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POPULAR CULTURE

questions gave popular culture new importance, not as an aesthetic or commercial system but as a political actor in systems of stratification and power (Schiller 1969; Guback 1969; Aronowitz 1973; Gans 1974).

This legacy has been carried into present-day popular culture research as it has spread through sociology, literature, anthropology, history, and cultural studies. Ongoing fascination with ‘‘politics from below’’ has made this subfield a conceptually complex and politically ‘‘left’’ branch of cultural studies, not concerned so much with the moral fabric of society or the ideational sources of its integration (subjects derived from the Weberian tradition of cultural studies), but rather with the use of culture to exert or avoid systematic domination from above.

Many contemporary attempts to explain patterns of cultural domination through popular culture are indebted to (and in different ways critical of) the work on mass culture and consciousness begun by the Frankfurt school. Members of the Frankfurt Institute of Social Research originally organized themselves to examine the philosophical underpinnings of Marxism, but when Hitler came to power, since most of the leading members of the group were Jewish, this project was disrupted and many figures came to the United States. The work on mass culture that developed from this group was (not surprisingly) devoted to understanding the success of Nazism by dissecting and analyzing the psychological and political effects of mass society (Jay 1973). Members of the Frankfurt school perceived mass culture as aesthetically and politically debilitating, reducing the capacities of audiences to think critically and functioning as an ideological tool to manipulate the political sentiments of the mass public. They argued that in modern industrial societies, the pursuit of economic and scientific rationality provided an impoverished environment for human life. The realm of culture, which might have provided respite from the drudgery of everyday life, was itself being industrialized, yielding a commercial mass culture that atomized audiences and lulled them with emotionally unsatisfactory conventionality. This world of commodities only added to the dissatisfactions that deflected people from their desires. The dulling of their senses made them politically passive, and their emotional discontent made them easy targets for propaganda that addressed their

powerful inner feelings. This combination, according to theory, was what made the propaganda in Nazi Germany so effective (Horkheimer and Adorno 1972).

During the 1960s, critical theory, as the work of the Frankfurt school came to be known, continued in U.S. intellectual circles to be used to explain the political conservatism of the working class, but it was also taken up in the student movement as a critique of commercial mass culture that justified the efforts by ‘‘flower children’’ to create radical social change through cultural experimentation. The problem was that, for the latter purpose, critical theory was too deterministic to have much room for human agency, including cultural strategies for change. Constructivist models from the sociology of culture could be and were used to explain how ordinary people could break the hold of political institutions over their imaginations (Blumer 1969; Goffman 1959; Berger and Luckmann 1966; Schutz 1967; Becker 1963), but they did not explain how ideological control of populations by elites could work. The insights of the Italian communist political writer Antonio Gramsci (1971) about hegemony seemed a better scheme for explaining both the role of ideology in systems of power and the constructed nature of social reality. According to Gramsci, elites maintained their power and legitimacy by creating hegemonic definitions of reality that were accepted as common sense by the population. By subscribing to these views, nonelites collaborated in their own oppression. Gramsci’s work, available in English translations and popularized in the academic community in the 1970s, gave the study of culture and power in the English-speaking world new direction.

By the 1970s, much innovative work on popular culture was coming out of Great Britain. The British school of cultural studies drew attention to the role of nonelites in systems of power, but it focused more on working-class culture—particu- larly its role as a crucible for cultural resistance, innovation, and change. This school had its roots in the work of E. P. Thompson (1963) and Raymond Williams (1961; 1977; 1980). These authors began from the premise that the working class is not defined just by relations of production, but also by a self-consciousness bred in a class-based way of life. The working class has its own history and traditions that give its members distinct values and a complex relation to societal level systems of

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power. In their own cultural enclaves, class members are active producers of their own political institutions and popular entertainments (and through them defined social realities). So while the public culture of Western industrialized societies may be dominated by elites who control the mass media and who try to use cultural systems for exerting power, their hegemonic control is circumscribed by the cultures of subordinated groups. The realm of popular culture, in this tradition, is an arena of conflict in which cultural identity, authority, and autonomy are contested. Social rifts are made manifest in the multiplicity of points of view that enter into the public sphere along with the hegemonic messages of much mass culture (Curran, Gurevitch, and Woolacott 1979; Hall and Whannel 1965).

While early British cultural studies paid greatest attention to working-class culture, the ideas about cultural resistance were easily transferred to the analysis of other subordinated groups such as women, youth, and minorities. This broader approach to cultures of resistance gave birth to the kind of subcultural analysis conducted, for example, by Dich Hebdige (1979). He argues that innovations in youth culture come from marginalized working-class youths rebelling against both their parents and hegemonic culture. New developments in music and dress are culled from the cultural possibilities made available in mass society, both in commercial commodities and local cultures. These cultural resources are mixed and reassembled to create new subcultural styles. Much innovation of this sort comes from minority communities and is picked up by middle-class kids in part because it is so offensive to their parents. The irony, of course, is that if they make these styles popular, they end up making them part of the world of mass culture, economic mainstays of the entertainment industry.

One of the most interesting literatures spawned in America by this British school comes from historians looking to the realm of popular culture to try to understand class, gender, and ethnic relations in the United States. Roy Rosenzweig (1983), Kathy Peiss (1985), and George Lipsitz (1990) look at how class, gender, and ethnic culture are sustained and dissolved over time in patterns of resistance, co-optation, mutual influence, and change. They identify ways that residues of older cultural traditions both resist and are incorporated into the cultural mainstream, and

ways that different groups have absorbed and used elements of both traditional and mass culture to fashion distinct identities and ways of life.

Rosenzweig (1983), studying the white working class in nineteenth-century America, treats popular culture as a site of resistance to work discipline in the factory. The division of life into periods of work and leisure for workers in this period was not, to Rosenzweig, the articulation of two spheres of activity, but a political division that was part of a struggle over control of time by workers.

Peiss (1985) looks at women workers in nine- teenth-century cities. She demonstrates that young working women used their new economic independence to resist the constraints of the family as well as of the factory. They were able to develop new styles of dress, dancing, and play, but could not free themselves from their highly structured gender relations.

Lipsitz (1990) looks at how ethnic and class cultures have been sustained and dissolved in the late twentieth century in the United States. He sees popular culture forming a kind of popular memory, obscuring and yet reviving the U.S. working class’s immigrant past and ethnic complexity. Centralized mass media such as television have helped to create and record the decline of immigrant identity under the force of consumerism. In contrast, more participatory cultural forms like street dancing and parading during Mardi Gras and some popular music forms have allowed ethnic groups to play their identities and create an urban mixed culture that simultaneously embraces and rejects traditional ethnic identity.

Another direction in the analysis of class and culture has been developed by Pierre Bourdieu (1984) and his colleagues in France. They have been looking for the mechanisms by which domination has been sustained across generations. If social constructivists are right and social life must necessarily be ‘‘created’’ by each new generation, then social stability over time needs theoretical explanation. To Bourdieu, culture is a main source of class stability. He argues that each rank has its own kind of cultural tastes, some systems of taste constituting cultural capital that can be exchanged for economic capital. People at the top of the hierarchy have a class culture with a high amount of cultural capital. They teach this culture to their

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children and thereby give them an economic edge. This kind of elite culture is also taught in school, but kids from less affluent backgrounds often resist learning it. This cultural resistance by the working class is not a victory, according to Bourdieu; rather, it is a trap for reproducing the class system.

Bourdieu’s theory of cultural and social stratification is interestingly unlike most models found in the United States and Britain because it has no special place for a homogenizing mass culture. Bourdieu argues that members of different social ranks may see the same films (or other forms of mass culture), but they see them in different ways and they like or dislike them for different reasons. Elite culture is more abstract and formal than working-class culture, so elite filmgoers pay more attention to film language while nonelites care more about plots and stars. These differences in cultural consumption are more significant to Bourdieu than differences of cultural production (mass versus handmade culture) because elites identify with formal approaches to culture and prefer to associate with (and hire) those who share their views.

Scholars in both Britain and the United States have been profoundly influenced by Bourdieu. Paul DiMaggio (1982), in a study of the Boston Symphony and its development in the nineteenth century, paid attention to the differentiation of tastes and social ranks at issue when concerts for elite audiences were purged of popular songs and were used to define a special repertoire of classical music. This happened when the symphony was established as an elite musical institution and drove out competing musical organizations that had more ‘‘democratic’’ tastes. DiMaggio argues that this cultural differentiation took place when immigrant groups grew dramatically in Boston and took over local politics there. The superiority of traditional elites was no longer visible in the public sphere, but it remained central to the economy. The creation of cultural institutions identifying this elite with elevated tastes helped to make class power visible and to sustain it over time by giving upper-class Bostonians a distinctive culture.

In Britain, Paul Willis (1977) has confirmed Bourdieu’s perceptions about class reproduction through his study of the education of workingclass youths. He argues that distaste for the ‘‘elevated’’ values of the school among working-class

youths is expressed in school by resistance to lessons. This resistance does not have the optimistic possibilities found in the theories of Williams (1977) or Hebdige (1979), but results in class reproduction. Working-class youths, in eschewing elite cultural values, end up reproducing their own domination within the class system. MacLeod (1987) in the United States finds much the same thing, although he focuses on differences between blacks and whites. Members of gangs from both ethnic communities who lived in the same housing project found difficulty escaping their social rank because of difficulties at school. The blacks believed that by going to school they could achieve mobility, while the white kids did not. Still, both groups were kept in their ‘‘places’’ by a lack of cultural capital.

Since the end of the 1970s, there has been a growing literature, stimulated by the women’s movement, on gender stratification and popular culture. The bulk of it addresses two media—novels and film—because of the centrality of women to the economic development of these two areas of popular entertainment. As Ann Douglas (1977) pointed out in her seminal and controversial book,

Feminization of American Culture, women readers and women writers helped to establish this form of popular novel writing in the United States during the nineteenth century. Sentimental novels were tailored to the domesticated women in the period, who had to stay home and devote their attention to familial relations and child rearing. The novels focused on interpersonal relations and problems of individuals’ morals (as opposed to large issues of morality)—just the kind of thing that both fit and justified middle-class women’s highly circumscribed lives. Douglas decries the role of women writers in shaping this disempowering literature for women and praises in contrast more ‘‘masculine’’ and male writings from the period (hence generating much controversy about her easy acceptance of the literary canon). Most important for students of popular culture, she argues that the sentimental novels were models of mass culture that have been used ever since in romance novels and soap operas.

Janice Radway (1984) questioned this easy dismissal of romance novels, and went out to study in a quasi-ethnographic fashion the readers of contemporary romance novels to see how they were affected by their reading. She found that the

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novels had more mixed effects than Douglas supposed. While they taught traditional gender relations (including male violence toward women), they also celebrated the gentler side of men and (more important) were used by women readers as a reason to deflect demands on their time by husbands and children. Women claimed their reading time as their own, and used it to withdraw temporarily from the uninterrupted flow of demands on their attention.

Gaye Tuchman’s book (1989) provides some interesting history that serves as a vantage point from which to view the controversy between Douglas and Radway. She shows that, around the turn of the century, publishing houses began to reject the women novelists and their sentimental novels and to favor male novelists. Publishers were central to the switch to the canons of modernism, and the ‘‘expulsion’’ of women from the profession of novel writing. Women readers still constituted the major market for novels, but their market had become so lucrative that high-status male poets, who had eschewed the novel before, began to be interested in it. Once this occurred, their tastes were taken as authoritative and the novel was quickly placed in their hands. Tuchman makes clear that changes in taste like this were neither arbitrary nor grounded purely in aesthetics; they were the result of economic changes in the literary market, institutional decisions about how to address them, and institutional trivialization of women and their culture.

The attention to gender and film has been inspired not by the importance of the female audience or the centrality of women to the film industry (the opposite is the case), but rather by the importance of actresses, of the faces and bodies of film stars, to the commercial and cultural success of the industry. When feminist studies of film began in the 1970s, most of the work was on the exploitation of the female body in films by male filmmakers and for a male audience. This kind of analysis stressed how commercial films used male-centered notions of sexuality and power, presenting women in films as objects of desire and/or violence (Weibel 1977; Tuchman et al. 1978). In the 1980s, researchers turned away from the study of film production and toward analyses of film language and film consumption to construct a psychology of film watching (Modleski

1982; Mulvey 1989). Much of this literature focuses on the voyeuristic pleasure film watching provides men by allowing them to gaze at women’s bodies while sitting in a dark theater where the female objects of the gaze cannot look back. Scholars in this tradition examine in shot-by-shot detail how men and women are differentially presented on film: men are generally in medium shots, carrying the action of films, while women stand in the background (or are dissected in close-ups to appear as faces or other body parts, available to the male gaze).

Because this type of analysis seemed to prove so decisively that films are constructed for a male audience, feminists wondered why women seem to find so much pleasure in going to the movies. One answer is that some films contain strong and interesting female characters who address issues of concern to female audiences. Another is that interpretations of films are not so controlled by authorial intentions, and are much more a matter of audiences’ active readings of messages. Drawing on Nancy Chodorow’s ideas about female psychology (1978), Carol Gilligan’s ideas about female reasoning (1982), Lacanian psychology, and poststructuralist views of the politics of interpretation (Eagleton 1983), a psychology of film emerged around how audiences (particularly women) construct meaning from film texts (Mulvey 1985, 1989; Erens 1979). The most recent works of media analysis have rejected altogether such a dualistic approach to gender. Learning from studies of sexuality itself, they have considered how gender categories are at stake in popular culture. They examine how gender dualism is enforced and contested in the mass media (Gamson 1998).

In the 1980s, two opposite developments in culture theory have emerged from renewed attention (in poststructuralism in general and in the film theory described above) to the multivocality of texts and the proliferation of meanings through multiple readings. The upbeat one emphasizes the liberatory nature of culture, and is related to: (1) the poststructuralist argument that asserting alternative interpretations undermines the authority of canonical readings; (2) feminist versions of reader response theory that contend that how you use culture is central to what it is; and (3) the idea from the British school of cultural studies that competing social voices enter into the public sphere and are available for readers or audiences to find.

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Advocates of this position claim that efforts at social control through culture do not work very well because, in their own life worlds, people use the cultural resources around them in their own ways. These new constructivists—for example, Robert Bellah (Bellah et al. 1985) Ann Swidler (1986), Joseph Gusfield (1989), and Michael Schudson (1989)—are much like Goffman (1959) and earlier symbolic interactionists who presented everyday life as a cultural achievement, but they see the construction of meaning in everyday life (in an optimistic reversal of Foucault and other poststructuralists) as a healthy exercise of power as well as symbolic manipulation (Foucault 1970, 1975, 1979; Jameson 1984; Zukin 1988).

This optimistic view of the proliferation of meanings in everyday life is countered by students of postmodernism who derive from structuralism and poststructuralism an interest in the languages of culture and see in modern urban society a loss of meaning resulting from the multiplication of signs and their decontextualization or reappropriation. They argue that commercial culture has such a need to assign meaning to objects (in order to make sense of their consumption and use) that signs are proliferated, reappropriated, mixed, and reused until they lose their meaning. For example, as famous paintings are used to sell cosmetics, images of the Old West are used to signify the solidity of banks, and bits and pieces of past architecture are mixed to construct a new built environment, history is made meaningless. The play with signs goes on without serious thought to what this does to human life. The result is (to postmodernists) a politically debilitating alienation. Cultural production and counterproduction, the argument goes, may reduce hegemony by undermining attempts to define ‘‘common sense,’’ and may give people pleasure through the free play of signs, but they provide only an illusion of freedom, and breed a loss of meaning in life. This view of modern urban life contains some of the unremitting pessimism of the Frankfurt school, but it is tied to a view of cultural decentralization that is at odds with traditional critical theory.

The diverse approaches to popular culture that have developed since the 1960s seem to have produced a proliferation of meanings for popular culture itself, but the result has not been alienation. Popular culture research has gained an analytic richness that it lacked when few scholars

dared or cared to approach it. Conflicting theoretical views about what makes popular culture significant may make it more difficult to define and characterize (much less understand) the field. But all the debates consider how groups come to understand the world they live in, and how those understandings subordinate or alienate them (on the one hand) or liberate them to make meaningful lives, in spite of efforts by others to control them (Long 1997). This heritage is clear, and gives both meaning and direction to popular culture studies.

(SEE ALSO: Mass Media Research; Postmodernism; Social

Movements)

REFERENCES

Aronowitz, Stanley 1973 False Promises. New York: Mc-

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Barthes, Roland (1957) 1972 Mythologies. New York: Hill

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Becker, Howard 1963 Outsiders: Studies in the Sociology of Deviance. New York: Free Press.

Bellah, Robert N., et al. 1985 Habits of the Heart. Berkeley: University of California Press.

Berger, Peter, and T. Luckmann 1966 Social Construction of Reality. Garden City, N.Y.: Doubleday.

Blumer, Herbert 1969 Symbolic Interactionism: Perspective and Method. Berkeley: University of California Press.

Bourdieu, Pierre 1984 Distinction: A Social Critique of the Judgment of Taste. Cambridge, Mass.: Harvard University Press.

Braudel, Fernand (1949) 1966 The Mediterranean and the Mediterranean World in the Age of Phillip II. New York: Harper.

Browne, Ray 1982 Objects of Special Devotion. Bowling Green, Ohio: Popular Press.

Cantor, Muriel 1971 The Hollywood Producer. New

York: Basic.

Cawelti, J. G. 1972 The Six-Gun Mystique. Bowling Green, Ohio: Popular Press.

Chodorow, Nancy 1978 Reproduction of Mothering. Berkeley: University of California Press.

Curran, James, Michael Gurevitch, and Janet Woolacott 1979 Mass Communication and Society. New York: Russell Sage Foundation.

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Denisoff, Serge 1974 Solid Gold: The Popular Record Industry. New Brunswick, N.J.: Transaction Books.

DiMaggio, Paul 1982 ‘‘Cultural Entrepreneurship in Nineteenth-Century Boston: The Creation of an Organizational Base for High Culture in America.’’

Media, Culture and Society 4:33–50.

Douglas, Ann 1977 Feminization of American Culture.

New York: Knopf.

Eagleton, Terry 1983 Literary Theory. Minneapolis: Uni-

versity of Minnesota Press.

Erens, P. 1979 Sexual Stratagems. New York: Horizon.

Foucault, Michel 1970 The Order of Things. New York:

Random House.

———1975 ‘‘What Is an Author?’’ Partisan Review 4:603–614.

———1979 Discipline and Punish. New York: Vintage.

Gamson, Joshua 1998 Freaks Talk Back. Chicago: University of Chicago Press.

Gans, Herbert 1974 Popular Culture and High Culture. New York: Basic.

Gilligan, Carol 1982 In a Different Voice. Cambridge, Mass.: Harvard University Press.

Goffman, Erving 1959 Presentation of Self in Everyday Life. Garden City, N.Y.: Anchor.

Gramsci, Antonio 1971 Selections from the Prison Notebooks. New York: International.

Guback, Thomas 1969 The International Film Industry: Western Europe and America since 1945. Bloomington: Indiana University Press.

Gusfield, Joseph 1989 On Symbols and Society. Chicago: University of Chicago Press.

Hall, Stuart, and Paddy Whannel 1965 The Popular Arts. New York: Pantheon.

Hartounic, Valerie 1997 Cultural Conceptions. Minneapolis: University of Minnesota Press.

Hebdige, Dick 1979 Subculture: The Meaning of Style. New York: Methuen.

Hirsh, Paul 1972 ‘‘Processing Fads and Fashions: An Organization-Set Analysis of Cultural Industry Systems.’’ American Journal of Sociology 77:639–659.

Horkheimer, Max, and Theodor Adorno (1944) 1972

Dialectic of Enlightenment. New York: Seabury.

Jameson, Frederic 1984 ‘‘Postmodernism, of the Cultural Logic of Late Capitalism.’’ New Left Review 146:53–93.

Jay, Martin 1973 The Dialectical Imagination: A History of the Frankfurt School and the Institute of Social Research 1923–50. Boston: Little, Brown.

Keil, C. 1966 Urban Blues. Chicago: University of Chica-

go Press.

Lipsitz, George 1990 Time Passages. Minneapolis: Uni-

versity of Minnesota Press.

Long, Elizabeth 1997 From Sociology to Cultural Studies. Malden, Mass: Blackwell.

Lowenthal, Leo 1961 Literature, Popular Culture and Society. Englewood Cliffs, N.J.: Prentice-Hall.

Lynd, Robert, and H. Lynd 1929 Middletown. New York: Harcourt, Brace, and World.

MacLeod, Jay 1987 Ain’t No Making It. Boulder, Colo.:

Westview.

McQuade, Donald, and Robert Atwan 1974 Popular Writing in America. New York: Oxford University Press.

Modleski, Tania 1982 Loving with a Vengeance. Hamden, Conn.: Archon.

Mulvey, Laura 1985 ‘‘Film and Visual Pleasure.’’ In G. Mast and M. Cohen, eds., Film Theory and Criticism. New York: Oxford University Press.

——— 1989 Visual and Other Pleasures. Bloomington: Indiana University Press.

Nye, R. B. 1972 New Dimensions in Popular Culture. Bowling Green, Ohio: Popular Press.

Park, Robert 1955 Society. New York: Free Press.

Peiss, Kathy 1985 Cheap Amusements: Working Women and Leisure in New York City, 1880 to 1920. Philadelphia: Temple University Press.

Radway, Janice 1984 Reading the Romance. Chapel Hill: University of North Carolina Press.

Rosenberg, Bernard, and David Manning White 1957 Mass Culture. New York: Free Press.

Rosenzweig, Roy 1983 Eight Hours for What We Will: Workers and Leisure in an Industrial City, 1870–1920. New York: Cambridge University Press.

Ross, Andrew 1989 No Respect: Intellectuals and Popular Culture. New York: Routledge and Kegan Paul.

Schiller, Herbert 1969 Mass Communication and American Empire. New York: Kelly.

Schudson, Michael 1989 ‘‘How Culture Works.’’ Theory and Society 18:153–180.

Schutz, Alfred 1967 Collected Papers, vol. 3, The Problem of Social Reality. The Hague: Martinus Nijhoff.

Shiach, Morag 1989 Discourse on Popular Culture. Stanford, Calif.: Stanford University Press.

Swidler, Ann 1986 ‘‘Culture in Action: Symbols and Strategies.’’ American Sociological Review 51:273–286.

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Thompson, E. P. 1963 The Making of the English Working Class. New York: Vintage.

Tuchman, Gaye 1989 Edging Women Out. New Haven, Conn.: Yale University Press.

———, Arlene Daniels, and James Benet 1978 Hearth and Home. New York: Oxford University Press.

Weibel, Kathryn 1977 Mirror, Mirror. Garden City,

N.Y.: Anchor.

Williams, Raymond 1961 The Long Revolution. New York: Columbia University Press.

———1977 Marxism and Literature. Oxford: Oxford University Press.

———1980 Problems in Materialism and Culture. London: Verso.

Willis, Paul 1977 Learning to Labor. New York: Columbia University Press.

Zukin, Sharon 1988 ‘‘The Post-Modern Debate over Urban Form.’’ Theory, Culture and Society 5:431–446.

CHANDRA MUKERJI

POPULATION

As a topic, population refers to the size and composition of social groupings and the dynamics of change in these characteristics. It extends to the determinants and consequences of levels, differentials, and changes in fertility, mortality, and spatial distribution. Within the social sciences, population study has a broad concern with the cultural, social, economic, and psychological causes and consequences of these characteristics (see Hauser and Duncan 1959; Coleman and Schofield 1986; Stycos 1987; Namboodiri 1988). Within sociology, the main concern is with linkages between social institutions and the dynamics of population change and equilibrium (see Taeuber, Bumpass, and Sweet 1978; Nam 1994; Greenhalgh 1996). Demography is an important component of population study that focuses on data collection, measurement, and description. (Though it would be impossible to cite all articles relevant to the general topic of population, a number of useful articles are cross-referenced at the end of this article.)

OVERVIEW OF POPULATION HISTORY

A brief overview of major changes in the characteristics of human populations will suggest some of

the linkages between social life and these characteristics. (For a more detailed discussion see, for example, Wrigley 1969; Petersen 1975.)

During Neolithic times, hunting and gathering groups probably consisted of only a few dozen individuals. Based on the technology and the area believed to have been populated, it is estimated that in about 8000–6000 B.C. the population of the world was only five million to ten million (Yaukey 1985, p. 38). Probably about half of all children died before age 5. Mainly because of the high mortality of infants and children, life expectancy was probably only about 20 years, although some adults would have survived to advanced ages. Maternal mortality was also high, probably resulting in considerably shorter life expectancy for females than for males (United Nations 1973, p. 115). In such a setting, the social consequences of these fundamental demographic facts would have been enormous. Many of our current social values and institutions have their roots in this harsh environment.

Death was sudden, random, and frequent—at least five times as common, in a population of a given size, as in a developed country today. A major function of religion was to enable people to interpret death as a part of the life course and to surround it with rituals. New births to offset these deaths were essential for the survival of a group. There can be no doubt that many groups, of various sizes, failed in this effort, but the survivors were our ancestors. Children were important to the economy of the household and community from an early age, and young adults were crucial to the welfare of older adults. Practices and institutions to encourage fertility—of humans, as well as of the environment of plants and animals—were essential. Marital unions of some type would have been virtually universal and would have begun at an early age. It is likely that unions would have been arranged by the parents, partly because they occurred at such early ages, as well as because of the social advantages of arranged marriages for strengthening an intergenerational network of social obligations. Thus the social institutions of religion, marriage, and the extended family, among others, had some of their original impetus in the extremely high mortality of human prehistory and the consequent imperative for high fertility and child survivorship.

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One of the most remarkable functions of social institutions is that they provide valves or mechanisms by which population size can be regulated to be compatible with the prevailing environmental circumstances and the level of technology (Davis 1963). As just mentioned, high mortality must be accompanied by comparably high fertility if a population is to sustain itself. For the most part, it is the level of mortality that drives the level of fertility, through various intervening mechanisms, although mortality (infanticide) has sometimes served as a means of population control. The social regulation of population size usually takes the form of increasing or decreasing the average number of births per woman, to compensate for uncontrollable influences on mortality.

Humans have a much greater capacity to reproduce than is often recognized, and even in situations of very high mortality and fertility there is usually an untapped potential for even higher fertility. There are well-documented ‘‘natural fertility’’ populations in which the average woman who survives the childbearing ages has 10 to 11 children after age 20, and it is estimated that the average after age 15 could be as high as 16 children under some circumstances. (Of course, if maternal mortality is high, many women will not survive the childbearing years.) The potential supply of births is adequate to balance even the most severe conditions; if it were not, the species would not have survived.

Over the long run, there has been a pattern of increased life expectancy with two major transitions. The transition from hunting and gathering to settled agriculture and larger human settlements produced a net increase in life expectancy, although with some shifts in causes of death. Larger settlements have a higher incidence of infectious diseases because of inadequate sanitation and sources of clean drinking water. The second major transition began in the seventeenth century with industrialization and the progressive reduction of deaths from infectious diseases. Fluctuations in mortality due to transitory influences have been superimposed on these two main transitions (Tilly 1978; Wrigley and Schofield 1981). Some of the short-term increases in mortality, due to wars, famines, and epidemics, have been devastating. For example, the Black Death in fourteenth-centu- ry Europe eliminated more than one-third of the population in several areas.

During the transition to agriculture and larger settlements, mortality fell and population size increased. It is believed that, starting in roughly 5000 B.C., world population approximately doubled every 1,000 years, reaching 100 million around 500 B.C. It doubled again in the next 1,000 years, reaching 200 million around 500 A.D., and again in the next 1,000 years, reaching 425 million in 1500 A.D. (McEvedy and Jones 1978). Most of the growth was in Europe and the Middle East. This is obviously an extremely low rate of growth by modern standards, around 0.07 percent per year, but it was a marked increase from the hunting and gathering era.

The increase in carrying capacity with a new technology and social organization probably had its principal effect on reproduction at the household level (Laslett and Wall 1972; Goody 1976, 1983). If territory for new settlements is absent or inaccessible, having too many children will lead to excessive division of land and property. Some kind of limitation on reproduction will result.

The most important social mechanism or lever for regulating fertility has probably been limitation of exposure to the risk of conception—in short, regulation of sexual activity. Thus, in preindustrial Europe, the age at marriage was high—on average, in the mid-twenties. The motivation for delaying marriage and the formation of new households probably arose because the parental generation had limited land to pass to their children. Marriage and childbearing were deferred until a viable household could be established. These household-level motives led to a general consensus that marriage at later ages was preferable. Associated with late age at marriage were voluntary rather than arranged marriages, and apprenticeships or domestic service for many young people. Alternatives to married life developed— for example, celibate religious communities. These behaviors can be viewed as mechanisms for fertility limitation, even though they certainly had more direct functions as well. Within marriage there was probably very little use, or even knowledge, of contraception.

When short-term increases in mortality occurred, as with a famine, war, or epidemic, the social response was an increase in the prevalence of marriage and/or a reduction in the mean age at

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marriage. Again, these motivations operated primarily at the household level, in the sense that when mortality rose, there were increased opportunities for land division and settlement, and new households could be formed more quickly.

The attempt here is to characterize population growth and homeostasis in the broadest terms, up to the beginning of the industrial era in the West. Because of limited space, this description glosses over enormous differences worldwide in the patterns of reproduction and social structure and their linkages. There have several ethnographic and historical analyses of these variations (see, e.g., Hanley and Wolf 1985).

The growth of population that accompanied industrialization is indicated by the following estimates. World population was about 545 million in 1600; 610 million in 1700; 900 million in 1800; 1,625 million in 1900. It is expected to be about 6,100 million in 2000 (McEvedy and Jones 1978; United Nations 1998). The period saw an acceleration in the rate of growth, as well as enormous increases in sheer numbers of people. Prior to 1900, Europe increased most rapidly. In other parts of the world, most of the increase was concentrated in the twentieth century. This period of rapid growth is described as the demographic transition. It is discussed briefly below. (See the end of this article for relevant cross-references.)

MORTALITY DECLINE

The transformation of mortality from a common event, occurring most often to children, to a relatively rare event, occurring most often to the elderly, arose from a confluence of technological and social developments. Most important among these was the control of infectious diseases spread by microorganisms in the air and water. An improved understanding of the etiology of these diseases, together with technical capacity and political support for public health measures, led to childhood vaccinations, clean drinking water, and improved sanitation (McKeown 1976). Standards of personal hygiene and cleanliness of clothing improved. There is little evidence that improvements in diet were important, and curative (as contrasted to preventive) medicine played a relatively small role in the main part of the transformation.

In developed countries, the infant mortality rate has steadily fallen from about 250 deaths (in the first year of life) per 1,000 births to a present level of fewer than 10 per 1,000 births (Mosley and Chen 1984). One consequence of a decline in the risk of infant and child deaths is to increase the sense of parental control over reproduction. It is more rational to develop notions of desired numbers of children when the survivorship of children is less random. Similarly, as survivorship improves, it is more rational to invest in children’s future by providing them with formal education. The cost of children, to their parents and to the larger society, increases as child mortality falls and life expectancy improves (see, e.g., Easterlin 1976).

The increase in life expectancy, currently about 73 years in the developed countries, has also resulted in a rise in the mean age of the population, in a substantial increase in the proportion who are elderly or retired, and in a shift to causes of death associated with old age. These trends have broad social implications—for the employment of and advancement in opportunities for young people, the resilience of political structures, and the cost of retirement programs and medical care for the elderly, for example.

Fewer births per woman, together with the now negligible rates of maternal mortality in developed countries, have resulted in a substantially greater life expectancy for women than for men. Although at birth there are about 104 males for every 100 females, there are progressively more females, per male, for every age after about age 30 in the United States. The elderly population consists disproportionately of women. Also, because women tend to be younger than their husbands, they typically experience much longer periods of widowhood than men do.

In today’s developing countries, mortality decline has been much more rapid than it was in the developed countries, because an accumulation of Western public health measures could be introduced nearly simultaneously. Most of the decline has occurred since World War II and the ensuing independence of most of these countries from colonial powers, although some of it can be traced back to earlier decades of the twentieth century. The rapidity of the mortality decline and its largely exogenous nature have been factors in the delay of a subsequent fertility decline in many cases (see

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Preston 1978). (See the end of this article for relevant cross-references.)

FERTILITY DECLINE

Within Europe, the onset of substantial reductions in fertility occurred first in France early in the nineteenth century, and last in Ireland early in the twentieth century. In the earliest cases, the onset of fertility control coincided with mortality decline rather than following it. In general, a lag between the decline in mortality and the decline in fertility resulted in substantial population growth. In the United States and Britain, 1880 is regarded as a watershed year for the widespread initiation of contraception.

With no exceptions, from the cases of France through Ireland, the initiation and the bulk of the modern fertility declines occurred mainly as a result of contraception rather than delayed marriage, and in contexts in which contraception was publicly regarded as immoral, supplies and information were illegal, and methods were primitive by today’s standards. As a generalization, births were not intentionally spaced or postponed; rather, attempts were made to terminate childbearing at some earlier parity than would have been the case without intervention. Some married couples appear even to have chosen to have no children or only one child. The main contraceptive method was withdrawal (coitus interruptus). Abstinence was probably not infrequently used as a last resort. Rhythm may have been used, but probably incorrectly; douching was common but was probably ineffective. Sterilization was not available, although it is likely that a high proportion of hysterectomies served the same function. Condoms were not widely available until the twentieth century.

It is clear that the motivation to control fertility was both powerful and personal. It is unfortunate that it is so difficult at this distance to reconstruct the specific strategies that were employed, patterns of communication between couples, and sources of information. However, at least two generalizations can be made. One is that the practice of contraception required an ideational justification, to the effect that individual couples have a personal right to control their family size. From a modern perspective it is easy to overlook the fundamental importance of this concept. It is not just a coincidence that France was the first country

to experience contraception on a wide scale, that it was the home of the Enlightenment, and that it was also the first European country to experience a fundamental political revolution. Intervention to prevent a birth rests on the premise that it is legitimate for an individual—or a couple—to make critical choices affecting personal welfare. Contraception can be viewed as a manifestation of a value for personal freedom, even in the face of strong pronatalist pressures from both church and state.

A secondary condition for contraceptive use in the West appears to have been some degree of local development, as evidenced by higher literacy and a higher standard of living. Historical research continues into the importance of specific factors such as the relative status of women, the transition to a wage-earning class, local industrialization, improvements in social security and public welfare, and so on. (For more details on specific countries, see, e.g., Ryder [1969]; Livi Bacci [1977]; Teitelbaum [1984]. For a general discussion of these factors in Europe, see van de Walle and Knodel [1980]. For theoretical discussions, see Caldwell [1976, 1978]. See also Nam [1994].)

Turning to the transition in economically less developed countries, one to two generations of reduced mortality, combined with a traditional high level of fertility, resulted in annual growth rates of 3 percent or more. However, beginning in the late 1960s, some Asian countries, particularly Taiwan and South Korea, began to experience rapid declines in fertility. At present these countries have reached approximate equilibrium between fertility and mortality rates, although they continue to grow because of their youthful age distributions. About a decade later, Thailand, Indonesia, and several Latin American countries such as Colombia and Mexico showed rapid reductions in their fertility rates. By the late 1990s, dramatic fertility declines were under way in nearly all countries outside of sub-Saharan Africa and Pakistan, and even these countries have shown clear declines among better-educated urban couples. The declines are due in small part to delayed marriage, but for the most part to use of contra- ception—primarily sterilization, and secondarily reversible methods such as intrauterine devices and the pill (see Bulatao and Lee [1983]; Cleland and Hobcraft [1985]; see also the country reports published on the Demographic and Health Surveys Project by Macro International [1985–2000]).

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