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Supersymmetry. Theory, Experiment, and Cosmology

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Inflation scenarios 319

energy (and modulus mass arises through supersymmetry breaking). It is, however, possible to ease the bound by allowing for a late period of inflation. This requires a rather low reheat temperature, estimated to be smaller than 108 or 109 GeV [248] (or even lower if the gravitino has hadronic decay modes).

11.3Inflation scenarios

Since the central prediction of inflation, namely that the total energy density of the Universe is very close to the critical energy density ρc for which space is flat (i.e. ≡ ρ/ρc 1), seems to be in good agreement with observation, any theory of fundamental interactions should provide an inflation scenario.

Such a scenario was first imagined by Guth [214] in the context of the phase transition associated with grand unification. There is thus an obvious connection with supersymmetry. Let us see indeed why supersymmetry provides a natural setting for inflation scenarios.

We recall in Section D.4 of Appendix D that a standard scenario for inflation involves a scalar field φ evolving slowly in its potential V (φ). This is obtained by requiring two conditions on the form of the potential:

 

1

mP V

2

 

 

 

 

ε ≡

 

 

 

 

 

 

1,

(11.21)

2

V

 

η ≡

 

mP2 V

 

1.

(11.22)

 

 

V

In the de Sitter Phase, i.e. in the phase of exponential growth of the cosmic scale factor, quantum fluctuations of the scalar field value are transmitted to the metric. Because the size of the horizon is fixed (to H1) in this phase, the comoving scale a/k associated with these fluctuations eventually outgrows the horizon, at which time the fluctuations become frozen. It is only much later when the Universe has recovered a radiation or matter dominated regime that these scales reenter the horizon and evolve again. They have thus been protected from any type of evolution throughout most of the evolution of the Universe (this is in particular the case for the fluctuations on a scale which reenters the horizon now). Fluctuations in the cosmic microwave background provide detailed information on the fluctuations of the metric. In particular, the observation by the COBE satellite of the largest scales puts a important constraint on inflationary models. Specifically, in terms of the scalar potential, this constraint known as COBE normalization, reads:

1

V 3/2

= 5.3 × 104.

(11.23)

 

m3

 

V

 

 

P

 

 

 

 

Using the slow-roll parameter introduced above, this can be written as

V 1/4 ε1/4 6.7 × 1016 GeV.

(11.24)

In most of the models that we will be discussing, ε is very small. However as long as ε 1052, we have V 1/4 1 TeV. In other words, the typical scale associated with inflation is then much larger than the TeV, in which case it makes little sense to work outside a supersymmetric context.

320 Supersymmetry and the early Universe

From the point of view of supersymmetry, one might expect that the presence of numerous flat directions may ease the search for an inflating potential3. One possible di culty arises from the condition (11.22) which may be written as a condition on the mass of the inflation field

m2 H2.

(11.25)

Since supersymmetry breaking is expected to set the scale that characterizes departures from flatness, it should control both m and V 1/4. For example, in the case of

gravity mediation, we expect both m

2

and H

2

2

2

 

 

V /mP

to be of the order of m3/2 .

If one does not want to be playing with numbers of order one to explain the N = 50 e-foldings of exponential evolution necessary to a satisfactory inflation scenario, one should be ready to introduce a second scale into the theory.

Since supersymmetric scalar potentials consist of F -terms and D-terms, the discussion of suitable potentials for inflation naturally follows this classification. As we will see in the following, they naturally provide models for what is known as hybrid inflation (see Appendix D) which involves two directions in field space: one is slow-rolling whereas the other ensures the exit from inflation (and is fixed during slow-roll).

11.3.1F term inflation

Let us start with a simple illustrative model [86]. We consider two chiral supermultiplets of respective scalar components σ and χ with superpotential

 

W (σ, χ) = σ λψ2 − µ2 .

(11.26)

Writing |σ| ≡ φ/ 2, one obtains for the scalar potential

 

 

 

V = 2λ2φ2 |ψ|2 + λψ2 − µ2 2 .

(11.27)

The global supersymmetric minimum is found for ψ2 = µ2and φ = 0 but, for fixed φ, we may write the potential as (ψ ≡ A + iB)

V = µ4 + 2λ(λφ2 − µ2)A2 + 2λ(λφ2 + µ2)B2 + λ2(A2 + B2)2.

(11.28)

We conclude that, for φ2 > φ2c ≡ µ2, there is a local minimum at A = B = 0 for which V = µ4. In other words, the φ direction is flat for φ > φc with a nonvanishing potential energy. This may lead to inflation if one is trapped there. Since global supersymmetry is broken along this direction, one expects that loop corrections yield some slope which allows slow-roll . Once φ reaches φc, ψ starts picking up a vacuum expectation value and one quickly falls into the global minimum.

This simple example of F -term hybrid inflation may easily be generalized. However F -term inflation su ers from a major drawback when one tries to consider it in the

3although we have seen that this leads to new problems, the solution of which may require late inflation.

Inflation scenarios 321

context of supergravity [86, 345]. We recall the form of the scalar potential in supergravity, as obtained in Section 6.2 of Chapter 6,

2

DiW gi¯D¯W¯

 

 

 

|W |

2

 

 

g

2

Ref 1DaDb

 

V = eK/mP

3

 

 

+

 

(11.29)

mP2

 

 

 

 

 

 

 

 

 

 

 

2

ab

 

where

 

∂W

 

 

1

 

∂K

 

 

 

 

 

 

DiW =

+

 

W

 

 

(11.30)

 

 

 

 

 

 

 

 

 

∂φi

m2

∂φi

 

 

 

 

 

 

 

 

 

P

 

 

 

 

 

 

 

 

and

 

∂K

 

 

 

 

 

 

 

 

 

 

 

 

 

Da =

(ta)ij φj + ξa.

 

 

(11.31)

 

 

 

 

 

 

∂φi

 

 

Here ξa is a Fayet–Iliopoulos term which is present only in the case of a U (1) symmetry.

K/m2

In what follows the crucial rˆole is played by the exponential factor e P in front of the F -terms. Inflation necessarily breaks supersymmetry. Let us assume for a moment that the inflation is dominated by some of the F -terms and that the D-terms are vanishing or negligible. Then the slow-roll conditions (11.21) and (11.22) can be written as

 

1

 

KI

2

 

ε =

+ · · · 1, η = KII¯ + · · · 1.

(11.32)

2

mP

Here the subscript I denotes a derivative with respect to the inflation denoted φI . The extra terms denoted · · · in these expressions are typically of the same order as the ones written explicitly. Their precise value is model dependent. They might lead to cancellations but generically, this requires a fine tuning.

During inflation, unless a very special form is chosen, KI is typically of the order of φI . Thus, in principle, one can satisfy the ε constraint if the inflation scenario is of the small field type (φI 1, see Section D.4 of Appendix D). But the η condition

is more severe. The quantity KII¯ stands in front of the kinetic term and therefore in the true vacuum it should be normalized to one. Then it is very unlikely to expect it to be much smaller during inflation. Indeed, this condition can be written as (11.25)

since the mass of the inflaton m2 receives a contribution KII¯V /m2P KII¯H2.

These arguments indicate that it is not easy to implement F -type inflation in supergravity theories. All the solutions proposed involve specific nonminimal forms of the K¨ahler potential [345].

11.3.2D term inflation

What is interesting about inflation supported by D-terms is that the problems dis-

K/m2

cussed above can be automatically avoided because of the absence of a factor e P in front of them. Indeed for inflation dominated by some of the D-terms the slow-roll conditions can be easily satisfied.

Let us show how such a scenario can naturally emerge in a theory with a U (1) gauge symmetry [37, 221]4. We first consider an example with global supersymmetry and a nonanomalous U (1) symmetry. We introduce three chiral superfields

4An earlier version was proposed in [345] which uses F -terms to let the fields roll down the flat direction.

322 Supersymmetry and the early Universe

Φ0, Φ+ and Φwith charges equal to 0, +1 and 1, respectively. The superpotential has the form

W = λΦ0Φ+Φ

(11.33)

which can be justified by several choices of discrete or continuous symmetries and in particular by R-symmetry. The scalar potential in the global supersymmetry limit reads:

V = λ20|2 |2 + +|2 + λ2+φ|2 +

g2

+|2 − |φ|2 − ξ

2

(11.34)

2

 

where g is the gauge coupling and ξ is a Fayet–Iliopoulos D-term (which we choose to be positive). This system has a unique supersymmetric vacuum with broken gauge symmetry

 

 

φ0 = φ= 0, |φ+| =

ξ.

(11.35)

Minimizing the potential, for fixed values of φ0,

with respect to other fields, we find

 

"

 

 

 

 

 

 

that for 0| > φc ≡ g ξ/λ, the minimum is at φ+ = φ= 0. Thus, for 0| > φc and φ+ = φ= 0 the tree level potential has a vanishing curvature in the φ0 direction and large positive curvature in the remaining two directions (m2± = λ20|2 g2ξ). Along the φ0 direction (0| > φc, φ+ = φ= 0), the tree level value of the potential remains constant: V = g2ξ2/2 ≡ V0. Thus φ0 provides a natural candidate for the inflaton field.

Along the inflationary trajectory all the F -terms vanish and the universe is dominated by the D-term which splits the masses of the Fermi–Bose components in the φ+ and φsuperfields. Such splitting results in a one-loop e ective potential (see Section A.5.3 of Appendix Appendix A). In the present case this potential can

be easily evaluated and for large φ0 it behaves as

 

 

 

 

 

 

 

V

 

=

g2

ξ2

1 +

 

g2

ln

λ20|2

V

 

 

1 +

Cg2

ln

λϕ

,

(11.36)

 

2

16π2

Λ2

 

8π2

Λ

 

ef f

 

 

 

 

 

0

 

 

 

 

where ϕ ≡ |φ0| and C 1.

Along this potential, the value of ϕ that leads to the right number N 50 of

e-foldings can be directly obtained from (D.112) of Appendix D:

 

 

 

=

 

 

 

 

 

ϕ

 

N Cg2

 

(11.37)

 

 

 

 

.

 

mP

4π2

This is safely of order g in the model that we consider but might be dangerously close to 1 for models which yield a larger value for C (see below). The values of the slow-roll parameters (11.21) and (11.22) are correspondingly

 

Cg2

1

 

(11.38)

ε =

 

 

,

η =

 

 

,

32N π2

2N

which yields a spectral index ((D.116) of Appendix D)

 

1

 

1 +

3Cg2

 

1 − nS =

 

 

.

(11.39)

N

32π2

 

 

 

Inflation scenarios 323

Finally, the COBE normalization (11.24) fixes the overall scale:

 

 

 

C

1/4

 

ξ1/2

× 1.9 1016GeV.

(11.40)

 

N

Let us now consider the supergravity extension of our model. For definiteness we will assume canonical normalization for the gauge kinetic function f and the K¨ahler potential (i.e. K = |2 + +|2 + 0|2; note that this form maximizes the problems for the F -type inflation). The scalar potential reads

 

 

 

2

 

 

 

2

 

2

2

 

 

 

 

 

 

 

 

 

 

0|

4

 

 

 

 

 

V = e(|

++|

+0

|

)/mP λ2

φ+φ

|

2

1 +

 

 

 

 

 

 

 

 

 

mP4

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

|

 

 

 

 

 

 

 

 

 

 

 

+

φ+φ0

|

2

1 +

|4

+ φ

φ0

|

2

1 +

+|4

3

+φφ0

|2

|

 

 

 

 

 

 

mP4

 

|

 

 

 

 

 

mP4

 

 

M 2

 

+

g2

+|2 − |φ|2

ξ

2

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(11.41)

2

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Again for values of 0| > φc, other fields than φ0 vanish and the behavior is much similar to the global supersymmetry case. The zero tree level curvature of the inflaton potential is not a ected by the exponential factor in front of the first term since this term is vanishing during inflation. This solves the problems of the F -type inflation.

Let us now consider the case of a pseudo-anomalous U (1) symmetry. Such symmetries usually appear in the context of string theories and have been discussed in Section 10.4.5 of Chapter 10: the anomaly is cancelled by the Green–Schwarz mechanism [205]. To see how D-term inflation is realized in this case, let us consider the simple example of such a U (1) symmetry under which n+ chiral superfields Φi+ and nsuperfields ΦAcarry one unit of positive and negative charges, respectively. For definiteness let us assume that n> n+, so that the symmetry is anomalous and Tr Q = 0. We assume that some of the fields transform under other gauge symmetries, since the Green–Schwarz mechanism requires nonzero mixed anomalies. Let us introduce a single gauge-singlet superfield Φ0. Then the most general trilinear coupling of Φ0 with the charged superfields can be put in the form:

n+

W = λAΦ0Φ+AΦA

(11.42)

A=1

 

(for simplicity we assume additional symmetries that forbid direct mass terms). Thus there are n− n+ superfields Φiwith negative charge that are left out of the superpotential. The potential has the form

 

 

 

g2

 

 

 

 

2

V = λA2 0|2 A|2 + +A|2

 

+ λA2 +AφA|2 +

2

 

+A|2 − |φA|2

− |φi |2

ξGS

 

(11.43) where summation over A = 1, 2, . . . , n+ and i = 1, 2, . . . , (n− n+) is assumed. Again, minimizing this potential for fixed values of φ0 we find that for

324 Supersymmetry and the early Universe

0| > φc = ξGS1/2maxA (g/λA), the minimum for all φ+ and φfields is at zero. Thus, the tree level curvature in the φ0 direction is zero and inflation can occur.

During inflation masses of 2n+ scalars are m2= λ2A0|2 g2ξGS and the remaining n− n+ negatively charged scalars have masses squared equal to g2ξGS. We see that inflation proceeds much in the same way as for the nonanomalous U (1) example discussed above. The interesting di erence is that in the latter case the scale of inflation is an arbitrary input parameter (although in concrete cases it can be determined by the grand unified scale), whereas in the anomalous case it is predicted by the Green–Schwarz mechanism.

11.4Cosmic strings

In the context of supersymmetry, cosmic strings have a remarkable property: they carry currents. This tends to stabilize them, which turns out to be a mixed blessing, since their relic density might overclose the Universe. As stressed in Section D.5 of Appendix D, which presents a short introduction to cosmic strings, an advantage of strings over other types of defects is that they interact and may thus disappear with time. This is lost in the context of supersymmetry and one must take into account the corresponding constraints on parameters, for each phase transition that may lead to the formation of strings.

Just as for inflation, the form of the scalar potential as a sum of F -terms and D-terms leads to the two main types of supersymmetric cosmic strings: F -strings and D-strings. We review their construction and some of their properties.

11.4.1F -term string

We consider a U (1) supersymmetric gauge theory with two charged superfields Φ± (of respective charge ±1) and a neutral superfield Φ0. The superpotential is chosen to be [98]

W = ρΦ0 Φ+Φ− η2 , (11.44)

with η and ρ real. The scalar potential (F and D terms) vanishes for φ0 = 0, φ± =

ηe±iα.

We look for a solution of the equations of motion corresponding to a string extending over the z axis. Following Section D.5 of Appendix D, we thus consider

the following ansatz in cylindrical coordinates (r, θ, z)

 

 

 

φ = 0, φ

 

= ηe±inθf (r), A

=

n

 

a(r)

δθ

,

(11.45)

±

g r

0

 

µ

 

µ

 

 

with the boundary conditions:

 

 

 

 

 

 

 

 

 

 

f (0) = a(0) = 0,

lim f (r) =

lim a(r) = 1.

(11.46)

 

 

 

r→∞

r→∞

 

 

 

We note that, whereas the ground state of the theory (which coincides here with the state far away from the string) conserves supersymmetry and breaks gauge symmetry, supersymmetry is broken in the core of the string (F0 = ρη2(1 − f 2)) and gauge symmetry is restored (φ± = 0).

 

 

 

 

 

 

 

 

 

Cosmic strings 325

The equations of motion are then written

 

 

 

f +

f

 

n2

(1 − a)2

= ρ2η2(f 2

 

1)f,

 

r

r2

 

 

 

 

 

 

 

 

 

 

a −

a

= 4g2η2(1 − a)f 2,

(11.47)

 

 

 

 

r

which allows us to determine the profile functions f (r) and a(r).

We then turn our attention to the fermionic degrees of freedom: zero-energy solutions Ψi(r, θ) (i = 0, ±) and λ(r, θ) exist in the string core. According to standard index theorems [97,237,358], there are 2n of them. As in the nonsupersymmetric superconducting string [376], such solutions may be turned into more general solutions propagating along the string. Indeed, let us write the ansatz

Ψi(r, θ, z, t) = ΨiL (r, θ)α(t, z)

0

 

 

3

(11.48)

(and similarly for λ). The Dirac operator can be written as D/ = γ

 

D0

+ γ

 

D3 +D/T .

In the interior of the strings, the Yukawa couplings vanish since all scalar fields are

zero and D/T ΨiL (r, θ) = 0. One infers from the Dirac equation for Ψi

 

0

 

+ γ3

 

 

 

 

γ

 

∂t

∂z

α(t, z) = 0.

 

(11.49)

 

 

 

 

 

 

 

If ΨiL satisfies (see below)

 

 

 

 

 

 

 

 

 

1γ2ΨiL = ±ΨiL ,

 

σ3 0

 

 

1

γ2 = 0 σ3

,

(11.50)

then, using 0γ1γ2γ3Ψi = Ψi, we have γ0γ3

α = α and

 

 

 

α(t, z) = 0,

(11.51)

 

 

 

∂t

∂z

i.e. α(t, z) = f (t ± z).

Thus fermions which are trapped in the transverse zero modes (satisfying (11.50) travel at the speed of light along the string (in the z direction). The presence of these excitations is responsible for turning the string into a superconducting wire.

[For the sake of completeness, we derive here the explicit form of the fermion zero

modes. We use two-component spinors (see Appendix B) and write

 

ψi(r, θ) =

ψi1(r, θ)

 

λ(r, θ) =

λ1(r, θ)

(11.52)

ψi2(r, θ)

,

λ2(r, θ) .

326 Supersymmetry and the early Universe

We note that setting the second (resp. first) components to zero, ΨiL satisfies (11.50) with a plus (resp. minus) sign. We proceed with the first choice. Equations of motion read

e−iθ r

i

 

 

 

 

 

 

 

 

 

 

 

 

 

 

θ

λ¯1 + g2ηf einθψ1

− e−inθψ+1

= 0,

 

r

 

 

e−iθ r

i

ψ¯01 + iρηf einθψ1

+ e−inθψ+1

= 0,

(11.53)

 

θ

r

e−iθ r

i

 

 

a

 

 

 

 

 

 

 

 

 

 

 

ψ¯±1 + ηf e inθ iρψ01 g2λ1

= 0.

 

 

θ ± n

 

 

r

r

 

A shortcut that allows us to find two of the zero modes (i.e. all of them if n = 1) makes direct use of the supersymmetry transformations: one acts through supersymmetry on the bosonic zero modes to obtain fermionic zero modes. Using equations (C.29) and (C.70) of Appendix C, one obtains in the bosonic background considered:

 

 

 

 

 

 

 

µαα˙ ¯α˙

 

 

 

 

 

 

 

 

 

inθ

 

 

r

 

 

(1

a)f

 

θ

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

δψ

±α

=

i 2σ

ξ

D

φ

±

=

2e±

 

f

σ

 

±

in

 

σ

 

 

 

 

 

 

 

 

 

 

µ

 

 

 

 

 

 

 

 

 

 

 

 

 

r

 

 

 

δψ0α =

 

 

ξαF0 =

 

ρη2(1 − f 2)ξα,

 

 

 

 

 

 

 

 

 

 

 

2

2

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

i

 

 

 

 

 

 

 

 

n a (r)

(σ3)α

 

 

 

 

 

 

 

 

 

δλα =

 

 

(σµσ¯ν )α β ξβ Fµν

=

 

 

 

β ξβ ,

 

 

 

 

 

 

2

g

r

 

 

 

 

 

 

where we have used F12 = (n/g)a (r)/r and defined

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

0

e−iθ

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

σr ≡ σ1 cos θ + σ2 sin θ = e

0

 

 

,

 

 

 

 

 

 

 

 

 

 

 

 

 

σθ ≡ −σ1 sin θ + σ2 cos θ = ie

 

0.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

0

 

 

ie

 

 

 

 

¯α˙

ξ ,

αα˙

(11.54)

(11.55)

We thus obtain (we set the supersymmetry transformation parameter ξ2 to zero and note ξ1 as the complex number α)

 

 

 

= −α

n a

 

 

 

 

 

λ1

 

 

 

 

 

,

 

 

 

 

 

g

r

 

 

 

 

(ψ

)

 

=

 

α

f

 

 

(1 − a)f

 

2

±

n

 

±

1

 

 

 

r

(ψ0)1 = αρη22(1 − f 2).

e±i(n 1)θ,

(11.56)

2

a and

We note that theses modes remain confined in the core of the string: f , a , 1

 

1 − f vanish away from the string. Similar expressions can be obtained by setting ξ1 = 0: as discussed above, they correspond to modes propagating along the string in the other direction.]

Cosmic strings 327

11.4.2D-term string

We now turn to the case of a phase transition where the gauge symmetry breaking occurs through a D-term:

V =

g2

|φ|2 − ξ

2

(11.57)

 

.

2

For convenience, we disregard other scalar fields than the one responsible for gauge symmetry breaking and we write ξ ≡ η2. The local string ansatz

φ = ηeinθf (r), Aµ =

n a(r)

δµθ ,

(11.58)

 

 

 

 

g r

 

 

 

with the same boundary conditions as in (11.46), leads to the equations of motion:

f = n

(1 − a)

f,

n

a

= g2η2(1

f 2).

(11.59)

 

r

 

r

 

 

 

 

Again, supersymmetry is broken (D = 2(1 − f 2)) and gauge symmetry restored in the string core.

The surprise comes from the fermionic zero modes: they only travel in one direction, which expresses the fact that supersymmetry is only half broken. [As above, we find the fermionic zero modes by performing a supersymmetry transformation on the bosonic background (11.58). Using (11.58), we find

 

 

µαα˙

¯α˙

Dµφ

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

δψα = −i 2σ

 

 

 

ξ

 

 

 

 

 

 

 

 

 

 

inθ f (1

 

a)

 

r

 

θ ¯α˙

 

 

 

 

 

 

 

= i

2ηne

 

 

 

σ

 

+

αα˙

ξ

,

 

 

 

i

 

 

r

 

 

 

 

 

 

δλα = −ξαD −

 

 

(σµσ¯ν )α β ξβ Fµν

 

 

 

2

 

 

 

= −gη2(1 − f 2) 1

+ σ3 α β ξβ .

 

 

(11.60)

We see that, if we set ξ1 = 0, the two expressions vanish. We thus only obtain zero modes by considering the case ξ1 = α and ξ2 = 0:

λ1

= 2gαη2(1 − f 2),

 

 

= 2i

 

nηα

(1 − a)f

ei(n−1)θ.

(11.61)

ψ1

2

 

 

 

 

r

 

According to the discussion in the preceding section, only modes moving in one direction are present.]

328 Supersymmetry and the early Universe

11.5Baryogenesis

Any complete cosmological scenario should give a satisfactory explanation as to why matter dominates over antimatter in the observable Universe. This is summarized in the following observational constraint (see Section D.3.5 of Appendix D):

η

B

nB − nB¯

=

 

6.1+0.3

 

×

1010.

(11.62)

 

nγ

0.2

 

 

We recall in Appendix D that, in the context of the Standard Model, the electroweak phase transition has some di culty to fulfill the Sakharov requirements necessary to generate a baryon asymmetry: it is not su ciently first order and CP violation is not strong enough to generate enough baryons.

In the supersymmetric framework of the MSSM, the source of CP violation comes from the chargino sector. If we consider the chargino mass matrix given in equation (5.44) of Chapter 5, the complex phase φµ of the µ parameter5 leads to the dominant contribution to the baryon asymmetry: the scattering of charginos against the expanding bubble wall creates an asymmetry between Higgsinos which is converted into a chiral quark asymmetry through Higgsino scattering o gluinos and stops; this chiral quark asymmetry is then translated into a baryon asymmetry through sphaleron processes [67, 229]. Regarding the order of the transition, it has been recognized that the lighter the right-handed stop, the more first order the phase transition is. It turns out that this is becoming marginally consistent with the present limit on the stop mass (a little room is left because the experimental limit is somewhat model dependent).

Grand unification has also been the framework for one of the first models of baryon generation proposed in the context of gauge theories. In this case, the departure from equilibrium is achieved through the decay of superheavy particles. Such particles are coupled to the superheavy gauge fields which ensures that they have B and CP violating interactions. Thus all three Sakharov conditions are fulfilled. This scenario is, however, di cult to realize in practice because any baryon asymmetry produced at the grand unification transition is washed away by a subsequent inflation period and limits on the reheat temperature (see the end of Section 11.2.3) prevent from producing the superheavy particles after reheating.

We thus present below the two scenarios which seem to be favored in the context of supersymmetric theories.

11.5.1Leptogenesis

One may combine some of the ingredients used above (decay of heavy particles, B and L violating sphaleron process) to overcome the di culties encountered so far.

Because a sphaleron interaction (see (D.93) in Appendix D) violates both B and L but not B − L, a nonzero value of B + L is not washed out in the high temperature symmetric phase (i.e. between 100 GeV and 1012 GeV) if we start with

5See also the discussion of Section 7.7 of Chapter 7.