H.O. Pierson. Handbook of carbon, graphite, diamond and fullerenes. Properties, processing and applications. 1993
.pdf
26 Carbon, Graphite, Diamond, and Fullerenes
S Orbital
P Orbital
Figure 2.6. Schematic representation of the “s”and “p”orbitals.
with its spin  | 
	uncoupled  | 
	
  | 
	from  | 
	the  | 
	
  | 
	other  | 
	electrons.  | 
	This  | 
	alteration  | 
	occurs  | 
	as  | 
|||||||||||
a result  | 
	of the formation  | 
	of hybridatomic  | 
	orbitals,  | 
	in which  | 
	the  | 
	arrangement  | 
	
  | 
|||||||||||||||
of the  | 
	electrons  | 
	of the  | 
	I_shell  | 
	of the  | 
	atom in the ground  | 
	state  | 
	is modified  | 
	as  | 
||||||||||||||
one of the 2s electron  | 
	is promoted  | 
	(or lifted)  | 
	to the higher  | 
	orbital  | 
	2p as shown  | 
|||||||||||||||||
in Fig. 2.7.  | 
	These  | 
	new  | 
	orbitals  | 
	are  | 
	called  | 
	hybrids  | 
	since they  | 
	
  | 
	combine  | 
	the  | 
||||||||||||
2s and the 2p orbitals.  | 
	They  | 
	are labeled  | 
	sp3 since  | 
	they  | 
	are formed  | 
	from  | 
	one  | 
|||||||||||||||
s orbital  | 
	and three  | 
	p orbitals.  | 
	
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|||||
  | 
	In this  | 
	hybrid  | 
	sp3 state,  | 
	the  | 
	carbon  | 
	atom has four 2sp3 orbitals,  | 
	instead  | 
|||||||||||||||
of two 2s and two 2p of the ground-state  | 
	atom and the valence  | 
	state  | 
	is raised  | 
|||||||||||||||||||
from  | 
	two to four.  | 
	
  | 
	The  | 
	calculated  | 
	
  | 
	sp3 electron-density  | 
	contour  | 
	is shown  | 
	in  | 
|||||||||||||
Fig. 2.8 and a graphic  | 
	visualization  | 
	of the orbital, in the  | 
	shape  | 
	of an electron  | 
||||||||||||||||||
cloud,  | 
	is shown  | 
	in Fig. 2.9.n2)  | 
	This  | 
	orbital  | 
	is asymmetric,  | 
	with  | 
	most  | 
	of  | 
	it  | 
|||||||||||||
concentrated  | 
	on one  | 
	side and with  | 
	a small  | 
	tail on the  | 
	opposite  | 
	
  | 
	side.  | 
	
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|||||||||||||
The Element Carbon  | 
	27  | 
Carbon Atom Ground State
k shell  | 
	L shell  | 
Electrons  | 
	Electrons  | 
2Px *P, 2Pz
SP3
Hybridization
  | 
	
  | 
	2sp3  | 
	2sp3  | 
	
  | 
	2sp3  | 
	
  | 
	2sp3  | 
	
  | 
|||
  | 
	;;  | 
	~~~~~~~~~~  | 
	
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|||
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	( .I .‘_‘,’  | 
	
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	;:*,.).I . _.I, . * ;  | 
	
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	. :: ;., :. .  | 
	: .. ...  | 
	^  | 
||
  | 
	
  | 
	..-.  | 
	).,. ‘..,..“.I  | 
	,.;: .,.‘,..‘.#.,.  | 
|||||||
  | 
	
  | 
	.... .::.  | 
	
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	. “: __c.: f_ . 8.:‘.  | 
	...._.;:.;;.‘?.-,~~~  | 
||||||
  | 
	
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	.., ..~:.::...  | 
	;:‘.~.~;‘:.j~::....)  | 
	. .;;, :.:.f: ....  | 
	(_  | 
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  | 
	
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	. .  | 
	
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	.i . ._  | 
	
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|
Figure 2.7. The sp3 hybridization  | 
	
  | 
	of carbon orbitals.  | 
	Shaded  | 
	electrons  | 
	are valence  | 
||||||
electrons  | 
	(divalent  | 
	for ground state,  | 
	tetravalent  | 
	for  | 
	hybrid  | 
	state).  | 
	Arrow indicates  | 
||||
direction  | 
	of electron  | 
	spin.  | 
	
  | 
	
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  | 
As  | 
	shown in  | 
	Figs. 2.8 and 2.9 (and in following  | 
	related  | 
	figures),  | 
	the  | 
|||||
lobes  | 
	are labeled  | 
	either  | 
	+ or -.  | 
	These signs  | 
	refer to the sign  | 
	of the wave  | 
||||
function  | 
	and not to any  | 
	positive  | 
	or negative  | 
	charges  | 
	since  | 
	an electron  | 
	is  | 
|||
always  | 
	
  | 
	negatively  | 
	charged. When an orbital  | 
	is separated  | 
	by a node,  | 
	the  | 
||||
signs  | 
	are opposite.  | 
	
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28 Carbon, Graphite, Diamond, and Fullerenes
I  | 
	Nodal Surface  | 
	
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||
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	\  | 
	
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|
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	\\  | 
	0.3  | 
	0.1  | 
||
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	-0.  | 
	‘\\  | 
	p;4  | 
	
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	0.2\  | 
|
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	-0.1  | 
	‘\  | 
	- /I  | 
	”  | 
	
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|
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	-0.4,//  | 
	
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|
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	I’  | 
	
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	:  | 
	
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PbBohr Radius (a,)  | 
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Figure 2.8. Electron  | 
	density  | 
	contour  | 
	of sp3 orbitaLI”]  | 
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Figure 2.9. Cloud representation of sp3 hybrid orbitaLI’*]
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	The Element Carbon  | 
	29  | 
|||||||||
A  | 
	graphic  | 
	visualization  | 
	
  | 
	of  | 
	the formation  | 
	of  | 
	the  | 
	sp3  | 
	hybridization  | 
	is  | 
|||||||||||||
shown  | 
	in Fig.  | 
	2.10.  | 
	
  | 
	The  | 
	four  | 
	hybrid  | 
	sp3 orbitals  | 
	(known  | 
	as tetragonal  | 
||||||||||||||
hybrids)  | 
	
  | 
	have  | 
	identical  | 
	shape  | 
	but  | 
	different  | 
	spatial  | 
	orientation.  | 
	Connecting  | 
||||||||||||||
the end  | 
	
  | 
	points  | 
	of these  | 
	vectors  | 
	(orientation  | 
	of maximum  | 
	probability)  | 
	forms  | 
|||||||||||||||
a regular  | 
	tetrahedron  | 
	
  | 
	(i.e.,  | 
	a solid  | 
	with four  | 
	plane  | 
	faces)  | 
	with  | 
	equal  | 
	angles  | 
|||||||||||||
to each  | 
	
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	other  | 
	of 109” 28’.  | 
	
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The energy  | 
	required  | 
	to accomplish  | 
	the sp3 hybridization  | 
	and  | 
	raise  | 
	the  | 
|||||||||||||||||
carbon  | 
	atom from the  | 
	ground  | 
	state to the  | 
	corresponding  | 
	valence  | 
	state V,  | 
|||||||||||||||||
is 230  | 
	kJ mol-‘.  | 
	This  | 
	hybridization  | 
	is possible  | 
	only  | 
	because  | 
	the  | 
	required  | 
|||||||||||||||
energy  | 
	is more than  | 
	compensated  | 
	
  | 
	by the energy  | 
	decrease  | 
	associated  | 
	with  | 
||||||||||||||||
forming  | 
	
  | 
	bonds  | 
	with  | 
	other  | 
	atoms.  | 
	
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The hybridized  | 
	atom  | 
	is now  | 
	ready  | 
	to form  | 
	a set  | 
	of bonds with  | 
	other  | 
||||||||||||||||
carbon  | 
	atoms.  | 
	It should  | 
	be stressed that these  | 
	hybrid  | 
	orbitals  | 
	(and indeed  | 
|||||||||||||||||
all hybrid  | 
	orbitals)  | 
	are formed  | 
	only  | 
	in the  | 
	bonding  | 
	process  | 
	
  | 
	with other  | 
	atoms  | 
||||||||||||||
and are  | 
	not representative  | 
	
  | 
	of an actual  | 
	structure  | 
	
  | 
	of a free  | 
	
  | 
	carbon  | 
	atom.[131  | 
||||||||||||||
Axis below
plane of page
Figure2.10.  | 
	Tetrahedral hybridizationaxesofthefoursp30rbitals.  | 
	Negativelobes  | 
omitted for clarity.
30 Carbon, Graphite, Diamond, and Fullerenes
3.3The Carbon Covalent sp3 Bond
  | 
	As mentioned  | 
	above,  | 
	carbon  | 
	
  | 
	bonding  | 
	is covalent  | 
	and in the case of the  | 
||||||||||||||||||||||||||
sp3 bonding,  | 
	the  | 
	atoms  | 
	share  | 
	a  | 
	
  | 
	pair  | 
	
  | 
	of  | 
	electrons.  | 
	The  | 
	four  | 
	sp3 valence  | 
|||||||||||||||||||||
electrons  | 
	of the hybrid carbon  | 
	atom, together  | 
	with the small size of the atom,  | 
||||||||||||||||||||||||||||||
result  | 
	
  | 
	in strong covalent  | 
	bonds,  | 
	since  | 
	four  | 
	of the six  | 
	electrons  | 
	of the  | 
	carbon  | 
||||||||||||||||||||||||
atom  | 
	form  | 
	bonds.  | 
	
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	The  | 
	heavily  | 
	lopsided  | 
	
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	configuration  | 
	
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	of the  | 
	sp3 orbital  | 
	allows  | 
	a substan-  | 
|||||||||||||||||||||||
tial overlap  | 
	and  | 
	a strong  | 
	bond  | 
	when  | 
	the  | 
	atom  | 
	combines  | 
	with  | 
	a sp3 orbital  | 
||||||||||||||||||||||||
from  | 
	another  | 
	carbon  | 
	atom  | 
	since  | 
	the  | 
	concentration  | 
	
  | 
	of  | 
	these  | 
	bonding  | 
|||||||||||||||||||||||
electrons  | 
	between  | 
	the  | 
	nuclei  | 
	
  | 
	minimizes  | 
	
  | 
	the  | 
	nuclear  | 
	repulsion  | 
	and  | 
	
  | 
	maxi-  | 
|||||||||||||||||||||
mizes  | 
	the attractive  | 
	forces  | 
	between  | 
	themselves  | 
	
  | 
	and both  | 
	nuclei.  | 
	This  | 
	bond  | 
||||||||||||||||||||||||
formation  | 
	is  | 
	illustrated  | 
	in  | 
	Fig.  | 
	2.11.  | 
	
  | 
	By  | 
	convention,  | 
	a  | 
	directional  | 
	
  | 
	(or  | 
|||||||||||||||||||||
stereospecific)  | 
	orbital such  | 
	as the sp3 is called  | 
	a sigma (a) orbital,  | 
	and the  | 
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bond  | 
	a sigma  | 
	bond.  | 
	
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|||||
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	Each  | 
	tetrahedron  | 
	of the  | 
	hybridized  | 
	carbon  | 
	atom  | 
	(shown  | 
	in Fig.  | 
	2.10)  | 
||||||||||||||||||||||||
combines  | 
	with four  | 
	other  | 
	hybridized  | 
	
  | 
	atoms to  | 
	form  | 
	a  | 
	three-dimensional,  | 
|||||||||||||||||||||||||
entirely covalent,  | 
	lattice structure,  | 
	shown schematically  | 
	in Fig. 2.12.  | 
	From the  | 
|||||||||||||||||||||||||||||
geometrical  | 
	standpoint,  | 
	the  | 
	carbon nucleus  | 
	
  | 
	can be considered  | 
	as the  | 
	center  | 
||||||||||||||||||||||||||
of a cube  | 
	with  | 
	each  | 
	of the  | 
	four  | 
	orbitals  | 
	
  | 
	pointing  | 
	to four  | 
	alternating  | 
	corners  | 
	of  | 
||||||||||||||||||||||
the cube.  | 
	This structure  | 
	is the  | 
	basis  | 
	of the  | 
	diamond  | 
	crystal (see Ch.  | 
	11).  | 
	
  | 
|||||||||||||||||||||||||
  | 
	A similar  | 
	tetrahedral  | 
	
  | 
	bonding  | 
	arrangement  | 
	is also found  | 
	in the  | 
	
  | 
	meth-  | 
||||||||||||||||||||||||
ane molecule  | 
	where  | 
	the hybridized  | 
	
  | 
	carbon  | 
	atom is bonded to four hydrogen  | 
||||||||||||||||||||||||||||
atoms.  | 
	Four molecular  | 
	orbitals  | 
	are formed  | 
	by combining  | 
	each  | 
	of the carbon  | 
|||||||||||||||||||||||||||
sp3 orbitals  | 
	with  | 
	the  | 
	orbital  | 
	of the  | 
	
  | 
	attached  | 
	hydrogen  | 
	atom (Fig.  | 
	2.13).  | 
	The  | 
|||||||||||||||||||||||
carbon  | 
	tetrachloride  | 
	molecule  | 
	(CC&)  | 
	
  | 
	is similar.  | 
	
  | 
	
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  | 
||||||||||||||||
  | 
	The  | 
	tetragonal  | 
	angle  | 
	
  | 
	of 109”28’  | 
	of the sigma-bond  | 
	molecules  | 
	must  | 
	be  | 
||||||||||||||||||||||||
considered  | 
	as a time-averaged  | 
	value  | 
	
  | 
	since  | 
	it changes  | 
	continuously  | 
	
  | 
	as the  | 
|||||||||||||||||||||||||
result  | 
	
  | 
	of thermal  | 
	vibrations.  | 
	
  | 
	The  | 
	
  | 
	sigma-bond  | 
	energy  | 
	and the  | 
	bond  | 
	length  | 
||||||||||||||||||||||
will vary  | 
	depending  | 
	on  | 
	the kind  | 
	
  | 
	of  | 
	atom  | 
	which  | 
	is attached  | 
	to the  | 
	carbon  | 
|||||||||||||||||||||||
atom.  | 
	Table  | 
	2.7 shows  | 
	the  | 
	bond  | 
	energy  | 
	and  | 
	the  | 
	bond  | 
	length  | 
	of various  | 
|||||||||||||||||||||||
carbon  | 
	couples.  | 
	The bond  | 
	energy  | 
	is the energy  | 
	required  | 
	to break one  | 
	mole  | 
||||||||||||||||||||||||||
of bonds.  | 
	
  | 
	An identical  | 
	amount  | 
	
  | 
	of  | 
	energy  | 
	is  | 
	released  | 
	when  | 
	
  | 
	the  | 
	bond  | 
	is  | 
||||||||||||||||||||
formed.  | 
	Included  | 
	are the  | 
	double  | 
	
  | 
	and triple  | 
	carbon  | 
	bonds  | 
	and  | 
	other  | 
	carbon  | 
|||||||||||||||||||||||
bonds  | 
	which  | 
	will  | 
	be considered  | 
	later.  | 
	
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|||||||||||
  | 
	The  | 
	sp3 bonds  | 
	listed  | 
	
  | 
	in Table  | 
	2.7  | 
	are found  | 
	in all aliphatic  | 
	compounds  | 
||||||||||||||||||||||||
which  | 
	
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	are organic  | 
	compounds  | 
	with an open-ended  | 
	chain structure  | 
	and include  | 
|||||||||||||||||||||||||||
the paraffin,  | 
	olefin and acetylene  | 
	
  | 
	hydrocarbons,  | 
	
  | 
	and  | 
	their  | 
	derivatives.  | 
	
  | 
	
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|||||||||||||||||||||||
The Element Carbon 31
Figure 2.11. The sp3 hybrid orbital bonding (sigma bond) showing covalent bonding.
Figure  | 
	2.12. Three-dimensional  | 
	representation of sp3 covalent bonding (diamond  | 
|
structure). Shaded regionsareregionsof  | 
	highelectronprobabilitieswherecovalent  | 
||
bonding  | 
	occurs.  | 
	
  | 
	
  | 
32 Carbon, Graphite, Diamond, and Fullerenes
Figure 2.13. Three-dimensional representation of the methane molecule (CH,) with sigma (sp3) bonding. Shaded regions are regions of high electron probabilities where covalentbonding occurs.t41
Table 2.7. Carbon-Couples  | 
	Bond Energies and Lengths  | 
	
  | 
||
  | 
	
  | 
	
  | 
	
  | 
	Bond  | 
  | 
	Hybrid  | 
	Approximate  | 
	bond energy*  | 
	length  | 
Bond  | 
	type  | 
	kJ/mole  | 
	kcal/mole  | 
	nm  | 
c-c  | 
	sps  | 
	370  | 
	88  | 
	0.154  | 
c=c  | 
	sps  | 
	680  | 
	162  | 
	0.13  | 
c=c  | 
	sp  | 
	890  | 
	213  | 
	0.12  | 
C-H  | 
	sp3  | 
	435  | 
	104  | 
	0.109  | 
C-Cl  | 
	sps  | 
	340  | 
	81  | 
	0.18  | 
C-N  | 
	sp3  | 
	305  | 
	73  | 
	0.15  | 
c-o  | 
	sps  | 
	360  | 
	86  | 
	0.14  | 
* Energy required to break one mole of bonds (Avogadro’s number)
The Element Carbon  | 
	33  | 
4.0 THE TRIGONAL sp2 AND DIGONAL sp CARBON BONDS
4.1The Trigonal sp2 Orbital
In  | 
	addition  | 
	to the  | 
	sp3-tetragonal  | 
	
  | 
	hybrid orbital  | 
	reviewed  | 
	in  | 
	Sec.  | 
	3  | 
|||||||||||
above,  | 
	two  | 
	other orbitals complete the  | 
	series  | 
	of electronic  | 
	building  | 
	blocks  | 
||||||||||||||
of all carbon  | 
	allotropes  | 
	and compounds:  | 
	the  | 
	sp2 and the sp orbitals.  | 
	
  | 
	
  | 
||||||||||||||
Whereas  | 
	the sp3  | 
	orbital  | 
	is the  | 
	key to  | 
	diamond  | 
	and  | 
	aliphatic  | 
	
  | 
	com-  | 
|||||||||||
pounds, the sp2 (or trigonal)  | 
	orbital is the  | 
	basis  | 
	of all graphitic  | 
	structures  | 
	and  | 
|||||||||||||||
aromatic  | 
	compounds.  | 
	
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|||
The  | 
	mechanism of the sp2 hybridization  | 
	is somewhat  | 
	different  | 
	from  | 
||||||||||||||||
that of the sp3 hybridization.  | 
	The arrangement  | 
	of the electrons  | 
	of the L shell  | 
|||||||||||||||||
of the atom  | 
	in the ground  | 
	state  | 
	is modified  | 
	as one  | 
	of the  | 
	2s  | 
	electrons  | 
	is  | 
||||||||||||
promoted  | 
	and combined  | 
	with  | 
	two  | 
	of the 2p orbitals  | 
	(hence  | 
	the designation  | 
	
  | 
|||||||||||||
sp2), to form three sp2 orbitals  | 
	and an unhybridized  | 
	free  | 
	(or delocalized)  | 
	p  | 
||||||||||||||||
orbital  | 
	electron  | 
	as shown  | 
	in Fig. 2.14.  | 
	The valence  | 
	state  | 
	is now  | 
	four  | 
	(V4).  | 
||||||||||||
  | 
	
  | 
	
  | 
	
  | 
	Carbon  | 
	Atom  | 
	Ground  | 
	State  | 
	
  | 
	
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	k shell  | 
	
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	L shell  | 
	
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	Electron  | 
	
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	Electrons  | 
	
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	1  | 
	
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Hybridization
1
1  | 
	Is  | 
	1 2sp3 1 2sp3 1 2SP2 ( 2P 1  | 
Figure2.14. Thesp’hybridizationofcarbonorbitals. Shadedelectronsarevalence electrons (divalent for ground state and tetravalent for hybrid state).
34  | 
	Carbon,  | 
	Graphite,  | 
	Diamond,  | 
	and  | 
	Fullerenes  | 
	
  | 
	
  | 
	
  | 
||||||
The  | 
	calculated  | 
	electron-density  | 
	contour  | 
	of the  | 
	sp2 orbital is similar  | 
	in  | 
||||||||
shape  | 
	to  | 
	that  | 
	of the  | 
	sp3 orbital  | 
	shown in  | 
	Figs.  | 
	2.8  | 
	and 2.9.  | 
	These three  | 
|||||
identical  | 
	sp2 orbitals  | 
	are in the same  | 
	plane  | 
	and their orientation  | 
	of maximum  | 
|||||||||
probability  | 
	forms  | 
	a 120°  | 
	angle  | 
	from  | 
	each  | 
	other  | 
	as shown in Fig. 2.15.  | 
	
  | 
||||||
The  | 
	fourth  | 
	orbital,  | 
	i.e., the delocalized  | 
	non-hybridized  | 
	p electron,  | 
	is  | 
||||||||
directed perpendicularly  | 
	to the  | 
	plane  | 
	of the three  | 
	sp2 orbitals  | 
	and becomes  | 
|||||||||
available  | 
	to form  | 
	the  | 
	subsidiary  | 
	pi (n) bond  | 
	with  | 
	other atoms.  | 
	
  | 
|||||||
Figure 2.15. Planar section of the sp* hybrid orbitals of the carbon atom.
4.2The Carbon Covalent sp2 Bond
Like the sp3 bond, the sp bond is covalent.  | 
	It is a strong bond,  | 
	because  | 
||||||||
of the three s$  | 
	valence  | 
	electrons and the small  | 
	size of the atom.  | 
	
  | 
	
  | 
	
  | 
||||
The  | 
	lopsided configuration  | 
	of the spz orbital  | 
	allows a substantial  | 
	overlap  | 
||||||
with other  | 
	s$  | 
	orbitals.  | 
	
  | 
	This overlap is similar  | 
	to the sp3 overlap illustrated  | 
	in  | 
||||
Fig. 2.11,  | 
	except that  | 
	it is more  | 
	pronounced,  | 
	with a shorter bond  | 
	length and  | 
|||||
higher bond energy,  | 
	as shown  | 
	in Table 2.7.  | 
	Like the sp3 orbital,  | 
	the s$  | 
	is  | 
|||||
directional  | 
	and is called  | 
	a sigma  | 
	(a) orbital, and the bond a sigma  | 
	bond.  | 
	
  | 
|||||
The Element Carbon 35
Each sps-hybridized carbon atom combines with three other sps-hybrid-
ized atoms to form a series of hexagonal structures, all located in parallel
planes  | 
	as shown schematically in Fig. 2.16. The fourth valency, that is, the free  | 
|
delocalized electron, is oriented perpendicularto this plane  | 
	as illustrated in Fig.  | 
|
2.17.  | 
	Unlike the sigma (a) orbital, it is non-symmetrical  | 
	and is called by  | 
convention a pi (n) orbital. It is available to form a subsidiary pi (I-C)bond.
6.71 A
• Carbon atom
Figure 2.16. Three-dimensional schematic of the graphite structure.
2pz sigma  | 
	2p orbital  | 
|
free delocalized  | 
||
  | 
orbitals
Figure 2.17. Schematic of the sp* hybridized structure of graphite showing the sigma bonds and the 2pfreeelectrons (above and belowthe sigma orbit& plane).
