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172 The APA Publishing Textbook of Mood Disorders, Second Edition
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aging in MDD and bipolar disorder. Neuroimaging studies implicate microglial alterations related to neuroimmune dysfunction in mood disorders. Pathology of glu tamate and GABA neurons in postmortem tissues supports neuroimaging reports of glutamate and GABA changes in mood disorders. Increased numbers of hypothalamic neurons support the evidence for activation of the HPA axis in some depressed indi viduals.
Postmortem cell pathology in mood disorders suggests changes in cell plasticity and function rather than cell loss. These observations could be relevant to hypothe sized stress-induced changes in gene expression related to signal transduction path­ways and cell survival (neurotrophic/neuroprotective) factors. If cell loss has occurred in the brain in mood disorders, it can be hypothesized that the loss of neurons would be paralleled by an increase in astrocytes as evidenced in neurodegenerative disor ders. Instead, in depression there are decreases in neuronal cell density, and not neces­sarily neuron loss, which are accompanied by decreases in glial cell density. Glial pathology appears to be more prominent than neuronal alterations in MDD. In addi tion, glial pathology is preferentially observed in younger versus older subjects with MDD. Lastly, removal of glia but not neurons is sufficient to induce depression-like be havior in animal models of depression. Therefore, we suggest that the cell pathology in depression begins with glia, and specifically astrocytes. With duration and progres sion of depression, insufficient glial support for neuronal functions may eventually lead to neuronal pathology (Rajkowska and Miguel-Hidalgo 2007).
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CHAPTER 10
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Molecular and
Cellular Neurobiology
Marianne Seney, Ph.D.
David A. Lewis, M.D.
In this chapter, we focus on studies performed in the human postmortem
brain intended to characterize cellular and molecular alterations present in subjects with mood disorders. Although this review cannot be exhaustive of all reported find­ings, we focus on four overarching themes that have been repeatedly probed: alter­ations in numbers and morphology of brain cells, imbalances in glutamate and GABA neurotransmission, monoaminergic dysfunction, and disturbances in neurotrophin signaling.
Alterations in Cell Number and Morphology in Mood Disorders
Neurons
In the dorsolateral prefrontal cortex (DLPFC), neuronal density and size in both the supra- and infragranular layers have been reported to be lower in subjects with major depressive disorder (MDD) than in unaffected comparison subjects (Rajkowska et al.
1999). Ongür et al. (1998) reported that in Brodmann area 24 (BA24; also known as subgenual anterior cingulate cortex), overall neuronal number or size was found not to differ between unaffected comparison subjects, subjects with MDD, and subjects with bipolar disorder. Cotter et al. (2001), however, reported smaller neuronal size, specifically in layer VI, in MDD but not in bipolar disorder. Neuronal deficits have also been reported in the orbitofrontal cortex (OFC); these deficits appear to differ by subregion. In the rostral OFC, smaller size and lower density of neurons were found
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in cortical layers II–IV, whereas in the caudal OFC, smaller neuronal size, without a difference in density, was present in cortical layers V and VI (Rajkowska et al. 1999). In the hippocampus, smaller pyramidal neuron soma size was found in all subfields in subjects with MDD (Stockmeier et al. 2004), and lower numbers of neural progen itor cells and granule neurons in the anterior dentate gyrus were reported for subjects with MDD who died from suicide (Boldrini et al. 2013, 2019). However, in the baso lateral amygdala, neuron number, neuron density, or both were reported to be un­changed in MDD (Bowley et al. 2002; Rubinow et al. 2016). Thus, deficits in neuronal number or density and size appear to be present in the brains of subjects with mood disorders, with evidence suggesting that these alterations are specific to certain brain regions. These brain region–specific alterations might be tied to the function of each region, with downstream effects on symptom presentation.
APA Publishing
Textbook of Mood Disorders, Second Edition
Glia
In the DLPFC, glial density and size were reported to be lower in subjects with MDD (Rajkowska et al. 1999). Numbers of glia in BA24 of subjects with MDD or bipolar dis order were also lower, accompanied by lower glial density in layer VI in subjects with MDD but not in subjects with bipolar disorder (Cotter et al. 2001). Alterations in glia were found in the OFC, with lower densities in upper cortical layers (II–IV) in the ros­tral OFC and in lower cortical layers (V and VI) in the caudal OFC (Rajkowska et al.
1999); lower glial fibrillary acidic protein (GFAP) expression in the rostral OFC sug gests that astrocyte deficits at least partially underlie these glial reductions in the OFC in subjects with MDD (Miguel-Hidalgo et al. 2010). In the hippocampus, although no alterations were found in total glial cell numbers in the dentate gyrus (Boldrini et al.
2019), the total area of GFAP immunoreactivity (a marker of astrocytes) was lower in the dentate gyrus and Cornu Ammonis subfields 2/3 (CA2/3) in female but not in male subjects with MDD (Cobb et al. 2016). Additionally, astrocyte density was reported to be lower in the dentate gyrus hilus of unmedicated subjects with MDD (Cobb et al.
2016). Interestingly, although no neuronal alterations were found in the basolateral amygdala (Bowley et al. 2002; Rubinow et al. 2016), glial density was reported to be lower in subjects with MDD (Bowley et al. 2002). Results from a follow-up study by the same research group suggested that the lower total glia density might be due to lower oligodendrocyte density in subjects with MDD (but not bipolar disorder), with no differences in astrocyte or microglia density (Hamidi et al. 2004). When all results are considered, a single pattern of glial-related differences in mood disorders is not present across the brain. Rather, alterations appear to affect specific glial subtypes, of­ten with brain region specificity.
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Dendritic Spines
Dendritic spines, small morphological protrusions on pyramidal neuron dendrites, are the primary locations of excitatory synaptic inputs to these neurons (DeFelipe and Fariñas 1992). Given their importance for neuronal signaling, information coding, and memory storage, dendritic spines have been orders. In the DLPFC, numbers of spine synapses (as measured by electron micros­copy) in layers II and III and dendritic processes (as measured by microtubule­associated protein 2 immunoreactivity) in layers III–V were reported to be lower in
investigated
in the context of mood dis
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subjects with MDD (Kang et al. 2012). Two additional studies used Golgi staining to examine dendritic spines and length in DLPFC, both with a focus on basilar den drites. One of these studies reported no differences in spine density in superficial or deep layer III but shorter dendritic length in deep layer III of 15 psychiatric patients, 12 of whom had MDD or bipolar disorder (Glantz and Lewis 2000). The other study reported lower spine density and shorter dendritic length in deep layer III of subjects with bipolar disorder compared with unaffected comparison subjects (Konopaske et al. 2014). In BA24, subjects with MDD who died from suicide exhibited no differences in length, branching, or spine density for basilar dendritic arbors of layer VI pyrami dal neurons compared with unaffected comparison subjects; however, Hercher et al. (2010) reported that subjects with MDD exhibited fewer dendritic branches. In the hippocampus, negative associations were reported between anxiety or depressive symptoms and microtubule-associated protein 2–immunolabeled dendrites as well as synaptopodin-immunolabeled dendritic spines (Soetanto et al. 2010). Together, the available evidence suggests that subjects with mood disorders have lower levels of dendritic spines and/or dendritic complexity. However, possibly due to the techno logical challenges of examining dendritic spines in the human postmortem brain, only a few brain regions have been examined.
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Evidence for Altered Neocortical Glutamate and GABA in Mood Disorders
In humans, 80% of neocortical neurons are excitatory and form 85% of synapses, whereas 20% of neocortical neurons are inhibitory and form 15% of synapses (Doug las and Martin 2007). Excitatory neurons use glutamate as the main excitatory neuro­transmitter, sending excitatory signals within and across brain regions (Orrego and Villanueva 1993). Activity of these excitatory neurons is modulated by inhibitory in terneurons that use GABA as their main neurotransmitter (DeFelipe et al. 2013; Fino et al. 2013). Postmortem studies of subjects with MDD or bipolar disorder found higher glutamate levels in the frontal cortex, suggesting that excitatory glutamatergic function is elevated in this brain region in both disorders (Hashimoto et al. 2007; Lan et al. 2009). In the OFC of subjects with MDD, lower levels of excitatory amino acid transporters 1 and 2, which are expressed in astrocytes and are responsible for recy cling synaptic glutamate, were reported; lower expression of these transporters is consistent with higher levels of glutamate in subjects with MDD (Miguel-Hidalgo et al. 2010). Altered expressions of glutamate receptor genes and of genes related to glu­tamate recycling were reported in several cortical brain regions and in the amygdala of subjects with MDD who died from suicide (Sequeira et al. 2009), suggesting gluta matergic dysfunction in mood disorders. Evidence also suggests that some of these changes in glutamate-related genes might be sex specific in the DLPFC, with higher expression in females, but not in males, with MDD (Gray et al. 2015).
Several studies have also reported inhibitory GABA-related alterations in mood disorders. Subjects with MDD exhibited lower GABA concentrations in postmortem cortical brain tissue, suggesting that inhibitory GABAergic function is lower in the cortex of subjects with MDD (Honig et al. 1988). In line with findings of lower GABA
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concentrations in MDD, lower expression of glutamic acid decarboxylase 67 (GAD67), a GABA-synthesizing enzyme, was reported in the DLPFC of medication-free subjects with MDD (Karolewicz et al. 2010). Interestingly, results from this study also sug gested that antidepressant medication normalizes GAD67 levels (Karolewicz et al.
2010). Consistent results were reported at the gene expression level, with lower ex pression of GAD1 mRNA (the glutamate decarboxylase 1 gene, which codes for GAD67) in the subgenual cingulate of subjects with MDD, in which lower levels of GAD2 mRNA (the glutamate decarboxylase 2 gene, which codes for GAD65, the other GABA-synthesizing enzyme) were also found (Tripp et al. 2012). In the basolat­eral amygdala, lower levels of GAD67, but not GAD65, were found in female subjects with MDD (Tripp et al. 2012); no alterations in either GAD transcript were observed in the basolateral amygdala of male subjects with MDD (Sibille et al. 2009). Additional studies examining gene expression of a larger set of GABA-related transcripts suggest that many aspects of GABA function (e.g., receptors, transporters) are altered across cortical regions and the basolateral amygdala in mood disorders (Guilloux et al. 2012; Klempan et al. 2009; Sequeira et al. 2007, 2009).
Canonical cortical microcircuits are composed of excitatory pyramidal cells that are innervated by various inhibitory GABA GABA neuron subtypes perform different tasks in cortical microcircuits. We consider two GABA neuron subtypes here: those that express the calcium-binding protein parvalbumin and those that express the neuropeptide somatostatin. GABA interneu­rons that express parvalbumin receive inhibitory input from other parvalbumin cells and excitatory input from pyramidal cells, and innervate the perisomatic region of pyramidal cells, thereby regulating excitatory signal output (reviewed in Wamsley and Fishell 2017). Somatostatin-expressing GABA interneurons, which often coex­press the calcium-binding protein calbindin and may also contain the neuropeptides Y and/or cortistatin, innervate the distal dendrites of excitatory pyramidal cells (Fino et al. 2013; Packer et al. 2013). Notably, the same canonical microcircuits exist in the basolateral amygdala.
Given the diverse functions of GABA interneuron subtypes within cortical micro­circuits (i.e., deficits in different interneuron subtypes will have varying effects on the excitation/inhibition balance), it is helpful to determine which specific interneuron subtypes might contribute to lower GABA neurotransmission in mood disorders. Two studies examined the density and size of parvalbumin-positive and calbindin-positive interneurons in the DLPFC, OFC, and occipital cortex in subjects with MDD and unaf­fected comparison subjects. In subjects with MDD, calbindin-positive interneurons were reported to be lower in density and smaller in size in the DLPFC, and similar but less robust findings were present in the OFC, but only smaller neuronal size was found in the occipital cortex (Maciag et al. 2010; Rajkowska et al. 2007). In contrast, alter­ations in parvalbumin-positive interneurons appeared to be more subtle, with no dif­ferences in size in either the DLPFC or the OFC and a lower density only in the OFC (Rajkowska et al. 2007). Investigation of gene expression supports these cell type–spe­cific studies. For instance, lower levels of somatostatin mRNA, but not parvalbumin mRNA, were reported in the DLPFC of subjects with MDD (Sibille et al. 2009). How­ever, both somatostatin and parvalbumin mRNA levels were lower in the DLPFC of subjects with bipolar disorder, suggesting disease specificity of GABA-related alter­ations (Sibille et al. 2009). In the subgenual cingulate, gene expression studies reported
neuron subtypes (Figure 10–1A). These
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181 Molecular and Cellular Neurobiology
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FIGURE 10–1. Simplified diagram indicating neocortical microcircuitry and dysfunction in mood disorders.
To view this figure in color, see Plate 3 in Color Gallery in middle of book.
(A) Canonical microcircuitry in unaffected comparison subjects with excitation/inhibition (E/I) balance. (B) In the dorsolateral prefrontal cortex (DLPFC) in subjects with major depressive disorder (MDD), lower
expression of somatostatin (SST) (indicated by lighter color), but no change in parvalbumin (PV), was re ported, suggesting lower levels of dendritic inhibition onto pyramidal cells (PYR). (C) In the anterior cingu­late cortex (ACC) in MDD, lower levels of SST and lower PV (indicated by lighter colors) were reported, sug­gesting lower levels of dendritic and perisomatic inhibition onto pyramidal cells. Created with BioRender.com.
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lower somatostatin, neuropeptide Y, cortistatin, and parvalbumin mRNA levels (Tripp et al. 2012); lower levels of neuropeptide Y and cortistatin are consistent with lower somatostatin, because these are often coexpressed in the same GABA interneu­rons. Reductions in somatostatin mRNA were observed across cortical layers in the subgenual cingulate (Seney et al. 2015). GABA-related deficits were also present in the basolateral amygdala complex, with lower levels of somatostatin, neuropeptide Y, and cortistatin mRNA, but not of parvalbumin mRNA, in female subjects with MDD (Guilloux et al. 2012); interestingly, these GABA-related deficits were not observed in the basolateral amygdala of male subjects with MDD, suggesting sex specificity for GABA deficits in the basolateral amygdala in subjects with MDD (Sibille et al. 2009). Further characterization of the somatostatin deficits in the basolateral amygdala com plex in female subjects with MDD showed a lower density of detectable somatostatin­positive neurons across several nuclei, with lower somatostatin mRNA per cell re­stricted to the basomedial nucleus (Douillard-Guilloux et al. 2017).
In concert, the somatostatin- and parvalbumin-related changes in subjects with MDD suggest different patterns of alterations across cortical brain regions (see Figure 10–1). The somatostatin-specific deficit in the DLPFC suggests lower dendritic inhibi­tion onto excitatory pyramidal cells in subjects with MDD (Figure 10–1B). In contrast, lower levels of both somatostatin and parvalbumin in the anterior cingulate suggest lower dendritic and perisomatic inhibition onto excitatory pyramidal neurons (Figure 10–1C). Understanding how excitatory pyramidal neurons and inhibitory GABA in­terneurons are altered in mood disorders may provide insight into how dysfunction of
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