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Contributors
MohammedAl Mahroos, MD, FRCSC Department of Surgery,
St Mary’s Hospital, McGill University, Montreal, QC, Canada
EdwardAuyang, MD, MS, FACS Department of Surgery, University of New Mexico School of Medicine, Albuquerque, NM,
USA
AlexanderL.Ayzengart Department of Surgery, University of
Florida Health, Gainesville, FL, USA
Amy Banks-Venegoni, MD, FACS Spectrum Health Medical
Group and Corewell Health West-Department of Surgery, Michigan State School of Medicine, East Lansing, MI, USA
NikolaiA.Bildzukewicz University of Southern California, Los
Angeles, CA, USA
ShaoxuBing, MD Department of Surgery, UF Health Jacksonville, Jacksonville, FL, USA
JennaBorys, DO Department of Surgery, Grant Medical Center,
Columbus, OH, USA
JosephR.Broucek, MD Division of General Surgery, Department of Surgery, Vanderbilt University Medical Center, Nashville, TN, USA
AndrewM.Brown, MD Department of Surgery, St. Luke’s University Hospital, Bethlehem, PA, USA
J.ChristianBrown Department of Surgery, University of Florida Health, Gainesville, FL, USA
FrancisP.Buckley III Dell Medical School, University of Texas
at Austin, Austin, TX, USA
MichelleCampbell, MD University of Chicago Medical Center,
Chicago, IL, USA
Jennwood Chen Division of Gastroesophageal and Bariatric
Surgery, University of Utah, Salt Lake City, UT, USA
PaulD.Colavita Division of Gastrointestinal Surgery, Department of Surgery, Carolinas Medical Center, Charlotte, NC, USA

Contributors
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xiii
TanujaDamani, MD, FACS NYU Grossman School of Medicine, New York, NY, USA
Center for Esophageal Health, NYU Langone Health, New York,
NY, USA
S.ScottDavis Jr., MD, FACS Emory Endosurgery Unit, Department of Surgery, Emory University, Atlanta, GA, USA
D’Artagnan DeBow, MD Division of Minimally Invasive and
Bariatric Surgery, Zucker School of Medicine at Hofstra/Northwell, Lenox Hill Hospital, New York, NY, USA
GabrielDiazDel Gobbo, MD Cleveland Clinic Abu Dhabi, Abu
Dhabi, UAE
Cleveland Clinic Lerner College of Medicine, Cleveland, Ohio,
USA
Abdul-Rahman Fadi Diab, MD Division of Gastrointestinal
Surgery, Department of Surgery, University of South Florida
Morsani College of Medicine, Tampa, FL, USA
Maggie L. Diller, MD Division of General and GI Surgery,
Department of Surgery, Emory University, Atlanta, GA, USA
StephanieDoggett Dell Medical School, University of Texas at
Austin, Austin, TX, USA
RodrigoDuarte-Chavez, MD Department of Gastroenterology,
St. Luke’s University Hospital, Bethlehem, PA, USA
ChristopherDuCoin, MD, MPH, FACS Division of Gastrointestinal Surgery, Department of Surgery, University of South Florida Morsani College of Medicine, Tampa, FL, USA
JustinEagleston, MD, MHA Trihealth Good Samaritan Hospital, Cincinnati, OH, USA
Carolinas Medical Center, Charlotte, NC, USA
SoaneEl Djouzi Barijuve Surgical, Darien, IL, USA

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Contributors
MichaelT.Fastiggi, MD New Jersey Bariatric Center, Hackettstown, NJ, USA
University Hospitals Cleveland Medical Center, Cleveland, OH,
USA
Case Western University School of Medicine, Cleveland, OH,
USA
FilippoFilicori, MD Division of Minimally Invasive and Bariatric Surgery, Zucker School of Medicine at Hofstra/Northwell,
Lenox Hill Hospital, New York, NY, USA
FerminFontan, MD University of Iowa Carver College of Medicine, Iowa City, IA, USA
Meredith Freeman, MD Tulane University, School of Medicine, New Orleans, LA, USA
Gregory Fritz, MD Corewell Health General Surgery Residency, Michigan State School of Medicine, East Lansing, MI,
USA
ElisaJ.Furay, MD Dell Medical School, University of Texas at
Austin, Austin, TX, USA
CarlosGalvani, MD, FACS, FASMBS Division of Minimally
Invasive Surgery and Bariatric, Department of Surgery, Tulane
University, School of Medicine, New Orleans, LA, USA
MeredithA.Harrison, MD Department of Surgery, St. Luke’s
University Hospital, Bethlehem, PA, USA
Alison Y. Haruta, MD Department of Surgery, University of
Washington, Seattle, WA, USA
IvyN.Haskins, MD Esophageal Swallowing Center, MIS/Bariatric, Foregut, and Hernia Surgery, Omaha, NE, USA
JustinHenning, MD Center for Esophageal Health, NYU Langone Health, New York, NY, USA
NYU Langone Health, New York, NY, USA
KellyM.Herremans Department of Surgery, University of Florida Health, Gainesville, FL, USA

Contributors
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CharlesHill, MD Dell Medical School, University of Texas at
Austin, Austin, TX, USA
Justin Hsu, MD Corewell Health General Surgery Residency,
Michigan State School of Medicine, East Lansing, MI, USA
AnnaIbele, MD, FACS Department of Surgery, The University
of Utah, Salt Lake City, UT, USA
Hope T. Jackson, MD Department of Surgery, The George
Washington University School of Medicine and Health Sciences,
Washington, DC, USA
TaylerJ.James University of Southern California, Los Angeles,
CA, USA
BoraKahramangil, MD Cleveland Clinic Florida, Department
of General Surgery, Bariatric and Metabolic Institute, Weston, FL,
USA
KshitijKakar, MD, FACS Trihealth Bethesda North Hospital,
Cincinnati, OH, USA
Umashankkar Kannan, MD Institute for Bariatric and Minimally Invasive Surgery, Mount Sinai Morningside Medical Center, New York, NY, USA
Angela M. Kao Division of Gastrointestinal Surgery, Department of Surgery, Carolinas Medical Center, Charlotte, NC, USA
AbdulazizAliKaram Department of Surgery, St Mary’s Hospital, McGill University, Montreal, QC, Canada
SubhashKini, MD Institute for Bariatric and Minimally Invasive Surgery, Mount Sinai Morningside Medical Center, New
York, NY, USA
IsaacR. Kriley, MD Department of Surgery, UF Health Jacksonville, Jacksonville, FL, USA
MatthewKroh, MD Cleveland Clinic Abu Dhabi, Abu Dhabi,
UAE
Cleveland Clinic Lerner College of Medicine, Cleveland, Ohio,
USA

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Contributors
James Kurtz, DO, FACOS Valley Forge Surgical Associates,
Phoenixville, PA, USA
DanuelLaan, MD Division of Minimally Invasive Surgery and
Bariatric, Department of Surgery, Tulane University, School of
Medicine, New Orleans, LA, USA
Ryan Lamm, MD Department of SurgeryThomas Jefferson
University Hospital, Philadelphia, PA, USA
MeganLundgren, MD Department of Surgery, Penn Highlands
Healthcare, Dubois, PA, USA
Emanuele Lo Menzo, MD, PhD, FACS, FASMBS Cleveland
Clinic Florida, Department of General Surgery, Bariatric and
Metabolic Institute, Weston, FL, USA
RonakModi, MD Department of Gastroenterology, St. Luke’s
University Hospital, Bethlehem, PA, USA
PeterNau, MD, MS, FACS University of Iowa Carver College
of Medicine, Iowa City, IA, USA
KrzystofM.Nowak, MD ENT and Allergy Associates, Yonkers,
NY, USA
Dmitry Oleynikov, MD Department of Surgery, Monmouth
Medical Center, Long Branch, NJ, USA
FrancescoPalazzo, MD, FACS Department of Surgery, Thomas
Jefferson University Hospital, Philadelphia, PA, USA
AbhishekD.Parmar, MD Department of Surgery, University of
Alabama at Birmingham, Birmingham, AL, USA
KyleA.Perry Division of General and Gastrointestinal Surgery,
Ohio State University, Columbus, OH, USA
JenniferF.Preston, MD College of Medicine Phoenix, University of Arizona, Phoenix, AZ, USA
Ruchir Puri, MD, FACS Department of Surgery, UF Health
Jacksonville, Jacksonville, FL, USA

Contributors
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xvii
JoelRichter, MD, FACP, MACG Division of Gastrointestinal
Surgery, Department of Surgery, University of South Florida
Morsani College of Medicine, Tampa, FL, USA
MatthewW.Romine, MD Department of Surgery, East Carolina University Hospital System, Greenville, NC, USA
RaulRosenthal, MD, FACS, FASMBS Cleveland Clinic Florida, Department of General Surgery, Bariatric and Metabolic
Institute, Weston, FL, USA
RamsesA.Saavedra, MD, MS Department of Surgery, University of New Mexico School of Medicine, Albuquerque, NM, USA
Sarah Samreen, MD University of Texas Medical Branch,
Galveston, TX, USA
StefanScholz, MD, PhD, FACS, FAAP Department of Surgery,
University of Pittsburgh School of Medicine, Pittsburgh, PA, USA
Division of Pediatric General and Thoracic Surgery, UPMC Children’s Hospital of Pittsburgh, Pittsburgh, PA, USA
LuisSerrano, MD, FACS HCA Florida Osceola Surgical Care
Specialists, Kissimmee, FL, USA
FedericoSerrot, MD Department of Surgery, Emory University,
Atlanta, GA, USA
ElizabethSharbaugh, MD Department of Surgery, University
of Pittsburgh Medical Center, Pittsburgh, PA, USA
LindseyC.Shipley, MD Division of Gastroenterology and Hepatology, University of Alabama at Birmingham, Birmingham, AL,
USA
DanielShouhed, MD Cedars Sinai Medical Center, Los Angeles, CA, USA
VibhaSood, MD Department of Pediatrics, University of Pittsburgh School of Medicine, Pittsburgh, PA, USA

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Contributors
Division of Pediatric Gastroenterology, Hepatology, and Nutrition, UPMC Children’s Hospital of Pittsburgh, Pittsburgh, PA,
USA
NathanielJ.Soper, MD College of Medicine Phoenix, University of Arizona, Phoenix, AZ, USA
JosephSujka, MD Department of Surgery, University of South
Florida Morsani College of Medicine, Tampa, FL, USA
Samuel Szomstein, MD, FACS, FASMBS Cleveland Clinic
Florida, Department of General Surgery, Bariatric and Metabolic
Institute, Weston, FL, USA
OscarTalledo, MD University of Iowa Carver College of Medicine, Iowa City, IA, USA
TalarTatarian, MD Department of Surgery, Thomas Jefferson
University Hospital, Philadelphia, PA, USA
Jeffrey Thomas, DO, MPH Department of Surgery, Doctors
Hospital, Columbus, OH, USA
MichaelUjiki, MD NorthShore University HealthSystem, Evanston, IL, USA
NatachaWathieu, MD Tulane University, School of Medicine,
New Orleans, LA, USA
Michael L. Williford, MD WakeMed Health and Hospitals,
Raleigh, NC, USA
AndrewS.Wright, MD Department of Surgery, University of
Washington, Seattle, WA, USA
LaurenYoder, MD Trihealth Good Samaritan Hospital, Cincinnati, OH, USA
MohanadR.Youssef, MD Division of Minimally Invasive Surgery and Bariatric, Department of Surgery, Tulane University,
School of Medicine, New Orleans, LA, USA

Part I
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Understanding Anatomy
and Physiology

Anatomy andPhysiology
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oftheEsophagus
JereyThomas andJamesKurtz
Anatomy
Topography oftheCervical, Thoracic,
andAbdominal Esophageal Segments
Topographically, the cervical portion of the esophagus extends
from the pharynx to the suprasternal notch, with an average distance of approximately 5 centimeters. In this region, the esophagus is bordered posteriorly by the vertebral column, laterally by
the carotid sheaths, and anteriorly by the trachea. The cervical
esophagus is adherent to the posterior trachea and the vertebral
column via loose connective tissue (anteriorly) and the prevertebral fascia (posteriorly). The thoracic duct is also found to the left
of the sixth cervical vertebra in close proximity to the esophagus.
1
J. Thomas
Department of Surgery, Doctors Hospital, Columbus, OH, USA
e-mail: Jeffrey.Thomas@ohiohealth.com
J. Kurtz (*)
Valley Forge Surgical Associates, Phoenixville, PA, USA
e-mail: James.Kurtz@towerhealth.org
© Society of American Gastrointestinal and Endoscopic Surgeons
(SAGES) 2023
A. D. Patel et al. (eds.), The SAGES Manual of Physiologic
Evaluation of Foregut Diseases,
https://doi.org/10.1007/978-3-031-39199-6_1
3

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J. Thomas and J. Kurtz
The primary source of arterial inow to the cervical esophagus is
derived from the inferior thyroid arteries, branches of the subclavian artery on the right, and the thyrocervical trunk on the left.
The cervical esophagus is notable for its composition of striated muscle, making it distinct from the muscular composition of
the remaining 2/3 of the esophagus, which is primarily smooth
muscle. The upper esophageal sphincter (UES) is an important
high-pressure zone at the inlet of the esophagus that allows bolus
passage and protection of the airway during swallowing. The
high, constant resting tone (mean 60mmHg) of the UES is accomplished by the cricopharyngeus muscle, the inferior pharyngeal
constrictor, and the musculature of the cervical esophagus (which
are arranged in a horizontal orientation). The cricopharyngeus
muscle is thought to be the main contributor to the UES and also
marks the most proximal of three narrowing points in the esophagus that contribute to its hourglass shape. In contrast, the opening
of the UES is accomplished by contraction of the suprahyoid
superiorly and the thyrohyoid musculature inferiorly, which act
together to pull the hyoid bone anterior and inferior to its native
position, ultimately displacing the laryngeal complex anteriorly
and opening the UES.Posterior musculature including the stylopharyngeus, palatopharyngeus, and pterygopharyngeus acts to
stabilize the posterior aspect of the UES and increase its diameter
on opening.
Also, within the cervical esophagus is an area of relative weakness in the wall of the esophagus known eponymously as Killian’s
triangle. This triangle represents a common site for the diverticula
of the esophagus. This anatomic triangle is formed by the transversely oriented bers of the cricopharyngeus and by the obliquely
oriented inferior pharyngeal constrictor muscles. The weakest
point of this triangle wherein diverticula may be found is known
as Killian’s dehiscence and is characterized by its lack of posterior esophageal muscularis. In addition to being a frequent site of
diverticular formation, this area is subject to iatrogenic injury in
routine procedures including esophagogastroduodenoscopy
(EGD) secondary to its ease of penetration.
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