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182 The APA Publishing Textbook of Mood Disorders, Second Edition
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cortical microcircuits drives symptom expression in affected individuals. Depending
on the brain region affected, shifts in excitation/inhibition balance due to glutamate
and GABA deficits might drive particular mood-related symptoms controlled by each
brain region.
Evidence for Altered Monoaminergic Function
in Mood Disorders
Because many of the drugs used to treat mood-related symptoms modulate monoaminergic function, much research has focused on whether the serotonergic, noradrenergic, and dopaminergic systems are altered in the brains of subjects with mood
disorders. We review some of these studies here.
Serotonergic System
Evidence suggests lower levels of serotonin (5-hydroxytryptamine [5-HT]) and 5-hydroxyindoleacetic acid (5-HIAA), a major metabolite of 5-HT, in the brain stem but not
in the frontal cortex of subjects who died from suicide (Mann et al. 1989). However,
because measuring 5-HT in the postmortem brain is challenging due to cellular and
chemical degradation, most of what is known about serotonergic dysfunction in the
postmortem brain in mood disorders is based on investigation of 5-HT receptor binding and expression (reviewed in Stockmeier 2003 and summarized here). Evidence
suggests higher levels of agonist binding to the postsynaptic 5-HT type 1A (5-HT
receptor in the ventrolateral prefrontal cortex (PFC), but no consistent changes else
where in the PFC or hippocampus, in individuals who died from suicide. Depending
on the methodology used, evidence exists for both higher and lower levels of binding
to 5-HT
als who died from suicide; 5-HT
For the postsynaptic 5-HT
PFC and hippocampus were reported for subjects with MDD as well as for subjects
who died from suicide, with no changes in other regions of the PFC. For the 5-HT
transporter, evidence in subjects who died from suicide, had MDD, or both suggests
lower levels or no differences in binding in cerebral cortex. Studies also suggest no dif
ferences in 5-HT transporter binding in the midbrain dorsal raphe nucleus, pontine
dorsal raphe, medial raphe, or locus coeruleus. Taken together, consistent results suggest higher binding to the 5-HT
receptor in the dorsal PFC in subjects who died from suicide. Because the ventrolateral
and dorsal PFC are both involved in cognition, alterations in serotonergic processes in
subjects who died from suicide might suggest dysfunctional cognitive processes.
autoreceptors in the midbrain dorsal raphe nucleus in depressed individu-
1A
autoreceptors act to inhibit further release of 5-HT.
1A
receptor, higher levels of agonist binding in the dorsal
2A
receptor in the ventrolateral PFC and to the 5-HT
1A
1A
2A
)
-
-
Noradrenergic System
Most noradrenergic neurons originate in the locus coeruleus and project throughout
the brain. In subjects who died from suicide, had MDD, or both, levels of norepinephrine (also known as noradrenaline) were not found to differ across several brain regions, including the brain stem, hypothalamus, frontal cortex, amygdala, and striatum

183 Molecular and Cellular Neurobiology
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(Beskow et al. 1976; Moses and Robins 1975; Pare et al. 1969; Riederer et al. 1980; but
see Arango et al. 1993). However, lower levels of the norepinephrine metabolite me
thoxy-4-hydroxyphenylgycol were reported for some brain regions in subjects with
MDD (Riederer et al. 1980). Related to norepinephrine synthesis, higher levels of tyro
sine hydroxylase, the rate-limiting enzyme in catecholamine synthesis, were reported
in the locus coeruleus of subjects with MDD (Zhu et al. 1999). Levels of the norepi
nephrine transporter, which removes norepinephrine from the synapse, are lower in
the locus coeruleus in subjects with MDD (Klimek et al. 1997). Adrenergic receptor
subtypes have differing effects, with α
stimulatory effect on cell signaling and α
- and β-adrenoreceptors tending to have a
1
-adrenoreceptors tending to inhibit signal-
2
ing. Several studies have examined receptor binding in the brains of subjects with
mood disorders (reviewed in Cottingham and Wang 2012 and summarized with ad
ditional citations here). Higher levels of α
-adrenoreceptor binding were seen in the
1
frontal cortex in subjects who died from suicide, although no such differences were
seen across multiple brain regions in antidepressant-treated subjects who died from
suicide or in the PFC of subjects with MDD (Ferrier et al. 1986).
Findings regarding binding and expression of the α
receptors have also been mixed. Some studies reported higher levels of α
-adrenoreceptor and β-adreno-
2
-adrenore-
2
ceptor in frontal cortex and hippocampus in subjects who died from suicide, had
MDD, or both (Rivero et al. 2014); some studies reported no difference (Ferrier et al.
1986); and one study reported lower levels (Gross-Isseroff et al. 2000). Results for α
2
adrenoreceptor binding in the locus coeruleus appear more consistent, with higher
binding levels both in subjects who died from suicide and in subjects with MDD. For
the β-adrenoreceptors, higher binding levels were reported for β
-adrenoreceptors in
1
the PFC of antidepressant-free subjects with MDD (Rivero et al. 2014), although no
changes in β
- or β2-adrenoreceptors were reported in the hippocampus in subjects
1
with MDD. Thus, with respect to adrenergic receptor subtype binding, results vary
by receptor subtype and brain region, with inconsistent findings across studies. Some
of these discrepancies may be due to methodology or to subject groups examined
(e.g., subjects who died from suicide, subjects with MDD who died from suicide, sub
jects taking or not taking antidepressants). Moving forward, for greater insight into
whether noradrenergic neurotransmission is altered in patients with mood disorders,
future postmortem studies should carefully consider cohort design to disentangle
effects driven by disease, suicide, and/or psychiatric medications.
-
-
-
-
-
-
Dopaminergic System
Amotivation and anhedonia are frequent symptoms of mood disorders. Given that
these are regulated in part by dopamine-related circuits, it is not surprising that re
searchers have asked whether dopaminergic systems are altered in the brains of subjects with mood disorders. Most dopamine-producing neurons are found in brain stem
nuclei, with projections throughout the brain. We summarize findings reviewed in
Dunlop and Nemeroff (2007) and include additional reports. Although evidence suggests that dopamine levels are unaltered across multiple brain regions, including the
brain stem, hypothalamus, and striatum, levels of dopamine metabolites do appear to
be altered. For instance, lower levels of the dopamine metabolite dihydroxyphenylacetic acid were found in the striatum of antidepressant-free subjects with MDD who
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184 The APA Publishing Textbook of Mood Disorders, Second Edition
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died from suicide, and higher levels of the dopamine metabolite homovanillic acid
were found in the frontal cortex of subjects who died from suicide. Lower levels of tyro
sine hydroxylase, the rate-limiting enzyme in catecholamine synthesis, were reported
in the striatum of subjects with MDD who died from suicide (Pizzagalli et al. 2019). For
the dopamine transporter, which is responsible for removing dopamine from the syn
apse, lower levels were found in the striatum (Pizzagalli et al. 2019), and lower levels
of binding were reported for the central and basal nuclei of the amygdala of subjects
with MDD (Klimek et al. 2002). At the dopamine receptor level, no changes in binding
to the dopamine type 1 (D
) receptor (which increases cell signaling) or type 2 (D2) re-
1
ceptor (which decreases cell signaling) were found in the striatum of antidepressantfree subjects with MDD who died from suicide or in the dorsal striatum of subjects who
died from suicide (Fitzgerald et al. 2017). Interestingly, however, although levels of D
and D2 receptor binding are positively correlated in the dorsal striatum in unaffected
comparison subjects, these binding levels are not correlated in subjects who died from
suicide, suggesting dysregulation of these receptors (Fitzgerald et al. 2017). In the
amygdala, higher levels of D
receptor binding were found in the central, basal,
2/D3
and lateral nuclei (Klimek et al. 2002) and higher expression of the dopamine receptor
4 gene DRD4 was reported for the basal nucleus in subjects with MDD (Xiang et al.
2008) (like D
Although D
receptors, D3 and D4 receptors inhibit cell signaling).
2
and D2 binding levels did not differ in the frontal cortex in subjects
1
with mood disorders, investigation of splice variants provides another potential ave
nue for altered dopamine neurotransmission in these disorders. Splice variants are alternative forms of mRNA produced by the same gene; splice variants can produce
different proteins with different functions, even though they are coded for by the same
gene. Subjects with affective disorders exhibit lower expression levels of the dopamine
receptor 2 gene DRD2 short variant (thought to act as a presynaptic autoreceptor) and
higher expression of the DRD2 long variant (thought to mediate postsynaptic actions),
as well as higher levels of DRD1 in the DLPFC (Kaalund et al. 2014); these results suggest that altered splicing may play a role in the pathophysiology of affective disorders.
Together, most of the evidence for dopaminergic dysfunction in the brains of subjects
with mood disorders comes from measuring dopamine synthesis, metabolism, and
transport, with less consistent findings for dopamine receptors. The findings suggest
that dopaminergic activity is diminished in subjects with mood disorders, and that
this deficit occurs through alterations in a variety of receptor variants as well as alterations in neurotransmitter release. Since dopamine is linked to motivation, concentration, and ability to experience pleasure, alterations in dopaminergic activity might
underlie deficits in these functions in individuals with mood disorders.
-
-
1
-
Evidence for Altered Brain-Derived Neurotrophic
Factor Function in Mood Disorders
Brain-derived neurotrophic factor (BDNF) is a neurotrophin that regulates neuron
survival, plasticity, and synaptic function (Barde 1989; Korte et al. 1995; Linnarsson et
al. 1997; Liu et al. 2004; Ma et al. 1998; Patterson et al. 1996). Given the importance of

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BDNF to these basic brain functions, it is not surprising that BDNF dysfunction has
been linked to psychiatric disorders. Indeed, researchers have found evidence of low
levels of BDNF protein in the hippocampus (Banerjee et al. 2013; Dwivedi et al. 2003;
Karege et al. 2005) and the PFC (Dwivedi et al. 2003; Karege et al. 2005) of subjects who
died from suicide, and in the basolateral amygdala of female subjects with MDD (Guil
loux et al. 2012). Similarly, pro-BDNF is lower in the right hippocampus (Dunham et
al. 2009) and BDNF is lower in the anterior cingulate in subjects with MDD (Youssef et
al. 2018). Gene expression analyses are consistent with protein-level deficits associated
with mood disorders. For instance, evidence indicates lower levels of BDNF signaling
in the anterior cingulate and entorhinal cortex in subjects with MDD (Thompson Ray
et al. 2011; Tripp et al. 2012) and in the basolateral amygdala of female subjects with
MDD (Guilloux et al. 2012). Thus, multiple lines of evidence suggest that BDNF signal
ing is lower in the brains of subjects with mood disorders. Low levels of neurotrophic
support might underlie the reduced cell numbers reported in subjects with mood dis
orders (see section “Alterations in Cell Number and Morphology in Mood Disorders”
earlier in this chapter). Because so many factors (e.g., genetics, age, sex, stress) influence
BDNF, a number of different pathological pathways might lead to diminished BDNF
signaling and subsequent mood-related deficits. Understanding how BDNF interacts
with these factors might provide insight into why particular individuals are more sus
ceptible to developing mood disorders.
-
-
-
-
Conclusion
In summary, human postmortem brain studies suggest that subjects with mood disorders exhibit many differences compared to unaffected comparison subjects. Although
this chapter does not discuss all differences found in the postmortem brains of subjects
with mood disorders, we have summarized findings from four general themes. In
terms of number and morphology of brain cells, subjects with mood disorders appear
to have alterations in neurons, glia, dendritic spines, and dendritic complexity; many
of these findings are brain region specific. Subjects with mood disorders also exhibit
alterations related to glutamate and GABA, potentially with increased glutamate sig
naling and decreased GABA signaling. Evidence also suggests monoaminergic signaling dysfunction in the postmortem brains of subjects with mood disorders. Finally,
BDNF signaling appears to be lower in subjects with mood disorders.
These alterations might define different subtypes of mood disorder subjects (i.e.,
dysfunction in only one theme might be present in a particular mood disorder subtype).
For instance, subjects who died from suicide might represent a subtype exhibiting distinct human postmortem brain pathology. However, a substantial proportion of subjects who die from suicide also have a mood disorder, presenting a challenge to
disentangling the two. Studies that include subjects who died from suicide without a
mood disorder may provide important insight into suicide-specific brain alterations.
Indeed, evidence suggests that this may be the case, at least in terms of lower brain stem
levels of 5-HT or 5-HIAA in subjects who died from suicide, independent of psychiatric
diagnosis (Mann et al. 1989). Additionally, some postmortem brain differences seem
to distinguish MDD and bipolar disorder. For instance, subjects with MDD, but not
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those with bipolar disorder, appear to exhibit smaller neuronal size in layer VI of the
subgenual anterior cingulate (Cotter et al. 2001) and lower oligodendrocyte density
in the basolateral amygdala (Hamidi et al. 2004). Also, subjects with bipolar disorder
seem to have lower DLPFC levels of both somatostatin and parvalbumin mRNA,
whereas subjects with MDD have a lower level of somatostatin mRNA, but not of
parvalbumin mRNA, in this cortical region (Sibille et al. 2009); these differences might
represent disease specificity in GABA-related alterations.
Another possibility to consider is that psychiatric medications may impact dependent measures investigated in the human postmortem brain. Although it is challenging to tease apart psychiatric medication effects, given that most subjects with mood
disorders included in postmortem brain studies were taking at least one of these med
ications at the time of death, some studies have examined antidepressant-free subjects
and still found differences from unaffected comparison subjects. For instance, lower
striatal levels of dihydroxyphenylacetic acid were reported in antidepressant-free subjects with MDD who died from suicide, and higher PFC binding levels were reported
for β
-adrenoreceptors in antidepressant-free subjects with MDD (Rivero et al. 2014).
1
Although we have considered each of the four themes separately, it is likely that
these alterations co-occur and interact in the brains of subjects with mood disorders.
At this time, it is not possible to conclude whether these alterations co-occur, because
most previous studies investigated measures relevant to only one theme. If alterations
related to these four themes do co-occur in the brains of subjects with mood disorders,
it is possible that one “upstream” factor (e.g., stress exposure, with potential interac
tion with genetic susceptibility) drives brain alterations related to all described
themes. Indeed, evidence from rodent studies suggests that this may be the case, at
least with respect to stress exposure. For instance, chronic stress leads to structural
changes in brain cells, glutamate- and GABA-related alterations, monoaminergic dysfunction, and lower brain BDNF levels (reviewed in Belleau et al. 2019; Nowacka and
Obuchowicz 2013). Researchers have yet to determine whether chronic stress, either
during early life or in adulthood, might interact with genes, resulting in the postmortem brain pathology fitting all described themes.
In general, future postmortem studies should carefully consider cohort design,
with adequate statistical power, as a strategy for disentangling the effects of disease,
suicide, and/or psychiatric medications on brain alterations in mood disorders. Future studies might also examine multiple dependent measures (e.g., systems affected
by stress exposures) that cross-cut these general themes.
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-
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CHAPTER 11
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Brain Imaging
Michele A. Bertocci, Ph.D.
Jorge Renner Cardoso de Almeida, M.D., Ph.D.
Stephen M. Strakowski, M.D.
Mary L. Phillips, M.D., M.D. (Cantab)
Mood (affective) disorders are among the leading causes of disability
worldwide. Surveys suggest that depression is the leading cause of disability in highincome countries. Up to 30% of people with mood disorders suffer from chronic, often
lifelong illness. Mood disorders include episodes of depressed mood (depression)
and elevated mood (mania), both separately and in combination, and are believed to
arise from dysregulation in neural network structure and function that can be measured in vivo using brain imaging techniques. These techniques include magnetic resonance imaging (MRI), positron emission tomography (PET), single-photon emission
computed tomography (SPECT), computed axial tomography (CT), optical imaging,
cranial ultrasound, and magnetoencephalography (MEG), through which measures
of structure, function, energy metabolism, and neurotransmitter concentrations can
be acquired. In this chapter, we focus on neural abnormalities measured with MRI,
PET, and SPECT, because these techniques have the most robust datasets at this time.
To start, we provide a brief review of how these techniques image the brain. MRI
takes advantage of the magnetism of atoms—usually hydrogen (a single proton)—in
water, tissue, myelin, and other molecules to measure structure, function, and concentrations of neurochemicals. MRI can differentiate gray and white matter and cerebrospinal fluid in the brain, allowing measurement of neural structures that may be
important in mood disorder pathology. Gray matter consists mostly of neuronal cell
bodies and can be measured by volume and thickness. White matter consists mostly
of myelinated axons; measurements of white matter generally reflect the movement
of water along the axon and include volume, length, radial diffusivity, longitudinal
diffusivity, and fractional anisotropy, as well as newer measures using spectral diffusion. Using the same magnetic characteristic of hydrogen atoms, MRI can be used to
acquire proxy measures of neural activity using two approaches, blood oxygen level–
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