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Patient Data Analytics Using XAI: Existing Tools andCase Studies
Table 3 Features of popular XAI frameworks
Input
Framework
AIX 360 Tabular
Alibi Tabular
Skater Tabular
H2O Tabular
InterpretML Tabular
Ethical-ML­XAI
DaleX Tabular
iNNvestigate Tabular
type
and image data
and image data
and image data
and statistical data
data
Tabular data
and statistical data
and image data
Local explanations
Yes Yes Agnostic Ye s Commercial,
Yes Yes Agnostic Ye s Open source,
Yes Yes Agnostic Ye s Open source,
Yes Yes Agnostic No Open source,
Yes Yes Agnostic Ye s Open source,
Yes Yes Agnostic Ye s Open source,
Yes Yes Agnostic Ye s Open source,
Yes Yes Agnostic No Open source,
Global explanations
Specic/ agnostic
Counterfactual explanations
167
Other features
supports a variety of models
can identify bias
can visualize model predictions
supports a variety of models
can explain different types of models
collection of tools
can explain different types of models
can visualize model predictions
1.7 Case Studies
This section of the chapter discusses certain case studies in PDA where XAI can improvise and help humans. Five case studies related to health care are intro­duced here.
168
J. Srinivas et al.
1.7.1 Case Study 1: “Interpretable Machine Learning forPredicting
Disease Progression inDiabetic Patients”
This case study aims to demonstrate the application of XAI techniques in patient data analytics, specically focusing on diabetic patients. Diabetes is a prevalent chronic condition that affects millions of people worldwide. Predicting disease pro­gression in diabetic patients accurately is crucial for personalized treatment and improved patient outcomes. However, traditional machine learning models may lack transparency, making it challenging to understand the factors contributing to predictions. By using XAI techniques, a transparent and interpretable machine learning model for predicting disease progression in diabetic patients can be devel­oped. XAI models such as SHAP or LIME can be implemented over the ML algo­rithms and train them alongside the best performing ML algorithm.
1.7.2 Case Study 2: “Enhancing Patient Risk Assessments Through
Explainable AI: ACase Study inCardiovascular Disease Prediction”
This case study aims to explore the application of XAI techniques to improve the accuracy of patient risk assessments, with a focus on predicting the risk of cardio­vascular disease (CVD). Cardiovascular diseases are a leading cause of mortality worldwide, and early identication of high-risk patients is crucial for timely inter­vention and preventive measures. However, traditional risk assessment models may lack transparency, hindering their widespread adoption and limiting the understand­ing of the factors inuencing risk predictions. Through the use of XAI, a more transparent and interpretable model for patient risk assessments can be developed, leading to enhanced prediction accuracy and actionable insights for healthcare pro­fessionals. XAI models such as SHAP or LIME can be implemented over the ML algorithms and train them alongside the best performing ML algorithm.
1.7.3 Case Study 3: “Using XAI toIdentify Bias inPatient Data”
This case study delves into the critical aspect of using XAI to identify and address bias in patient data, particularly in the context of healthcare. Biases in patient data can lead to disparities in treatment and diagnosis, affecting patient outcomes and leading to inequitable healthcare delivery. By leveraging XAI techniques, this study aims to uncover potential biases in patient data and provide healthcare professionals with actionable insights to rectify these biases, ensuring more equitable and just healthcare practices. A team of researchers at Stanford University used XAI to iden­tify bias in patient data. They found that the data was biased against certain groups of patients such as women and minorities.
Patient Data Analytics Using XAI: Existing Tools andCase Studies
169
1.7.4 Case Study 4: “Personalizing Patient Care Through Explainable
AI: ACase Study inChronic Disease Management”
This case study explores the application of XAI to personalize patient care, focusing on the management of chronic diseases. Chronic diseases, such as diabetes, hyper­tension, and asthma, require individualized treatment plans to achieve better patient outcomes. Traditional one-size-ts-all approaches may not fully address the unique needs and complexities of each patient. By leveraging XAI, this study aims to develop transparent and interpretable models that can offer personalized recom­mendations, empowering healthcare providers to tailor treatment strategies based on individual patient characteristics and preferences. A team of researchers at the University of Pennsylvania used XAI to personalize patient care. They developed a machine learning model that was able to predict which patients were most likely to benet from a particular treatment. They then used SHAP to explain the predictions of the model. This information was used to personalize the treatment plan for each patient.
1.7.5 Case Study 5: “Advancing Patient Safety withExplainable AI:
ACase Study onEarly Warning Score System inHospitals”
This case study focuses on the implementation of XAI in the development of an early warning score (EWS) system for hospitals. EWS is a vital tool used by health­care professionals to detect deteriorating patients early and trigger timely interven­tions. Traditional EWS systems often lack transparency, making it challenging to understand the factors contributing to patient risk scores. By utilizing XAI tech­niques, an interpretable and explainable EWS system that provides healthcare pro­viders with clear insights into the patient’s condition can be created, enabling earlier interventions and improving patient safety. Figure 6 depicts an EWS system with and without X context. EWS-XAI offers straightforward visual explanations for the
Fig. 6 Difference between EWS-AI and EWS-XAI in prediction models
170
predictions made, whereas EWS-AI hides the internals of the neural network used in the model. XAI-based EWS models were proposed in Refs. [32–35].
J. Srinivas et al.
1.8 Future Scope ofXAI
In future, patient data analytics would become transparent in all aspects of the model. The emphasis of the PDA will shift from structured data to unstructured data such as patient clinical images (X-rays, MRI, CT scans), prescriptions and lab records, signal data such as Internet of Things (IOT), ECG, EEG, and EMG to make the decision process of AI more interpretable. The advancement in technologies such as human–computer interaction (HCI), social engineering, augmented reality (AR), and virtual reality (VR) is a good sign for XAI-based PDA.The combination of these elds with AI will open new frontiers in this XAI-based PDA.In future, a common AI model that inherits features from multiple technologies can be designed for making the black box AI explainable AI.Explainable PDA models can be built using transparency, fairness, and accountability as the building blocks. XAI has to become more human centric. Figure7 represents a futuristic XAI-based PDA model where input, training of the model, interface, and even the results are accessible to humans.
1.9 Conclusions
The condence decit in current AI systems has resulted in reluctance among users to embrace their adoption in critical domains such as patient data analytics, health­care, and biomedical informatics. This hesitancy stems from the ongoing trade-off between precision and explainability. To gain traction in patient data analytics (PDA), AI systems must transcend their black box nature and cultivate transparency. The evolution toward answerability is an imperative for AI systems to secure their relevance in the future. In the realm of patient data analytics, the demand for trust­worthy AI systems has never been more pressing. This chapter distinctly under­scores the imperative for explainable AI within the realm of data analytics. It introduces the concept of XAI within the context of patient data analytics and healthcare. By illuminating the uncertainties entrenched in current black box AI models, the chapter sheds light on the pressing need for change. Furthermore, a comprehensive exploration of challenges posed by the integration of XAI in patient data analytics is undertaken, with proposed methodologies to surmount these hur­dles. Central to this chapter is the proposition of a generic architecture for an XAI­based PDA model. This architecture envisions a harmonious integration of AI prowess with interpretability, making way for informed decision-making. A system­atic exposition of key XAI methodologies, including intrinsically interpretable methods, model-agnostic methods, and example-based explanations, serves to
Patient Data Analytics Using XAI: Existing Tools andCase Studies
171
Fig. 7 Future XAI models and interfaces
enrich the discourse. By presenting potential case studies in PDA where XAI can exert transformative inuence, this chapter underscores its practical relevance. The future of XAI within patient data analytics holds immense promise, capable of tra­versing new horizons through thorough research and sustained innovation.
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Enhancing Diagnosis ofKidney Ailments
fromCT Scan withExplainable AI
SurabhiBatiaKhan, K.SeshadriRamana, M.BalaKrishna, SubarnaChatterjee, P.KiranRao, andP.SumanPrakash
Abstract
In medical informatics, diagnosing, progression of diseases, and detect­ing kidney organ abnormalities has long posed signicant challenges. However, a novel approach has emerged, harnessing the power of AI Shapley values to unravel the decision-making processes of diagnostic models. This innovative framework seamlessly integrates ResNeXt and XAI models, outperforming existing methods and achieving remarkable accuracy rates of 99.52%. The method leverages a robust validation technique to attain this level of precision. Notably, the incorporation of Shapley values within this framework enhances the transparency of decision­making, elevating diagnostic precision and instilling condence in treatment deci­sions. The successful integration of ResNeXt and XAI models into a handheld device platform hints at the potential to democratize advanced diagnostics, particu­larly in resource-constrained settings, making cutting-edge diagnostic technologies accessible to a broader population. This research marks a signicant milestone in kidney abnormality diagnosis, promising improved patient care, and better out­comes for kidney health.
Furthermore, the proposed architecture sets a precedent for integrating intricate deep learning models into medical handheld devices. Implementing this approach offers a dependable and effective diagnostic tool for the early identication of kid­ney abnormalities, paving the way for timely interventions and enhanced patient
S. B. Khan Department of Data Science, University of Salford, Salford, UK
K. S. Ramana Department of CAI, Ravindra College of Engineering for Women, Kurnool, AP, India
M. B. Krishna · P. K. Rao ( Department of CSE, Ravindra College of Engineering for Women, Kurnool, AP, India
S. Chatterjee Department of CSE, Faculty of Engineering, MS Ramaiah University of Applied Sciences, Bengaluru, Karnataka, India
P. S. Prakash Department of CAI, G Pullaiah College of Engineering and Technology, Kurnool, AP, India
*)
Ltd. 2024 R. Aluvalu et al. (eds.), Explainable AI in Health Informatics, Computational Intelligence Methods and Applications,
https://doi.org/10.1007/978-981-97-3705-5_9
175© The Author(s), under exclusive license to Springer Nature Singapore Pte
176
outcomes. The ndings from this study underscore the transformative potential of AI-powered medical diagnostics, particularly in kidney disease detection and treatment.
Keywords Kidney risk · Computed tomography (CT) · Deep learning models · AI Shapley values · ResNeXt · XAI models · Grad-CAM · Internet-of-medical- things (IoMT)
S. B. Khan et al.
1 Introduction
Explainable AI, often referred to as XAI, represents an emerging eld within arti­cial intelligence (AI), intending to develop machine learning models [1] that are characterized by transparency and ease of comprehension. Conventional models can be immensely challenging to decipher, often resembling what is colloquially termed a “black box” [1]. In contrast, XAI models furnish a rationale behind their predictions or decisions, offering valuable insights into the underlying decision­making process [2]. It becomes especially pertinent in industries where real-time applications are crucial, such as healthcare, IT, nance, and agriculture, given that erroneous decisions can carry signicant ramications. XAI achieves this objective through various mechanisms, including decision trees, saliency maps, and attention mechanisms, all of which serve to visualize the decision-making process. These tools effectively highlight the pivotal features that inuence the model’s output. By employing XAI, users can grasp the contributing factors and pinpoint potential biases or errors within the model, enhancing its transparency and reliability.
In healthcare, the process of AI-driven decision-making [3–16] is intricate, rely­ing on many inputs, including medical records, patient histories, diagnoses, and expert insights. While machine learning models can provide valuable assistance, there is a growing demand for enhanced interpretability. Explainable articial intel­ligence (XAI) [4] addresses this need by offering visualizations and explanations that shed light on how AI models arrive at their decisions in the context of medicine. This infusion of transparency fosters trust. XAI serves as a conduit for medical professionals better to understand the rationale behind the models’ decisions, lead­ing to more precise and dependable clinical judgments. Additionally, XAI [3] is pivotal in helping healthcare experts uncover potential biases or errors within auto­mated systems, ultimately contributing to more resilient and accurate patient care decisions. It becomes precious in medical imaging, encompassing modalities such as CT scans and MRIs, where the sheer volume of data can overwhelm healthcare providers. Analyzing kidney organ pathology [4] and CT scans through the lens of XAI [3] introduces distinctive challenges that necessitate thoughtful consideration. Understanding the intricacy of AI techniques used in image analysis, which often involve deep learning models with numerous layers and parameters, is a signicant challenge. To incorporate XAI [3] into clinical procedures effectively, it is essential to develop methods that provide meaningful explanations while maintaining the
Enhancing Diagnosis ofKidney Ailments fromCT Scan withExplainable AI
integrity of medical data and ensuring patient privacy and data security. Validating the efcacy of XAI [3] techniques is also crucial to ensure that the presented expla­nations result in enhanced decision-making. Addressing these challenges is neces­sary to unlock the maximum potential of XAI in CT scan [12] modality and optimize patient care through actionable insights and transparent AI-based decisions.
Effective patient management and treatment depend on precise disease diagnosis [3–16] and prognosis. Early disease detection and intervention can signicantly enhance patient well-being and quality of life by addressing ailments at nascent stages. Tailored diagnostic insights pave the way for individualized treatment strate­gies, allowing patients to benet from therapies that best suit their unique needs, thereby boosting therapeutic success rates while minimizing side effects. For healthcare practitioners, precise diagnostic and prognostic details are invaluable tools, helping in efcient resource allocation, case prioritization, and care plans tailored to varying patient severities.
Furthermore, guided by in-depth diagnostic and prognostic insights, healthcare providers can ne-tune treatment regimens, ensuring top-notch patient care. Understanding the nuances of their diagnosis and prognosis equips patients and their families to make well-informed healthcare decisions. XAI extends from choos­ing suitable treatments to making pivotal choices about end-of-life care. Beyond individual care, accurate diagnostics and prognostics [4] bolster medical research, propelling the innovation of diagnostic tools [5], therapeutic approaches, and pre­ventive strategies. Such insights also inuence public health strategies, spotlighting disease patterns and facilitating crafting of targeted health interventions and poli­cies. Medical training and education are deeply intertwined with these precise insights, enabling the molding of competent healthcare professionals primed for delivering optimal patient care. In essence, the integrity of a healthcare system thrives on accurate disease diagnosis and prognosis, which form the bedrock for premium patient care and outcomes.
177
2 Related Works ofExplainable AI inDisease Diagnosis
andPrognosis
In the literature overview, Table1 discusses explainable AI and its potential in iden- tifying and predicting diseases. The medical eld should prioritize usability and clarity, as emphasized in the study by Holzinger etal. (2019) [1]. They found that “layer-wise relevance propagation (LRP)” is effective in distinguishing histopathol­ogy images in breast cancer detection. Al’Aref etal. (2020) explore machine learn­ing’s application in cardiac imagery for cardiovascular diseases and use SHAP values to predict breast cancer recurrence. Lundervold and Lundervold (2019) pro­vide an in-depth analysis of deep learning’s signicance in medical imagery, par­ticularly MRI.They highlight the use of Grad-CAM in detecting lung nodules in CT images, which aids in lung cancer detection. Lastly, Yoon etal. (2020) utilize LIME