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138
Table III. Civil war outcome and international |
sanctions |
(multinomial |
logit) |
|
|
||
y = |
1, conflict resolved through military |
||
journal ofPeace Research 47(2)
y = 2, conflict |
resolved through negotiated |
means |
settlement |
|
|
variables |
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|
|
(1) |
|
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(2)(3)(2)(1)(3) |
|||||
Independent |
|
|
|
|
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|
|||||||
Intercept |
|
|
2.03 |
1.22 |
|
|
|
|
|
|
||||
|
|
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|
|
(1.76) |
|
|
|
(2.12) |
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|||
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Mountains |
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|
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0.008 |
|
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|
0.004 |
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|||
|
|
|
|
|
|
|
|
(0.010) |
|
|
(0.010) |
|
||
Forests |
|
|
|
|
|
0.020* |
|
|
0.023* |
|
||||
|
|
|
|
|
|
|
|
(0.012) |
|
|
(0.012) |
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||
Log |
population |
|
|
|
|
|
0.006 |
|
|
-0.073 |
|
|
||
|
|
|
|
|
(0.270) |
|
|
(0.292) |
|
|||||
|
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|
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Log |
GDP |
per |
capita |
|
|
|
-0.705** |
|
|
-0.539 |
|
|
||
|
|
|
|
|
|
|
|
(0.331) |
|
|
(0.368) |
|
||
Oil |
production |
|
|
|
|
|
14.78** |
|
|
12.72* |
|
|
||
|
|
|
|
|
|
(6.51) |
|
|
|
(6.86) |
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||
|
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Diamond production |
|
|
|
1.55 |
|
|
|
1.80 |
|
|
||||
|
|
|
|
|
|
|
|
(1.05) |
|
|
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(4.44) |
|
|
Ethnic fractionalization |
|
|
4.84 |
|
|
|
6.25 |
|
|
|||||
|
|
|
|
|
|
|
|
(4.61) |
|
|
|
(8.35) |
|
|
(Ethnic |
fractionalization)2 |
|
|
|
-4.96- .19 |
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(4.69) |
|
|
|
(7.88) |
|
|
Contraband |
|
|
|
|
|
-1.42** |
|
|
-1.37** |
|
|
|||
|
|
|
|
|
|
|
|
(0.633) |
|
|
(0.684) |
|
||
Number |
of borders |
|
|
|
-0.235* |
|
|
-0.186 |
|
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||||
|
|
|
|
|
|
|
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(0.122) |
|
|
(0.126) |
|
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Army size (log) |
|
|
|
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-0.283 |
|
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-0.319 |
|
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||||
|
|
|
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|
|
|
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(0.273) |
|
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(0.324) |
|
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Deaths/year |
|
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|
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2.08e-06 |
|
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3.89e-06 |
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Ethnicwar |
|
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(3.11e-06) |
|
|
(3.96e-06) |
|
||||
|
|
|
|
|
0.516 |
|
|
|
0.598 |
|
||||
|
|
|
|
|
|
|
|
(0.570) |
|
|
(0.674) |
|
||
Sons |
of |
soil |
|
|
war |
|
|
-2.56** |
|
|
-2.45** |
|
|
|
|
|
|
|
|
|
|
|
(1.20) |
|
|
|
(1.19) |
|
|
Military |
intervention -0.293 |
|
|
|
|
|
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|
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||||
|
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|
|
|
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|
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(0.588) |
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Non-institutional |
|
sanction |
|
|
1.17***1.19*** |
|
|
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|
|
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|
|
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(0.367) |
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|
(0.385) |
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International |
institution |
sanction |
|
0.6540.582 |
|
|
|
|
|
|||||
|
|
|
|
|
|
|
|
(0.761) |
|
|
(0.935) |
|
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Int. |
institution |
sanction |
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(no member) |
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Int. |
institution |
sanction |
(membet) |
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Model |
1 |
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Duration |
splines |
yes |
|
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Observations |
612 |
|
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Log-pseudolikelihood |
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|
|
-159.91 |
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0.1692 |
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Pseudo |
R-squared |
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Robust |
standard errors in parentheses. |
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**>< |
.01; **/>< |
.05;>< |
.10. |
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Cooperation |
and commercial |
interdependence |
are |
likely |
to |
be |
||||||||
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|
||||||||
found |
among |
|
the members |
of |
some |
multilateral |
organizations. |
|
||||||
To |
test this straightforwardproposition, |
I have |
recoded |
the |
||||||||||
variable used |
inModel |
1 by dividing the sanctions imposed |
||||||||||||
by |
an |
international |
institution |
into |
two |
extra |
dummy |
|||||||
|
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|
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1.27 |
5.25 |
7.19 |
6.00 |
(2.13) |
(4.43) |
(6.05) |
(6.32) |
0.004 |
-0.044 |
-0.046 |
-0.045 |
(0.010) |
(0.038) |
(0.046) |
(0.048) |
0.023* |
-0.030 |
-0.047** |
-0.056* |
(0.012) |
(0.022) |
(0.019) |
(0.029) |
-0.074 |
-0.816 |
-1.02 |
-1.17 |
(0.289) |
(0.504) |
(0.749) |
(0.827) |
-0.542 |
-0.222 |
-0.060 |
0.331 |
(0.369) |
(0.559) |
(0.686) |
(0.696) |
12.79* |
-25.45 |
-34.33 |
-80.32 |
(6.85) |
(23.13) |
(34.49) |
(54.75) |
1.89 |
3.16* |
2.67 |
10.93 |
(4.59) |
(1.66) |
(5.29) |
(7.17) |
6.25 |
6.01 |
2.57 |
3.51 |
(8.31) |
(7.30) |
(11.49) |
(14.31) |
-6.20 |
-10.16 |
-7.86 |
-9.96 |
(7.84) |
(8.29) |
(13.37) |
(16.75) |
-1.38** |
-0.954 |
-0.701 |
-1.01 |
(0.689) |
(0.841) |
(0.904) |
(0.978) |
-0.187 |
0.382* |
0.489* |
0.708** |
(0.128) |
(0.232) |
(0.294) |
(0.351) |
-0.322 |
-0.744** |
-0.836* |
-1.20* |
(0.322) |
(0.380) |
(0.440) |
(0.687) |
3.88e-06 |
-6.13e-06 |
-2.36e-06 |
-8.90e-06 |
(3.96e-06) |
(0.00002) |
(0.00003) |
(0.00004) |
0.601 |
0.784 |
0.366 |
0.197 |
|
(0(0.672).893) |
(1.18)(1.34) |
|
-2.45** |
-1.97 |
-1.93 |
-2.49 |
(1.17) |
(2.02) |
(2.51) |
(3.11) |
|
|
-0.292 -1.63* |
-1.67* |
(0.587) |
|
(0.865) |
(0.896) |
1.19*** |
0.374 |
0.5660.645 |
|
(0.381) |
(0.600) |
(0.557) |
(0.451) |
|
1.84** |
2.32* |
|
|
(0.922) |
(1.23) |
|
0.553 |
|
|
0.116 |
(1.49) |
|
|
(0.883) |
0.561 |
|
|
3.45** |
(0.981) |
|
(1.59) |
|
2 |
|
3 |
|
yes |
|
yes |
|
589 |
|
589 |
|
-142.65 |
|
-141.64 |
|
0.1873 |
|
0.1931 |
|
variables: thefirstiscoded 1 ifthecountry isbeing sanctioned
by an international |
institution |
but is not member |
of that insti |
||
tution,and the second iscoded 1 ifthecountry isbeing sanc |
|||||
tionedby an internationalinstitutiontowhich |
itbelongs.The |
||||
coefficientsof the |
newly |
createddummies |
|
confirmour |
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|
largely |
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This content downloaded from 92.242.58.12 on Mon, 8 Dec 2014 04:37:31 AM All use subject to JSTOR Terms and Conditions
Escriba-Folch_139 |
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expectations. |
Note |
first that |
the |
strong |
positive |
impact |
of'non |
|||||||||
institutional' |
|
sanctions |
on military |
victory |
is not |
altered. In |
||||||||||
contrast, |
for |
those |
countries |
belonging |
to |
the |
institution |
|||||||||
|
|
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|
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imposing |
the |
sanctions, |
the |
impact |
of |
|
such |
coercive |
measures |
|||||||
is |
great |
and |
|
|
|
The |
estimated |
probability |
of a |
negoti |
||||||
|
|
significant. |
|
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|
||||||||
ated settlement is0.0008 when |
no sanction ispresent; ifthe |
|||||||||||||||
country |
is targeted |
by |
sanctions |
of |
an |
international |
institution |
|||||||||
itbelongs |
to, the probability of a negotiated |
termination is |
||||||||||||||
0.024. |
On |
|
the |
other |
hand, |
|
a |
|
country |
under |
|
non |
||||
institutionalsanctions faces a probability of 0.074 of having
|
no sanc |
theconflictresolved throughmilitarymeans, while if |
|
tion is imposed, the likelihood is just 0.023. |
|
Table IV shows theresultsof theeffectsof the typesofmea |
|
sure sanctions involve on war outcome. These |
results should |
be carefully interpretedas theyare quite |
sensitive to sample |
|||||||||||
size,which in this case |
is restrictedto theTIES |
data (from |
||||||||||
1971). |
|
To |
increase |
the |
number |
of |
observations, |
the |
variable |
|||
'log GDP |
|
per capita' |
has |
been |
ruled |
out, |
since itwas |
not |
sig |
|||
nificant |
anyway, |
and |
we |
use the natural |
resources |
dummies. |
||||||
|
|
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|
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The |
evidence suggests that the only measures |
effective in |
||||||||||
shortening |
conflicts |
are |
total |
embargoes, |
which |
increase |
the |
|||||
likelihoodof both amilitary victoryand a settlement.In con
trast, international |
arms |
embargoes |
have |
a |
negative |
and |
signif |
icant impact on |
the probability of a military victory.This |
||||||
resultgives credit to those arguing that this typeof sanction
has been |
irrelevant at best, |
and even counterproductive |
(Tierney, |
2005). Multilateral |
arms embargoes may re |
balance thepower between parties, therebymaking victory less likely.On the other hand, multilateral arms embargoes have had a positive, albeit not significant,effecton the likelihood
of a |
settlement.17 |
This |
latter finding |
supports |
to some |
extent |
||
the proposition |
that |
arms embargoes |
decrease |
uncertainty |
over |
|||
each |
party's power. |
|
|
|
|
|
||
Other |
results |
of |
these |
tables merit |
comment: |
military |
inter |
|
|
|
|
|
|
|
|
|
|
ventions significantlyreduce the likelihood of a settlement.
The |
inclusion of thisvariable reduces the sample somewhat |
and |
slightlyalters some of the results.Again, contraband |
reduces theprospects of conflict termination,especially those
of a military victory,as |
it allows |
the rebels to finance their |
||||||||||
activities. |
The |
number |
of |
borders |
has |
contradictory |
effects. |
|||||
On |
theone hand, it serves tohinder amilitary victory (argu |
|||||||||||
ably, |
by |
government |
forces), |
since |
it eases the maintenance |
of |
||||||
|
|
|
|
|
|
|||||||
rebel bases outside |
the boundaries of the state; but, on |
the |
||||||||||
other hand, |
it increases the likelihood of a negotiated resolu |
|||||||||||
tion, as |
inDeRouen |
& |
Sobek (2004). The size of the army |
|||||||||
also |
represents |
a significant |
obstacle |
|
to |
a negotiated |
resolution |
|||||
of conflicts, |
as itmay |
tend |
to make |
|
the government |
overesti |
||||||
mate |
its relativestrength,pe, and |
the probability ofwinning |
||||||||||
(Mason & |
Fett, 1996). Natural resources,both diamonds and |
|||||||||||
oil, are |
again |
related to shorterwars, |
|
|
differ |
|||||||
|
|
|
|
|
|
|
although through |
|
||||
ent mechanisms. |
Abundant |
|
forest |
areas |
increase the |
likelihood |
||||||
of amilitary victoryand hinder negotiated settlements.
17 |
|
at the 0.10 level; the |
is0.105. |
The coefficient is almost |
significant |
||
|
Rvalue |
|
Table |
|
IV. Types |
of sanction and civil war outcome |
(multinomial |
||||||
logit) |
|
|
|
|
|
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|
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|
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|
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|
|
Event: Civil |
war |
outcome |
= |
j |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Military |
|
Negotiated |
|
|
|
Independent |
variables |
victory |
settlement |
|
|
|
||||
|
|
|
|
|
|
|
||||
Intercept |
|
|
-0.1679.09 |
|
|
|
|
|
||
|
|
(0.278) |
|
|
(6.15) |
|
|
|||
|
|
|
|
|
|
|
|
|
||
Mountains |
|
|
-0.012 |
|
-0.041 |
|
|
|||
|
|
|
|
|
(0.012) |
|
|
(0.043) |
|
|
Forests |
|
|
|
0.003 |
|
-0.081* |
|
|
||
|
|
|
|
|
(0.015) |
|
|
(0.043) |
|
|
Log |
population |
|
-0.481* |
|
-1.12** |
|
|
|||
|
(0.261) |
|
|
(0.568) |
|
|
||||
|
|
|
|
|
|
|
|
|
||
Mineral exporting |
4 71*** |
|
6.45** |
|
|
|||||
|
|
|
|
|
(1.81) |
|
|
(2.60) |
|
|
Oil |
exporting |
|
0.257 |
|
|
0.441 |
|
|
||
|
|
|
|
|
(0.566) |
|
|
(1.57) |
|
|
Ethnic |
fractionalization |
14.68 |
|
|
0.739 |
|
|
|||
|
|
|
|
|
(9.53) |
|
(14.06) |
|
|
|
(Ethnic |
|
|
-15.84* |
|
-5.58 |
|
|
|||
fractionalization)2 |
|
|
|
|
|
|
||||
|
|
|
|
|
(9.27) |
|
(15.22) |
|
|
|
Contraband |
|
|
-1.53** |
-3.08 |
|
|
|
|
||
|
|
|
|
|
(0.748) |
|
|
(2.14) |
|
|
Number ofborders |
0.141 |
|
|
0.665** |
|
|
||||
|
|
|
|
|
(0.114) |
|
|
(0.302) |
|
|
Army |
size |
(log) |
|
-0.663* |
|
-1.56*** |
|
|
||
|
|
|
|
|
(0.372) |
|
|
(0.498) |
|
|
Deaths/year |
|
|
0.00001** |
|
1.15e-06 |
|
|
|||
|
|
|
|
|
(0.00004) |
|
||||
|
|
|
|
|
(5.64e-06) |
|
|
|||
Ethnic |
war |
|
|
1.16 |
-0.373 |
|
|
|
|
|
|
|
|
|
|
(0.761) |
|
|
(1.25) |
|
|
Sons |
of soil war |
|
-2.36*** |
|
-2.56 |
|
|
|||
|
|
|
|
|
(0.666) |
|
|
(2.34) |
|
|
Military |
intervention |
-0.656 -1.34*** |
|
|
|
|
||||
|
|
|
(0.629) |
|
|
(0.490) |
|
|
||
|
|
|
|
|
|
|
|
|
||
Total |
|
embargo |
|
2.04***6.03*** |
|
|
|
|
||
|
|
|
(0.634) |
|
|
(1.98) |
|
|
||
|
|
|
|
|
|
|
|
|
||
Aid |
termination |
|
0.7810.692 |
|
|
|
|
|
||
|
|
|
|
|
(0.479) |
|
|
(1.42) |
|
|
Trade |
|
restrictions |
0.5081.60 |
|
|
|
|
|
||
|
|
|
arms |
(0.671) |
|
|
(2.08) |
|
|
|
Multilateral |
-1.48** 1.71 |
|
|
|
|
|||||
embargo |
|
|
(0.673) |
|
|
(1.05) |
|
|
||
|
|
|
|
|
|
|
|
|
||
Other |
sanctions |
|
0.5381.02 |
|
|
|
|
|
||
|
|
|
|
|
(1.10) |
|
|
(1.45) |
|
|
Duration |
splines |
Yes |
|
|
|
|
|
|
||
Observations |
592 |
|
|
|
|
|
|
|||
Log-pseudolikelihood |
-141.65 |
|
|
|
|
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||||
|
|
|
|
|
|
|||||
Pseudo |
R-squared |
|
0.2152 |
|
|
|
|
|
||
Robust |
standard errors in parentheses. |
|
|
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||||
***/>< |
.01;**/>< |
.05;>< |
.10. |
|
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|
||
Concluding remarks
Studies of the efficacyof economic sanctionshave tended to analyze it in a rathergeneralway and have used constructed
variables |
that often assess |
the success |
of |
a sanction |
episode |
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|
This content downloaded from 92.242.58.12 on Mon, 8 Dec 2014 04:37:31 AM All use subject to JSTOR Terms and Conditions
on an ordinal scale. In thiswork, I sought to explore theeffect
of |
sanctions |
in a very specific |
context, |
|
civil war duration, |
using |
||
a |
time-series |
cross-sectional |
dataset |
and a |
direct measure |
of |
||
event occurrence, |
civil war |
termination |
and |
outcome. |
|
|||
I hypothesized thatsanctionswould have a significantneg ative effecton intrastateconflictduration,mainly due to three
basic mechanisms: convergence of parties' beliefs over power, reduced utility of victory and financial pressure that reduce
parties' viability of continued fighting.Our |
second proposi |
|||||||||||||||||
tion |
contended |
that |
those |
sanctions |
|
maximizing |
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the |
costs to |
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bemore |
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the |
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would |
effectivethanother |
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of |
targeted |
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|
target |
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|
war |
to an end. |
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types |
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measures |
in |
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Finally, |
I further |
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bringing |
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proposed |
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that |
those |
sanctions |
imposed |
by an |
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international |
institution |
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would |
|
be more |
effective in augmenting |
|
the probability of |
|||||||||||||
intrastate |
conflict termination. |
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|||||||
Our |
|
empirical |
evidence |
using |
new |
|
data |
on |
sanctions |
shows |
||||||||
that, |
|
effectively, |
sanctions |
have |
had a |
significant |
and |
negative |
||||||||||
impact |
on |
intrastate |
conflict |
duration. |
Moreover, |
this effect |
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grows |
|
the more |
years |
a given |
country |
|
|
is targeted. |
These |
results |
||||||||
are robust to the inclusionof a variable controllingforexternal
military |
|
interventions. |
Moreover, |
the |
empirical |
evidence |
||
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|
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|
|||
seems |
to |
suggest that |
the most |
successful measures |
|
so far have |
||
been |
total |
economic |
embargoes. |
Such |
measures |
are |
shown to |
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|
|
increase the likelihood of bothmilitary victoryand negotiated
settlement, |
while |
international arms |
embargoes |
are found |
only |
||||||
to |
|
|
|
|
decrease the likelihood of a |
military victoryby |
|||||
|
significantly |
|
|
||||||||
one of |
the |
parties. |
about |
the efficacy of |
sanctions |
||||||
|
Regarding |
|
the debate |
||||||||
imposed |
by |
international |
institutions or not, |
this |
article |
has |
|||||
shed lighton thedistinctive effectof both typesof sanction. Although thecoefficientsforsanctionsbacked by international
institutions and those which are not are extremely similar in size in thegeneralmodels ofwar duration, I find thatsanctions
imposed |
by |
international |
institutions |
significantly |
increase |
the |
||||||||||||
likelihood of conflict resolution, especially |
if the targeted |
|||||||||||||||||
country |
is amember |
of |
the |
organization. |
In |
contrast, |
sanctions |
|||||||||||
applied by other bodies aremuch more |
conducive tomilitary |
|||||||||||||||||
victories. |
|
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|
In sum, |
the |
article |
has |
several |
policy |
implications. |
|
First, |
it |
|||||||||
suggests |
that, |
overall, |
sanctions |
have |
been |
relatively |
useful |
in |
||||||||||
|
|
|
|
|
|
|
|
|
||||||||||
helping |
to |
shorten |
civil wars, |
as |
the |
statistical |
association |
sug |
||||||||||
|
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||||
gests. |
Yet, |
this |
role needs |
to |
be |
improved. |
Concretely, |
our |
||||||||||
results suggest that any coercivemeasures |
should preferably |
|||||||||||||||||
be conducted by |
|
|
|
|
|
|
|
|
|
|
|
we |
||||||
internationalorganizations, especially if |
||||||||||||||||||
are |
interested |
|
in |
promoting |
|
conflict |
resolution. |
Concerning |
|
|||||||||
themeasures |
imposed, the evidence suggests thatmaximizing |
|||||||||||||||||
costs |
via |
embargoes |
ismore |
effective |
than other |
sanction |
types. |
|||||||||||
Multilateral |
|
arms |
embargoes |
can |
also |
result |
in |
increased |
||||||||||
|
|
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chances |
of |
negotiated |
settlement, |
|
although |
|
implementation |
|
||||||||||
problems so farhave |
limited theireffectiveness,as remarked |
|||||||||||||||||
by many |
scholars. |
|
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||
Replication |
data |
in this article can |
be |
found |
at |
|
|
|||||||||||
The |
data |
used |
http:// |
|||||||||||||||
www. |
prio. no/j |
pr/datasets. |
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140 |
journal a/Peace |
Research |
47(2) |
|
Acknowledgements |
for sharing thedata on sanctions and |
|||
I thankCliftonMorgan |
||||
the editor, T?nia Verge |
and |
three anonymous |
referees |
for very |
helpful comments. I am also gratefulto the InstitutBarcelona
d'Estudis |
Internationals, |
where |
this research was |
started, |
and |
|||||
all thepeople there. |
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|
||
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This content downloaded from 92.242.58.12 on Mon, 8 Dec 2014 04:37:31 AM All use subject to JSTOR Terms and Conditions
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ABEL ESCRIB?-FOLCH, |
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b. 1978,PhD |
inPoliticalScience |
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(Universidad |
Autonoma |
de Madrid, |
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2007, |
and |
Juan March |
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Insti |
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tute); Visiting Professor, Universit?t Pompeu Fabra. Research interests: economic sanctions and authoritarian politics.
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