continuously in patients with complete palsy and good binocular visual function, since elevation of the lid and incomplete realignment without useful single binocular fields may produce incapaci­tating diplopia.
3. Surgery for third nerve paralysis is challenging and the outcome must be discussed with the patient. Associated factors such as the presence of ptosis, pupillary involvement, amblyopia, aberrant regeneration, poor Bell’s phenomenon, superior oblique (SO) overaction, and lateral rectus (LR) contracture may further complicate the matter. Further, it should be explained to the patient or parents that several operations will most likely be necessary to straighten the eyes and both patience and understanding are important throughout the course of treatment. It should also be emphasized to the patient that inspite of multiple operations, one can achieve functional
348 Theory and Practice of Squint and Orthoptics
and cosmetic correction only in primary position and not in different gazes.
Goals of surgery
To improve alignment in primary gaze.
To produce or enlarge some degree of
binocular single vision.
Relief of diplopia in primary position
Correction of head posture, if present
Cosmetic improvement
Surgical procedures
Surgery should be contemplated, only if the strabismus measurement and diplopia remain stable for 3 months (i.e. partial recovery has stabilized). It usually occurs after 6–8 months of paralysis.
Aim of surgery is to give alignment in the two important positions, i.e. primary and downgaze.
Planning for the appropriate surgical procedure must be dictated by the severity of the weakness of the muscles as follows:
1. Surgery for exotropia (lateral rectus recession
and medial rectus resection)
In an incomplete palsy, recess-resect procedure
should be planned as done for comitant exotropia.
In complete paralysis, Helveston and many
others have advised supramaximal recession of lateral rectus (14–16 mm) and resection of medial rectus (8–14 mm), to align the eye in primary position. But this has limited success as overtime chronic contracture of LR and elongation of resected muscle, causes exotropic drift again. Myectomy of LR muscle to accomplish a super­maximal weakening effect of abduction in patients with complete third nerve palsy has also been recommended. However, this often results in recurrence of exotropia.
Adjustable sutures during recess-resect
procedure are quite useful in co-operative patients.
2. Surgery for hypotropia include:
Supraplacement of horizontal recti during recess-
resect procedure is preferred by some surgeons.
Superior oblique tenotomy is preferred by some
surgeons over the supraplacement of horizontal recti.
Inferior rectus recession with resection of superior
rectus is preferred by some surgeons to correct hypotropia is ease with preserved partial function of vertical recti. But a caution is required about the possibility of anterior segment ischaemia.
Faden recession of contralateral vertical recti is also
helpful in correcting the vertical misalignment in primary position or downgaze.
3. Transposition of superior oblique tendon. If
eye remains still exotropic after 3 months of above procedures, in this situation, a further adduction effect can be obtained by transposition of the insertion of the superior oblique tendon to a point between MR and SR muscles about 2 to 3 mm anterior to the medial side of superior rectus insertion. Transposition procedure is meant to create a tonic adducting force to the globe to keep it in primary position rather than produce any true adductive force during horizontal gaze. This is a difficult procedure.
Thus, transposition of superior oblique
tendon may be considered in a patient with acquired third nerve palsy, only if the following conditions are met:
Palsy is complete
Involved eye is fixing eye.
Maximum recess-resect surgeries on the
horizontal recti have failed to restore the globe to primary position.
4. In case of palsy of inferior division of 3rd
nerve. Transposition of lateral rectus muscle to the
site of insertion of inferior rectus muscle and transposition of superior rectus muscle to medial rectus area, combined with tenotomy of superior oblique to align the eye in primary position should be carried out. This also helps to correct intorsion and provides a vector force in the direction of palsied muscle.
5. In case of palsy of superior division. Hypotropia
is corrected as a first stage. Knapp's procedure should be carried out (see page 460). Ptosis surgery if indicated should be taken over in the second stage.
6. Anchoring of the lateral rectus to periosteum
of lateral orbital wall by non-absorbable. 5-0
mersilene suture along with 8-0 mm of medial rectus resection has also been recommended for alignment of globe in the primary position.
Incomitant Strabismus
349
7. Surgery for ptosis. Once the paralytic strabis­mus is treated maximally, the paralytic ptosis is treated with frontalis sling, taking care that the globe is not overly jeopardized because of impaired or absent Bell's phenomenon. Ptosis should be corrected only to cover half of the cornea with relaxed brow. Protective measures to avoid exposure keratopathy must be taken.
Congenital third nerve palsies: Summary of surgical treatment
Treat exotropia followed by hypotropia
followed by ptosis correction
Maximal recession of LR and resection of MR
with upward transposition of muscle tendon for hypotropia, or
Modified Nishidha's technique, or
SR resection with IR recession
Correction of ptosis with sling surgery should
be done 3–6 months after the squint surgery. Summary of treatment of third nerve palsy is
depicted below in a Flowchart 12.1.
INTERNUCLEAR OPHTHALMOPLEGIA
Internuclear ophthalmoplegia results from a lesion of the medial longitudinal fasciculus (MLF) and that is why, is also known as MLF syndrome. It is a supranuclear disorder described on page 389.
EXTERNAL OPHTHALMOPLEGIA
External ophthalmoplegia refers to paralysis of all extraocular muscles sparing the intraocular muscles.
TOTAL OPHTHALMOPLEGIA
Total or complete ophthalmoplegia refers to paralysis of all extraocular muscles including LPS and intraocular muscles, viz., sphincter pupillae and ciliary muscle. It results from combined paralysis of third, fourth and sixth cranial nerves. It is a common feature of orbital apex syndrome and cavernous sinus syndrome.

RESTRICTIVE OCULAR MOTILITY DEFECTS

Restrictive strabismus is a type of incomitant squint characterized by limitation of movements due to causes other than paralytic. In such cases
limitation of ocular movements is out of proportion to the amount of deviation in the primary position.
Causes of restrictive strabismus can be arranged in two groups: A. Restrictive strabismus due to misdirected
muscles forces.
B. Restrictive strabismus due to mechanical
restriction.
A. RESTRICTIVE STRABISMUS DUE TO MISDIRECTED MUSCLE FORCES
Misdirected muscle forces that work against the normal agonist muscle function as seen in following conditions:
1. Congenital cranial dysinnervation disorders
(CCDDs), e.g. Duane’s retraction syndrome.
2. Congenital ectopic extraocular muscle insertion
and/or pulley location.
3. Displaced extraocular muscle, e.g.
Superior displacement of medial rectus as
seen in craniosynostosis.
Slippage of lateral rectus muscle as seen
in some patients of high myopia with large posterior staphyloma.
Iatrogenic displacement of muscle as
reported after inferior oblique anterioriza­tion.
CONGENITAL CRANIAL DYSINNERVATION DISORDERS
Congenital cranial dysinnervation disorders (CCDDs) encompass a group of disorders that result from developmental errors in innervation of the ocular and facial muscles and not from primary dysfunction of the muscles themselves. The CCDDs can be classified as below:
I. CCDDs primarily affecting horizontal ocular
motility
Duane’s retraction syndrome (DRS)
Horizontal gaze palsy with progressive
scoliosis (HGPPS)
II. CCDDs primarily affecting vertical ocular
motility
Congenital fibrosis of extraocular muscles
(CFEOMs) type 1, 2 and 3
Congenital ptosis
350 Theory and Practice of Squint and Orthoptics
Flowchart 12.1: Treatment of third nerve palsy
III. CCDDs primarily affecting facial muscles with
associated ocular motility defects
Congenital facial weakness (CFP)
Moebius syndrome
I. CCDDs PRIMARILY AFFECTING HORIZONTAL OCULAR MOTILITY
These disorders result from developmental anomalies of sixth cranial nerve and/or its nucleus, and include:
Duane’s retraction syndrome (DRS), and
Horizontal gaze palsy with progressive
scoliosis (HGPPS).
DUANE'S RETRACTION SYNDROME
Duane's retraction syndrome is a common entity. Stilling (1887) was probably the first person to describe this condition followed by Turk (1890). In 1905, Alexander Duane defined the retraction syndrome to consist of six characteristic features and since then his name has been attached with this syndrome. However, European literature prefers to refer to it as 'Stilling-Turk-Duane' retraction syndrome. The syndrome in its classic form is characterized by the following features:
Limitation of abduction and/or adduction
Retraction of globe on adduction
Narrowing of palpebral fissure on adduction
and widening on abduction.
Frequently, upshoot or downshoot of eye on
attempted adduction.
Etiology
Currently, it is believed that Duane's syndrome is a congenital cranial dysinnervation disorder (CCDD) of brainstem origin rather than occurring due to structural anomalies of the muscles as thought earlier.
Paradoxical innervation of the horizontal rectus muscles is the main etiological factor.
Electromyographic (EMG) studies have shown that most cases of DRS have paradoxical innervation of the horizontal rectus muscles as shown in Fig. 12.43 and explained under the pathogenesis of ocular features individually (see pages 351–353).
Paradoxical innervation is there for both LR and MR rectus muscles, so both co-contract during
abduction and adduction resulting in:
Abduction—limitation
Adduction—limitation
Palpebral aperture—narrowing in primary
position as well as in adduction and abduction.
Globe retraction.
Probable cause of dysinnervation is:
Embryopathy, i.e. developmental disturbance
is responsible for dysinnervation. This fact is
Incomitant Strabismus
Fig. 12.43 Right eye illustration of potential innervation
patterns in different types of Duane syndrome. VI indicates fibres of the sixth cranial nerve. III indicates fibres of the third cranial nerve. Dashed lines indicate hypoplastic or absent nerve fibres. Thin lines indicate relative decreased innervation.
351
corroborated by the type of associated systemic anomalies as well as the frequent association of Duane’s syndrome in well documented cases of thalidomide embryopathy.
Hereditary basis for the anomaly has also been
suggested on the basis of familial occurrence with dominant inheritance pattern of the syndrome.
Classification of Duane's syndrome
Duane's retraction syndrome (DRS) has been classified by various workers (Brown 1950, 1958; Lyle and Bridgeman 1959, Huber, 1974). However, to avoid confusion only the most commonly accepted Huber's classification is given here.
Huber's classification is not only most useful one clinically, but is well supported by electromyographic documentation. Huber classified Duane's syndrome into three types I, II, III and recently type IV has also been added all associated with paradoxical innervation.
Duane's type I is the most common (78%) followed by type III (15%) and type II is the least common variety. A manifest ocular deviation
352 Theory and Practice of Squint and Orthoptics
Table 12.10 Khurana's modification over Huber's classification of Duane's retraction syndrome
Type Subtype Eye in primary position Other features
Ia Esotropic Marked limitation of abduction
Almost normal adduction
I Ib Exotropic Narrowing of palpebral fissure on adduction
Ic Orthotropic Retraction of globe on adduction
II IIa Esotropic Marked limitation of adduction,
almost normal abduction
IIb Exotropic Narrowing of palpebral fissure on
attempted adduction
IIc Orthotropic Retraction of globe on attempted
adduction
III IIIa Esotropic Marked limitation of abduction
IIIb Exotropic Marked limitation of adduction
Narrowing of palpebral fissure on attempted adduction and abduction
IIIc Orthotropic Retraction of globe on attempted
adduction and abduction
in primary position may or may not be present in Duane's retraction syndrome. Huber's classification though most useful clinically, does not tell about the associated type of deviation. Khurana (1988) has modified Huber's classification by dividing each type into three subtypes depending on the deviation in primary position, viz. a, b and c for esotropia, exotropia and orthotropia, respectively (Table 12.10). This minor modification has made the Huber's classification complete and more specific.
Clinical features
Clinical features of Duane's syndrome can be discussed as: (I) General features, (II) Features related to ocular motility defect, (III) Associated ocular abnormalities, and (IV) Associated systemic abnormalities.
I. General features
1. Females are more frequently involved than
males.
2. Left eye is more commonly affected (75%)
than the right.
3. Bilateral involvement is less frequent (20%)
than unilateral occurrence.
4. Sporadic cases are most common, but familial
occurrence with dominant inheritance pattern has also been reported.
II. Characteristic features of different types of Duane's syndrome
Characteristic ocular features of DRS types I, II, III have been described along with the pathogenesis (see pages 351–353)
Duane's retraction syndrome type I
Pathogenesis. Electromyographic studies have
revealed that on attempted abduction, there is lack of innervation to the LR causing marked limitation of abduction and on attempted adduction, along with MR, the LR also gets innervation (paradoxical).
Characteristic features of type I DRS (Fig. 12.44), thus, are:
In primary position eye may be orthophoric, esotropic (more common) or exotropic.
On attempted abduction since LR muscle does not receive innervation, so:
Abduction is limited markedly,
Palpebral fissure is normal or slightly widened,
and
Globe is slightly protused. This happens as a
result of relaxation of both LR and MR muscles
during abduction.
On attempted adduction, since along with MR, LR also gets anomalous innervation, so due to contraction of MR and LR:
Incomitant Strabismus
Fig. 12.44 Type I Duane's retraction syndrome left eye with mechanical upshoot.
353
Adduction is present but limited, due to co-
contraction of MR and LR
Palpebral fissure becomes narrow, and
Globe is retracted,
Upshoot or downshoot of the globe may occur
due to slippage caused by co-contraction of MR and LR
Duane's retraction syndrome type II
Pathogenesis. Electromyographic studies have
demonstrated that:
On abduction, the LR receives normal or
subnormal innervation.
On adduction, LR also gets innervation
(paradoxical) along with MR. Adduction and
other features similar.
Characteristic features of type II DRS (Fig. 12.45) are:
In primary position, eyeball may be orthophoric, esotropic or exotropic (more common).
On attempted abduction
Abduction is normal or there may be slight
limitation due to subnormal innervation and/
or associated MR contracture.
Palpebral aperture remains normal or slightly
widens.
Fig. 12.45 Type II Duane's retraction syndrome left eye (Courtesy: Dr Kanwar Mohan).
354 Theory and Practice of Squint and Orthoptics
On attempted adduction due to co-contraction of MR and LR:
Adduction is limited
Palpebral aperture becomes narrow, and
Globe is retracted.
Duane's retraction syndrome type III Pathogenesis. Paradoxical innervation is present
for both LR and MR muscles. Characteristic features. There occurs co-
contraction of LR and MR both during attempted adduction and abduction resulting in:
Marked limitation of adduction as well as
abduction along with associated
Narrowing of palpebral aperture, and
Marked retraction of the globe
Upshoots and downshoots are frequently
present (Fig. 12.46).
Duane retraction syndrome type IV
Type IV Duane syndrome has also been called as simultaneous abduction, synergistic
divergence, the “splits”, and perversion of the extraocular muscles by various workers from time to time. (Wilcox et al, 1981 and Wagner et al 1987). Schliesser et al (2016) have recommended that synergistic divergence (Fig. 12.47), a rare entity with features similar to those of Duane syndrome, should be classified as Type IV Duane syndrome as it has unique findings and an innervation pattern different from the other three types.
Pathogenesis. In the case of simultaneous abduction, the oculomotor nerve sends nerve fibres to the lateral rectus and the signal causes the eye to abduct and co-contract when it should simply adduct.
Characteristic features of Type IV Duane syndrome include (Fig. 12.47):
Exotropia in primary gaze,
Face turn opposite the involved eye,
Essentially full abduction of the involved eye,
Fig. 12.46 Type III Duane's retraction syndrome left eye with innervational upshoot.
Fig. 12.47 Photograph of patient with type IV Duane syndrome.
Incomitant Strabismus
355
Absent adduction of involved eye with
simultaneous abduction in gaze opposite the involved eye, and
Narrowing of the palpebral fissure.
Associations of type IV Duane reported include:
Abnormal MRI—midbrain finding,
Goldenhar syndrome,
Cerebral palsy,
Nystagmus, and
Anisometropia
Treatment Weakening by recession of the tight lateral rectus is the key treatment in these patients.
Inverse Duane’s syndrome
Inverse Duane’s syndrome has the following features:
On abduction, there occurs
Abduction limitation either due to co-contraction
of MR along with LR muscle (congenital inverse Duane’s syndrome) or due to some fibrosis or entrapment of MR along the medial orbital wall following trauma (acquired inverse Duane’s syndrome).
Palpebral aperture narrowing, and
Globe retraction.
On adduction, the LR relaxes normally so following features are noted:
Adduction may be normal or slightly limited
especially in acquired cases due to fibrotic bands.
Palpebral aperture usually remains normal, and
Globe also remains within normal position.
III. Other ocular features
1. Horizontal deviation. The eyeball in primary position may be esotropic, orthotropic or exotropic.
One series has reported orthotropia in 31%
cases, esotropia in 53% cases and exotropia in 16% cases.
Esotropia has been reported to occur most
frequently with type I, followed by type III and type II.
Exotropia is associated more commonly with
type II than types I and III.
Orthotropia is more frequent with type III
than types I and II.
Deviation should be measured in both habitual
head position and forced straight head primary
position both for distance and near and also in up, down and lateral gazes. The poor abducting saccade in affected eye undercover makes the test less accurate, so the prisms should be placed in front of the affected eye and fellow eye should be observed under partial cover. The deviation in esotropic patients is usually less than 30 PD in unilateral cases with the non- affected eye fixing. However, in bilateral non-fusing Duane’s or unilateral Duane’s fixing with the affected eye there may be large degree of esodeviation.
Patterns: A large incidence of increased anomalous innervation of LR in elevation or depression explains the frequent observation of V, A or X pattern in these patients.
Y or lambda patterns are seen in patients with anomalous LR recruitment only in upgaze or downgaze, respectively. Bilateral Duane's with fusion often displays A-pattern. In DRS, the patterns are not due to oblique dysfunction but by co-contraction of lateral and vertical muscles.
2. Vertical deviations are often present with characteristic upshoot or downshoot, when the affected eye is adducted. These occur more frequently in severe anomalous lateral rectus recruitment. Two types of upshoots and downshoots have been described; a.Mechanical upshoots and downshoots are
reported to result from a tight lateral rectus
muscle (leash effect). In this condition, the
affected eye begins to adduct normally and
then suddenly upshoots or downshoots. b.Innervational upshoots and downshoots are
reported to result from misinnervation of the
vertical recti muscles. In this condition, there
occurs a progressively increasing vertical
deviation of the affected eye as it starts
adducting.
Electromyographic studies have also demons­trated an abnormal synergistic innervation between the medial rectus and the superior and inferior oblique muscles in some cases; and this may also explain the upshoot or downshoot in adduction, i.e. frequently seen in this syndrome. Gradual upshoots may be due to superior rectus contracture or inferior oblique overaction (IOOA).
3. Abnormal head posture. Unilateral cases are frequently accompanied by a head turn for