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138

Table III. Civil war outcome and international

sanctions

(multinomial

logit)

 

 

y =

1, conflict resolved through military

journal ofPeace Research 47(2)

y = 2, conflict

resolved through negotiated

means

settlement

 

 

variables

 

 

 

(1)

 

 

(2)(3)(2)(1)(3)

Independent

 

 

 

 

 

 

 

Intercept

 

 

2.03

1.22

 

 

 

 

 

 

 

 

 

 

 

(1.76)

 

 

 

(2.12)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Mountains

 

 

 

 

 

0.008

 

 

 

0.004

 

 

 

 

 

 

 

 

 

(0.010)

 

 

(0.010)

 

Forests

 

 

 

 

 

0.020*

 

 

0.023*

 

 

 

 

 

 

 

 

 

(0.012)

 

 

(0.012)

 

Log

population

 

 

 

 

 

0.006

 

 

-0.073

 

 

 

 

 

 

 

(0.270)

 

 

(0.292)

 

 

 

 

 

 

 

 

 

 

 

 

Log

GDP

per

capita

 

 

 

-0.705**

 

 

-0.539

 

 

 

 

 

 

 

 

 

 

(0.331)

 

 

(0.368)

 

Oil

production

 

 

 

 

 

14.78**

 

 

12.72*

 

 

 

 

 

 

 

 

(6.51)

 

 

 

(6.86)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Diamond production

 

 

 

1.55

 

 

 

1.80

 

 

 

 

 

 

 

 

 

 

(1.05)

 

 

 

(4.44)

 

 

Ethnic fractionalization

 

 

4.84

 

 

 

6.25

 

 

 

 

 

 

 

 

 

 

(4.61)

 

 

 

(8.35)

 

 

(Ethnic

fractionalization)2

 

 

 

-4.96- .19

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(4.69)

 

 

 

(7.88)

 

 

Contraband

 

 

 

 

 

-1.42**

 

 

-1.37**

 

 

 

 

 

 

 

 

 

 

(0.633)

 

 

(0.684)

 

Number

of borders

 

 

 

-0.235*

 

 

-0.186

 

 

 

 

 

 

 

 

 

 

(0.122)

 

 

(0.126)

 

Army size (log)

 

 

 

 

-0.283

 

 

-0.319

 

 

 

 

 

 

 

 

 

 

(0.273)

 

 

(0.324)

 

Deaths/year

 

 

 

 

 

2.08e-06

 

 

3.89e-06

 

 

 

 

 

 

 

 

 

 

 

 

Ethnicwar

 

 

 

 

 

(3.11e-06)

 

 

(3.96e-06)

 

 

 

 

 

 

0.516

 

 

 

0.598

 

 

 

 

 

 

 

 

 

(0.570)

 

 

(0.674)

 

Sons

of

soil

 

 

war

 

 

-2.56**

 

 

-2.45**

 

 

 

 

 

 

 

 

 

 

(1.20)

 

 

 

(1.19)

 

Military

intervention -0.293

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(0.588)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Non-institutional

 

sanction

 

 

1.17***1.19***

 

 

 

 

 

 

 

 

 

 

 

 

(0.367)

 

 

(0.385)

 

International

institution

sanction

 

0.6540.582

 

 

 

 

 

 

 

 

 

 

 

 

 

(0.761)

 

 

(0.935)

 

Int.

institution

sanction

 

 

 

 

 

 

 

 

 

 

(no member)

 

 

 

 

 

 

 

 

 

 

 

 

Int.

institution

sanction

(membet)

 

 

 

 

 

 

 

 

Model

1

 

 

 

 

 

 

 

 

 

 

 

 

Duration

splines

yes

 

 

 

 

 

 

 

 

 

 

Observations

612

 

 

 

 

 

 

 

 

 

 

Log-pseudolikelihood

 

 

 

-159.91

 

 

 

 

 

 

0.1692

 

 

 

 

 

 

 

 

Pseudo

R-squared

 

 

 

 

 

 

 

 

 

Robust

standard errors in parentheses.

 

 

 

 

 

 

 

**><

.01; **/><

.05;><

.10.

 

 

 

 

 

 

 

 

Cooperation

and commercial

interdependence

are

likely

to

be

 

 

 

 

 

 

 

found

among

 

the members

of

some

multilateral

organizations.

 

To

test this straightforwardproposition,

I have

recoded

the

variable used

inModel

1 by dividing the sanctions imposed

by

an

international

institution

into

two

extra

dummy

 

 

 

 

 

 

 

 

 

 

 

1.27

5.25

7.19

6.00

(2.13)

(4.43)

(6.05)

(6.32)

0.004

-0.044

-0.046

-0.045

(0.010)

(0.038)

(0.046)

(0.048)

0.023*

-0.030

-0.047**

-0.056*

(0.012)

(0.022)

(0.019)

(0.029)

-0.074

-0.816

-1.02

-1.17

(0.289)

(0.504)

(0.749)

(0.827)

-0.542

-0.222

-0.060

0.331

(0.369)

(0.559)

(0.686)

(0.696)

12.79*

-25.45

-34.33

-80.32

(6.85)

(23.13)

(34.49)

(54.75)

1.89

3.16*

2.67

10.93

(4.59)

(1.66)

(5.29)

(7.17)

6.25

6.01

2.57

3.51

(8.31)

(7.30)

(11.49)

(14.31)

-6.20

-10.16

-7.86

-9.96

(7.84)

(8.29)

(13.37)

(16.75)

-1.38**

-0.954

-0.701

-1.01

(0.689)

(0.841)

(0.904)

(0.978)

-0.187

0.382*

0.489*

0.708**

(0.128)

(0.232)

(0.294)

(0.351)

-0.322

-0.744**

-0.836*

-1.20*

(0.322)

(0.380)

(0.440)

(0.687)

3.88e-06

-6.13e-06

-2.36e-06

-8.90e-06

(3.96e-06)

(0.00002)

(0.00003)

(0.00004)

0.601

0.784

0.366

0.197

 

(0(0.672).893)

(1.18)(1.34)

 

-2.45**

-1.97

-1.93

-2.49

(1.17)

(2.02)

(2.51)

(3.11)

 

 

-0.292 -1.63*

-1.67*

(0.587)

 

(0.865)

(0.896)

1.19***

0.374

0.5660.645

 

(0.381)

(0.600)

(0.557)

(0.451)

 

1.84**

2.32*

 

 

(0.922)

(1.23)

 

0.553

 

 

0.116

(1.49)

 

 

(0.883)

0.561

 

 

3.45**

(0.981)

 

(1.59)

 

2

 

3

 

yes

 

yes

 

589

 

589

 

-142.65

 

-141.64

 

0.1873

 

0.1931

 

variables: thefirstiscoded 1 ifthecountry isbeing sanctioned

by an international

institution

but is not member

of that insti

tution,and the second iscoded 1 ifthecountry isbeing sanc

tionedby an internationalinstitutiontowhich

itbelongs.The

coefficientsof the

newly

createddummies

 

confirmour

 

 

 

largely

This content downloaded from 92.242.58.12 on Mon, 8 Dec 2014 04:37:31 AM All use subject to JSTOR Terms and Conditions

Escriba-Folch_139

 

 

 

 

 

 

 

 

 

 

 

 

 

expectations.

Note

first that

the

strong

positive

impact

of'non

institutional'

 

sanctions

on military

victory

is not

altered. In

contrast,

for

those

countries

belonging

to

the

institution

 

 

 

 

 

 

 

 

 

 

 

 

 

imposing

the

sanctions,

the

impact

of

 

such

coercive

measures

is

great

and

 

 

 

The

estimated

probability

of a

negoti

 

 

significant.

 

 

 

 

 

 

ated settlement is0.0008 when

no sanction ispresent; ifthe

country

is targeted

by

sanctions

of

an

international

institution

itbelongs

to, the probability of a negotiated

termination is

0.024.

On

 

the

other

hand,

 

a

 

country

under

 

non

institutionalsanctions faces a probability of 0.074 of having

 

no sanc

theconflictresolved throughmilitarymeans, while if

tion is imposed, the likelihood is just 0.023.

 

Table IV shows theresultsof theeffectsof the typesofmea

sure sanctions involve on war outcome. These

results should

be carefully interpretedas theyare quite

sensitive to sample

size,which in this case

is restrictedto theTIES

data (from

1971).

 

To

increase

the

number

of

observations,

the

variable

'log GDP

 

per capita'

has

been

ruled

out,

since itwas

not

sig

nificant

anyway,

and

we

use the natural

resources

dummies.

 

 

 

 

 

 

 

 

 

 

 

The

evidence suggests that the only measures

effective in

shortening

conflicts

are

total

embargoes,

which

increase

the

likelihoodof both amilitary victoryand a settlement.In con

trast, international

arms

embargoes

have

a

negative

and

signif

icant impact on

the probability of a military victory.This

resultgives credit to those arguing that this typeof sanction

has been

irrelevant at best,

and even counterproductive

(Tierney,

2005). Multilateral

arms embargoes may re

balance thepower between parties, therebymaking victory less likely.On the other hand, multilateral arms embargoes have had a positive, albeit not significant,effecton the likelihood

of a

settlement.17

This

latter finding

supports

to some

extent

the proposition

that

arms embargoes

decrease

uncertainty

over

each

party's power.

 

 

 

 

 

Other

results

of

these

tables merit

comment:

military

inter

 

 

 

 

 

 

 

 

ventions significantlyreduce the likelihood of a settlement.

The

inclusion of thisvariable reduces the sample somewhat

and

slightlyalters some of the results.Again, contraband

reduces theprospects of conflict termination,especially those

of a military victory,as

it allows

the rebels to finance their

activities.

The

number

of

borders

has

contradictory

effects.

On

theone hand, it serves tohinder amilitary victory (argu

ably,

by

government

forces),

since

it eases the maintenance

of

 

 

 

 

 

 

rebel bases outside

the boundaries of the state; but, on

the

other hand,

it increases the likelihood of a negotiated resolu

tion, as

inDeRouen

&

Sobek (2004). The size of the army

also

represents

a significant

obstacle

 

to

a negotiated

resolution

of conflicts,

as itmay

tend

to make

 

the government

overesti

mate

its relativestrength,pe, and

the probability ofwinning

(Mason &

Fett, 1996). Natural resources,both diamonds and

oil, are

again

related to shorterwars,

 

 

differ

 

 

 

 

 

 

 

although through

 

ent mechanisms.

Abundant

 

forest

areas

increase the

likelihood

of amilitary victoryand hinder negotiated settlements.

17

 

at the 0.10 level; the

is0.105.

The coefficient is almost

significant

 

Rvalue

 

Table

 

IV. Types

of sanction and civil war outcome

(multinomial

logit)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Event: Civil

war

outcome

=

j

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Military

 

Negotiated

 

 

Independent

variables

victory

settlement

 

 

 

 

 

 

 

 

 

 

Intercept

 

 

-0.1679.09

 

 

 

 

 

 

 

(0.278)

 

 

(6.15)

 

 

 

 

 

 

 

 

 

 

 

Mountains

 

 

-0.012

 

-0.041

 

 

 

 

 

 

 

(0.012)

 

 

(0.043)

 

 

Forests

 

 

 

0.003

 

-0.081*

 

 

 

 

 

 

 

(0.015)

 

 

(0.043)

 

 

Log

population

 

-0.481*

 

-1.12**

 

 

 

(0.261)

 

 

(0.568)

 

 

 

 

 

 

 

 

 

 

 

Mineral exporting

4 71***

 

6.45**

 

 

 

 

 

 

 

(1.81)

 

 

(2.60)

 

 

Oil

exporting

 

0.257

 

 

0.441

 

 

 

 

 

 

 

(0.566)

 

 

(1.57)

 

 

Ethnic

fractionalization

14.68

 

 

0.739

 

 

 

 

 

 

 

(9.53)

 

(14.06)

 

 

(Ethnic

 

 

-15.84*

 

-5.58

 

 

fractionalization)2

 

 

 

 

 

 

 

 

 

 

 

(9.27)

 

(15.22)

 

 

Contraband

 

 

-1.53**

-3.08

 

 

 

 

 

 

 

 

 

(0.748)

 

 

(2.14)

 

 

Number ofborders

0.141

 

 

0.665**

 

 

 

 

 

 

 

(0.114)

 

 

(0.302)

 

 

Army

size

(log)

 

-0.663*

 

-1.56***

 

 

 

 

 

 

 

(0.372)

 

 

(0.498)

 

 

Deaths/year

 

 

0.00001**

 

1.15e-06

 

 

 

 

 

 

 

(0.00004)

 

 

 

 

 

 

(5.64e-06)

 

 

Ethnic

war

 

 

1.16

-0.373

 

 

 

 

 

 

 

 

 

(0.761)

 

 

(1.25)

 

 

Sons

of soil war

 

-2.36***

 

-2.56

 

 

 

 

 

 

 

(0.666)

 

 

(2.34)

 

 

Military

intervention

-0.656 -1.34***

 

 

 

 

 

 

 

(0.629)

 

 

(0.490)

 

 

 

 

 

 

 

 

 

 

 

Total

 

embargo

 

2.04***6.03***

 

 

 

 

 

 

 

(0.634)

 

 

(1.98)

 

 

 

 

 

 

 

 

 

 

 

Aid

termination

 

0.7810.692

 

 

 

 

 

 

 

 

 

 

(0.479)

 

 

(1.42)

 

 

Trade

 

restrictions

0.5081.60

 

 

 

 

 

 

 

 

arms

(0.671)

 

 

(2.08)

 

 

Multilateral

-1.48** 1.71

 

 

 

 

embargo

 

 

(0.673)

 

 

(1.05)

 

 

 

 

 

 

 

 

 

 

 

Other

sanctions

 

0.5381.02

 

 

 

 

 

 

 

 

 

 

(1.10)

 

 

(1.45)

 

 

Duration

splines

Yes

 

 

 

 

 

 

Observations

592

 

 

 

 

 

 

Log-pseudolikelihood

-141.65

 

 

 

 

 

 

 

 

 

 

 

Pseudo

R-squared

 

0.2152

 

 

 

 

 

Robust

standard errors in parentheses.

 

 

 

 

 

***/><

.01;**/><

.05;><

.10.

 

 

 

 

 

Concluding remarks

Studies of the efficacyof economic sanctionshave tended to analyze it in a rathergeneralway and have used constructed

variables

that often assess

the success

of

a sanction

episode

 

 

 

 

 

This content downloaded from 92.242.58.12 on Mon, 8 Dec 2014 04:37:31 AM All use subject to JSTOR Terms and Conditions

on an ordinal scale. In thiswork, I sought to explore theeffect

of

sanctions

in a very specific

context,

 

civil war duration,

using

a

time-series

cross-sectional

dataset

and a

direct measure

of

event occurrence,

civil war

termination

and

outcome.

 

I hypothesized thatsanctionswould have a significantneg ative effecton intrastateconflictduration,mainly due to three

basic mechanisms: convergence of parties' beliefs over power, reduced utility of victory and financial pressure that reduce

parties' viability of continued fighting.Our

second proposi

tion

contended

that

those

sanctions

 

maximizing

 

the

costs to

 

 

 

 

 

 

bemore

 

 

 

 

 

 

 

the

 

 

would

effectivethanother

 

of

targeted

 

target

 

 

war

to an end.

 

 

 

 

 

types

measures

in

 

 

Finally,

I further

 

 

 

 

 

 

bringing

 

 

 

 

 

proposed

that

those

sanctions

imposed

by an

 

international

institution

would

 

be more

effective in augmenting

 

the probability of

intrastate

conflict termination.

 

 

 

 

 

 

 

 

 

 

Our

 

empirical

evidence

using

new

 

data

on

sanctions

shows

that,

 

effectively,

sanctions

have

had a

significant

and

negative

impact

on

intrastate

conflict

duration.

Moreover,

this effect

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

grows

 

the more

years

a given

country

 

 

is targeted.

These

results

are robust to the inclusionof a variable controllingforexternal

military

 

interventions.

Moreover,

the

empirical

evidence

 

 

 

 

 

 

seems

to

suggest that

the most

successful measures

 

so far have

been

total

economic

embargoes.

Such

measures

are

shown to

 

 

 

 

 

 

 

 

increase the likelihood of bothmilitary victoryand negotiated

settlement,

while

international arms

embargoes

are found

only

to

 

 

 

 

decrease the likelihood of a

military victoryby

 

significantly

 

 

one of

the

parties.

about

the efficacy of

sanctions

 

Regarding

 

the debate

imposed

by

international

institutions or not,

this

article

has

shed lighton thedistinctive effectof both typesof sanction. Although thecoefficientsforsanctionsbacked by international

institutions and those which are not are extremely similar in size in thegeneralmodels ofwar duration, I find thatsanctions

imposed

by

international

institutions

significantly

increase

the

likelihood of conflict resolution, especially

if the targeted

country

is amember

of

the

organization.

In

contrast,

sanctions

applied by other bodies aremuch more

conducive tomilitary

victories.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

In sum,

the

article

has

several

policy

implications.

 

First,

it

suggests

that,

overall,

sanctions

have

been

relatively

useful

in

 

 

 

 

 

 

 

 

 

helping

to

shorten

civil wars,

as

the

statistical

association

sug

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

gests.

Yet,

this

role needs

to

be

improved.

Concretely,

our

results suggest that any coercivemeasures

should preferably

be conducted by

 

 

 

 

 

 

 

 

 

 

 

we

internationalorganizations, especially if

are

interested

 

in

promoting

 

conflict

resolution.

Concerning

 

themeasures

imposed, the evidence suggests thatmaximizing

costs

via

embargoes

ismore

effective

than other

sanction

types.

Multilateral

 

arms

embargoes

can

also

result

in

increased

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

chances

of

negotiated

settlement,

 

although

 

implementation

 

problems so farhave

limited theireffectiveness,as remarked

by many

scholars.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Replication

data

in this article can

be

found

at

 

 

The

data

used

http://

www.

prio. no/j

pr/datasets.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

140

journal a/Peace

Research

47(2)

Acknowledgements

for sharing thedata on sanctions and

I thankCliftonMorgan

the editor, T?nia Verge

and

three anonymous

referees

for very

helpful comments. I am also gratefulto the InstitutBarcelona

d'Estudis

Internationals,

where

this research was

started,

and

all thepeople there.

 

 

 

 

 

 

 

 

References

 

 

 

 

 

 

 

 

 

 

Ang, Adrian U-Jin

& Dursun

Peksen

(2007)

When

do

economic

sanctions work?

Asymmetric

 

perceptions,

issue salience,

and

out

comes.

Political

Research

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